OSAIC HOLDINGS, INC.

13F filer, CIK 1677044, SCOTTSDALE, AZ

OSAIC HOLDINGS, INC. reported $44,348,111,971 across 7,406 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 16.08% of the portfolio.

Filed 2024-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001677044-24-000030

Period: 2024-09-30
Reported value: $44.3B
Holdings: 7,406
Top 10 weight: 16.08%
New: 384
Sold out: 408

Part of the filer group OSAIC HOLDINGS, INC.

CW Advisors, LLC LADENBURG THALMANN ASSET MANAGEMENT +3 others

How groups are built

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AVGOadded	+888,714	$153M
HELOadded	+2,110,089	$129M
AVUVadded	+982,858	$93.2M
AAPLadded	+332,011	$77.4M
XSMOadded	+1,120,748	$75.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
IVVreduced	-141,978	-$82M
MSFTreduced	-129,074	-$55.6M
SCHAreduced	-1,054,378	-$54.3M
NVDAreduced	-437,942	-$53.2M
SPYGreduced	-618,203	-$51.3M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001677044-24-000030, largest first. % of portfolio is the value over $44,344,289,941, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
NTBLQNOTABLE LABS LTD ORD SHS	229	$98	<0.01%	0		Timeline
NULLNULL	25	$97	<0.01%	new
NLNLI HOLDINGS INC	13	$96	<0.01%	0		Timeline
MARKFORGED HLDG CORP EQUCOR…MARKFORGED HLDG CORP EQUCORP ACT …	20	$95	<0.01%	new
TXMDTHERAPEUTICSMD INC	56	$92	<0.01%	0		Timeline
RLMDRELMADA THERAPEUTICS INC	27	$87	<0.01%	0		Timeline
EVTLVERTICAL AEROSPACE LTD	12	$83	<0.01%	new		Timeline
SNOASONOMA PHARMACEUTICALS INC	27	$82	<0.01%	new		Timeline
NULLNULL	60	$82	<0.01%	new
GNSGENIUS GROUP LTD	90	$81	<0.01%	new		Timeline
TFF PHARMACEUTICALS INCTFF PHARMACEUTICALS INC	40	$80	<0.01%	0
RCONRECON TECHNOLOGY LTD	28	$79	<0.01%	new		Timeline
PLURPLURI INC	13	$79	<0.01%	-63		Timeline
NBNNORTHEAST BK PORTLAND ME	1	$77	<0.01%	-3		Timeline
USIOUSIO INC	57	$77	<0.01%	+42		Timeline
ETHVVANECK ETHEREUM TR	2	$76	<0.01%	new		Timeline
TLYSTILLYS INC	15	$76	<0.01%	0		Timeline
BEST INCBEST INC	28	$76	<0.01%	0
HEPION PHARMACEUTICALS INCHEPION PHARMACEUTICALS INC	113	$75	<0.01%	0
SVVSAVERS VALUE VLG INC	7	$74	<0.01%	-5		Timeline
FLY E GROUP INCFLY E GROUP INC	120	$73	<0.01%	new
PETROS PHARMACEUTICALS INCPETROS PHARMACEUTICALS INC	200	$72	<0.01%	new
ELPCCOMPANHIA PARANAENSE DE ENER	11	$69	<0.01%	-118		Timeline
SPFISOUTH PLAINS FINANCIAL INC	2	$68	<0.01%	new		Timeline
Aethlon Medical Inc OLDAethlon Medical Inc OLD	149	$68	<0.01%	-50
OCCOPTICAL CABLE CORP	25	$67	<0.01%	0		Timeline
SERSERINA THERAPEUTICS INC	10	$66	<0.01%	-1		Timeline
HELXFRANKLIN TEMPLETON ETF TR	2	$66	<0.01%	-182		Timeline
PUTNAM ETF TRUSTPUTNAM ETF TRUST	2	$66	<0.01%	new
MOLECULIN BIOTECH INCMOLECULIN BIOTECH INC	23	$65	<0.01%	0
SESSES AI CORPORATION	100	$64	<0.01%	0		Timeline
COLOR STAR TECHNOLOGY CO LTDCOLOR STAR TECHNOLOGY CO LTD	63	$64	<0.01%	0
