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Disclosery

MARXE AUSTIN W & GREENHOUSE DAVID M

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13F filer, CIK 1044321, NEW YORK, NY

MARXE AUSTIN W & GREENHOUSE DAVID M reported $933,281,000 across 134 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-06. Its ten largest share positions make up 33.9% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001044321-14-000025

Period
2013-12-31
Reported value
$933M
Holdings
134
Top 10 weight
33.9%
New
18
Sold out
21

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NONEadded+25,579,305$13.4M
Vapor Corporationnew+1,666,667$12.4M
ORMPnew+790,000$12.2M
Stem Cell Therapeutics Corp.new+23,809,524$6.97M
Sorrento Therapeutics, Incnew+825,000$6.68M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
DEPT TECHNOLOGY INCreduced-485,277-$8.2M
ELLIE MAE INCreduced-267,375-$7.18M
FLOW INTL CORPexited-1,732,190-$6.91M
PSIXreduced-76,445-$5.74M
VERENIUM CORPexited-1,437,217-$5.71M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001044321-14-000025, largest first. % of portfolio is the value over $933,281,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
NONENONEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 143,142,401 shares; 2013Q3: 135,703,328 shares; 2013Q4: 161,282,633 shares 161,282,633$84.4M9.04%+25,579,305
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,114,754 shares; 2013Q3: 3,114,754 shares; 2013Q4: 3,114,754 shares 3,114,754$33.8M3.62%0
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,183,057 shares; 2013Q3: 2,182,857 shares; 2013Q4: 1,697,580 shares 1,697,580$28.7M3.07%-485,277
PARKERVISION INCPARKERVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 6,436,526 shares; 2013Q3: 6,058,875 shares; 2013Q4: 6,233,875 shares 6,233,875$28.4M3.04%+175,000
UCTTULTRA CLEAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,640,275 shares; 2013Q3: 2,624,868 shares; 2013Q4: 2,624,868 shares 2,624,868$26.3M2.82%0Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 6,076,598 shares; 2013Q3: 6,076,598 shares; 2013Q4: 6,076,598 shares 6,076,598$25.6M2.75%0Timeline
SGMOQSANGAMO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,763,503 shares; 2013Q3: 1,719,401 shares; 2013Q4: 1,694,401 shares 1,694,401$23.5M2.52%-25,000Timeline
Broadwind Energy Inc.Broadwind Energy Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,921,544 shares; 2013Q3: 2,628,173 shares; 2013Q4: 2,391,043 shares 2,391,043$22.6M2.42%-237,130
ENTROPIC COMMUNICATIONS INCENTROPIC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,201,446 shares; 2013Q3: 4,636,946 shares; 2013Q4: 4,636,946 shares 4,636,946$21.8M2.34%0
PFSWEB INCPFSWEB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,441,165 shares; 2013Q3: 2,441,165 shares; 2013Q4: 2,348,955 shares 2,348,955$21.3M2.28%-92,210
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,270,582 shares; 2013Q3: 1,239,310 shares; 2013Q4: 1,355,350 shares 1,355,350$20.6M2.21%+116,040Timeline
ERICKSON AIR-CRANE INCERICKSON AIR-CRANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 889,724 shares; 2013Q3: 914,824 shares; 2013Q4: 914,824 shares 914,824$19M2.04%0
Brightcove, Inc.Brightcove, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,336,523 shares; 2013Q3: 1,336,523 shares; 2013Q4: 1,336,523 shares 1,336,523$18.9M2.02%0
OMNIVISION TECHNOLOGIES INCOMNIVISION TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 961,607 shares; 2013Q3: 961,607 shares; 2013Q4: 1,072,893 shares 1,072,893$18.5M1.98%+111,286
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 499,829 shares; 2013Q3: 341,139 shares; 2013Q4: 291,095 shares 291,095$16.7M1.79%-50,044Timeline
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,020,305 shares; 2013Q3: 917,000 shares; 2013Q4: 917,000 shares 917,000$15.7M1.69%0
CVUCPI AEROSTRUCTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 931,040 shares; 2013Q3: 931,040 shares; 2013Q4: 931,040 shares 931,040$14M1.5%0Timeline
