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Disclosery

NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC

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13F filer, CIK 910886, MILWAUKEE, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC reported $440,860,000 across 82 holdings for the quarter ended 2015-06-30, in a 13F-HR filed 2015-08-14. Its ten largest share positions make up 91.74% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000910886-15-000006

Period
2015-06-30
Reported value
$441M
Holdings
82
Top 10 weight
91.74%
New
62
Sold out
64

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SPYadded+78,361$16.1M
BNDadded+175,384$14.3M
VEAadded+244,372$9.69M
IJHadded+26,133$3.92M
VWOadded+87,831$3.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPDR SERIES TRUST BLOOMBERG…reduced-183,896-$7.07M
IBMexited-650-$104K
VXFexited-350-$32K
XEVVXexited-1,016-$15K
OSURexited-2,000-$13K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2015

Share positions as resolved from 13F-HR 0000910886-15-000006, largest first. % of portfolio is the value over $440,860,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 478,615 shares; 2015Q1: 529,956 shares; 2015Q2: 608,317 shares 608,317$125M28.4%+78,361Timeline
VEAVANGUARD TAX-MANAGED FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 1,412,246 shares; 2015Q1: 1,585,969 shares; 2015Q2: 1,830,341 shares 1,830,341$72.6M16.46%+244,372Timeline
BNDVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 472,627 shares; 2015Q1: 521,162 shares; 2015Q2: 696,546 shares 696,546$56.6M12.84%+175,384Timeline
IJHISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 173,099 shares; 2015Q1: 190,251 shares; 2015Q2: 216,384 shares 216,384$32.5M7.36%+26,133Timeline
BSVVANGUARD BD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 312,595 shares; 2015Q1: 344,163 shares; 2015Q2: 381,440 shares 381,440$30.6M6.94%+37,277Timeline
VWOVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 520,365 shares; 2015Q1: 587,029 shares; 2015Q2: 674,860 shares 674,860$27.6M6.26%+87,831Timeline
VNQVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 214,204 shares; 2015Q1: 230,372 shares; 2015Q2: 264,548 shares 264,548$19.8M4.48%+34,176Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 101,483 shares; 2015Q1: 111,553 shares; 2015Q2: 126,902 shares 126,902$15M3.39%+15,349Timeline
LQDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 85,450 shares; 2015Q1: 94,428 shares; 2015Q2: 107,272 shares 107,272$12.4M2.82%+12,844Timeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 79,950 shares; 2015Q1: 94,728 shares; 2015Q2: 113,703 shares 113,703$12.3M2.79%+18,975Timeline
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 252,158 shares; 2015Q1: 299,228 shares; 2015Q2: 358,321 shares 358,321$8.5M1.93%+59,093
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 359,339 shares; 2015Q1: 400,771 shares; 2015Q2: 216,875 shares 216,875$8.34M1.89%-183,896
BNDXVANGUARD CHARLOTTE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 112,475 shares; 2015Q1: 121,819 shares; 2015Q2: 131,117 shares 131,117$6.87M1.56%+9,298Timeline
STATE STREETSTATE STREETQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 161,561 shares; 2015Q1: 193,664 shares; 2015Q2: 231,938 shares 231,938$5.63M1.28%+38,274
Market Vectors EtfMarket Vectors EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 78,164 shares; 2015Q1: 92,473 shares; 2015Q2: 111,201 shares 111,201$3.33M0.75%+18,728
VTIPVANGUARD MALVERN FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 48,417 shares; 2015Q1: 52,836 shares; 2015Q2: 56,523 shares 56,523$2.75M0.62%+3,687Timeline
PGPROCTER & GAMBLE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5,080 shares 5,080$397K0.09%newTimeline
EXCEXELON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 2,225 shares 2,225$70K0.02%newTimeline
BWXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 967 shares; 2015Q1: 962 shares; 2015Q2: 962 shares 962$50K0.01%0Timeline
CERNER CORPCERNER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 620 shares 620$43K0.01%new
TIPISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 239 shares; 2015Q1: 239 shares; 2015Q2: 339 shares 339$38K0.01%+100Timeline
USIGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 297 shares; 2015Q1: 297 shares; 2015Q2: 297 shares 297$32K0.01%0Timeline
VCSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 308 shares 308$25K0.01%newTimeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 2,300 shares 2,300$19K<0.01%newTimeline
XIGDXVOYA GLBL EQTY DIV & PREM OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 2,200 shares 2,200$18K<0.01%newTimeline
XBOEXBLACKROCK ENHANCED GLOBALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,300 shares 1,300$18K<0.01%newTimeline
COLUMBIA PROPERTY TRUST INCCOLUMBIA PROPERTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 713 shares 713$18K<0.01%new
FAFFIRST AMERN FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 452 shares 452$17K<0.01%newTimeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1,500 shares 1,500$17K<0.01%new
FBTFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 128 shares 128$16K<0.01%newTimeline
XOMEXXON MOBIL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 40 shares; 2015Q1: not reported; 2015Q2: 178 shares 178$15K<0.01%newTimeline
FXHFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 208 shares 208$14K<0.01%newTimeline
VGSHVANGUARD SCOTTSDALE FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 219 shares 219$13K<0.01%newTimeline
FDNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 172 shares 172$12K<0.01%newTimeline
FXGFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 270 shares 270$12K<0.01%newTimeline
FXDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 308 shares 308$11K<0.01%newTimeline
BACBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 560 shares 560$10K<0.01%newTimeline
IWOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 63 shares 63$10K<0.01%newTimeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 700 shares 700$9K<0.01%newTimeline
BKFISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 195 shares 195$7K<0.01%newTimeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 252 shares 252$7K<0.01%new
IVEISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 65 shares 65$6K<0.01%newTimeline
UAAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 72 shares 72$6K<0.01%newTimeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 140 shares; 2015Q1: not reported; 2015Q2: 137 shares 137$5K<0.01%newTimeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 93 shares 93$5K<0.01%newTimeline
IPINTERNATIONAL PAPER COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 106 shares 106$5K<0.01%newTimeline
TLTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: 3 shares; 2015Q1: not reported; 2015Q2: 44 shares 44$5K<0.01%newTimeline
PDMPIEDMONT REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 258 shares 258$5K<0.01%newTimeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 36 shares 36$4K<0.01%newTimeline
AALAMERICAN AIRLINES GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 95 shares 95$4K<0.01%newTimeline
VUGVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 26 shares 26$3K<0.01%newTimeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 33 shares 33$3K<0.01%newTimeline
VIACOM INCVIACOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 43 shares 43$3K<0.01%new
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 27 shares 27$2K<0.01%newTimeline
GLWCORNING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: 113 shares; 2015Q2: 113 shares 113$2K<0.01%0Timeline
HYGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 21 shares 21$2K<0.01%newTimeline
EWPISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 50 shares 50$2K<0.01%newTimeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 18 shares 18$2K<0.01%newTimeline
EWLISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 60 shares 60$2K<0.01%newTimeline
STKCOLUMBIA SELIGM PREM TECH GRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 114 shares 114$2K<0.01%newTimeline
IYYISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 22 shares 22$2K<0.01%newTimeline
CZNCCITIZENS & NORTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 74 shares 74$2K<0.01%newTimeline
EIDOISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 71 shares 71$2K<0.01%newTimeline
EWKISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 113 shares 113$2K<0.01%newTimeline
ZWEIG TOTAL RETURN FD INCZWEIG TOTAL RETURN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 125 shares 125$2K<0.01%new
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 77 shares 77$2K<0.01%new
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 21 shares 21$1K<0.01%newTimeline
VOVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 11 shares 11$1K<0.01%newTimeline
VBVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 12 shares 12$1K<0.01%newTimeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 15 shares 15$1K<0.01%newTimeline
DJPBARCLAYS BANK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 23 shares 23$1K<0.01%newTimeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 83 shares 83$1K<0.01%newTimeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 17 shares 17$1K<0.01%new
RWOSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 28 shares 28$1K<0.01%newTimeline
RWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 22 shares 22$1K<0.01%newTimeline
KKR &amp; CO LPKKR &amp; CO LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 46 shares 46$1K<0.01%new
BLACKROCK DEBT STRAT FD INCBLACKROCK DEBT STRAT FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 214 shares 214$1K<0.01%new
BROOKFIELD HIGH INCOME FD I…BROOKFIELD HIGH INCOME FD INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 162 shares 162$1K<0.01%new
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5 shares 5$00%newValue filed as zero, left out of ratios.Timeline
AZTAAZENTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1 shares 1$00%newValue filed as zero, left out of ratios.Timeline
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 5 shares 5$00%newValue filed as zero, left out of ratios.
GENERAL MTRS COGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2013Q3: restricted; 2013Q4: restricted; 2014Q1: restricted; 2014Q2: restricted; 2014Q3: restricted; 2014Q4: not reported; 2015Q1: not reported; 2015Q2: 1 shares 1$00%newValue filed as zero, left out of ratios.

