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Disclosery

MARXE AUSTIN W & GREENHOUSE DAVID M

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13F filer, CIK 1044321, NEW YORK, NY

MARXE AUSTIN W & GREENHOUSE DAVID M reported $903,161,000 across 135 holdings for the quarter ended 2014-03-31, in a 13F-HR filed 2014-05-14. Its ten largest share positions make up 32.84% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001044321-14-000078

Period
2014-03-31
Reported value
$903M
Holdings
135
Top 10 weight
32.84%
New
16
Sold out
15

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ARGOS THERAPEUTICS INCnew+750,000$7.5M
ASCadded+440,292$5.86M
CGENnew+525,000$5.52M
ENERGOUS CORPnew+315,000$4.65M
Izea Inc (IZEA)new+10,857,144$3.88M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ARROWHEAD RESEARCH CORPreduced-1,831,666-$30.1M
SGMOQreduced-1,244,401-$22.5M
ENDOCYTE INCreduced-563,100-$13.4M
REGULUS THERAPEUTICS INCreduced-1,158,137-$10.4M
PCRXreduced-91,095-$6.38M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2014

Share positions as resolved from 13F-HR 0001044321-14-000078, largest first. % of portfolio is the value over $903,151,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
NONENONEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 143,142,401 shares; 2013Q3: 135,703,328 shares; 2013Q4: 161,282,633 shares; 2014Q1: 151,209,346 shares 151,209,346$74.5M8.25%-10,073,287
UCTTULTRA CLEAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,640,275 shares; 2013Q3: 2,624,868 shares; 2013Q4: 2,624,868 shares; 2014Q1: 2,172,878 shares 2,172,878$28.6M3.16%-451,990Timeline
PARKERVISION INCPARKERVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 6,436,526 shares; 2013Q3: 6,058,875 shares; 2013Q4: 6,233,875 shares; 2014Q1: 5,881,581 shares 5,881,581$28.2M3.13%-352,294
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,183,057 shares; 2013Q3: 2,182,857 shares; 2013Q4: 1,697,580 shares; 2014Q1: 1,467,850 shares 1,467,850$27.9M3.09%-229,730
Broadwind Energy Inc.Broadwind Energy Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,921,544 shares; 2013Q3: 2,628,173 shares; 2013Q4: 2,391,043 shares; 2014Q1: 2,190,943 shares 2,190,943$26.8M2.96%-200,100
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,270,582 shares; 2013Q3: 1,239,310 shares; 2013Q4: 1,355,350 shares; 2014Q1: 1,355,350 shares 1,355,350$23.8M2.64%0Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 6,076,598 shares; 2013Q3: 6,076,598 shares; 2013Q4: 6,076,598 shares; 2014Q1: 6,126,598 shares 6,126,598$23.2M2.56%+50,000Timeline
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,020,305 shares; 2013Q3: 917,000 shares; 2013Q4: 917,000 shares; 2014Q1: 917,000 shares 917,000$21.5M2.38%0
PFSWEB INCPFSWEB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,441,165 shares; 2013Q3: 2,441,165 shares; 2013Q4: 2,348,955 shares; 2014Q1: 2,348,955 shares 2,348,955$21.1M2.34%0
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,114,754 shares; 2013Q3: 3,114,754 shares; 2013Q4: 3,114,754 shares; 2014Q1: 1,283,088 shares 1,283,088$21.1M2.33%-1,831,666
ENTROPIC COMMUNICATIONS INCENTROPIC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,201,446 shares; 2013Q3: 4,636,946 shares; 2013Q4: 4,636,946 shares; 2014Q1: 4,636,946 shares 4,636,946$19M2.1%0
OMNIVISION TECHNOLOGIES INCOMNIVISION TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 961,607 shares; 2013Q3: 961,607 shares; 2013Q4: 1,072,893 shares; 2014Q1: 1,022,893 shares 1,022,893$18.1M2%-50,000
ERICKSON AIR-CRANE INCERICKSON AIR-CRANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 889,724 shares; 2013Q3: 914,824 shares; 2013Q4: 914,824 shares; 2014Q1: 899,292 shares 899,292$17.4M1.92%-15,532