SKYESKYE BIOSCIENCE INC	16	$62	<0.01%	new		Timeline
TISITEAM INC	4	$61	<0.01%	0		Timeline
NULLNULL	100	$61	<0.01%	0
PGYWWPAGAYA TECHNOLOGIES LTD	300	$60	<0.01%	0		Timeline
QNTMQUANTUM BIOPHARMA LTD	15	$58	<0.01%	new		Timeline
ADNHADVENT TECHNOLOGIES HOLDINGS,	26	$55	<0.01%	new		Timeline
DSGNDESIGN THERAPEUTICS INC	10	$54	<0.01%	new		Timeline
GROVGROVE COLLABORATIVE HOLD INC	40	$54	<0.01%	0		Timeline
ZKHZKH GROUP LTD	14	$52	<0.01%	+4		Timeline
BLACK TITAN CORP ORDBLACK TITAN CORP ORD	10	$52	<0.01%	0
FORGE GLOBAL HOLDINGS INCFORGE GLOBAL HOLDINGS INC	40	$52	<0.01%	-2,990
CYCLO THERAPEUTICS INCCYCLO THERAPEUTICS INC	67	$52	<0.01%	0
SATELLOGIC INCSATELLOGIC INC	50	$51	<0.01%	0
CASIFCASI PHARMACEUTICALS HLDGS INC	8	$49	<0.01%	0		Timeline
LENZLENZ THERAPEUTICS INC	2	$47	<0.01%	0		Timeline
CHARLES & COLVARD LTDCHARLES & COLVARD LTD	27	$47	<0.01%	0
ALLAKOS INCALLAKOS INC	70	$46	<0.01%	0
MULLEN AUTOMOTIVE INC (US) …MULLEN AUTOMOTIVE INC (US) Old	15	$46	<0.01%	new
DURECT CORPDURECT CORP	33	$44	<0.01%	-3,000
Solana (fka Helius Medical …Solana (fka Helius Medical Techno…	80	$44	<0.01%	0
FBIOFORTRESS BIOTECH INC	30	$43	<0.01%	-1,000		Timeline
RGTIWRIGETTI COMPUTING INC	500	$43	<0.01%	0		Timeline
HYZNHYZON MTRS INC CL A NEW (DE)	18	$43	<0.01%	new		Timeline
TOPSTOP SHIPS INC	4	$37	<0.01%	0		Timeline
CARGO THERAPEUTICS INC COMCARGO THERAPEUTICS INC COM	2	$37	<0.01%	new
JETAI INCJETAI INC	341	$37	<0.01%	+285
CERO THERAPEUTICS HLDGS INCCERO THERAPEUTICS HLDGS INC	400	$36	<0.01%	0
BAOSBAOSHENG MEDIA GROUP HLDNG L	13	$35	<0.01%	0		Timeline
TIVIC HEALTH SYSTEMS INCTIVIC HEALTH SYSTEMS INC	141	$35	<0.01%	-5
CTRMCASTOR MARITIME INC	8	$34	<0.01%	0		Timeline
GLMDGALMED PHARMACEUTICALS LTD	5	$34	<0.01%	new		Timeline
GUARDION HEALTH SCIENCES INCGUARDION HEALTH SCIENCES INC	6	$33	<0.01%	0
180 DEGREE CAP CORP180 DEGREE CAP CORP	10	$33	<0.01%	new
LDTDFLEDDARTECH HLDGS INC WT EXP 12	1,132	$32	<0.01%	0		Timeline
TIDEWATER INC NEWTIDEWATER INC NEW	74	$32	<0.01%	0
FFAIFARADAY FUTURE INTLGT ELEC I	11	$29	<0.01%	new		Timeline
COCPCOCRYSTAL PHARMA INC	17	$29	<0.01%	new		Timeline
GTBPGT BIOPHARMA INC	12	$28	<0.01%	0		Timeline
URGENTLY INC COM NEWURGENTLY INC COM NEW	43	$28	<0.01%	0
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC	3	$27	<0.01%	new
OLBOLB GROUP INC	10	$25	<0.01%	new		Timeline
OPADOFFERPAD SOLUTIONS INC	6	$24	<0.01%	0		Timeline
AGEAGLE AERIAL SYSTEMS INCO…AGEAGLE AERIAL SYSTEMS INCORPORAT…	273	$24	<0.01%	+82
RBBRBB BANCORP	1	$23	<0.01%	new		Timeline
MAXEON SOLAR TECHNOLOGIES LTMAXEON SOLAR TECHNOLOGIES LT	244	$22	<0.01%	-360
BFRIWBIOFRONTERA INC	1,100	$22	<0.01%	0		Timeline
LIDRAEYE INC	19	$20	<0.01%	0		Timeline
GENPREX INCGENPREX INC	58	$20	<0.01%	new
AVTXAVALO THERAPEUTICS INC	2	$19	<0.01%	0		Timeline
