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Disclosery

NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

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13F filer, CIK 910886, MILWAUKEE, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC reported $525,444,000 across 126 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-16. Its ten largest share positions make up 91.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000910886-16-000010

Period
2015-12-31
Reported value
$525M
Holdings
126
Top 10 weight
91.81%
New
82
Sold out
330

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYadded+69,036$14.1M
VEAadded+261,322$9.6M
BNDadded+73,592$5.94M
VWOadded+121,729$3.98M
IJHadded+26,348$3.67M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ABSOLUTE SHS TR WBI BBR GBL…exited-2,019-$48K
WBI BULLBEAR GLOBAL INCOME …exited-1,628-$41K
NSCexited-500-$38K
AAPLreduced-268-$26.8K
Googleexited-37-$24K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2015

Share positions as resolved from 13F-HR 0000910886-16-000010, largest first. % of portfolio is the value over $525,444,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 478,615 shares; 2015Q1: 529,956 shares; 2015Q2: 608,317 shares; 2015Q3: 678,834 shares; 2015Q4: 747,870 shares 747,870$152M29.02%+69,036Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 1,412,246 shares; 2015Q1: 1,585,969 shares; 2015Q2: 1,830,341 shares; 2015Q3: 2,077,099 shares; 2015Q4: 2,338,421 shares 2,338,421$85.9M16.34%+261,322Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 472,627 shares; 2015Q1: 521,162 shares; 2015Q2: 696,546 shares; 2015Q3: 762,963 shares; 2015Q4: 836,555 shares 836,555$67.6M12.86%+73,592Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 173,099 shares; 2015Q1: 190,251 shares; 2015Q2: 216,384 shares; 2015Q3: 240,467 shares; 2015Q4: 266,815 shares 266,815$37.2M7.07%+26,348Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 312,595 shares; 2015Q1: 344,163 shares; 2015Q2: 381,440 shares; 2015Q3: 414,173 shares; 2015Q4: 451,895 shares 451,895$36M6.84%+37,722Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 520,365 shares; 2015Q1: 587,029 shares; 2015Q2: 674,860 shares; 2015Q3: 785,722 shares; 2015Q4: 907,451 shares 907,451$29.7M5.65%+121,729Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 214,204 shares; 2015Q1: 230,372 shares; 2015Q2: 264,548 shares; 2015Q3: 295,088 shares; 2015Q4: 323,178 shares 323,178$25.8M4.9%+28,090Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 101,483 shares; 2015Q1: 111,553 shares; 2015Q2: 126,902 shares; 2015Q3: 140,506 shares; 2015Q4: 155,125 shares 155,125$17.1M3.25%+14,619Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 79,950 shares; 2015Q1: 94,728 shares; 2015Q2: 113,703 shares; 2015Q3: 131,064 shares; 2015Q4: 143,233 shares 143,233$15.9M3.02%+12,169Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 85,450 shares; 2015Q1: 94,428 shares; 2015Q2: 107,272 shares; 2015Q3: 118,967 shares; 2015Q4: 131,499 shares 131,499$15M2.85%+12,532Timeline
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 252,158 shares; 2015Q1: 299,228 shares; 2015Q2: 358,321 shares; 2015Q3: 411,991 shares; 2015Q4: 447,614 shares 447,614$10.9M2.08%+35,623
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 359,339 shares; 2015Q1: 400,771 shares; 2015Q2: 216,875 shares; 2015Q3: 237,979 shares; 2015Q4: 266,145 shares 266,145$9.03M1.72%+28,166
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 112,475 shares; 2015Q1: 121,819 shares; 2015Q2: 131,117 shares; 2015Q3: 140,956 shares; 2015Q4: 152,001 shares 152,001$8.04M1.53%+11,045Timeline
STATE STREETSTATE STREETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 161,561 shares; 2015Q1: 193,664 shares; 2015Q2: 231,938 shares; 2015Q3: 266,324 shares; 2015Q4: 289,427 shares 289,427$7.05M1.34%+23,103
Market Vectors EtfMarket Vectors EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 78,164 shares; 2015Q1: 92,473 shares; 2015Q2: 111,201 shares; 2015Q3: 128,736 shares; 2015Q4: 139,921 shares 139,921$4.32M0.82%+11,185