SMART TECHNOLOGIES INCSMART TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,545,892 shares; 2013Q3: 3,535,192 shares; 2013Q4: 3,816,720 shares; 2014Q1: 3,566,746 shares 3,566,746$17.1M1.89%-249,974
Brightcove, Inc.Brightcove, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,336,523 shares; 2013Q3: 1,336,523 shares; 2013Q4: 1,336,523 shares; 2014Q1: 1,618,933 shares 1,618,933$15.9M1.76%+282,410
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 865,557 shares; 2013Q3: 956,197 shares; 2013Q4: 956,197 shares; 2014Q1: 906,197 shares 906,197$15.2M1.68%-50,000Timeline
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 499,829 shares; 2013Q3: 341,139 shares; 2013Q4: 291,095 shares; 2014Q1: 200,000 shares 200,000$14M1.55%-91,095Timeline
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,136,533 shares; 2013Q3: 1,329,354 shares; 2013Q4: 1,691,354 shares; 2014Q1: 1,691,354 shares 1,691,354$13.4M1.49%0
CVUCPI AEROSTRUCTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 931,040 shares; 2013Q3: 931,040 shares; 2013Q4: 931,040 shares; 2014Q1: 931,040 shares 931,040$12.1M1.34%0Timeline
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 500,000 shares; 2013Q3: 500,000 shares; 2013Q4: 914,809 shares; 2014Q1: 941,538 shares 941,538$11.4M1.26%+26,729
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,869,300 shares; 2013Q3: 1,869,300 shares; 2013Q4: 1,869,300 shares; 2014Q1: 1,869,300 shares 1,869,300$11.3M1.25%0
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 766,440 shares; 2013Q3: 760,590 shares; 2013Q4: 700,000 shares; 2014Q1: 600,000 shares 600,000$11.1M1.23%-100,000
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 676,735 shares; 2013Q3: 676,735 shares; 2013Q4: 734,890 shares; 2014Q1: 600,000 shares 600,000$10.9M1.21%-134,890
Stem Cell Therapeutics Corp.Stem Cell Therapeutics Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 23,809,524 shares; 2014Q1: 23,809,524 shares 23,809,524$10.4M1.16%0
Vapor CorporationVapor CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,666,667 shares; 2014Q1: 1,555,968 shares 1,555,968$10.3M1.14%-110,699
LRAD CORPLRAD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,667,710 shares; 2013Q3: 4,667,710 shares; 2013Q4: 4,667,710 shares; 2014Q1: 4,667,710 shares 4,667,710$9.8M1.09%0
MICROFINANCIAL INCMICROFINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,498,227 shares; 2013Q3: 1,466,956 shares; 2013Q4: 1,339,928 shares; 2014Q1: 1,208,665 shares 1,208,665$9.51M1.05%-131,263
Sorrento Therapeutics, IncSorrento Therapeutics, IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 825,000 shares; 2014Q1: 725,388 shares 725,388$9.3M1.03%-99,612
Carbon Natural Gas OrdCarbon Natural Gas OrdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,888,889 shares; 2013Q3: 10,888,889 shares; 2013Q4: 10,888,889 shares; 2014Q1: 10,888,889 shares 10,888,889$9.26M1.02%0
IDEAL PWR INCIDEAL PWR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,146,935 shares; 2014Q1: 1,146,935 shares 1,146,935$9.23M1.02%0
ORMPORAMED PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 790,000 shares; 2014Q1: 790,000 shares 790,000$9.16M1.01%0Timeline
TEKMIRA PHARMACEUTICALS CORTEKMIRA PHARMACEUTICALS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 34,270 shares; 2013Q4: 245,562 shares; 2014Q1: 420,562 shares 420,562$9.04M1%+175,000
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 900,000 shares; 2013Q3: 900,000 shares; 2013Q4: 900,000 shares; 2014Q1: 810,000 shares 810,000$8.82M0.98%-90,000
MXLMAXLINEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 865,970 shares; 2013Q3: 865,970 shares; 2013Q4: 894,777 shares; 2014Q1: 922,394 shares 922,394$8.74M0.97%+27,617Timeline
