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Disclosery

NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

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13F filer, CIK 910886, MILWAUKEE, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC reported $391,409,000 across 84 holdings for the quarter ended 2015-03-31, in a 13F-HR filed 2015-05-15. Its ten largest share positions make up 91.06% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000910886-15-000004

Period
2015-03-31
Reported value
$391M
Holdings
84
Top 10 weight
91.06%
New
53
Sold out
99

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYadded+51,341$10.6M
VEAadded+173,723$6.92M
BNDadded+48,535$4.05M
VWOadded+66,664$2.72M
IJHadded+17,152$2.61M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Cexited-690-$37K
METAexited-300-$23K
IAIexited-489-$21K
CVXexited-130-$15K
TWITTER INCexited-300-$11K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2015

Share positions as resolved from 13F-HR 0000910886-15-000004, largest first. % of portfolio is the value over $391,409,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 478,615 shares; 2015Q1: 529,956 shares 529,956$109M27.95%+51,341Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 1,412,246 shares; 2015Q1: 1,585,969 shares 1,585,969$63.2M16.14%+173,723Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 472,627 shares; 2015Q1: 521,162 shares 521,162$43.4M11.1%+48,535Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 173,099 shares; 2015Q1: 190,251 shares 190,251$28.9M7.39%+17,152Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 312,595 shares; 2015Q1: 344,163 shares 344,163$27.7M7.08%+31,568Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 520,365 shares; 2015Q1: 587,029 shares 587,029$24M6.13%+66,664Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 214,204 shares; 2015Q1: 230,372 shares 230,372$19.4M4.96%+16,168Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 359,339 shares; 2015Q1: 400,771 shares 400,771$15.7M4.02%+41,432
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 101,483 shares; 2015Q1: 111,553 shares 111,553$13.2M3.36%+10,070Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 85,450 shares; 2015Q1: 94,428 shares 94,428$11.5M2.94%+8,978Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 79,950 shares; 2015Q1: 94,728 shares 94,728$10.5M2.68%+14,778Timeline
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 252,158 shares; 2015Q1: 299,228 shares 299,228$7.25M1.85%+47,070
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 112,475 shares; 2015Q1: 121,819 shares 121,819$6.59M1.68%+9,344Timeline
STATE STREETSTATE STREETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 161,561 shares; 2015Q1: 193,664 shares 193,664$4.71M1.2%+32,103
Market Vectors EtfMarket Vectors EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 78,164 shares; 2015Q1: 92,473 shares 92,473$2.9M0.74%+14,309
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 48,417 shares; 2015Q1: 52,836 shares 52,836$2.56M0.65%+4,419Timeline
IBMINTERNATIONAL BUSINESS MACHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 650 shares 650$104K0.03%newTimeline
BWXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 967 shares; 2015Q1: 962 shares 962$51K0.01%-5Timeline
USIGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 297 shares; 2015Q1: 297 shares 297$34K0.01%0Timeline
VXFVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 350 shares 350$32K0.01%newTimeline
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 239 shares; 2015Q1: 239 shares 239$27K0.01%0Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 1,016 shares 1,016$15K<0.01%newTimeline
OSURORASURE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 2,000 shares 2,000$13K<0.01%newTimeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 180 shares 180$12K<0.01%newTimeline
LMTLOCKHEED MARTIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 52 shares 52$11K<0.01%newTimeline
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$11K<0.01%newTimeline
HDHOME DEPOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 100 shares; 2015Q1: 92 shares 92$10K<0.01%-8Timeline
VIOVVANGUARD ADMIRAL FDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$10K<0.01%newTimeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 74 shares; 2015Q1: 200 shares 200$10K<0.01%+126Timeline
VOXVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 105 shares 105$9K<0.01%newTimeline
PSTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 400 shares 400$9K<0.01%newTimeline
SHYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$8K<0.01%newTimeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 750 shares 750$8K<0.01%new
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 168 shares 168$7K<0.01%newTimeline
LVSLAS VEGAS SANDS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 125 shares 125$7K<0.01%newTimeline
GoogleGoogleQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 10 shares 10$6K<0.01%new
