NEWGATE CAPITAL MANAGEMENT LLC: XAWFX position timeline

NEWGATE CAPITAL MANAGEMENT LLC held 0 XAWFX shares at 2016-03-31 per its 13F-HR filed 2016-04-29.

the latest 13F is the newest step

1. period ended2016-03-31

   13F 0 shares

   Change vs previous 13F -392,055 shares

   13F-HR 0001398344-16-012580 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2016-04-29 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2015-12-31

   13F 392,055 shares

   Change vs previous 13F -68,712 shares

   3.15% of the 13F portfolio, value $4,226,000.

   13F-HR 0001398344-16-009418 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2016-02-01 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:07 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2015-09-30

   13F 460,767 shares

   Change vs previous 13F -178,495 shares

   3.76% of the 13F portfolio, value $5,064,000.

   13F-HR 0001398344-15-006998 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-10-22 (acceptance time not in the bulk data set), ingested 2026-10-07 19:14:40 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2015-06-30

   13F 639,262 shares

   Change vs previous 13F +49,163 shares

   5.65% of the 13F portfolio, value $7,632,000.

   13F-HR 0001398344-15-004703 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-07-27 (acceptance time not in the bulk data set), ingested 2026-10-07 19:15:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2015-03-31

   13F 590,099 shares

   Change vs previous 13F -6,104 shares

   5.18% of the 13F portfolio, value $7,418,000.

   13F-HR 0001398344-15-003267 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:16:30 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2014-12-31

   13F 596,203 shares

   Change vs previous 13F -80,294 shares

   4.89% of the 13F portfolio, value $7,411,000.

   13F-HR 0001398344-15-000461 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2015-01-29 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2014-09-30

   13F 676,497 shares

   Change vs previous 13F not available

   5.35% of the 13F portfolio, value $9,200,000.

   13F-HR 0001398344-14-005239 filed by NEWGATE CAPITAL MANAGEMENT LLC
   Filed 2014-10-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).