VACASA INCVACASA INC	6	$16	<0.01%	-72
LTBRLIGHTBRIDGE CORP	5	$14	<0.01%	0		Timeline
TRVNTrevena Inc (US)	4	$14	<0.01%	new		Timeline
Greenlane Holdings IncGreenlane Holdings Inc	3	$14	<0.01%	new
NUVVE HOLDING CORPNUVVE HOLDING CORP	2	$11	<0.01%	new
DIGITAL ALLY INCDIGITAL ALLY INC	11	$11	<0.01%	+5
VIVOVIVOPOWER PLC	10	$10	<0.01%	0		Timeline
KPRXKIORA PHARMACEUTICALS INC	3	$10	<0.01%	-19		Timeline
GECCGREAT ELM CAP CORP	1	$10	<0.01%	0		Timeline
MOMENTUS INCMOMENTUS INC	28	$10	<0.01%	0
Volcon Inc (US) OLDVolcon Inc (US) OLD	10	$10	<0.01%	new
AMBRAMBER INTL HLDG LTD	3	$9	<0.01%	0		Timeline
SADOT GROUP INCSADOT GROUP INC	22	$9	<0.01%	-9,300
MDAIWSPECTRAL AI INC	66	$8	<0.01%	0		Timeline
APTEVO THERAPEUTICS INCAPTEVO THERAPEUTICS INC	45	$8	<0.01%	0
SINTSINTX TECHNOLOGIES INC	2	$7	<0.01%	0		Timeline
GFAIGUARDFORCE AI CO LTD	6	$7	<0.01%	-950		Timeline
RKTOROCKET ONE INC	9	$7	<0.01%	0		Timeline
HCWCHEALTHY CHOICE WELLNESS CORP	3	$6	<0.01%	new		Timeline
ANTELOPE ENTERPRISE HLDGS LTANTELOPE ENTERPRISE HLDGS LT	9	$6	<0.01%	0
AXDXQACCELERATE DIAGNOSTICS INC	3	$5	<0.01%	0		Timeline
INMED PHARMACEUTICALS INCINMED PHARMACEUTICALS INC	27	$5	<0.01%	-5
VLNWFVALENS SEMICONDUCTOR LTD	100	$4	<0.01%	new		Timeline
NXPLNEXTPLAT CORP	3	$4	<0.01%	0		Timeline
SONWQSONDER HLDGS INC WT EXP 01/31/	490	$4	<0.01%	0		Timeline
ALURWALLURION TECHNOLOGIES INC WT P	112	$4	<0.01%	0		Timeline
CROWN ELECTROKINETICS CORPCROWN ELECTROKINETICS CORP	4	$4	<0.01%	new
CN ENERGY GROUP INCCN ENERGY GROUP INC	5	$4	<0.01%	0
GREEVULCAN INFRASTRUCTURE & PWR	2	$3	<0.01%	-13		Timeline
LSTALISATA THERAPEUTICS INC	1	$3	<0.01%	0		Timeline
SWVLSWVL HOLDINGS CORP	1	$3	<0.01%	0		Timeline
SBFMSUNSHINE BIOPHARMA INC	1	$3	<0.01%	new		Timeline
DTSSDATASEA INC	1	$3	<0.01%	0		Timeline
VISION MARINE TECHNOLOGIES IVISION MARINE TECHNOLOGIES I	7	$3	<0.01%	new
SLDPWSOLID POWER INC	20	$2	<0.01%	0		Timeline
CXAICXAPP INC	1	$2	<0.01%	new		Timeline
VERB TECHNOLOGY CO INC (US)…VERB TECHNOLOGY CO INC (US) old	77	$2	<0.01%	-10,000
Marin Software Inc Ordinary…Marin Software Inc Ordinary Shares	1	$2	<0.01%	0
ORAGENICS INCORAGENICS INC	6	$2	<0.01%	-17
IMUNON INCIMUNON INC	2	$2	<0.01%	0
NULLNULL	8	$2	<0.01%	-598
XELAEXELA TECHNOLOGIES INC COM PAR	1	$2	<0.01%	-18		Timeline
WGSWWGENEDX HOLDINGS CORP	27	$1	<0.01%	0		Timeline
AUROWAURORA INNOVATION INC	2	$1	<0.01%	0		Timeline
HYPERSCALE DATA INC OLDHYPERSCALE DATA INC OLD	3	$1	<0.01%	-7,000
AINOS INCAINOS INC	3	$1	<0.01%	0
EDIBLE GARDEN AG INCEDIBLE GARDEN AG INC	2	$1	<0.01%	0
NBISNEBIUS GROUP N.V.	843	$0	0%	-643	Value filed as zero, left out of ratios.	Timeline
RVMDWREVOLUTION MEDICINES INC	4	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
XOSWWXOS INC	12	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