KMG CHEMICALS INCKMG CHEMICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 603,582 shares; 2013Q3: 585,997 shares; 2013Q4: 585,997 shares; 2014Q1: 556,996 shares 556,996$8.73M0.97%-29,001
INCONTACT INCINCONTACT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,385,562 shares; 2013Q3: 854,552 shares; 2013Q4: 863,552 shares; 2014Q1: 863,552 shares 863,552$8.29M0.92%0
DESTINATION MATERNITY CORPDESTINATION MATERNITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 299,864 shares; 2013Q3: 299,864 shares; 2013Q4: 299,864 shares; 2014Q1: 299,864 shares 299,864$8.22M0.91%0
GeneNews, Ltd. (Canada) (CF)GeneNews, Ltd. (Canada) (CF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,087,748 shares; 2013Q3: 3,087,748 shares; 2013Q4: 6,303,240 shares; 2014Q1: 6,303,240 shares 6,303,240$8.21M0.91%0
SGMOQSANGAMO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,763,503 shares; 2013Q3: 1,719,401 shares; 2013Q4: 1,694,401 shares; 2014Q1: 450,000 shares 450,000$8.14M0.9%-1,244,401Timeline
ARGOS THERAPEUTICS INCARGOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 750,000 shares 750,000$7.5M0.83%new
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,120,762 shares; 2013Q3: 1,220,762 shares; 2013Q4: 1,111,099 shares; 2014Q1: 1,261,099 shares 1,261,099$7.31M0.81%+150,000Timeline
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,498,498 shares; 2013Q3: 1,504,123 shares; 2013Q4: 1,504,123 shares; 2014Q1: 1,559,323 shares 1,559,323$7.08M0.78%+55,200
RMG Networks HldgsRMG Networks HldgsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 700,000 shares; 2013Q4: 1,142,404 shares; 2014Q1: 1,191,959 shares 1,191,959$6.72M0.74%+49,555
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,676,287 shares; 2013Q3: 2,676,287 shares; 2013Q4: 2,676,287 shares; 2014Q1: 2,589,105 shares 2,589,105$6.42M0.71%-87,182
MAGNETEK INCMAGNETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 367,619 shares; 2013Q3: 367,619 shares; 2013Q4: 367,619 shares; 2014Q1: 324,000 shares 324,000$6.16M0.68%-43,619
ASCARDMORE SHIPPING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 20,008 shares; 2014Q1: 460,300 shares 460,300$6.12M0.68%+440,292Timeline
CONSTANT CONTACT INCCONSTANT CONTACT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 326,927 shares; 2013Q3: 326,927 shares; 2013Q4: 226,927 shares; 2014Q1: 248,498 shares 248,498$6.08M0.67%+21,571
NEONODE INCNEONODE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 927,550 shares; 2013Q3: 907,050 shares; 2013Q4: 1,059,250 shares; 2014Q1: 1,051,650 shares 1,051,650$5.98M0.66%-7,600
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 350,000 shares; 2013Q4: 300,000 shares; 2014Q1: 300,000 shares 300,000$5.9M0.65%0
IMAGE SENSING SYS INCIMAGE SENSING SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,109,646 shares; 2013Q3: 1,109,646 shares; 2013Q4: 1,109,646 shares; 2014Q1: 1,109,646 shares 1,109,646$5.88M0.65%0
ANADIGICS INCANADIGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,650,000 shares; 2013Q3: 2,282,000 shares; 2013Q4: 3,270,018 shares; 2014Q1: 3,415,318 shares 3,415,318$5.81M0.64%+145,300
RGENREPLIGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 615,664 shares; 2013Q3: 615,664 shares; 2013Q4: 575,664 shares; 2014Q1: 451,000 shares 451,000$5.8M0.64%-124,664Timeline
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,818,199 shares; 2013Q3: 1,673,146 shares; 2013Q4: 2,045,446 shares; 2014Q1: 2,045,446 shares 2,045,446$5.77M0.64%0
CGENCOMPUGEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 525,000 shares 525,000$5.52M0.61%newTimeline
Coastal Contacts, Inc.Coastal Contacts, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 482,377 shares; 2013Q3: 482,377 shares; 2013Q4: 482,377 shares; 2014Q1: 482,377 shares 482,377$5.41M0.6%0