VGTVANGUARD WORLD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 48 shares 48$5K<0.01%newTimeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 72 shares 72$5K<0.01%newTimeline
GOOGLE INCGOOGLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 10 shares 10$5K<0.01%new
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 10 shares 10$4K<0.01%newTimeline
XLFSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 174 shares; 2015Q1: 155 shares 155$4K<0.01%-19Timeline
HQLABRDN LIFE SCIENCES INVESTORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 127 shares 127$4K<0.01%newTimeline
TBTPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$4K<0.01%newTimeline
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 175 shares 175$4K<0.01%new
XLVSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 9 shares; 2015Q1: 42 shares 42$3K<0.01%+33Timeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 113 shares 113$3K<0.01%newTimeline
XLISELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 61 shares 61$3K<0.01%newTimeline
XLYSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 46 shares 46$3K<0.01%newTimeline
FEZSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 89 shares 89$3K<0.01%newTimeline
EWGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 88 shares 88$3K<0.01%newTimeline
IYZISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$3K<0.01%newTimeline
CLNECLEAN ENERGY FUELS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 600 shares 600$3K<0.01%newTimeline
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 1,000 shares 1,000$3K<0.01%new
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 225 shares 225$3K<0.01%new
POWERSHARES GOLDEN DRAGON (…POWERSHARES GOLDEN DRAGON (PGJ)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$3K<0.01%new
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 62 shares 62$2K<0.01%newTimeline
XLESELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 26 shares; 2015Q1: 25 shares 25$2K<0.01%-1Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 50 shares 50$2K<0.01%newTimeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 40 shares 40$2K<0.01%newTimeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 100 shares; 2015Q1: 82 shares 82$2K<0.01%-18
NEMNEWMONT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$2K<0.01%newTimeline
FORMFORMFACTOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 622 shares; 2015Q1: 200 shares 200$2K<0.01%-422Timeline
IDGTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 42 shares 42$2K<0.01%newTimeline
DEAN FOODS CO NEWDEAN FOODS CO NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 100 shares 100$2K<0.01%new
EWWISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 20 shares; 2015Q1: 21 shares 21$1K<0.01%+1Timeline
XLPSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 48 shares; 2015Q1: 24 shares 24$1K<0.01%-24Timeline
IEFISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 7 shares 7$1K<0.01%newTimeline
XLBSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 43 shares; 2015Q1: 23 shares 23$1K<0.01%-20Timeline
EWYISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 13 shares 13$1K<0.01%newTimeline
IGIBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 13 shares 13$1K<0.01%newTimeline
XRTSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 8 shares 8$1K<0.01%newTimeline
ISHARESISHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 60 shares 60$1K<0.01%new
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 13 shares; 2015Q1: 90 shares 90$1K<0.01%+77
INTEVAC INCINTEVAC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 200 shares 200$1K<0.01%new
QUIKSILVER INCQUIKSILVER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 500 shares 500$1K<0.01%new
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 39 shares 39$1K<0.01%new
CENTURYLINK INCCENTURYLINK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 96 shares; 2015Q1: 5 shares 5$00%-91Value filed as zero, left out of ratios.
DNOWDNOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 4 shares 4$00%newValue filed as zero, left out of ratios.Timeline
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 3 shares 3$00%newValue filed as zero, left out of ratios.
CORNTEUCRIUM COMMODITY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 12 shares 12$00%newValue filed as zero, left out of ratios.Timeline
PETROQUEST ENERGY INCPETROQUEST ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 130 shares 130$00%newValue filed as zero, left out of ratios.
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 2 shares 2$00%newValue filed as zero, left out of ratios.
SYNTHESIS ENERGY SYS INCSYNTHESIS ENERGY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 250 shares 250$00%newValue filed as zero, left out of ratios.
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q2: restricted; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 6 shares 6$00%newValue filed as zero, left out of ratios.