XTI Aerospace Inc OLDXTI Aerospace Inc OLD	2	$0	0%	+1	Value filed as zero, left out of ratios.
GREENWAVE TECHNOLOGY SOLUTIOGREENWAVE TECHNOLOGY SOLUTIO	3	$0	0%	-47	Value filed as zero, left out of ratios.
PEDEVCO CORP CPEDEVCO CORP C	1	$0	0%	0	Value filed as zero, left out of ratios.
GRYPHON DIGITAL MNG INCGRYPHON DIGITAL MNG INC	1	$0	0%	0	Value filed as zero, left out of ratios.
AGRIFY CORPAGRIFY CORP	1	$0	0%	0	Value filed as zero, left out of ratios.
BAIYU HLDGS INCBAIYU HLDGS INC	1	$0	0%	0	Value filed as zero, left out of ratios.
BLUEJAY DIAGNOSTICS INCBLUEJAY DIAGNOSTICS INC	3	$0	0%	new	Value filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 248. All 248

Security	Type	Amount	Value	Change
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT	put	287	$259K	+135
META PLATFORMS INCMETA PLATFORMS INC CALL	call	7	$202K	0
NVIDIA CORPORATIONNVIDIA CORPORATION CALL	call	92	$173K	-2
APPLE INCAPPLE INC CALL	call	33	$162K	+7
INVESCO QQQ TRINVESCO QQQ TR PUT	put	39	$133K	+5
TESLA INCTESLA INC PUT	put	34	$105K	+6
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC CALL AUG 270	call	14	$104K	+1
ARM HOLDINGS PLCARM HOLDINGS PLC PUT	put	9	$97.6K	0
WEC ENERGY GROUP INCWEC ENERGY GROUP INC COM	put	62	$96.2K	0
BOOKING HOLDINGS INCBOOKING HOLDINGS INC CALL	call	1	$89.9K	0
SOUTHERN COSOUTHERN CO COM	put	50	$87.5K	-140
CLEVELAND-CLIFFS INC NEWCLEVELAND-CLIFFS INC NEW CALL	call	243	$86.6K	+55
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR Option	put	39	$84.1K	-146
MERCADOLIBRE INCMERCADOLIBRE INC CALL	call	1	$80.9K	0
BROADCOM INCBROADCOM INC CALL	call	12	$69.4K	new
HERSHEY COHERSHEY CO CALL	call	7	$64.8K	0
ARM HOLDINGS PLCARM HOLDINGS PLC CALL	call	108	$64.5K	0
PALANTIR TECHNOLOGIES INCPALANTIR TECHNOLOGIES INC CALL	call	89	$61.6K	+58
MICROSOFT CORPMICROSOFT CORP CALL	call	5	$59.6K	-16
HOME DEPOT INCHOME DEPOT INC CALL	call	52	$47.2K	+30
AMAZON COM INCAMAZON COM INC CALL	call	31	$45.6K	-13
MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL	call	19	$45.1K	+10
NVIDIA CORPORATIONNVIDIA CORPORATION PUT	put	14	$42.4K	+8
ELI LILLY & COELI LILLY & CO CALL	call	3	$39.8K	0
ISHARES INCISHARES INC MSCI TAIWAN ETF	put	15	$37.5K	0
COSTCO WHOLESALE CORPORATIONCOSTCO WHOLESALE CORPORATION CALL	call	1	$35.5K	0
BOEING COBOEING CO PUT	put	4	$31.6K	0
KLA CORPKLA CORP COM NEW	call	1	$31.6K	0
SERVICENOW INCSERVICENOW INC CALL	call	1	$30.9K	0
SNOWFLAKE INCSNOWFLAKE INC CALL	call	21	$29.7K	+9
DELL TECHNOLOGIES INCDELL TECHNOLOGIES INC CALL	call	10	$28.1K	+4
REGENERON PHARMACEUTICALSREGENERON PHARMACEUTICALS CALL	call	1	$27.9K	0
VERTIV HOLDINGS COVERTIV HOLDINGS CO CALL	call	19	$27.4K	+1
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC COM	call	6	$27K	0
ARISTA NETWORKS INCARISTA NETWORKS INC CALL	call	6	$26.7K	0
THE TRADE DESK INCTHE TRADE DESK INC CALL	call	4	$26.6K	0