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 48,417 shares; 2015Q1: 52,836 shares; 2015Q2: 56,523 shares; 2015Q3: 62,648 shares; 2015Q4: 66,825 shares 66,825$3.23M0.61%+4,177Timeline
DNPDNP SELECT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,475 shares 5,475$49K0.01%newTimeline
NUVEEN QUALITY PFD INCOME FDNUVEEN QUALITY PFD INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5,700 shares 5,700$47K0.01%new
HEALTHCAREHEALTHCAREQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 1,287 shares 1,287$35K0.01%new
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 32 shares; 2015Q4: 456 shares 456$19K<0.01%+424Timeline
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 245 shares 245$19K<0.01%new
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure GrowthQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 235 shares 235$19K<0.01%new
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit SerQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 126 shares 126$14K<0.01%new
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 50 shares; 2015Q2: not reported; 2015Q3: 262 shares; 2015Q4: 210 shares 210$12K<0.01%-52Timeline
INTCINTEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 150 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 64 shares; 2015Q4: 300 shares 300$10K<0.01%+236Timeline
IWMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 29 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 1 shares; 2015Q4: 90 shares 90$10K<0.01%+89Timeline
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 402 shares; 2015Q4: 350 shares 350$9K<0.01%-52Timeline
RFICOHEN & STEERS TOTAL RETURNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 675 shares 675$9K<0.01%newTimeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 213 shares; 2015Q4: 62 shares 62$8K<0.01%-151Timeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 97 shares 97$8K<0.01%newTimeline
AIAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 185 shares 185$8K<0.01%newTimeline
AXPAMERICAN EXPRESS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 63 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares 100$7K<0.01%newTimeline
EEMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 19 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 205 shares 205$7K<0.01%newTimeline
WELLWELLTOWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares 100$7K<0.01%newTimeline
FRIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 321 shares 321$7K<0.01%newTimeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 26 shares; 2015Q3: not reported; 2015Q4: 52 shares 52$6K<0.01%newTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 100 shares; 2015Q1: 82 shares; 2015Q2: not reported; 2015Q3: 514 shares; 2015Q4: 195 shares 195$6K<0.01%-319
HYHYSTER-YALE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 105 shares 105$6K<0.01%newTimeline
STATE BANK FINL CORP COMSTATE BANK FINL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 285 shares 285$6K<0.01%new
RYDEX ETF TRUSTRYDEX ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 8 shares; 2015Q4: 50 shares 50$6K<0.01%+42
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 263 shares; 2015Q4: 200 shares 200$5K<0.01%-63Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 140 shares; 2015Q1: not reported; 2015Q2: 137 shares; 2015Q3: 229 shares; 2015Q4: 140 shares 140$5K<0.01%-89Timeline
BONDPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 33 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 49 shares 49$5K<0.01%newTimeline
MLCOMELCO RESORTS AND ENTMNT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 300 shares 300$5K<0.01%newTimeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 64 shares; 2015Q4: 75 shares 75$4K<0.01%+11Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 21 shares; 2015Q3: 137 shares; 2015Q4: 62 shares 62$4K<0.01%-75Timeline
XETYXEATON VANCE TAX-MANAGED DIVEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 325 shares 325$4K<0.01%newTimeline
BTOHANCOCK JOHN FINL OPPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 128 shares 128$4K<0.01%newTimeline
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 400 shares 400$4K<0.01%new