Sold out in Q1 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CCITIGROUP INC690$37Kshares
METAMETA PLATFORMS INC300$23Kshares
IAIISHARES TR489$21Kshares
CVXCHEVRON CORPORATION130$15Kshares
TWITTER INCTWITTER INC300$11Kshares
WMWASTE MGMT INC DEL200$10Kshares
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC100$9Kshares
HEDJWISDOMTREE TR121$7Kshares
HDVISHARES TR85$7Kshares
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO100$7Kshares
AXPAMERICAN EXPRESS CO63$6Kshares
JNJJOHNSON & JOHNSON60$6Kshares
MDLZMONDELEZ INTL INC155$6Kshares
ARCBARCBEST CORP125$6Kshares
ERIEERIE INDTY CO67$6Kshares
NATIONAL WESTERNNATIONAL WESTERN21$6Kshares
VCA ANTECH INCVCA ANTECH INC119$6Kshares
INTCINTEL CORP150$5Kshares
LUVSOUTHWEST AIRLS CO118$5Kshares
NTGRNETGEAR INC134$5Kshares
AFGAMERICAN FINANCIAL GROUP INC79$5Kshares
MOG-AMOOG INC67$5Kshares
RGAREINSURANCE GROUP AMER INC53$5Kshares
AIGAMERICAN INTL GROUP INC84$5Kshares
THGHANOVER INS GROUP INC76$5Kshares
UHALU HAUL HOLDING COMPANY16$5Kshares
WLYWILEY JOHN & SONS INC81$5Kshares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR70$5Kshares
FMNBFARMERS NATIONAL BANC CORP595$5Kshares
FARMERS CAP BANK CORPFARMERS CAP BANK CORP209$5Kshares
SYMETRA FINANCIAL CORPSYMETRA FINANCIAL CORP232$5Kshares
LIFEPOINT HEALTH INCLIFEPOINT HEALTH INC67$5Kshares
OMNIVISION TECHNOLOGIES INCOMNIVISION TECHNOLOGIES INC189$5Kshares
STRAYER ED INCSTRAYER ED INC64$5Kshares
PARTNERRE LTDPARTNERRE LTD46$5Kshares
ITWILLINOIS TOOL WKS INC41$4Kshares
AGGISHARES TR37$4Kshares
PFEPFIZER INC140$4Kshares
XLKSELECT SECTOR SPDR TR92$4Kshares
XOMEXXON MOBIL CORP40$4Kshares
BNYBANK OF NY MELLON CORP96$4Kshares
EXLSEXLSERVICE HLDGS INC138$4Kshares
SANMSANMINA CORP164$4Kshares
AMKRAMKOR TECHNOLOGY INC500$4Kshares
GHCGRAHAM HLDGS CO5$4Kshares
VHTVANGUARD WORLD FD35$4Kshares
BONDPIMCO ETF TR33$4Kshares
DXJWISDOMTREE TR76$4Kshares
DCODUCOMMUN INC DEL156$4Kshares
HURCHURCO CO107$4Kshares
CMTLCOMTECH TELECOMMUNICATIONS C128$4Kshares
XEROX CORPXEROX CORP259$4Kshares
BAKER HUGHES INCBAKER HUGHES INC69$4Kshares
ATLANTIC TELE NETWORK INCATLANTIC TELE NETWORK INC58$4Kshares
BLOUNT INTL INC NEWBLOUNT INTL INC NEW250$4Kshares
MCCLATCHY COMCCLATCHY CO1,303$4Kshares
CALAMOS ASSET MANAGEMENT ACALAMOS ASSET MANAGEMENT A315$4Kshares
IGVISHARES TR34$3Kshares
IWMISHARES TR29$3Kshares
SOXXISHARES TR36$3Kshares
PMPHILIP MORRIS INTL INC40$3Kshares
TXNTEXAS INSTRS INC52$3Kshares
IYJISHARES TR31$3Kshares
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC35$3Kshares
FORUM ENERGY TECHNOLOGIESFORUM ENERGY TECHNOLOGIES141$3Kshares
KRAFT FOODS GROUP INCKRAFT FOODS GROUP INC51$3Kshares
KEMET CORPKEMET CORP718$3Kshares
GLOBAL X FDSGLOBAL X FDS188$3Kshares
MOALTRIA GROUP INC40$2Kshares
IHIISHARES TR19$2Kshares
MRKMERCK & CO INC27$2Kshares
IGSBISHARES TR17$2Kshares
EUFNISHARES TR111$2Kshares
KSSKOHLS CORP35$2Kshares
IEZISHARES TR31$2Kshares
DTREFIRST TR EXCHANGE-TRADED FD35$2Kshares
POWERSHARESPOWERSHARES71$2Kshares
WISDOMTREEWISDOMTREE80$2Kshares
PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORP324$2Kshares
UNIT CORPUNIT CORP72$2Kshares
ISHARES TRISHARES TR35$2Kshares
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF93$2Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR32$2Kshares
IJSISHARES TR6$1Kshares
EEMISHARES TR19$1Kshares
ITBISHARES TR57$1Kshares
SJNKSPDR SERIES TRUST39$1Kshares
SPFFGLOBAL X FDS40$1Kshares
ETFETF18$1Kshares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR40$1Kshares
NOKNOKIA CORP52$0shares
TLTISHARES TR3$0shares
IJTISHARES TR3$0shares
ILFISHARES TR12$0shares
POWERSHARESPOWERSHARES18$0shares
PENNEY J C INCPENNEY J C INC12$0shares
ALCATEL-LUCENTALCATEL-LUCENT6$0shares
MKT VECTORS EMRG MKT LCL CMKT VECTORS EMRG MKT LCL C21$0shares
EARTHLINK HLDGS CORPEARTHLINK HLDGS CORP20$0shares

How Q1 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000910886-15-000004 base2015-05-15acceptance time not in the bulk data set