13F-HR filed by NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 84 holding rows worth $391,409,000.
- Accession
- 0000910886-15-000004
- Filer
- CIK 910886
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 84 entries on the cover page, a total value of $391,409,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $391,409,000 with VALUE read as thousands by filing date, 13F file number 028-06374. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY 028-00229
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 529,956 | $109,399,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,585,969 | $63,169,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 521,162 | $43,449,000 | thousands by filing date | |
| IJH | 464287507 | COM | 190,251 | $28,914,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 344,163 | $27,712,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 587,029 | $23,992,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 230,372 | $19,423,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 400,771 | $15,718,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 111,553 | $13,167,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 94,428 | $11,493,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 94,728 | $10,477,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 299,228 | $7,247,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 121,819 | $6,589,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 193,664 | $4,710,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 92,473 | $2,898,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 52,836 | $2,560,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 650 | $104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 962 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 297 | $34,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 350 | $32,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 239 | $27,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,016 | $15,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 2,000 | $13,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 180 | $12,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 52 | $11,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $11,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 92 | $10,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 100 | $10,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 200 | $10,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 105 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 100 | $8,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 750 | $8,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 168 | $7,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 125 | $7,000 | thousands by filing date | |
| 38259p508 | COM | 10 | $6,000 | thousands by filing date | ||
| VGT | 92204A702 | SHS | 48 | $5,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 72 | $5,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 10 | $5,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10 | $4,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 155 | $4,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 127 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100 | $4,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 175 | $4,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 42 | $3,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 113 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 61 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 46 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 89 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 88 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 100 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 600 | $3,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 225 | $3,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 100 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 62 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25 | $2,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 50 | $2,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40 | $2,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 82 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $2,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 200 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 42 | $2,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 100 | $2,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 21 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 23 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 8 | $1,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 60 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 90 | $1,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 200 | $1,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 500 | $1,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 39 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000910886-15-000004 | this filing | 2015-05-15 | acceptance time not in the bulk data set |