13F-HR filed by MARXE AUSTIN W & GREENHOUSE DAVID M
MARXE AUSTIN W & GREENHOUSE DAVID M filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 134 holding rows worth $933,281,000.
- Accession
- 0001044321-14-000025
- Filer
- CIK 1044321
- Filed
- 2014-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 188 entries on the cover page, a total value of $933,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $933,281,000 with VALUE read as thousands by filing date, 13F file number 028-06452. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NONE | 999999999 | NONE | 161,282,633 | $84,356,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 3,114,754 | $33,795,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,697,580 | $28,672,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 6,233,875 | $28,364,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,624,868 | $26,327,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 6,076,598 | $25,643,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,694,401 | $23,535,000 | thousands by filing date | |
| Broadwind Energy Inc. | 11161T108 | common | 2,391,043 | $22,571,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 4,636,946 | $21,840,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 2,348,955 | $21,305,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,355,350 | $20,628,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 914,824 | $19,019,000 | thousands by filing date | |
| Brightcove, Inc. | 075097042 | common | 1,336,523 | $18,898,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,072,893 | $18,454,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 291,095 | $16,735,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 917,000 | $15,745,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 931,040 | $14,003,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 914,809 | $13,557,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 956,197 | $13,530,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 700,000 | $13,370,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 734,890 | $13,221,000 | thousands by filing date | |
| Vapor Corporation | 922099106 | common | 1,666,667 | $12,450,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 790,000 | $12,190,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 900,000 | $12,168,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 1,691,354 | $11,941,000 | thousands by filing date | |
| Pure Technologies Ltd | 745915108 | COM | 1,869,300 | $11,686,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 1,339,928 | $11,456,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 1,383,137 | $10,221,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 585,997 | $9,897,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 894,777 | $9,333,000 | thousands by filing date | |
| Carbon Natural Gas Ord | 14115t109 | COM | 10,888,889 | $9,256,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 299,864 | $8,960,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 367,619 | $8,793,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 4,667,710 | $8,775,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 3,816,720 | $8,359,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 1,504,123 | $8,303,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 575,664 | $7,852,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,111,099 | $7,778,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 2,039,446 | $7,730,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 1,160,815 | $7,151,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 226,927 | $7,051,000 | thousands by filing date | |
| Stem Cell Therapeutics Corp. | 858572407 | common | 23,809,524 | $6,966,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 863,552 | $6,744,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 1,059,250 | $6,694,000 | thousands by filing date | |
| Sorrento Therapeutics, Inc | 83587F020 | common | 825,000 | $6,682,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 624,100 | $6,672,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 563,471 | $6,424,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 681,506 | $6,154,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 1,146,935 | $6,090,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 3,270,018 | $6,017,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 473,034 | $5,752,000 | thousands by filing date | |
| Intermap Technologies Corp(Can | 458977204 | common | 15,051,204 | $5,739,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 1,142,404 | $5,552,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 576,576 | $5,518,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 1,109,646 | $5,493,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 207,730 | $5,210,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 300,000 | $5,037,000 | thousands by filing date | |
| GeneNews, Ltd. (Canada) (CF) | 36870T107 | common | 6,303,240 | $4,985,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 504,334 | $4,897,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 3,040,809 | $4,774,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 772,300 | $4,750,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 157,566 | $4,343,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 294,985 | $4,283,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 2,045,446 | $4,091,000 | thousands by filing date | |
| Coastal Contacts, Inc. | 19044r207 | COM | 482,377 | $4,047,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 240,475 | $3,845,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 239,685 | $3,806,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,676,287 | $3,774,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 240,800 | $3,759,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 1,005,527 | $3,640,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 839,652 | $3,611,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 121,463 | $3,538,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,604,093 | $3,369,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 525,000 | $3,355,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 1,123,045 | $3,279,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 637,000 | $3,261,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 2,679,179 | $3,108,000 | thousands by filing date | |
| Hopto (HPTO) | 440271104 | COM | 8,261,900 | $3,057,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 110,345 | $2,965,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 38,159 | $2,866,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 217,908 | $2,859,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 1,170,602 | $2,505,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 311,617 | $2,496,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 1,684,342 | $2,442,000 | thousands by filing date | |
| Selectica, Inc. | 816288104 | common | 371,429 | $2,370,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 407,518 | $2,282,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 200,000 | $2,228,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 319,606 | $2,148,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 2,433,203 | $2,140,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 204,088 | $2,080,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 245,562 | $1,957,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 17,500 | $1,851,000 | thousands by filing date | |
| iCo Therapeutics, Inc. (Canada | 45107J105 | common | 5,085,000 | $1,772,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 750,000 | $1,725,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 390,868 | $1,685,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 66,357 | $1,658,000 | thousands by filing date | |
| Bavarian Nordic A/S (Denmark) | 009225196 | common | 100,983 | $1,658,000 | thousands by filing date | |
| Spectral Diagnostics | 847574100 | COM | 2,847,009 | $1,608,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 100,000 | $1,471,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 500,210 | $1,451,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 104,590 | $1,403,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 175,417 | $1,393,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 1,153,127 | $1,372,000 | thousands by filing date | |
| DIADEXUS INC | 25245P106 | COM | 1,511,394 | $1,360,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 979,163 | $1,351,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 65,000 | $1,272,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 800,000 | $1,224,000 | thousands by filing date | |
| Foundation Healthcare, Inc. | 350405106 | common | 3,574,220 | $1,215,000 | thousands by filing date | |
| Visualant, Inc. (Restricted) | 928449107 | common | 15,900,000 | $1,177,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 84,900 | $1,166,000 | thousands by filing date | |
| CytRx Corporation R/R 8/1/16 @ | 232828301 | warrants | 2,400,000 | $1,152,000 | thousands by filing date | |
| Precision Optics Corporation, | 740294301 | common | 1,269,213 | $1,142,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 300,000 | $981,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 99,970 | $804,000 | thousands by filing date | |
| XEBEC Adsorption, Inc. (Canada | 983891102 | common | 12,083,103 | $796,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 22,500 | $721,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 105,700 | $685,000 | thousands by filing date | |
| Daegis Inc | 904743200 | common | 565,039 | $678,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 27,726 | $534,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 385,194 | $532,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 46,843 | $428,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 56,288 | $419,000 | thousands by filing date | |
| PLANET PAYMENT INC SHS | 078532599 | Stock | 124,042 | $345,000 | thousands by filing date | |
| NV5 HLDGS INC | 62945V117 | *W EXP 03/27/201 | 99,970 | $328,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 20,008 | $311,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 21,871 | $280,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 14,473 | $246,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 360,000 | $209,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 27,102 | $95,000 | thousands by filing date | |
| Interplay Entertainment Corp. | 460615107 | common | 9,133,000 | $92,000 | thousands by filing date | |
| Altair Nanotech @.58 5/28/16 * | 03820G106 | warrants | 939,973 | $56,000 | thousands by filing date | |
| CHASE PACKAGING CORP | 161635107 | COMMON | 684,954 | $34,000 | thousands by filing date | |
| Familymeds Group, Inc. | 30706T209 | common | 1,143,889 | $24,000 | thousands by filing date | |
| Integral Vision, Inc. | 45811H106 | common | 1,850,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001044321-14-000025 | this filing | 2014-02-06 | acceptance time not in the bulk data set |