13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 126 holding rows worth $525,444,000.
- Accession
- 0000910886-16-000010
- Filer
- CIK 910886
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 126 entries on the cover page, a total value of $525,444,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $525,444,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 747,870 | $152,468,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 2,338,421 | $85,867,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 836,555 | $67,560,000 | thousands by filing date | |
| IJH | 464287507 | COM | 266,815 | $37,173,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 451,895 | $35,957,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 907,451 | $29,683,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 323,178 | $25,767,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 155,125 | $17,081,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 143,233 | $15,857,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 131,499 | $14,992,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 447,614 | $10,913,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 266,145 | $9,025,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 152,001 | $8,038,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 289,427 | $7,050,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 139,921 | $4,321,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 66,825 | $3,231,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,475 | $49,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 5,700 | $47,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,287 | $35,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 456 | $19,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 245 | $19,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 235 | $19,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 126 | $14,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 210 | $12,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 300 | $10,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 90 | $10,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 350 | $9,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 675 | $9,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 62 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 97 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 185 | $8,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 205 | $7,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 100 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 321 | $7,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 52 | $6,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 195 | $6,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 105 | $6,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 285 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 50 | $6,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 200 | $5,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 140 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 49 | $5,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 300 | $5,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 75 | $4,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 62 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 325 | $4,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 128 | $4,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 400 | $4,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 258 | $4,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 75 | $3,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 25 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 67 | $3,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 36 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 34 | $3,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 33 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 20 | $2,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 23 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 17 | $2,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 20 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 20 | $2,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 18 | $2,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 22 | $2,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 15 | $2,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 18 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 72 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 35 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 125 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10 | $1,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30 | $1,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 45 | $1,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 29 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 18 | $1,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 25 | $1,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 35 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 13 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 63 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 11 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 17 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 26 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 23 | $1,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 22 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 116 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 21 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 31 | $1,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 41 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 43 | $1,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 30 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 25 | $1,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 100 | $1,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 30 | $1,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 86 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULTE GROUP INC COM | 745867101 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEST BUY INC COM | 086516101 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-16-000010 | this filing | 2016-02-16 | acceptance time not in the bulk data set |