Sold out in Q2 2015

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
IBMINTERNATIONAL BUSINESS MACHS650$104Kshares
VXFVANGUARD INDEX FDS350$32Kshares
XEVVXEATON VANCE LIMITED DURATION1,016$15Kshares
OSURORASURE TECHNOLOGIES INC2,000$13Kshares
QCOMQUALCOMM INC180$12Kshares
LMTLOCKHEED MARTIN CORP52$11Kshares
GLDSPDR GOLD TR100$11Kshares
HDHOME DEPOT INC92$10Kshares
VIOVVANGUARD ADMIRAL FDS INC100$10Kshares
VZVERIZON COMMUNICATIONS INC200$10Kshares
VOXVANGUARD WORLD FD105$9Kshares
PSTPROSHARES TR400$9Kshares
SHYISHARES TR100$8Kshares
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT750$8Kshares
KOCOCA COLA CO168$7Kshares
LVSLAS VEGAS SANDS CORP125$7Kshares
GoogleGoogle10$6Kshares
VGTVANGUARD WORLD FD48$5Kshares
VVISA INC72$5Kshares
GOOGLE INCGOOGLE INC10$5Kshares
AMZNAMAZON COM INC10$4Kshares
XLFSELECT SECTOR SPDR TR155$4Kshares
HQLABRDN LIFE SCIENCES INVESTOR127$4Kshares
TBTPROSHARES TR100$4Kshares
ENSCO PLCENSCO PLC175$4Kshares
XLVSELECT SECTOR SPDR TR42$3Kshares
XLISELECT SECTOR SPDR TR61$3Kshares
XLYSELECT SECTOR SPDR TR46$3Kshares
FEZSPDR INDEX SHS FDS89$3Kshares
EWGISHARES INC88$3Kshares
IYZISHARES TR100$3Kshares
CLNECLEAN ENERGY FUELS CORP600$3Kshares
CHIMERA INVESTMENT CORPCHIMERA INVESTMENT CORP1,000$3Kshares
UNITED STATES NATL GAS FUNDUNITED STATES NATL GAS FUND225$3Kshares
POWERSHARES GOLDEN DRAGON (…POWERSHARES GOLDEN DRAGON (PGJ)100$3Kshares
TAT&T INC62$2Kshares
XLESELECT SECTOR SPDR TR25$2Kshares
MSFTMICROSOFT CORP50$2Kshares
WFCWELLS FARGO & CO40$2Kshares
GENERAL ELEC COGENERAL ELEC CO82$2Kshares
NEMNEWMONT CORP100$2Kshares
FORMFORMFACTOR INC200$2Kshares
IDGTISHARES TR42$2Kshares
DEAN FOODS CO NEWDEAN FOODS CO NEW100$2Kshares
EWWISHARES INC21$1Kshares
XLPSELECT SECTOR SPDR TR24$1Kshares
IEFISHARES TR7$1Kshares
XLBSELECT SECTOR SPDR TR23$1Kshares
EWYISHARES INC13$1Kshares
IGIBISHARES TR13$1Kshares
XRTSPDR SERIES TRUST8$1Kshares
ISHARESISHARES60$1Kshares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP90$1Kshares
INTEVAC INCINTEVAC INC200$1Kshares
QUIKSILVER INCQUIKSILVER INC500$1Kshares
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA39$1Kshares
CENTURYLINK INCCENTURYLINK INC5$0shares
DNOWDNOW INC4$0shares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC3$0shares
CORNTEUCRIUM COMMODITY TR12$0shares
PETROQUEST ENERGY INCPETROQUEST ENERGY INC130$0shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…2$0shares
SYNTHESIS ENERGY SYS INCSYNTHESIS ENERGY SYS INC250$0shares
BARCLAYS IPTH SRS B S&P SHR…BARCLAYS IPTH SRS B S&P SHRT TRM …6$0shares

How Q2 2015 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000910886-15-000006 base2015-08-14acceptance time not in the bulk data set