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC CALL	call	45	$25.9K	-1
ALPHABET INCALPHABET INC CALL	call	175	$25.6K	+50
DIREXION SHARES ETF TRUSTDIREXION SHARES ETF TRUST PUT	put	21	$23.3K	new
SHOPIFY INCSHOPIFY INC CALL	call	35	$23.2K	0
DUOLINGO INCDUOLINGO INC CALL	call	4	$22.8K	0
QUALCOMM INCQUALCOMM INC CALL	call	3	$22.7K	-13
WYNN RESORTS LTDWYNN RESORTS LTD CALL	call	5	$22.6K	0
LAM RESEARCH CORPLAM RESEARCH CORP COM	call	1	$21.8K	0
TESLA INCTESLA INC CALL	call	2	$21.6K	-9
ON HLDG AGON HLDG AG NAMEN AKT A	call	36	$20.6K	+2
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC PUT	put	6	$19.1K	0
CROWDSTRIKE HLDGS INCCROWDSTRIKE HLDGS INC CALL	call	13	$18.9K	+1
ULTA BEAUTY INCULTA BEAUTY INC CALL	call	2	$18.8K	+1
INTUITIVE SURGICAL INCINTUITIVE SURGICAL INC CALL	call	7	$18.7K	+1
APPLOVIN CORPAPPLOVIN CORP CALL	call	7	$18.2K	-25
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC CALL JUL 550	call	15	$16.5K	-81
AMERICAN EXPRESS COAMERICAN EXPRESS CO COM	put	2	$16.2K	new
ASML HLDG NVASML HLDG NV CALL	call	1	$15.8K	0
CATERPILLAR INCCATERPILLAR INC CALL	call	1	$15.2K	0
AXON ENTERPRISE INCAXON ENTERPRISE INC CALL	call	1	$15.2K	0
MODERNA INCMODERNA INC CALL	call	15	$14.9K	0
CROCS INCCROCS INC CALL	call	11	$14.8K	0
WILLIAMS SONOMA INCWILLIAMS SONOMA INC CALL	call	2	$14.7K	+1
GITLAB INCGITLAB INC CALL	call	31	$14K	+5
WINGSTOP INCWINGSTOP INC COM	call	1	$12.4K	0
JFROG LTDJFROG LTD CALL	call	18	$12.2K	0
SYNOPSYS INCSYNOPSYS INC CALL	call	1	$12.1K	0
CLOUDFLARE INCCLOUDFLARE INC CALL	call	3	$11.7K	0
ENPHASE ENERGY INCENPHASE ENERGY INC COM	put	33	$11.3K	0
SAMSARA INCSAMSARA INC COM CL A	call	15	$11.3K	+12
HUBSPOT INCHUBSPOT INC COM	call	1	$11.2K	0
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC COM	call	2	$11.2K	0
DRAFTKINGS INC NEWDRAFTKINGS INC NEW CALL	call	76	$11.2K	+1
NUTANIX INCNUTANIX INC CALL	call	3	$11.2K	0
DECKERS OUTDOOR CORPDECKERS OUTDOOR CORP CALL	call	6	$11.2K	new
TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC CALL	call	10	$11K	+2
JPMORGAN CHASE & COJPMORGAN CHASE & CO CALL	call	1	$10.9K	0
VIKING THERAPEUTICS INCVIKING THERAPEUTICS INC CALL	call	2	$10.6K	0
CAVA GROUP INCCAVA GROUP INC COM	call	1	$10.5K	0
STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T CALL	call	23	$10.3K	+10
APPLIED MATLS INCAPPLIED MATLS INC CALL	call	1	$10.2K	0
AURORA INNOVATION INCAURORA INNOVATION INC CALL	call	30	$10.2K	new
ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC COM	call	1	$9.95K	0
COINBASE GLOBAL INCCOINBASE GLOBAL INC CALL	call	5	$9.82K	0
GE VERNOVA INCGE VERNOVA INC CALL	call	1	$9.55K	new
ADOBE INCADOBE INC CALL	call	1	$9.44K	0
AUTODESK INCAUTODESK INC CALL	call	1	$9.26K	0
CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD SHS	call	1	$9.22K	0