NORTHSTAR REIT.NORTHSTAR REIT.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 258 shares 258$4K<0.01%new
ABTABBOTT LABORATORIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 24 shares; 2015Q4: 75 shares 75$3K<0.01%+51Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 300 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 42 shares; 2015Q4: 25 shares 25$3K<0.01%-17Timeline
SCHXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 67 shares 67$3K<0.01%newTimeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 33 shares; 2015Q3: not reported; 2015Q4: 36 shares 36$3K<0.01%newTimeline
MONSANTO CO NEWMONSANTO CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 34 shares 34$3K<0.01%new
CCITIGROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 690 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 87 shares; 2015Q4: 33 shares 33$2K<0.01%-54Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 20 shares 20$2K<0.01%newTimeline
MBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23 shares 23$2K<0.01%newTimeline
USIGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 297 shares; 2015Q1: 297 shares; 2015Q2: 297 shares; 2015Q3: 17 shares; 2015Q4: 17 shares 17$2K<0.01%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 20 shares 20$2K<0.01%newTimeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11 shares; 2015Q3: not reported; 2015Q4: 18 shares 18$2K<0.01%newTimeline
VOTVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 20 shares 20$2K<0.01%newTimeline
VOEVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 18 shares 18$2K<0.01%newTimeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 308 shares; 2015Q3: 53 shares; 2015Q4: 22 shares 22$2K<0.01%-31Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 20 shares 20$2K<0.01%newTimeline
AGZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 15 shares 15$2K<0.01%newTimeline
DDOMINION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 218 shares; 2015Q4: 30 shares 30$2K<0.01%-188Timeline
TRVTRAVELERS COMPANIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 33 shares; 2015Q4: 18 shares 18$2K<0.01%-15Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 33 shares; 2015Q4: 72 shares 72$2K<0.01%+39Timeline
ILFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 12 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares 100$2K<0.01%newTimeline
NEENAH PAPER INCNEENAH PAPER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30 shares 30$2K<0.01%new
FXGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 270 shares; 2015Q3: not reported; 2015Q4: 35 shares 35$2K<0.01%newTimeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 18 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 125 shares 125$2K<0.01%new
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 278 shares; 2015Q4: 10 shares 10$1K<0.01%-268Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30 shares 30$1K<0.01%newTimeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 45 shares 45$1K<0.01%newTimeline
MGCVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares 11$1K<0.01%newTimeline
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 29 shares 29$1K<0.01%newTimeline
SCHRSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 18 shares 18$1K<0.01%newTimeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25 shares 25$1K<0.01%newTimeline
SCHGSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25 shares 25$1K<0.01%newTimeline
SCHMSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 35 shares 35$1K<0.01%newTimeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12 shares; 2015Q3: not reported; 2015Q4: 13 shares 13$1K<0.01%newTimeline
VBKVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10 shares 10$1K<0.01%newTimeline
VBRVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8 shares 8$1K<0.01%newTimeline
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 52 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares 100$1K<0.01%newTimeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 25 shares 25$1K<0.01%newTimeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 3 shares; 2015Q1: not reported; 2015Q2: 44 shares; 2015Q3: 47 shares; 2015Q4: 5 shares 5$1K<0.01%-42Timeline
FXOFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 63 shares 63$1K<0.01%newTimeline
MDYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares 11$1K<0.01%newTimeline
SCHZSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 17 shares 17$1K<0.01%newTimeline
SCHVSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 26 shares 26$1K<0.01%newTimeline
MDYVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 16 shares 16$1K<0.01%newTimeline
CMBSISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 23 shares 23$1K<0.01%newTimeline
CONTINENTAL RES INCCONTINENTAL RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 22 shares 22$1K<0.01%new
WPX ENERGY INCWPX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 116 shares; 2015Q4: 116 shares 116$1K<0.01%0
IBNDSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 21 shares 21$1K<0.01%newTimeline
FTCFIRST TR EXCHANGE-TRADED ALPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 31 shares 31$1K<0.01%newTimeline
DBEUDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 41 shares 41$1K<0.01%newTimeline
FXDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 308 shares; 2015Q3: not reported; 2015Q4: 43 shares 43$1K<0.01%newTimeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30 shares 30$1K<0.01%new
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 252 shares; 2015Q3: 110 shares; 2015Q4: 25 shares 25$1K<0.01%-85
MONMOUTH REAL ESTATE INVT COMONMOUTH REAL ESTATE INVT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 100 shares 100$1K<0.01%new
SHUTTERFLY INCSHUTTERFLY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 30 shares 30$1K<0.01%new
NORTHSTAR REALTY EUROPE CORPNORTHSTAR REALTY EUROPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 86 shares 86$1K<0.01%new
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 239 shares; 2015Q1: 239 shares; 2015Q2: 339 shares; 2015Q3: 189 shares; 2015Q4: 4 shares 4$00%-185Value filed as zero, left out of ratios.Timeline
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8 shares 8$00%newValue filed as zero, left out of ratios.Timeline
SCHHSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares 11$00%newValue filed as zero, left out of ratios.Timeline
CWISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 11 shares 11$00%newValue filed as zero, left out of ratios.Timeline
SLYVSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
LUVSOUTHWEST AIRLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 118 shares; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
PHMPULTE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 14 shares 14$00%newValue filed as zero, left out of ratios.Timeline
BBYBEST BUY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8 shares 8$00%newValue filed as zero, left out of ratios.Timeline
IYMISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 106 shares; 2015Q4: 11 shares 11$00%-95Value filed as zero, left out of ratios.Timeline
SLYGSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
PJTPJT PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7 shares 7$00%newValue filed as zero, left out of ratios.Timeline
DWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 7 shares 7$00%newValue filed as zero, left out of ratios.Timeline
USCIUNITED STS COMMODITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
RWOSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 28 shares; 2015Q3: not reported; 2015Q4: 8 shares 8$00%newValue filed as zero, left out of ratios.Timeline
SPEUSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
INTREPID POTASH INCINTREPID POTASH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 20 shares 20$00%newValue filed as zero, left out of ratios.
DREAMWORKS ANIMATION SKG INCDREAMWORKS ANIMATION SKG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 85 shares; 2015Q4: 10 shares 10$00%-75Value filed as zero, left out of ratios.
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: 81 shares; 2015Q4: 28 shares 28$00%-53Value filed as zero, left out of ratios.
RYDEX GUGGENHEIMRYDEX GUGGENHEIMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 10 shares 10$00%newValue filed as zero, left out of ratios.
RYDEX ETF TRUSTRYDEX ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: not reported; 2015Q3: not reported; 2015Q4: 8 shares 8$00%newValue filed as zero, left out of ratios.

Sold out in Q4 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 330. All 330

SecurityShares beforeValue beforeType
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL HIGH2,019$48Kshares
WBI BULLBEAR GLOBAL INCOME …WBI BULLBEAR GLOBAL INCOME ETF1,628$41Kshares
NSCNORFOLK SOUTHN CORP500$38Kshares
GoogleGoogle37$24Kshares
QCOMQUALCOMM INC364$20Kshares
GLDSPDR GOLD TR186$20Kshares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO192$16Kshares
MTBM & T BK CORP122$15Kshares
SLVISHARES SILVER TR1,041$14Kshares
CTSHCOGNIZANT TECHNOLOGY SOLUTIO218$14Kshares
WBIGABSOLUTE SHS TR623$14Kshares
ABSOLUTE SHS TRABSOLUTE SHS TR616$14Kshares
SLBSLB LIMITED183$13Kshares
GOOGLE INCGOOGLE INC21$13Kshares
COACH INCCOACH INC409$12Kshares
DHRDANAHER CORP DEL131$11Kshares
SPDWSPDR INDEX SHS FDS439$11Kshares
PRICELINE GRP INCPRICELINE GRP INC9$11Kshares
VVISA INC149$10Kshares
VRSKVERISK ANALYTICS INC138$10Kshares
ACWIISHARES TR190$10Kshares
LKQLKQ CORP322$9Kshares
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC226$9Kshares
ISHARES GOLD TRUSTISHARES GOLD TRUST834$9Kshares
PEPPEPSICO INC80$8Kshares
WFCWELLS FARGO & CO150$8Kshares
IWOISHARES TR63$8Kshares
MEAD JOHNSON NUTRITION COMEAD JOHNSON NUTRITION CO119$8Kshares
WBIFABSOLUTE SHS TR338$8Kshares
WBILABSOLUTE SHS TR344$8Kshares
CORE LABORATORIES N VCORE LABORATORIES N V82$8Kshares
HDHOME DEPOT INC63$7Kshares
VZVERIZON COMMUNICATIONS INC159$7Kshares
UAAUNDER ARMOUR INC72$7Kshares
STERICYCLE INCSTERICYCLE INC47$7Kshares
Broadcom IncBroadcom Inc54$7Kshares
ABSOLUTE SHS TRABSOLUTE SHS TR323$7Kshares
PYPLPAYPAL HLDGS INC181$6Kshares
KHCKRAFT HEINZ CO86$6Kshares
ABSOLUTE SHS TRABSOLUTE SHS TR269$6Kshares
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000259$6Kshares
CMCSACOMCAST CORP NEW89$5Kshares
JNJJOHNSON & JOHNSON56$5Kshares
MRKMERCK & CO INC107$5Kshares
CMICUMMINS INC48$5Kshares
ORLYOREILLY AUTOMOTIVE INC18$5Kshares
MNSTMONSTER BEVERAGE CORP NEW34$5Kshares
VARIAN MED SYS INCVARIAN MED SYS INC69$5Kshares
BROADCOM CORPBROADCOM CORP88$5Kshares
TAT&T INC120$4Kshares
COSTCOSTCO WHOLESALE CORPORATION25$4Kshares
SHVISHARES TR35$4Kshares
NEENEXTERA ENERGY INC38$4Kshares
VTIVANGUARD INDEX FDS42$4Kshares
PAYXPAYCHEX INC91$4Kshares
KMBKIMBERLY-CLARK CORP35$4Kshares
REGNREGENERON PHARMACEUTICALS8$4Kshares
PNCPNC FINL SVCS GROUP INC40$4Kshares
TXTTEXTRON INC100$4Kshares
AMPAMERIPRISE FINL INC33$4Kshares
STTSTATE STR CORP53$4Kshares
TEVATEVA PHARMACEUTICAL INDS LTD66$4Kshares
MMM3M CO27$4Kshares
PRGOPERRIGO CO PLC28$4Kshares
RWRSPDR SERIES TRUST49$4Kshares
SEESEALED AIR CORP NEW75$4Kshares
ADVISORSHARES TRADVISORSHARES TR112$4Kshares
ENOVIS CORPENOVIS CORP127$4Kshares
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000202$4Kshares
MOALTRIA GROUP INC48$3Kshares
AMGNAMGEN INC23$3Kshares
ADIANALOG DEVICES INC47$3Kshares
CVXCHEVRON CORPORATION35$3Kshares
ELVELEVANCE HEALTH INC FORMERLY22$3Kshares
ISRGINTUITIVE SURGICAL INC6$3Kshares
LMTLOCKHEED MARTIN CORP16$3Kshares
NFLXNETFLIX INC.28$3Kshares
SBUXSTARBUCKS CORP44$3Kshares
VIGVANGUARD SPECIALIZED FUNDS34$3Kshares
VEUVANGUARD INTL EQUITY INDEX F73$3Kshares
VRTXVERTEX PHARMACEUTICALS INC31$3Kshares
MDYSTATE STR SPDR S&P MIDCAP 4011$3Kshares
SYYSYSCO CORP65$3Kshares
WDCWESTERN DIGITAL CORP33$3Kshares
EMREMERSON ELEC CO59$3Kshares
WPPWPP PLC NEW32$3Kshares
HEDJWISDOMTREE TR47$3Kshares
FMSFRESENIUS MEDICAL CARE AG70$3Kshares
EAELECTRONIC ARTS INC50$3Kshares
BTIBRITISH AMERN TOB PLC26$3Kshares
RELXRELX PLC194$3Kshares
LENLENNAR CORP68$3Kshares
WECWEC ENERGY GROUP INC57$3Kshares
GAPGAP INC90$3Kshares
MARMARRIOTT INTL INC NEW48$3Kshares
HIGHARTFORD INSURANCE GROUP INC68$3Kshares
TGTTARGET CORP32$3Kshares
VTRVENTAS INC45$3Kshares
ILMNILLUMINA INC19$3Kshares
EEMVISHARES INC70$3Kshares

How Q4 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000910886-16-000010 base2016-02-16acceptance time not in the bulk data set