13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 82 holding rows worth $440,860,000.
- Accession
- 0000910886-15-000006
- Filer
- CIK 910886
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 82 entries on the cover page, a total value of $440,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $440,860,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 608,317 | $125,222,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,830,341 | $72,573,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 696,546 | $56,601,000 | thousands by filing date | |
| IJH | 464287507 | COM | 216,384 | $32,453,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 381,440 | $30,588,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 674,860 | $27,588,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 264,548 | $19,759,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 126,902 | $14,959,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 107,272 | $12,414,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 113,703 | $12,304,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 358,321 | $8,499,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 216,875 | $8,335,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 131,117 | $6,867,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 231,938 | $5,631,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 111,201 | $3,325,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 56,523 | $2,752,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,080 | $397,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 2,225 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 962 | $50,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 620 | $43,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 339 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 297 | $32,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 308 | $25,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,300 | $19,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,200 | $18,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,300 | $18,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 713 | $18,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 452 | $17,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,500 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 128 | $16,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 178 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 208 | $14,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 219 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 172 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 270 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 308 | $11,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 560 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 63 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 700 | $9,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 195 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 252 | $7,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 65 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 72 | $6,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 137 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 93 | $5,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 106 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 44 | $5,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 258 | $5,000 | thousands by filing date | |
| VTI | 922908769 | COM | 36 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 95 | $4,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 26 | $3,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 33 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 43 | $3,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 113 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 50 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 18 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 60 | $2,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 114 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 22 | $2,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 74 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 71 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 113 | $2,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 125 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 77 | $2,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21 | $1,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 11 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12 | $1,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 15 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 23 | $1,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 83 | $1,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 17 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 28 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 22 | $1,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 46 | $1,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 214 | $1,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 162 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZENTA INC | 114340102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-15-000006 | this filing | 2015-08-14 | acceptance time not in the bulk data set |