NANO X IMAGING LTDNANO X IMAGING LTD CALL	call	72	$9.18K	+5
GLOBAL NET LEASE INCGLOBAL NET LEASE INC COM NEW	put	30	$8.7K	0
TAIWAN SEMICONDUCTOR MANUFACTAIWAN SEMICONDUCTOR MANUFAC CALL	call	1	$8.51K	-2
ANALOG DEVICES INCANALOG DEVICES INC CALL	call	1	$8.07K	0
WIX COM LTDWIX COM LTD SHS	call	1	$7.5K	0
CADENCE DESIGN SYSTEM INCCADENCE DESIGN SYSTEM INC CALL	call	1	$7.4K	0
REDDIT INCREDDIT INC CALL	call	31	$7.39K	+20
UPSTART HLDGS INCUPSTART HLDGS INC CALL	call	23	$7.39K	0
IMPINJ INCIMPINJ INC CALL	call	2	$7.3K	0
FORTINET INCFORTINET INC CALL	call	3	$7.17K	0
ISHARES TRISHARES TR PUT	put	50	$7.16K	+23
UNIVERSAL DISPLAY CORPUNIVERSAL DISPLAY CORP COM	call	1	$7.05K	0
DOORDASH INCDOORDASH INC CALL	call	1	$6.96K	0
F5 INCF5 INC CALL	call	1	$6.93K	0
DOLLAR GEN CORPDOLLAR GEN CORP CALL	call	150	$6.9K	new
ROCKET COS INCROCKET COS INC CALL	call	40	$6.83K	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
PROSPECT CAP CORPPROSPECT CAP CORP BOND	principal	10	$10K	-28
PENNYMAC CORPPENNYMAC CORP BOND	principal	10	$9.93K	0
RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0	principal	10	$9.73K	0
STANDARD BIOTOOLS INCSTANDARD BIOTOOLS INC NOTE 2.750% 2/0	principal	8	$7.91K	0
TWO HARBORS INVENTMENT CORPOTWO HARBORS INVENTMENT CORPO NOTE 6.250% 1/1	principal	8	$7.78K	0
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0	principal	2	$4.47K	new
CHEGG INCCHEGG INC NOTE 9/0	principal	4	$3.03K	new
AIRBNB INC CLASS AAIRBNB INC CLASS A CLASS A	principal	3	$2.79K	new
BLOCK INCBLOCK INC NOTE 5/0	principal	3	$2.76K	new
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1	principal	3	$2.41K	0
WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0	principal	2	$1.9K	new
ZSCALER INCZSCALER INC NOTE 0.125% 7/0	principal	1	$1.22K	new
PENN ENTERTAINMENT INCPENN ENTERTAINMENT INC NOTE 2.750% 5/1	principal	1	$1.08K	new
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0	principal	1	$1.01K	new
RAPID7 INCRAPID7 INC NOTE 2.250% 5/0	principal	1	$980	new
SNAP INCSNAP INC NOTE 0.75% 08/01/2026	principal	1	$963	new
WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1	principal	1	$932	new
SHAKE SHACK INCSHAKE SHACK INC NOTE 3/0	principal	1	$926	new
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC NOTE 9/1	principal	1	$926	new
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0	principal	1	$863	new

Sold out in Q3 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 408. All 408

Security	Shares before	Value before	Type
TE CONNECTIVITY LTDTE CONNECTIVITY LTD	34,920	$5.25M	shares
CEDAR FAIR L PCEDAR FAIR L P	53,642	$2.92M	shares
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	759,386	$2.04M	shares
CLEARBRIDGE ENERGY MLP FUND…CLEARBRIDGE ENERGY MLP FUND, I	36,909	$1.75M	shares
SIX FLAGS ENTERTAINMENT CORPSIX FLAGS ENTERTAINMENT CORP	37,708	$1.25M	shares