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 500,000 shares; 2013Q3: 500,000 shares; 2013Q4: 914,809 shares 914,809$13.6M1.45%+414,809
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 865,557 shares; 2013Q3: 956,197 shares; 2013Q4: 956,197 shares 956,197$13.5M1.45%0Timeline
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 766,440 shares; 2013Q3: 760,590 shares; 2013Q4: 700,000 shares 700,000$13.4M1.43%-60,590
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 676,735 shares; 2013Q3: 676,735 shares; 2013Q4: 734,890 shares 734,890$13.2M1.42%+58,155
Vapor CorporationVapor CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,666,667 shares 1,666,667$12.4M1.33%new
ORMPORAMED PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 790,000 shares 790,000$12.2M1.31%newTimeline
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 900,000 shares; 2013Q3: 900,000 shares; 2013Q4: 900,000 shares 900,000$12.2M1.3%0
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,136,533 shares; 2013Q3: 1,329,354 shares; 2013Q4: 1,691,354 shares 1,691,354$11.9M1.28%+362,000
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,869,300 shares; 2013Q3: 1,869,300 shares; 2013Q4: 1,869,300 shares 1,869,300$11.7M1.25%0
MICROFINANCIAL INCMICROFINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,498,227 shares; 2013Q3: 1,466,956 shares; 2013Q4: 1,339,928 shares 1,339,928$11.5M1.23%-127,028
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,420,216 shares; 2013Q3: 1,420,216 shares; 2013Q4: 1,383,137 shares 1,383,137$10.2M1.1%-37,079
KMG CHEMICALS INCKMG CHEMICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 603,582 shares; 2013Q3: 585,997 shares; 2013Q4: 585,997 shares 585,997$9.9M1.06%0
MXLMAXLINEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 865,970 shares; 2013Q3: 865,970 shares; 2013Q4: 894,777 shares 894,777$9.33M1%+28,807Timeline
Carbon Natural Gas OrdCarbon Natural Gas OrdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,888,889 shares; 2013Q3: 10,888,889 shares; 2013Q4: 10,888,889 shares 10,888,889$9.26M0.99%0
DESTINATION MATERNITY CORPDESTINATION MATERNITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 299,864 shares; 2013Q3: 299,864 shares; 2013Q4: 299,864 shares 299,864$8.96M0.96%0
MAGNETEK INCMAGNETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 367,619 shares; 2013Q3: 367,619 shares; 2013Q4: 367,619 shares 367,619$8.79M0.94%0
LRAD CORPLRAD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,667,710 shares; 2013Q3: 4,667,710 shares; 2013Q4: 4,667,710 shares 4,667,710$8.78M0.94%0
SMART TECHNOLOGIES INCSMART TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,545,892 shares; 2013Q3: 3,535,192 shares; 2013Q4: 3,816,720 shares 3,816,720$8.36M0.9%+281,528
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,498,498 shares; 2013Q3: 1,504,123 shares; 2013Q4: 1,504,123 shares 1,504,123$8.3M0.89%0
RGENREPLIGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 615,664 shares; 2013Q3: 615,664 shares; 2013Q4: 575,664 shares 575,664$7.85M0.84%-40,000Timeline
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,120,762 shares; 2013Q3: 1,220,762 shares; 2013Q4: 1,111,099 shares 1,111,099$7.78M0.83%-109,663Timeline
SUPPORT COM INCSUPPORT COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,224,180 shares; 2013Q3: 1,968,120 shares; 2013Q4: 2,039,446 shares 2,039,446$7.73M0.83%+71,326
SPARK NETWORKS INCSPARK NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,000,000 shares; 2013Q3: 935,815 shares; 2013Q4: 1,160,815 shares 1,160,815$7.15M0.77%+225,000
CONSTANT CONTACT INCCONSTANT CONTACT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 326,927 shares; 2013Q3: 326,927 shares; 2013Q4: 226,927 shares 226,927$7.05M0.76%-100,000
Stem Cell Therapeutics Corp.Stem Cell Therapeutics Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 23,809,524 shares 23,809,524$6.97M0.75%new