SILICON IMAGE INCSILICON IMAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 772,300 shares; 2013Q3: 772,300 shares; 2013Q4: 772,300 shares; 2014Q1: 757,265 shares 757,265$5.22M0.58%-15,035
SPARK NETWORKS INCSPARK NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,000,000 shares; 2013Q3: 935,815 shares; 2013Q4: 1,160,815 shares; 2014Q1: 996,016 shares 996,016$5.21M0.58%-164,799
SUPPORT COM INCSUPPORT COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,224,180 shares; 2013Q3: 1,968,120 shares; 2013Q4: 2,039,446 shares; 2014Q1: 2,039,446 shares 2,039,446$5.2M0.58%0
PC TEL INCPC TEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,131,293 shares; 2013Q3: 810,938 shares; 2013Q4: 576,576 shares; 2014Q1: 576,576 shares 576,576$5.03M0.56%0
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,040,809 shares; 2013Q3: 3,040,809 shares; 2013Q4: 3,040,809 shares; 2014Q1: 3,040,809 shares 3,040,809$5.02M0.56%0
SEACHANGE INTL INCSEACHANGE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 921,581 shares; 2013Q3: 742,834 shares; 2013Q4: 473,034 shares; 2014Q1: 475,032 shares 475,032$4.96M0.55%+1,998
CVVCVD EQUIP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 294,985 shares; 2014Q1: 347,616 shares 347,616$4.86M0.54%+52,631Timeline
ENERGOUS CORPENERGOUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 315,000 shares 315,000$4.65M0.51%new
DSP GROUP INCDSP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 504,334 shares; 2013Q3: 504,334 shares; 2013Q4: 504,334 shares; 2014Q1: 504,334 shares 504,334$4.36M0.48%0
Intermap Technologies Corp(…Intermap Technologies Corp(CanQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,051,204 shares; 2013Q3: 15,051,204 shares; 2013Q4: 15,051,204 shares; 2014Q1: 15,051,204 shares 15,051,204$4.36M0.48%0
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 200,000 shares; 2013Q3: 200,000 shares; 2013Q4: 121,463 shares; 2014Q1: 104,710 shares 104,710$4.21M0.47%-16,753Timeline
World Energy Solutions Inc.World Energy Solutions Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 839,652 shares; 2013Q3: 839,652 shares; 2013Q4: 839,652 shares; 2014Q1: 838,652 shares 838,652$4.04M0.45%-1,000
YUME INCYUME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 56,288 shares; 2014Q1: 540,960 shares 540,960$3.95M0.44%+484,672
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 240,800 shares; 2013Q3: 240,800 shares; 2013Q4: 240,800 shares; 2014Q1: 240,800 shares 240,800$3.93M0.44%0
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 197,961 shares; 2013Q3: 233,761 shares; 2013Q4: 239,685 shares; 2014Q1: 239,685 shares 239,685$3.91M0.43%0
Izea Inc (IZEA)Izea Inc (IZEA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 10,857,144 shares 10,857,144$3.88M0.43%new
CTPARTNERS EXECUTIVE SEARCH…CTPARTNERS EXECUTIVE SEARCH INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 482,323 shares; 2013Q3: 407,518 shares; 2013Q4: 407,518 shares; 2014Q1: 354,244 shares 354,244$3.86M0.43%-53,274
LIGHTBRIDGE CORPLIGHTBRIDGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,384,032 shares; 2013Q3: 1,384,032 shares; 2013Q4: 1,684,342 shares; 2014Q1: 1,321,135 shares 1,321,135$3.55M0.39%-363,207
BTU INTERNATIONAL INCBTU INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,123,045 shares; 2013Q3: 1,123,045 shares; 2013Q4: 1,123,045 shares; 2014Q1: 1,123,045 shares 1,123,045$3.52M0.39%0
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 525,000 shares; 2014Q1: 525,000 shares 525,000$3.34M0.37%0
INFUINFUSYSTEM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 841,101 shares; 2013Q3: 841,101 shares; 2013Q4: 1,170,602 shares; 2014Q1: 1,170,602 shares 1,170,602$3.27M0.36%0Timeline