DIGPROSHARES TR	28,791	$1.22M	shares
XISEFIRST TR EXCHNG TRADED FD VI	38,779	$1.19M	shares
WESTROCK COWESTROCK CO	23,302	$1.17M	shares
NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP	321,422	$1.04M	shares
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV	50,577	$656K	shares
XIDEFIRST TR EXCHNG TRADED FD VI	21,405	$651K	shares
FERGUSON PLCFERGUSON PLC	2,605	$505K	shares
MACQUARIE FT TR GB INF UT DIMACQUARIE FT TR GB INF UT DI	63,694	$476K	shares
ENCORE WIRE CORPENCORE WIRE CORP	1,502	$436K	shares
LFEQVANECK ETF TRUST	9,377	$432K	shares
QCAPFIRST TR EXCHNG TRADED FD VI	20,147	$426K	shares
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	28,018	$410K	shares
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	143,928	$407K	shares
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	30,989	$382K	shares
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	5,264	$238K	shares
FIRST TR ABERDEEN GLBL OPP FFIRST TR ABERDEEN GLBL OPP F	37,088	$235K	shares
DMXUDBX ETF TR	7,476	$232K	shares
INHIBRX INCINHIBRX INC	6,690	$228K	shares
INVESTMENT MANAGERS SER TRINVESTMENT MANAGERS SER TR	4,701	$207K	shares
GRINDROD SHIPPING HOLDINGS LGRINDROD SHIPPING HOLDINGS L	14,858	$205K	shares
EMCSDBX ETF TR	7,142	$184K	shares
CARROLS RESTAURANT GROUP INCCARROLS RESTAURANT GROUP INC	18,565	$177K	shares
CADLCANDEL THERAPEUTICS INC	25,800	$160K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	5,329	$151K	shares
ASHFORD INCASHFORD INC	30,044	$148K	shares
DBX ETF TRDBX ETF TR	5,807	$144K	shares
CODORUS VY BANCORP INCCODORUS VY BANCORP INC	5,760	$138K	shares
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	9,417	$137K	shares
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F	9,999	$130K	shares
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INC	380,962	$126K	shares
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	2,280	$126K	shares
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP IN	250	$124K	shares
MACATAWA BANK CORPMACATAWA BANK CORP	8,328	$122K	shares
VIA RENEWABLES INCVIA RENEWABLES INC	10,158	$112K	shares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	8,853	$110K	shares
BLACKSKY TECHNOLOGY INCBLACKSKY TECHNOLOGY INC	98,004	$105K	shares
PRINCIPAL EXCHANGE TRADED FDPRINCIPAL EXCHANGE TRADED FD	2,859	$104K	shares
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	6,464	$104K	shares
ESRTEMPIRE ST RLTY TR INC	10,848	$102K	shares
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	10,093	$98.9K	shares
ALPHABET INCALPHABET INC	15	$97.5K	call
ASENSUS SURGICAL INCASENSUS SURGICAL INC	279,938	$92.4K	shares
TIDAL TR IITIDAL TR II	4,775	$91K	shares
BBPETFIS SER TR I	1,444	$84.9K	shares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	3,828	$84.8K	shares
SPWRQSUNPOWER CORP	28,648	$84.8K	shares