INCONTACT INCINCONTACT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,385,562 shares; 2013Q3: 854,552 shares; 2013Q4: 863,552 shares 863,552$6.74M0.72%+9,000
NEONODE INCNEONODE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 927,550 shares; 2013Q3: 907,050 shares; 2013Q4: 1,059,250 shares 1,059,250$6.69M0.72%+152,200
Sorrento Therapeutics, IncSorrento Therapeutics, IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 825,000 shares 825,000$6.68M0.72%new
ENDOCYTE INCENDOCYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 850,000 shares; 2013Q3: 795,740 shares; 2013Q4: 624,100 shares 624,100$6.67M0.71%-171,640
VERASTEM INCVERASTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 594,026 shares; 2013Q3: 594,026 shares; 2013Q4: 563,471 shares 563,471$6.42M0.69%-30,555
CIMATRON LTDCIMATRON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 830,693 shares; 2013Q3: 681,506 shares; 2013Q4: 681,506 shares 681,506$6.15M0.66%0
IDEAL PWR INCIDEAL PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,146,935 shares 1,146,935$6.09M0.65%new
ANADIGICS INCANADIGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,650,000 shares; 2013Q3: 2,282,000 shares; 2013Q4: 3,270,018 shares 3,270,018$6.02M0.64%+988,018
SEACHANGE INTL INCSEACHANGE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 921,581 shares; 2013Q3: 742,834 shares; 2013Q4: 473,034 shares 473,034$5.75M0.62%-269,800
Intermap Technologies Corp(…Intermap Technologies Corp(CanQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,051,204 shares; 2013Q3: 15,051,204 shares; 2013Q4: 15,051,204 shares 15,051,204$5.74M0.61%0
RMG Networks HldgsRMG Networks HldgsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 700,000 shares; 2013Q4: 1,142,404 shares 1,142,404$5.55M0.59%+442,404
PC TEL INCPC TEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,131,293 shares; 2013Q3: 810,938 shares; 2013Q4: 576,576 shares 576,576$5.52M0.59%-234,362
IMAGE SENSING SYS INCIMAGE SENSING SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,109,646 shares; 2013Q3: 1,109,646 shares; 2013Q4: 1,109,646 shares 1,109,646$5.49M0.59%0
MYRGMYR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 430,125 shares; 2013Q3: 385,125 shares; 2013Q4: 207,730 shares 207,730$5.21M0.56%-177,395Timeline
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 350,000 shares; 2013Q4: 300,000 shares 300,000$5.04M0.54%-50,000
GeneNews, Ltd. (Canada) (CF)GeneNews, Ltd. (Canada) (CF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,087,748 shares; 2013Q3: 3,087,748 shares; 2013Q4: 6,303,240 shares 6,303,240$4.99M0.53%+3,215,492
DSP GROUP INCDSP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 504,334 shares; 2013Q3: 504,334 shares; 2013Q4: 504,334 shares 504,334$4.9M0.52%0
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,040,809 shares; 2013Q3: 3,040,809 shares; 2013Q4: 3,040,809 shares 3,040,809$4.77M0.51%0
SILICON IMAGE INCSILICON IMAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 772,300 shares; 2013Q3: 772,300 shares; 2013Q4: 772,300 shares 772,300$4.75M0.51%0
AGXARGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 131,966 shares; 2013Q3: 157,566 shares; 2013Q4: 157,566 shares 157,566$4.34M0.47%0Timeline
CVVCVD EQUIP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 294,985 shares 294,985$4.28M0.46%newTimeline
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,818,199 shares; 2013Q3: 1,673,146 shares; 2013Q4: 2,045,446 shares 2,045,446$4.09M0.44%+372,300
Coastal Contacts, Inc.Coastal Contacts, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 482,377 shares; 2013Q3: 482,377 shares; 2013Q4: 482,377 shares 482,377$4.05M0.43%0
MOVE INCMOVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 300,518 shares; 2013Q3: 300,518 shares; 2013Q4: 240,475 shares 240,475$3.85M0.41%-60,043
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 197,961 shares; 2013Q3: 233,761 shares; 2013Q4: 239,685 shares 239,685$3.81M0.41%+5,924