RESPONSE GENETICS INCRESPONSE GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,313,513 shares; 2013Q3: 3,313,513 shares; 2013Q4: 2,679,179 shares; 2014Q1: 2,679,179 shares 2,679,179$3.19M0.35%0
SYNERGETICS USA INCSYNERGETICS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,005,527 shares; 2013Q3: 1,005,527 shares; 2013Q4: 1,005,527 shares; 2014Q1: 1,035,727 shares 1,035,727$3.16M0.35%+30,200
Summit Corporations plcSummit Corporations plcQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 18,761,726 shares 18,761,726$3.01M0.33%new
iCo Therapeutics, Inc. (Can…iCo Therapeutics, Inc. (CanadaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 5,085,000 shares; 2013Q3: 5,085,000 shares; 2013Q4: 5,085,000 shares; 2014Q1: 7,710,661 shares 7,710,661$3M0.33%+2,625,661
Selectica, Inc.Selectica, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 371,429 shares; 2013Q4: 371,429 shares; 2014Q1: 442,712 shares 442,712$2.95M0.33%+71,283
TIVO INCTIVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 339,600 shares; 2013Q3: 289,600 shares; 2013Q4: 217,908 shares; 2014Q1: 217,908 shares 217,908$2.88M0.32%0
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 637,000 shares; 2013Q4: 637,000 shares; 2014Q1: 570,000 shares 570,000$2.58M0.29%-67,000
LMATLEMAITRE VASCULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 311,617 shares; 2013Q3: 311,617 shares; 2013Q4: 311,617 shares; 2014Q1: 311,617 shares 311,617$2.52M0.28%0Timeline
AUSPEX PHARMACEAUSPEX PHARMACEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 79,700 shares 79,700$2.45M0.27%new
KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 200,000 shares; 2014Q1: 131,090 shares 131,090$2.43M0.27%-68,910
XEBEC Adsorption, Inc. (Can…XEBEC Adsorption, Inc. (CanadaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 12,083,103 shares; 2013Q3: 12,083,103 shares; 2013Q4: 12,083,103 shares; 2014Q1: 12,083,103 shares 12,083,103$2.42M0.27%0
ACTIVE POWER INCACTIVE POWER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 725,000 shares 725,000$2.4M0.27%new
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,267,219 shares; 2013Q3: 2,620,552 shares; 2013Q4: 1,604,093 shares; 2014Q1: 1,104,093 shares 1,104,093$2.19M0.24%-500,000
DELIAS INC XXX REGISTRATION…DELIAS INC XXX REGISTRATION REVOK…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,004,822 shares; 2013Q4: 2,433,203 shares; 2014Q1: 2,602,702 shares 2,602,702$2.19M0.24%+169,499
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 30,000 shares; 2013Q4: 46,843 shares; 2014Q1: 228,669 shares 228,669$2.04M0.23%+181,826
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,420,216 shares; 2013Q3: 1,420,216 shares; 2013Q4: 1,383,137 shares; 2014Q1: 225,000 shares 225,000$2.03M0.22%-1,158,137
ORCHIDS PAPER PRODUCTS COORCHIDS PAPER PRODUCTS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 65,000 shares 65,000$1.99M0.22%new
SMTP INCSMTP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 320,000 shares 320,000$1.97M0.22%new
VERASTEM INCVERASTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 594,026 shares; 2013Q3: 594,026 shares; 2013Q4: 563,471 shares; 2014Q1: 180,000 shares 180,000$1.94M0.22%-383,471
Bavarian Nordic A/S (Denmar…Bavarian Nordic A/S (Denmark)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 72,522 shares; 2013Q3: 100,983 shares; 2013Q4: 100,983 shares; 2014Q1: 100,983 shares 100,983$1.83M0.2%0
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 150,417 shares; 2013Q4: 175,417 shares; 2014Q1: 175,417 shares 175,417$1.77M0.2%0
Meru Networks, Inc.Meru Networks, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 386,317 shares; 2013Q4: 390,868 shares; 2014Q1: 390,868 shares 390,868$1.76M0.2%0
Foundation Healthcare, Inc.Foundation Healthcare, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 3,574,220 shares; 2014Q1: 3,574,220 shares 3,574,220$1.72M0.19%0
Hopto (HPTO)Hopto (HPTO)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 8,261,900 shares; 2013Q4: 8,261,900 shares; 2014Q1: 8,324,600 shares 8,324,600$1.67M0.18%+62,700
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 170,600 shares; 2013Q3: 116,357 shares; 2013Q4: 66,357 shares; 2014Q1: 66,357 shares 66,357$1.61M0.18%0Timeline
CERES INCCERES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 1,801,477 shares 1,801,477$1.58M0.18%new
AMBER ROAD INCAMBER ROAD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 97,492 shares 97,492$1.5M0.17%new
DIADEXUS INCDIADEXUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,511,394 shares; 2014Q1: 1,511,394 shares 1,511,394$1.48M0.16%0
ENDOCYTE INCENDOCYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 850,000 shares; 2013Q3: 795,740 shares; 2013Q4: 624,100 shares; 2014Q1: 61,000 shares 61,000$1.45M0.16%-563,100
Visualant, Inc. (Restricted)Visualant, Inc. (Restricted)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,900,000 shares; 2013Q3: 15,900,000 shares; 2013Q4: 15,900,000 shares; 2014Q1: 15,900,000 shares 15,900,000$1.43M0.16%0
OSSEN INNOVATION CO LTDOSSEN INNOVATION CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,148,127 shares; 2013Q3: 1,148,127 shares; 2013Q4: 1,153,127 shares; 2014Q1: 1,153,127 shares 1,153,127$1.32M0.15%0
GLOBAL POWER EQUIPMENT GRP IGLOBAL POWER EQUIPMENT GRP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 65,000 shares; 2013Q3: 65,000 shares; 2013Q4: 65,000 shares; 2014Q1: 65,000 shares 65,000$1.29M0.14%0
Precision Optics Corporatio…Precision Optics Corporation,Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,269,213 shares; 2013Q3: 1,269,213 shares; 2013Q4: 1,269,213 shares; 2014Q1: 1,269,213 shares 1,269,213$1.27M0.14%0
NLSTNETLIST, INC. COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 662,800 shares 662,800$1.26M0.14%newTimeline
MARIN SOFTWARE INCMARIN SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 108,700 shares 108,700$1.15M0.13%new
Benitec Biopharma Ltd.(Aust…Benitec Biopharma Ltd.(Austra)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 700,000 shares 700,000$1.05M0.12%new
NV5 HOLDINGS, INCNV5 HOLDINGS, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 99,970 shares; 2013Q4: 99,970 shares; 2014Q1: 99,970 shares 99,970$1M0.11%0
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 446,696 shares; 2013Q3: 276,223 shares; 2013Q4: 84,900 shares; 2014Q1: 74,900 shares 74,900$938K0.1%-10,000
CIMATRON LTDCIMATRON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 830,693 shares; 2013Q3: 681,506 shares; 2013Q4: 681,506 shares; 2014Q1: 126,889 shares 126,889$916K0.1%-554,617
ANTIBE THERAPEUTICS INCANTIBE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 1,666,667 shares 1,666,667$905K0.1%new
GIGOPTIX INCGIGOPTIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 800,000 shares; 2014Q1: 528,000 shares 528,000$887K0.1%-272,000
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 22,500 shares; 2013Q3: 22,500 shares; 2013Q4: 22,500 shares; 2014Q1: 22,500 shares 22,500$860K0.1%0Timeline
SFX ENTMT INCSFX ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 119,722 shares 119,722$844K0.09%new
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 385,194 shares; 2013Q3: 385,194 shares; 2013Q4: 385,194 shares; 2014Q1: 385,194 shares 385,194$836K0.09%0
RVSBRIVERVIEW BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 890,150 shares; 2013Q3: 500,210 shares; 2013Q4: 500,210 shares; 2014Q1: 229,410 shares 229,410$782K0.09%-270,800Timeline
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 243,088 shares; 2013Q3: 228,088 shares; 2013Q4: 204,088 shares; 2014Q1: 54,835 shares 54,835$671K0.07%-149,253
ARI NETWORK SERVICESARI NETWORK SERVICESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 300,000 shares; 2013Q3: 300,000 shares; 2013Q4: 300,000 shares; 2014Q1: 200,000 shares 200,000$632K0.07%-100,000
Spectral DiagnosticsSpectral DiagnosticsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,188,009 shares; 2013Q3: 3,188,009 shares; 2013Q4: 2,847,009 shares; 2014Q1: 2,000,000 shares 2,000,000$543K0.06%-847,009
URGUR-ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 475,863 shares; 2013Q3: 979,163 shares; 2013Q4: 979,163 shares; 2014Q1: 287,763 shares 287,763$446K0.05%-691,400Timeline
CytRx Corporation R/R 8/1/1…CytRx Corporation R/R 8/1/16 @Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,400,000 shares; 2013Q3: 2,400,000 shares; 2013Q4: 2,400,000 shares; 2014Q1: 2,400,000 shares 2,400,000$432K0.05%0
QUMU CORPQUMU CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 21,871 shares; 2013Q4: 21,871 shares; 2014Q1: 21,871 shares 21,871$350K0.04%0
PLANET PAYMENT INC SHSPLANET PAYMENT INC SHSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 124,042 shares; 2014Q1: 124,042 shares 124,042$340K0.04%0
NV5 HLDGS INCNV5 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 99,970 shares; 2013Q4: 99,970 shares; 2014Q1: 99,970 shares 99,970$315K0.03%0
CTRNCITI TRENDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 14,473 shares; 2013Q3: 14,473 shares; 2013Q4: 14,473 shares; 2014Q1: 14,473 shares 14,473$236K0.03%0Timeline
DYNAVAX TECHNOLOGIES CORPDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 360,000 shares; 2013Q3: 360,000 shares; 2013Q4: 360,000 shares; 2014Q1: 360,000 shares 360,000$148K0.02%0
Interplay Entertainment Cor…Interplay Entertainment Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 9,133,000 shares; 2013Q3: 9,133,000 shares; 2013Q4: 9,133,000 shares; 2014Q1: 9,133,000 shares 9,133,000$120K0.01%0
CHASE PACKAGING CORPCHASE PACKAGING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 684,954 shares; 2013Q3: 684,954 shares; 2013Q4: 684,954 shares; 2014Q1: 684,954 shares 684,954$34K<0.01%0
Altair Nanotech @.58 5/28/1…Altair Nanotech @.58 5/28/16 *Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 939,973 shares; 2013Q3: 939,973 shares; 2013Q4: 939,973 shares; 2014Q1: 939,973 shares 939,973$28K<0.01%0
Integral Vision, Inc.Integral Vision, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,850,000 shares; 2013Q3: 1,850,000 shares; 2013Q4: 1,850,000 shares; 2014Q1: 1,850,000 shares 1,850,000$5K<0.01%0

Sold out in Q1 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MYRGMYR GROUP INC207,730$5.21Mshares
AGXARGAN INC157,566$4.34Mshares
MOVE INCMOVE INC240,475$3.85Mshares
ELLIE MAE INCELLIE MAE INC110,345$2.96Mshares
PSIXPOWER SOLUTIONS INTL INC38,159$2.87Mshares
PRGX GLOBAL INCPRGX GLOBAL INC319,606$2.15Mshares
PHARMACYCLICS INCPHARMACYCLICS INC17,500$1.85Mshares
DAKOTA PLAINSDAKOTA PLAINS750,000$1.73Mshares
HIMXHIMAX TECHNOLOGIES INC100,000$1.47Mshares
SILICON GRAPHICS INTL CORP …SILICON GRAPHICS INTL CORP COM104,590$1.4Mshares
VITRAN CORPVITRAN CORP105,700$685Kshares
Daegis IncDaegis Inc565,039$678Kshares
DMRCDIGIMARC CORP NEW27,726$534Kshares
National Amern Univ Hldgs I…National Amern Univ Hldgs Inc27,102$95Kshares
Familymeds Group, Inc.Familymeds Group, Inc.1,143,889$24Kshares

How Q1 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001044321-14-000078 base2014-05-14acceptance time not in the bulk data set