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORP	2,141	$83.6K	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	2,949	$79.7K	shares
ISHARES TRISHARES TR	5,199	$77.7K	shares
MODEL N INCMODEL N INC	1,959	$58.5K	shares
ADMEETF SER SOLUTIONS	1,314	$57.5K	shares
GSCGOLDMAN SACHS ETF TR	1,161	$56.6K	shares
CIXCOMPX INTL INC	2,237	$55.2K	shares
BARCLAYS BANK PLCBARCLAYS BANK PLC	5,000	$54.6K	shares
SURGSURGEPAYS INC	16,625	$53K	shares
ISHARES TRISHARES TR	632	$52.6K	shares
DRIL-QUIP INCDRIL-QUIP INC	2,803	$52.1K	shares
SPRXLISTED FDS TR	2,100	$49.5K	shares
DUBSETF SER SOLUTIONS	1,624	$49.3K	shares
LIBERTY MEDIA CORP DEL COM …LIBERTY MEDIA CORP DEL COM LBTY S…	2,190	$48.5K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	4,359	$46.1K	shares
ERETISHARES TR	1,842	$45.6K	shares
ENERPLUS CORPENERPLUS CORP	2,260	$45.4K	shares
ETF OPPORTUNITIES TRUSTETF OPPORTUNITIES TRUST	1,767	$44.9K	shares
GLOBAL X FDSGLOBAL X FDS	2,400	$44.7K	shares
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY L	1,810	$39.2K	shares
IDUBETF SER SOLUTIONS	1,893	$38.9K	shares
REFICHICAGO ATLANTIC REAL ESTATE	2,417	$37.1K	shares
WALKME LTD ORD SHSWALKME LTD ORD SHS	2,594	$36.2K	shares
RYLGGLOBAL X FDS	1,400	$34.7K	shares
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC	97	$33.1K	principal
HYDWDBX ETF TR	686	$31.6K	shares
MIDAMERICAN CENTY ETF TR	554	$31.6K	shares
ACRVACRIVON THERAPEUTICS INC	5,080	$29.5K	shares
EUDVPROSHARES TR	604	$28.8K	shares
DIREXION SHS ETF TRDIREXION SHS ETF TR	2,997	$28.3K	shares
FCCOFIRST CMNTY CORP S C	1,599	$27.6K	shares
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INC	21,200	$27.6K	shares
MMATQMETA MATLS INC COM NEW	8,948	$26.9K	shares
GENIUS GROUP LTD SHS NEWGENIUS GROUP LTD SHS NEW	92,200	$25.8K	shares
CLEARBRIDGE ENERGY MLP TOTA…CLEARBRIDGE ENERGY MLP TOTAL R	615	$25K	shares
WHOLE EARTH BRANDS INCWHOLE EARTH BRANDS INC	5,080	$24.7K	shares
FIRST TRUST NEW OPPORTUNITI…FIRST TRUST NEW OPPORTUNITIES	3,000	$23.3K	shares
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	1,497	$23.2K	shares
OSCVETF SER SOLUTIONS	672	$23.2K	shares
HIBBETT INCHIBBETT INC	261	$22.8K	shares
G1 THERAPEUTICS INCG1 THERAPEUTICS INC	9,686	$22.1K	shares
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	5,560	$21.2K	shares
IAUXI-80 GOLD CORP	20,000	$21K	shares
ESS TECH INCESS TECH INC	23,679	$19.4K	shares
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	13,625	$19.1K	shares
U S SILICA HLDGS INCU S SILICA HLDGS INC	1,223	$18.9K	shares
EVERBRIDGE INCEVERBRIDGE INC	532	$18.6K	shares
DVYAISHARES INC	500	$17.6K	shares
HAEHAEMONETICS CORP MASS	209	$17.3K	shares

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001677044-24-000030	base		2024-11-13	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC