Pathstone Holdings, LLC

13F filer, CIK 2011612, ENGLEWOOD, NJ

Pathstone Holdings, LLC reported $23,065,375,102 across 2,251 holdings for the quarter ended 2025-03-31, in a 13F-HR filed 2025-05-15. Its ten largest share positions make up 29.55% of the portfolio.

Filed 2025-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC13F-HR 0001085146-25-003172

Period: 2025-03-31
Reported value: $23.1B
Holdings: 2,251
Top 10 weight: 29.55%
New: 139
Sold out: 186

Part of the filer group Pathstone Holdings, LLC

ADVISOR PARTNERS II, LLC PATHSTONE FAMILY OFFICE, LLC +1 other

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
MSFTadded	+576,742	$216M
IGFadded	+2,917,410	$159M
PGRadded	+330,252	$93.5M
XLKadded	+204,953	$42.3M
PAAadded	+1,768,707	$35.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
SPYreduced	-136,044	-$76.1M
CRWDreduced	-168,722	-$59.5M
KDPreduced	-1,254,345	-$42.9M
IVVreduced	-40,650	-$22.8M
NZFreduced	-1,612,590	-$20.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2025

Share positions as resolved from 13F-HR 0001085146-25-003172, largest first. % of portfolio is the value over $23,059,235,700, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
FNVFRANCO NEV CORP	1,507	$237K	<0.01%	-1,223		Timeline
CLFCLEVELAND-CLIFFS INC NEW	28,657	$237K	<0.01%	+7,104		Timeline
PTENPATTERSON-UTI ENERGY INC	28,787	$237K	<0.01%	-2,820		Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	14,685	$236K	<0.01%	-946		Timeline
CXCEMEX SAB DE CV	42,088	$236K	<0.01%	-3,344		Timeline
XARSPDR SERIES TRUST	1,468	$236K	<0.01%	0		Timeline
CSIQCANADIAN SOLAR INC	27,173	$235K	<0.01%	+16,248		Timeline
STBAS & T BANCORP INC	6,342	$235K	<0.01%	+1		Timeline
OBDCBLUE OWL CAPITAL CORPORATION	15,933	$234K	<0.01%	+3,152		Timeline
FWONALIBERTY MEDIA CORP DEL	2,865	$233K	<0.01%	-844		Timeline
DORMDORMAN PRODS INC	1,935	$233K	<0.01%	-504		Timeline
KAROKAROOOOO LTD	5,465	$232K	<0.01%	-49		Timeline
KEPKOREA ELEC PWR CORP	31,351	$232K	<0.01%	-1,524		Timeline
PIOINVESCO EXCH TRADED FD TR II	5,780	$232K	<0.01%	0		Timeline
PFFDGLOBAL X FDS	12,175	$232K	<0.01%	0		Timeline
REALTHE REALREAL INC	42,984	$232K	<0.01%	new		Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	17,537	$230K	<0.01%	0		Timeline
HRZNHORIZON TECHNOLOGY FIN CORP	24,341	$230K	<0.01%	+740		Timeline
KRBNKRANESHARES TRUST	8,135	$230K	<0.01%	0		Timeline
AURAURORA INNOVATION INC	34,110	$229K	<0.01%	+14,484		Timeline
TMETENCENT MUSIC ENTMT GROUP	15,835	$228K	<0.01%	-197		Timeline
CLBCORE LABORATORIES INC	15,169	$227K	<0.01%	-7,425		Timeline
ARTYISHARES TR	7,205	$227K	<0.01%	+1,759		Timeline
VALVALARIS LTD	5,757	$226K	<0.01%	+660		Timeline
VFCV F CORP	14,521	$225K	<0.01%	-3,088		Timeline
KNTKKINETIK HOLDINGS INC	4,334	$225K	<0.01%	-333		Timeline
BEKEKE HLDGS INC	11,191	$225K	<0.01%	+534		Timeline
GCOGENESCO INC	10,584	$225K	<0.01%	-10,271		Timeline
LMNDLEMONADE INC	7,132	$224K	<0.01%	-37		Timeline
ZETAZETA GLOBAL HOLDINGS CORP	16,515	$224K	<0.01%	-535		Timeline
COPXGLOBAL X FDS	5,702	$223K	<0.01%	-252		Timeline
PRGPROG HOLDINGS INC	8,368	$223K	<0.01%	+1,161		Timeline
MCWMISTER CAR WASH INC	28,155	$222K	<0.01%	-1,171		Timeline
THOTHOR INDS INC	2,930	$222K	<0.01%	-1,670		Timeline
DHTDHT HOLDINGS INC	20,950	$220K	<0.01%	+754		Timeline
GTGOODYEAR TIRE & RUBR CO	23,712	$219K	<0.01%	-9,919		Timeline
FCOMFIDELITY COVINGTON TRUST	3,887	$219K	<0.01%	new		Timeline
ESGEISHARES INC	6,234	$218K	<0.01%	-1,679		Timeline
GAPGAP INC	10,505	$217K	<0.01%	-6,877		Timeline
COTYCOTY INC	39,544	$216K	<0.01%	+2,783		Timeline
ONTONTERRIS INC	15,101	$215K	<0.01%	+3,636		Timeline
BRKRBRUKER CORP	5,154	$215K	<0.01%	-995		Timeline
PDIPIMCO DYNAMIC INCOME FD	10,777	$215K	<0.01%	new		Timeline
NEONEOGENOMICS INC	22,578	$215K	<0.01%	-6,839		Timeline
MSDMORGAN STANLEY EMKT DBT FD I	28,489	$214K	<0.01%	-206,139		Timeline
WENWENDYS CO	14,544	$213K	<0.01%	-7,290		Timeline
OTLYOATLY GROUP AB	21,636	$213K	<0.01%	new		Timeline
AZZAZZ INC	2,535	$212K	<0.01%	-1,559		Timeline
TGTXTG THERAPEUTICS INC	5,365	$212K	<0.01%	new		Timeline
SHESPDR SERIES TRUST	1,841	$210K	<0.01%	0		Timeline
FRPHFRP HLDGS INC	7,350	$210K	<0.01%	-246		Timeline
ESNTESSENT GROUP LTD	3,635	$210K	<0.01%	-2,548		Timeline
DGCBDIMENSIONAL ETF TRUST	3,942	$210K	<0.01%	new		Timeline
ACHCACADIA HEALTHCARE COMPANY IN	6,893	$209K	<0.01%	-8,464		Timeline
EWCISHARES INC	5,116	$208K	<0.01%	0		Timeline
ABGASBURY AUTOMOTIVE GROUP INC	940	$208K	<0.01%	-933		Timeline
IEIISHARES TR	1,757	$208K	<0.01%	-3,165		Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	11,616	$207K	<0.01%	+511		Timeline
IQLTISHARES TR	5,216	$207K	<0.01%	new		Timeline
EPRTESSENTIAL PPTYS RLTY TR INC	6,296	$207K	<0.01%	new		Timeline
SLVMSYLVAMO CORP	3,075	$206K	<0.01%	-1,830		Timeline
TDIVFIRST TR EXCHANGE TRADED FD	2,791	$205K	<0.01%	new		Timeline
IYFISHARES TR	1,820	$205K	<0.01%	-1,114		Timeline
PARRPAR PAC HOLDINGS INC	14,280	$204K	<0.01%	-10,766		Timeline
QDELQUIDELORTHO CORP	5,842	$204K	<0.01%	-9,893		Timeline
SUNRISE COMMUNICATIONS AGSUNRISE COMMUNICATIONS AG	4,226	$204K	<0.01%	-1,378
ENOVENOVIS CORPORATION	5,335	$204K	<0.01%	+90		Timeline
DFEMDIMENSIONAL ETF TRUST	7,653	$202K	<0.01%	new		Timeline
EVLVEVOLV TECHNOLOGIES HLDNGS IN	64,770	$202K	<0.01%	-31,658		Timeline
PJTPJT PARTNERS INC	1,464	$202K	<0.01%	new		Timeline
TALTAL ED GROUP	15,269	$202K	<0.01%	+442		Timeline
DRIVGLOBAL X FDS	9,462	$200K	<0.01%	0		Timeline
OPRAOPERA LTD	12,543	$200K	<0.01%	+1,027		Timeline
JPCNUVEEN PFD & INCOME OPPORTUN	25,000	$199K	<0.01%	-9,020		Timeline
ICLNISHARES TR	17,340	$198K	<0.01%	-58,250		Timeline
BLWBLACKROCK LTD DURATION INCOM	13,833	$196K	<0.01%	+219		Timeline
WDIWESTERN ASSET DIVERSIFIED IN	15,040	$195K	<0.01%	0		Timeline
VIAVVIAVI SOLUTIONS INC	17,437	$195K	<0.01%	-4,572		Timeline
VALEVALE S A	19,533	$195K	<0.01%	+4,569		Timeline
CIIBLACKROCK ENHANCED LARGE CAP	10,000	$191K	<0.01%	0		Timeline
SEMSELECT MED HLDGS CORP	11,354	$190K	<0.01%	new		Timeline
REZIRESIDEO TECHNOLOGIES INC	10,696	$189K	<0.01%	-2,407		Timeline
ASTSAST SPACEMOBILE INC	8,306	$189K	<0.01%	new		Timeline
VIMEO INCVIMEO INC	35,150	$185K	<0.01%	-2,113
ACCOACCO BRANDS CORP	43,739	$183K	<0.01%	-42,369		Timeline
NTLAINTELLIA THERAPEUTICS INC	25,154	$179K	<0.01%	+14,515		Timeline
CGNTCOGNYTE SOFTWARE LTD	22,777	$178K	<0.01%	+120		Timeline
DLXDELUXE CORP MEDIUM TERM NTS	11,216	$177K	<0.01%	new		Timeline
WOLFSPEED INCWOLFSPEED INC	57,831	$177K	<0.01%	+45,832
ERIIENERGY RECOVERY INC	11,092	$176K	<0.01%	new		Timeline
NWLNEWELL BRANDS INC	28,063	$174K	<0.01%	-53,167		Timeline
CRNCCERENCE INC	21,895	$173K	<0.01%	-9,342		Timeline
GLOBAL X FDSGLOBAL X FDS	20,663	$170K	<0.01%	0
WTWISDOMTREE INC	18,754	$167K	<0.01%	+1,604		Timeline
VIPSVIPSHOP HLDGS LTD	10,592	$166K	<0.01%	new		Timeline
SABRSABRE CORP	58,484	$164K	<0.01%	+13,313		Timeline
XEVVXEATON VANCE LIMITED DURATION	16,457	$164K	<0.01%	-3,221		Timeline
FLGFLAGSTAR BANK NATIONAL ASSOC	14,116	$164K	<0.01%	-1,531		Timeline
GMEGAMESTOP CORP	7,305	$163K	<0.01%	-221		Timeline
WESTWESTROCK COFFEE CO	22,000	$159K	<0.01%	0		Timeline
CIGCIA ENERGETICA DE MINAS GERA	89,311	$157K	<0.01%	-4,020		Timeline
CLMCORNERSTONE STRATEGIC INVEST	21,012	$156K	<0.01%	0		Timeline
BGCBGC GROUP INC	16,707	$153K	<0.01%	new		Timeline
SITCSITE CTRS CORP	11,845	$152K	<0.01%	-439		Timeline
PUMPPROPETRO HLDG CORP	20,321	$150K	<0.01%	-154		Timeline
STTKSHATTUCK LABS INC	157,083	$149K	<0.01%	0		Timeline
GAMEGAMESQUARE HLDGS INC	250,000	$149K	<0.01%	0		Timeline
PLUGPLUG PWR INC	108,177	$146K	<0.01%	-10,183		Timeline
ARIAPOLLO COML REAL ESTATE FIN	14,825	$142K	<0.01%	+301		Timeline
RKTROCKET COS INC	11,714	$141K	<0.01%	new		Timeline
CDECOEUR MNG INC	23,678	$140K	<0.01%	+12,440		Timeline
REDFIN CORPREDFIN CORP	20,562	$138K	<0.01%	new
TET1 ENERGY INC	109,189	$138K	<0.01%	0		Timeline
SSLSASOL LTD	32,308	$136K	<0.01%	-24,135		Timeline
MARAMARA HOLDINGS INC	11,754	$136K	<0.01%	-6,120		Timeline
ELDNELEDON PHARMACEUTICALS INC	39,814	$135K	<0.01%	0		Timeline
SOPHSOPHIA GENETICS SA	40,022	$133K	<0.01%	0		Timeline
IDEVOYA INFRASTRUCTURE INDLS &	12,289	$131K	<0.01%	-44,641		Timeline
PAYOPAYONEER GLOBAL INC	17,826	$130K	<0.01%	+5,590		Timeline
HCATHEALTH CATALYST INC	27,568	$125K	<0.01%	-948		Timeline
HANESBRANDS INCHANESBRANDS INC	21,265	$123K	<0.01%	-1,762
OSURORASURE TECHNOLOGIES INC	36,252	$123K	<0.01%	+3,281		Timeline
FPHFIVE POINT HOLDINGS LLC	22,643	$121K	<0.01%	+10,043		Timeline
OPENOPENDOOR TECHNOLOGIES INC	117,312	$120K	<0.01%	new		Timeline
OIO-I GLASS INC	10,352	$119K	<0.01%	-92		Timeline
SUZSUZANO S A	12,723	$118K	<0.01%	-2,038		Timeline
TIGRUP FINTECH HLDG LTD	12,562	$108K	<0.01%	0		Timeline
ATHIRA PHARMA INCATHIRA PHARMA INC	372,196	$106K	<0.01%	0
BBDBANCO BRADESCO S A	45,931	$103K	<0.01%	-359,321		Timeline
AXIAYAXIA ENERGIA SA	14,450	$103K	<0.01%	-1,520		Timeline
FLNCFLUENCE ENERGY INC	20,743	$101K	<0.01%	+3,129		Timeline
ACHACCENDRA HEALTH INC	11,130	$101K	<0.01%	new		Timeline
SBHSALLY BEAUTY HLDGS INC	10,988	$99.2K	<0.01%	new		Timeline
UGPULTRAPAR PARTICIPACOES SA	32,152	$99K	<0.01%	+1,706		Timeline
ORCORCHID IS CAP INC	13,000	$97.8K	<0.01%	-30		Timeline
SOUNSOUNDHOUND AI INC	11,977	$97.3K	<0.01%	new		Timeline
XCMUXMFS HIGH YIELD MUN TR	27,729	$96.8K	<0.01%	new		Timeline
NXDRNEXTDOOR HOLDINGS INC	63,133	$96.6K	<0.01%	0		Timeline
HOSHORNBECK OFFSHORE SERVICES I	11,508	$95.6K	<0.01%	-5,409		Timeline
SEERSEER INC	56,410	$95.3K	<0.01%	+28,205		Timeline
VZLAVIZSLA SILVER CORP	41,644	$94.5K	<0.01%	0		Timeline
GNLGLOBAL NET LEASE INC	11,722	$94.2K	<0.01%	-7,435		Timeline
DBRGDIGITALBRIDGE GROUP INC	10,652	$94K	<0.01%	-3,875		Timeline
GOOSCANADA GOOSE HLDGS INC	11,762	$93.5K	<0.01%	+129		Timeline
TPICQTPI COMPOSITES INC COM	115,755	$93.3K	<0.01%	-382		Timeline
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	11,630	$92.8K	<0.01%	-1,814
SMHISEACOR MARINE HLDGS INC	18,050	$91.3K	<0.01%	new		Timeline
KSSKOHLS CORP	10,836	$89.9K	<0.01%	-2,895		Timeline
RIOTRIOT PLATFORMS INC	12,010	$87.2K	<0.01%	new		Timeline
RIGTRANSOCEAN LTD	26,520	$84.1K	<0.01%	+3,936		Timeline
CORZZCORE SCIENTIFIC INC NEW	11,401	$81.9K	<0.01%	-186,704		Timeline
LOTLOTUS TECHNOLOGY INC	50,000	$80K	<0.01%	0		Timeline
ECXECARX HOLDINGS INC	62,700	$79K	<0.01%	0		Timeline
NXENEXGEN ENERGY LTD	16,474	$74K	<0.01%	0		Timeline
SABSSAB BIOTHERAPEUTICS INC	50,650	$68.9K	<0.01%	0		Timeline
MTLSMATERIALISE NV	13,816	$68.7K	<0.01%	-512		Timeline
GGBGERDAU SA	23,553	$66.9K	<0.01%	-11,612		Timeline
UPLDUPLAND SOFTWARE INC	23,378	$66.9K	<0.01%	0		Timeline
BDNBRANDYWINE RLTY TR	14,802	$66K	<0.01%	-12,565		Timeline
PTONPELOTON INTERACTIVE INC	12,300	$64.6K	<0.01%	new		Timeline
MQMARQETA INC	15,484	$63.8K	<0.01%	new		Timeline
CFFNCAPITOL FED FINL INC	10,657	$59.7K	<0.01%	new		Timeline
LULUFAX HOLDING LTD	18,303	$54.4K	<0.01%	-951		Timeline
ABEVAMBEV SA	22,788	$53.1K	<0.01%	-5,445		Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	41,084	$48.5K	<0.01%	+20,542		Timeline
ABCLABCELLERA BIOLOGICS INC	20,863	$46.5K	<0.01%	-500		Timeline
CUREVAC NVCUREVAC NV	16,155	$45.6K	<0.01%	0
CLGNCOLLPLANT BIOTECHNOLOGIES LT	17,000	$43.9K	<0.01%	0		Timeline
TNYATENAYA THERAPEUTICS INC	75,000	$42.8K	<0.01%	new		Timeline
CORZWCORE SCIENTIFIC INC NEW	13,681	$41.5K	<0.01%	0		Timeline
MRVIMARAVAI LIFESCIENCES HLDGS I	18,608	$41.1K	<0.01%	+8,343		Timeline
BRF SABRF SA	11,591	$39.9K	<0.01%	new
KOSKOSMOS ENERGY LTD	16,196	$39.5K	<0.01%	-25,260		Timeline
CMPSCOMPASS PATHWAYS PLC	13,789	$39.4K	<0.01%	0		Timeline
ABUSARBUTUS BIOPHARMA CORP	11,000	$38.4K	<0.01%	-88		Timeline
SLISTANDARD LITHIUM CORP	30,000	$38.1K	<0.01%	0		Timeline
LUCID GROUP INCLUCID GROUP INC	14,915	$36.1K	<0.01%	new
SVCSERVICE PPTYS TR	13,290	$34.7K	<0.01%	+664		Timeline
TMQTRILOGY METALS INC NEW	20,000	$31K	<0.01%	0		Timeline
FUBOFUBOTV INC	10,000	$29.2K	<0.01%	0		Timeline
IQIQIYI INC	12,290	$27.8K	<0.01%	new		Timeline
GERNGERON CORP	17,268	$27.5K	<0.01%	-1,923		Timeline
PAAIPARADIUMAI INC	15,345	$26.5K	<0.01%	0		Timeline
LIVEPERSON, INC.LIVEPERSON, INC.	31,664	$25.3K	<0.01%	-80,440
NRGVENERGY VAULT HOLDINGS INC	36,365	$25.3K	<0.01%	-35,000		Timeline
DNNDENISON MINES CORP	19,300	$25.1K	<0.01%	0		Timeline
PRMEPRIME MEDICINE INC	11,250	$22.4K	<0.01%	-61		Timeline
SONDQSONDER HLDGS INC CL A NEW	10,935	$21.9K	<0.01%	0		Timeline
CERSCERUS CORP	15,000	$20.9K	<0.01%	-810		Timeline
CRBUCARIBOU BIOSCIENCES INC	22,170	$20.2K	<0.01%	0		Timeline
MGXMETAGENOMI THERAPEUTICS INC	13,648	$18.6K	<0.01%	0		Timeline
LXRXLEXICON PHARMACEUTICALS INC	31,397	$14.5K	<0.01%	-22,654		Timeline
EDITEDITAS MEDICINE INC	10,530	$12.2K	<0.01%	-275		Timeline
UPWHEELS UP EXPERIENCE INC	10,641	$10.7K	<0.01%	0		Timeline
KRONOS BIO INCKRONOS BIO INC	12,034	$9.93K	<0.01%	0
TILRAY INCTILRAY INC	11,195	$7.15K	<0.01%	-363
X4 PHARMACEUTICALS INCX4 PHARMACEUTICALS INC	12,637	$2.99K	<0.01%	0
RMMZRIVERNORTH MANAGED DUR MUN I	182	$2.77K	<0.01%	new		Timeline
GRYPHON DIGITAL MNG INCGRYPHON DIGITAL MNG INC	12,000	$2.04K	<0.01%	0
RRGBRED ROBIN GOURMET BURGERS IN	22,692	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FARMFARMER BROS CO	67,137	$0	0%	new	Value filed as zero, left out of ratios.	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
PGRPROGRESSIVE CORP COM	put	242,800	$1.91M	new
AAPLAPPLE INC COM	call	15,100	$744K	new
MSTRSTRATEGY INC Stock	call	15,300	$547K	new
COSTCOSTCO WHOLESALE CORPORATION COM	put	8,600	$539K	new
RYROYAL BK CDA Stock	call	50,000	$522K	new
TSLATESLA INC COM	call	4,600	$414K	new
MSFTMICROSOFT CORP COM	call	8,200	$397K	new
SEMRSEMRUSH HLDGS INC Stock	call	32,000	$299K	new
TJXTJX COS INC NEW COM	put	71,100	$273K	new
PLTRPALANTIR TECHNOLOGIES INC COM	call	4,600	$144K	new
JPMJPMORGAN CHASE & CO COM	call	1,200	$92K	new
SESEA LTD SPONSORD ADS	call	2,500	$92K	new
TLTISHARES TR 20 YR TR BD ETF	call	5,400	$23.9K	new
VRTVERTIV HOLDINGS CO Stock	call	3,200	$21.6K	new
TTDTHE TRADE DESK INC STOK	call	1,000	$20K	new
IBITISHARES BITCOIN TRUST ETF SHS	call	5,000	$17.8K	new
XYZBLOCK INC Stock	call	1,000	$15.4K	new
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	200	$14K	new
AAPLAPPLE INC COM	put	9,200	$14K	new
GMEGAMESTOP CORP CL A	call	4,000	$13.2K	new
STMSTMICROELECTRONICS N V ADR	call	3,000	$5.1K	new
ASTSAST SPACEMOBILE INC Stock	call	50,000	$3.87K	new
IWMISHARES TR SHS	call	1,700	$3.79K	new
COINCOINBASE GLOBAL INC Stock	call	2,000	$2.43K	new
CRMSALESFORCE INC COM	put	400	$2.21K	new
CATCATERPILLAR INC COM	put	200	$1.99K	new
INTCINTEL CORP COM	call	200	$1.03K	new
KGCKINROSS GOLD CORP COM	call	300	$575	new
ACHRARCHER AVIATION INC COM CL A	call	600	$350	new
FFORD MTR CO Stock	call	400	$189	new
MARAMARA HOLDINGS INC Stock	call	600	$28	new
RIOTRIOT PLATFORMS INC COM	call	600	$25	new
AMDADVANCED MICRO DEVICES INC COM	call	300	$0	new
AMZNAMAZON COM INC COM	put	600	$0	new
BACBANK OF AMER CORP COM	call	2,800	$0	new
AVGOBROADCOM INC COM	put	200	$0	new
GSGOLDMAN SACHS GROUP INC COM	put	100	$0	new
JPMJPMORGAN CHASE & CO COM	put	400	$0	new
MAMASTERCARD INCORPORATED COM	put	300	$0	new
MSFTMICROSOFT CORP COM	put	300	$0	new
NVDANVIDIA CORPORATION COM	put	900	$0	new
PANWPALO ALTO NETWORKS INC COM	put	1,000	$0	new
CRMSALESFORCE INC COM	call	1,200	$0	new
VVISA INC COM	put	100	$0	new
WFCWELLS FARGO & CO COM	put	600	$0	new
FDXFEDEX CORP Stock	call	900	$0	new
ARCCARES CAPITAL CORP COM	put	3,000	$0	new
ARCCARES CAPITAL CORP COM	call	1,000	$0	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
RMMZRIVERNORTH MANAGED DUR MUN I COM	principal	19,207	$295K	new
ECOFIN SUSTAINABLE & SOC IM…ECOFIN SUSTAINABLE & SOC IMP T COM SH BEN INT	principal	20,309	$271K	new

Sold out in Q1 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 186. All 186

Security	Shares before	Value before	Type
JFRNUVEEN FLOATING RATE INCOME	549,904	$4.91M	shares
BCXBLACKROCK RES & COMMODITIES	492,588	$4.21M	shares
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	1,120,527	$3.51M	shares
XAGDXABRDN GLOBAL DYNAMIC DIVIDEN	289,808	$2.85M	shares
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &	751,634	$2.61M	shares
INDEPENDENT BANK GROUP INCINDEPENDENT BANK GROUP INC	33,036	$2M	shares
NKGNNKGEN BIOTECH INC COM STK (DE)	2,797,661	$1.83M	shares
INFINERA CORPINFINERA CORP	243,509	$1.6M	shares
ACPABRDN INCOME CREDIT STRATEGI	249,708	$1.49M	shares
ALTAIR ENGINEERING INCALTAIR ENGINEERING INC	13,271	$1.45M	shares
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	4,626	$1.15M	shares
FOOT LOCKER INCFOOT LOCKER INC	51,679	$1.12M	shares
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUN	83,401	$1.08M	shares
XBGYXBLACKROCK ENHANCED INTL DIV	198,823	$1.06M	shares
AGYSAGILYSYS INC	7,643	$1.01M	shares
UNGUNITED STS NAT GAS FD LP	56,941	$957K	shares
SLQDISHARES TR	15,844	$788K	shares
QIAGEN NVQIAGEN NV	16,208	$722K	shares
CMFISHARES TR	12,367	$702K	shares
SYNASYNAPTICS INC	9,035	$690K	shares
AGZISHARES TR	6,105	$659K	shares
SITIO ROYALTIES CORPSITIO ROYALTIES CORP	31,720	$608K	shares
BSYBENTLEY SYS INC	11,609	$542K	shares
HOGHARLEY DAVIDSON INC	16,782	$506K	shares
XRAYDENTSPLY SIRONA INC	25,852	$491K	shares
ARCADIUM LITHIUM PLCARCADIUM LITHIUM PLC	95,128	$488K	shares
HASHICORP INCHASHICORP INC	13,410	$459K	shares
SPIPSPDR SERIES TRUST	17,377	$440K	shares
RAREULTRAGENYX PHARMACEUTICAL IN	10,363	$436K	shares
ALABASTERA LABS INC	3,282	$435K	shares
NV5 HOLDINGS, INCNV5 HOLDINGS, INC	22,674	$427K	shares
LAZLAZARD INC	8,275	$426K	shares
GNMAISHARES TR	9,885	$424K	shares
PBDINVESCO EXCH TRADED FD TR II	36,124	$418K	shares
ARCH RESOURCES INCARCH RESOURCES INC	2,874	$406K	shares
ARKWARK ETF TR	3,717	$401K	shares
AINALBANY INTL CORP	5,007	$401K	shares
ICUIICU MED INC	2,553	$396K	shares
DAYDAYFORCE INC	5,369	$390K	shares
DXCDXC TECHNOLOGY CO	19,462	$389K	shares
PPTFRANKLIN PREMIER INCOME TR	107,909	$384K	shares
RETAIL OPPORTUNITY INVESTME…RETAIL OPPORTUNITY INVESTMENTS	22,074	$383K	shares
TDWTIDEWATER INC NEW	6,990	$382K	shares
MMINNYLIM ACTIVE ETF TR	15,869	$378K	shares
HHYATT HOTELS CORP	2,363	$371K	shares