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,676,287 shares; 2013Q3: 2,676,287 shares; 2013Q4: 2,676,287 shares 2,676,287$3.77M0.4%0
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 240,800 shares; 2013Q3: 240,800 shares; 2013Q4: 240,800 shares 240,800$3.76M0.4%0
SYNERGETICS USA INCSYNERGETICS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,005,527 shares; 2013Q3: 1,005,527 shares; 2013Q4: 1,005,527 shares 1,005,527$3.64M0.39%0
World Energy Solutions Inc.World Energy Solutions Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 839,652 shares; 2013Q3: 839,652 shares; 2013Q4: 839,652 shares 839,652$3.61M0.39%0
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 200,000 shares; 2013Q3: 200,000 shares; 2013Q4: 121,463 shares 121,463$3.54M0.38%-78,537Timeline
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,267,219 shares; 2013Q3: 2,620,552 shares; 2013Q4: 1,604,093 shares 1,604,093$3.37M0.36%-1,016,459
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 525,000 shares 525,000$3.35M0.36%new
BTU INTERNATIONAL INCBTU INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,123,045 shares; 2013Q3: 1,123,045 shares; 2013Q4: 1,123,045 shares 1,123,045$3.28M0.35%0
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 637,000 shares; 2013Q4: 637,000 shares 637,000$3.26M0.35%0
RESPONSE GENETICS INCRESPONSE GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,313,513 shares; 2013Q3: 3,313,513 shares; 2013Q4: 2,679,179 shares 2,679,179$3.11M0.33%-634,334
Hopto (HPTO)Hopto (HPTO)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 8,261,900 shares; 2013Q4: 8,261,900 shares 8,261,900$3.06M0.33%0
ELLIE MAE INCELLIE MAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 409,769 shares; 2013Q3: 377,720 shares; 2013Q4: 110,345 shares 110,345$2.96M0.32%-267,375
PSIXPOWER SOLUTIONS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 396,497 shares; 2013Q3: 114,604 shares; 2013Q4: 38,159 shares 38,159$2.87M0.31%-76,445Timeline
TIVO INCTIVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 339,600 shares; 2013Q3: 289,600 shares; 2013Q4: 217,908 shares 217,908$2.86M0.31%-71,692
INFUINFUSYSTEM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 841,101 shares; 2013Q3: 841,101 shares; 2013Q4: 1,170,602 shares 1,170,602$2.5M0.27%+329,501Timeline
LMATLEMAITRE VASCULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 311,617 shares; 2013Q3: 311,617 shares; 2013Q4: 311,617 shares 311,617$2.5M0.27%0Timeline
LIGHTBRIDGE CORPLIGHTBRIDGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,384,032 shares; 2013Q3: 1,384,032 shares; 2013Q4: 1,684,342 shares 1,684,342$2.44M0.26%+300,310
Selectica, Inc.Selectica, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 371,429 shares; 2013Q4: 371,429 shares 371,429$2.37M0.25%0
CTPARTNERS EXECUTIVE SEARCH…CTPARTNERS EXECUTIVE SEARCH INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 482,323 shares; 2013Q3: 407,518 shares; 2013Q4: 407,518 shares 407,518$2.28M0.24%0
KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 200,000 shares 200,000$2.23M0.24%new
PRGX GLOBAL INCPRGX GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,085,600 shares; 2013Q3: 1,084,277 shares; 2013Q4: 319,606 shares 319,606$2.15M0.23%-764,671
DELIAS INC XXX REGISTRATION…DELIAS INC XXX REGISTRATION REVOK…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,004,822 shares; 2013Q4: 2,433,203 shares 2,433,203$2.14M0.23%+428,381
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 243,088 shares; 2013Q3: 228,088 shares; 2013Q4: 204,088 shares 204,088$2.08M0.22%-24,000
TEKMIRA PHARMACEUTICALS CORTEKMIRA PHARMACEUTICALS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 34,270 shares; 2013Q4: 245,562 shares 245,562$1.96M0.21%+211,292
PHARMACYCLICS INCPHARMACYCLICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 28,000 shares; 2013Q3: 28,000 shares; 2013Q4: 17,500 shares 17,500$1.85M0.2%-10,500
iCo Therapeutics, Inc. (Can…iCo Therapeutics, Inc. (CanadaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 5,085,000 shares; 2013Q3: 5,085,000 shares; 2013Q4: 5,085,000 shares 5,085,000$1.77M0.19%0
DAKOTA PLAINSDAKOTA PLAINSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 750,000 shares 750,000$1.73M0.18%new
Meru Networks, Inc.Meru Networks, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 386,317 shares; 2013Q4: 390,868 shares 390,868$1.69M0.18%+4,551
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 170,600 shares; 2013Q3: 116,357 shares; 2013Q4: 66,357 shares 66,357$1.66M0.18%-50,000Timeline
Bavarian Nordic A/S (Denmar…Bavarian Nordic A/S (Denmark)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 72,522 shares; 2013Q3: 100,983 shares; 2013Q4: 100,983 shares 100,983$1.66M0.18%0
Spectral DiagnosticsSpectral DiagnosticsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,188,009 shares; 2013Q3: 3,188,009 shares; 2013Q4: 2,847,009 shares 2,847,009$1.61M0.17%-341,000
HIMXHIMAX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 100,000 shares 100,000$1.47M0.16%newTimeline
RVSBRIVERVIEW BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 890,150 shares; 2013Q3: 500,210 shares; 2013Q4: 500,210 shares 500,210$1.45M0.16%0Timeline
SILICON GRAPHICS INTL CORP …SILICON GRAPHICS INTL CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 104,590 shares 104,590$1.4M0.15%new
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 150,417 shares; 2013Q4: 175,417 shares 175,417$1.39M0.15%+25,000
OSSEN INNOVATION CO LTDOSSEN INNOVATION CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,148,127 shares; 2013Q3: 1,148,127 shares; 2013Q4: 1,153,127 shares 1,153,127$1.37M0.15%+5,000
DIADEXUS INCDIADEXUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,511,394 shares 1,511,394$1.36M0.15%new
URGUR-ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 475,863 shares; 2013Q3: 979,163 shares; 2013Q4: 979,163 shares 979,163$1.35M0.14%0Timeline
GLOBAL POWER EQUIPMENT GRP IGLOBAL POWER EQUIPMENT GRP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 65,000 shares; 2013Q3: 65,000 shares; 2013Q4: 65,000 shares 65,000$1.27M0.14%0
GIGOPTIX INCGIGOPTIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 800,000 shares 800,000$1.22M0.13%new
Foundation Healthcare, Inc.Foundation Healthcare, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 3,574,220 shares 3,574,220$1.22M0.13%new
Visualant, Inc. (Restricted)Visualant, Inc. (Restricted)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,900,000 shares; 2013Q3: 15,900,000 shares; 2013Q4: 15,900,000 shares 15,900,000$1.18M0.13%0
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 446,696 shares; 2013Q3: 276,223 shares; 2013Q4: 84,900 shares 84,900$1.17M0.12%-191,323
CytRx Corporation R/R 8/1/1…CytRx Corporation R/R 8/1/16 @Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,400,000 shares; 2013Q3: 2,400,000 shares; 2013Q4: 2,400,000 shares 2,400,000$1.15M0.12%0
Precision Optics Corporatio…Precision Optics Corporation,Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,269,213 shares; 2013Q3: 1,269,213 shares; 2013Q4: 1,269,213 shares 1,269,213$1.14M0.12%0
ARI NETWORK SERVICESARI NETWORK SERVICESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 300,000 shares; 2013Q3: 300,000 shares; 2013Q4: 300,000 shares 300,000$981K0.11%0
NV5 HOLDINGS, INCNV5 HOLDINGS, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 99,970 shares; 2013Q4: 99,970 shares 99,970$804K0.09%0
XEBEC Adsorption, Inc. (Can…XEBEC Adsorption, Inc. (CanadaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 12,083,103 shares; 2013Q3: 12,083,103 shares; 2013Q4: 12,083,103 shares 12,083,103$796K0.09%0
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 22,500 shares; 2013Q3: 22,500 shares; 2013Q4: 22,500 shares 22,500$721K0.08%0Timeline
VITRAN CORPVITRAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 105,700 shares; 2013Q4: 105,700 shares 105,700$685K0.07%0
Daegis IncDaegis IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,935,627 shares; 2013Q3: 1,935,627 shares; 2013Q4: 565,039 shares 565,039$678K0.07%-1,370,588
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 27,726 shares; 2013Q3: 27,726 shares; 2013Q4: 27,726 shares 27,726$534K0.06%0Timeline
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 385,194 shares; 2013Q3: 385,194 shares; 2013Q4: 385,194 shares 385,194$532K0.06%0
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 30,000 shares; 2013Q4: 46,843 shares 46,843$428K0.05%+16,843
YUME INCYUME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 56,288 shares 56,288$419K0.04%new
PLANET PAYMENT INC SHSPLANET PAYMENT INC SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 124,042 shares 124,042$345K0.04%new
NV5 HLDGS INCNV5 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 99,970 shares; 2013Q4: 99,970 shares 99,970$328K0.04%0
ASCARDMORE SHIPPING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 20,008 shares 20,008$311K0.03%newTimeline
QUMU CORPQUMU CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 21,871 shares; 2013Q4: 21,871 shares 21,871$280K0.03%0
CTRNCITI TRENDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 14,473 shares; 2013Q3: 14,473 shares; 2013Q4: 14,473 shares 14,473$246K0.03%0Timeline
DYNAVAX TECHNOLOGIES CORPDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 360,000 shares; 2013Q3: 360,000 shares; 2013Q4: 360,000 shares 360,000$209K0.02%0
National Amern Univ Hldgs I…National Amern Univ Hldgs IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 27,102 shares 27,102$95K0.01%new
Interplay Entertainment Cor…Interplay Entertainment Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 9,133,000 shares; 2013Q3: 9,133,000 shares; 2013Q4: 9,133,000 shares 9,133,000$92K0.01%0
Altair Nanotech @.58 5/28/1…Altair Nanotech @.58 5/28/16 *Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 939,973 shares; 2013Q3: 939,973 shares; 2013Q4: 939,973 shares 939,973$56K0.01%0
CHASE PACKAGING CORPCHASE PACKAGING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 684,954 shares; 2013Q3: 684,954 shares; 2013Q4: 684,954 shares 684,954$34K<0.01%0
Familymeds Group, Inc.Familymeds Group, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,143,889 shares; 2013Q3: 1,143,889 shares; 2013Q4: 1,143,889 shares 1,143,889$24K<0.01%0
Integral Vision, Inc.Integral Vision, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,850,000 shares; 2013Q3: 1,850,000 shares; 2013Q4: 1,850,000 shares 1,850,000$5K<0.01%0

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
FLOW INTL CORPFLOW INTL CORP1,732,190$6.91Mshares
VERENIUM CORPVERENIUM CORP1,437,217$5.71Mshares
CUI GLOBAL INCCUI GLOBAL INC928,230$5.36Mshares
BIODEL INCBIODEL INC1,584,700$4.99Mshares
OVERLAND STORAGE INCOVERLAND STORAGE INC3,143,459$3.02Mshares
SANTARUS INCSANTARUS INC111,579$2.52Mshares
FLLFULL HSE RESORTS INC653,906$1.82Mshares
ONCOLYTICS BIOTECH INCONCOLYTICS BIOTECH INC731,157$1.78Mshares
Speed Commerce, Inc.Speed Commerce, Inc.541,000$1.77Mshares
GRAYMARK HEALTHCARE INCGRAYMARK HEALTHCARE INC3,571,000$1.46Mshares
ACNTASCENT INDUSTRIES CO52,300$857Kshares
Crumbs Bake Shop Inc.Crumbs Bake Shop Inc.534,328$598Kshares
SUMMER INFANT INCSUMMER INFANT INC208,999$579Kshares
Here Media, Inc.Here Media, Inc.1,029,462$391Kshares
TRANSGENOMIC INCTRANSGENOMIC INC979,300$372Kshares
TITNTITAN MACHY INC13,794$222Kshares
ChinaCast Education Corpora…ChinaCast Education Corporatio996,207$100Kshares
RXI PHARMACEUTICALS CORPRXI PHARMACEUTICALS CORP21,897$77Kshares
ECOTALITY INCECOTALITY INC2,500,000$50Kshares
Avantair, Inc.Avantair, Inc.6,315,791$8Kshares
Converted Organics @1.30 12…Converted Organics @1.30 12/31124,995$1Kshares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001044321-14-000025 base2014-02-06acceptance time not in the bulk data set