HUNHUNTSMAN CORP	20,466	$369K	shares
SBLKSTAR BULK CARRIERS CORP.	24,532	$367K	shares
PREMIER INCPREMIER INC	17,078	$362K	shares
ALGALAMO GROUP INC	1,912	$355K	shares
OFGOFG BANCORP	8,383	$355K	shares
BKAGBNY MELLON ETF TRUST	8,491	$350K	shares
SIRISIRIUSXM HOLDINGS INC	15,210	$347K	shares
STNGSCORPIO TANKERS INC	6,830	$339K	shares
BFHBREAD FINANCIAL HOLDINGS INC	5,535	$338K	shares
LLYVALIBERTY MEDIA CORP	5,046	$336K	shares
PBEINVESCO EXCHANGE TRADED FD T	5,000	$333K	shares
HHHHOWARD HUGHES HOLDINGS INC	4,322	$332K	shares
ENLINK MIDSTREAM LLCENLINK MIDSTREAM LLC	23,355	$330K	shares
LBRDALIBERTY BROADBAND CORP	4,376	$325K	shares
HUBGHUB GROUP INC	7,294	$325K	shares
SPBSPECTRUM BRANDS HOLDINGS INC	3,816	$322K	shares
ALSNALLISON TRANSMISSION HLDGS I	2,942	$318K	shares
DKDELEK US HLDGS INC NEW	17,089	$317K	shares
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	2,959	$316K	shares
KTBKONTOOR BRANDS INC	3,635	$310K	shares
FULFULLER H B CO	4,583	$309K	shares
BLKBBLACKBAUD INC	4,024	$297K	shares
CNKCINEMARK HLDGS INC	9,593	$297K	shares
AGXARGAN INC	2,168	$297K	shares
MLRMILLER INDS INC TENN	4,514	$295K	shares
BCOBRINKS CO	3,162	$293K	shares
SSTKSHUTTERSTOCK INC	9,648	$293K	shares
AWIARMSTRONG WORLD INDS INC NEW	2,042	$289K	shares
OATLY GROUP ABOATLY GROUP AB	432,830	$287K	shares
SOXXISHARES TR	1,322	$286K	shares
RTORENTOKIL INITIAL PLC	11,299	$286K	shares
BNTXBIONTECH SE	2,501	$285K	shares
GLBEGLOBAL E ONLINE LTD	5,181	$283K	shares
DEIDOUGLAS EMMETT INC	15,053	$279K	shares
FTDRFRONTDOOR INC	4,991	$273K	shares
AMEDISYS INCAMEDISYS INC	2,996	$272K	shares
ALVAUTOLIV INC	2,878	$270K	shares
OTEXOPEN TEXT CORP	9,419	$267K	shares
MBCMASTERBRAND INC	18,090	$264K	shares
LBTYALIBERTY GLOBAL LTD	20,487	$261K	shares
PHINPHINIA INC	5,408	$261K	shares
DIODDIODES INC	4,189	$258K	shares
ASOACADEMY SPORTS & OUTDOORS IN	4,485	$258K	shares
AMTMAMENTUM HOLDINGS INC	12,128	$255K	shares
IPARINTERPARFUMS INC	1,923	$253K	shares
CNXCCONCENTRIX CORP	5,794	$251K	shares
DXPEDXP ENTERPRISES INC	3,024	$250K	shares
TWSTTWIST BIOSCIENCE CORP	5,362	$249K	shares
CZRCAESARS ENTERTAINMENT INC NE	7,411	$248K	shares
MDWDMEDIWOUND LTD	13,836	$246K	shares
AORTARTIVION INC	8,605	$246K	shares
AGMFEDERAL AGRIC MTG CORP	1,248	$246K	shares
KGSKODIAK GAS SVCS INC	5,974	$244K	shares
BMEZBLACKROCK HEALTH SCIENCES TE	16,871	$243K	shares
SUPNSUPERNUS PHARMACEUTICALS	6,717	$243K	shares

How Q1 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-25-003172	base		2025-05-15	acceptance time not in the bulk data set	2026-10-07 18:25:06 UTC