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Disclosery

MARXE AUSTIN W & GREENHOUSE DAVID M

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13F filer, CIK 1044321, NEW YORK, NY

MARXE AUSTIN W & GREENHOUSE DAVID M reported holdings worth $814,819,000 (the sum of its rows) across 137 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-08. The total stated on the cover page is $817,000. Its ten largest share positions make up 28.92% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001044321-13-000155

The cover page states a total of $817,000, about 1/1,000 of the sum of the rows, $814,819,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.

Period
2013-09-30
Value, sum of rows
$815M
Stated on the cover page
$817K
Holdings
137
Top 10 weight
28.92%
New
16
Sold out
15

Largest buys vs the previous quarter

SecurityShares changeApprox. value
RMG Networks Hldgsnew+700,000$5.26M
FIVE PRIME THERAPEUTICS INC.new+350,000$4.58M
Hopto (HPTO)new+8,261,900$4.46M
DELIAS INC XXX REGISTRATION…new+2,004,822$2.43M
Selectica, Inc.new+371,429$2.06M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PSIXreduced-281,893-$16.7M
PCRXreduced-158,690-$7.63M
MULTIBAND CORPexited-1,558,929-$4.94M
TITNreduced-283,260-$4.56M
INCONTACT INCreduced-531,010-$4.39M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001044321-13-000155, largest first. % of portfolio is the value over $814,819,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
NONENONEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 143,142,401 shares; 2013Q3: 135,703,328 shares 135,703,328$58.3M7.16%-7,439,073
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 6,076,598 shares; 2013Q3: 6,076,598 shares 6,076,598$24.5M3.01%0Timeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,270,582 shares; 2013Q3: 1,239,310 shares 1,239,310$21.4M2.62%-31,272Timeline
Broadwind Energy Inc.Broadwind Energy Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,921,544 shares; 2013Q3: 2,628,173 shares 2,628,173$20.6M2.53%-293,371
ENTROPIC COMMUNICATIONS INCENTROPIC COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,201,446 shares; 2013Q3: 4,636,946 shares 4,636,946$20.3M2.49%+435,500
PARKERVISION INCPARKERVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 6,436,526 shares; 2013Q3: 6,058,875 shares 6,058,875$20.3M2.49%-377,651
UCTTULTRA CLEAN HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,640,275 shares; 2013Q3: 2,624,868 shares 2,624,868$18.1M2.23%-15,407Timeline
SGMOQSANGAMO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,763,503 shares; 2013Q3: 1,719,401 shares 1,719,401$18M2.21%-44,102Timeline
ARROWHEAD RESEARCH CORPARROWHEAD RESEARCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,114,754 shares; 2013Q3: 3,114,754 shares 3,114,754$17.7M2.18%0
PCRXPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 499,829 shares; 2013Q3: 341,139 shares 341,139$16.4M2.01%-158,690Timeline
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,183,057 shares; 2013Q3: 2,182,857 shares 2,182,857$15.7M1.93%-200
Brightcove, Inc.Brightcove, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,336,523 shares; 2013Q3: 1,336,523 shares 1,336,523$15M1.85%0
OMNIVISION TECHNOLOGIES INCOMNIVISION TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 961,607 shares; 2013Q3: 961,607 shares 961,607$14.7M1.81%0
POWERSECURE INTERNATIONAL INPOWERSECURE INTERNATIONAL INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,020,305 shares; 2013Q3: 917,000 shares 917,000$14.7M1.81%-103,305
PFSWEB INCPFSWEB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,441,165 shares; 2013Q3: 2,441,165 shares 2,441,165$14.6M1.79%0
ERICKSON AIR-CRANE INCERICKSON AIR-CRANE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 889,724 shares; 2013Q3: 914,824 shares 914,824$14.3M1.76%+25,100
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,420,216 shares; 2013Q3: 1,420,216 shares 1,420,216$13.4M1.64%0
KMG CHEMICALS INCKMG CHEMICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 603,582 shares; 2013Q3: 585,997 shares 585,997$12.9M1.58%-17,585
SIMOSILICON MOTION TECHNOLOGY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 865,557 shares; 2013Q3: 956,197 shares 956,197$12.5M1.53%+90,640Timeline
Alcobra LtdAlcobra LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 676,735 shares; 2013Q3: 676,735 shares 676,735$12.4M1.53%0
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 766,440 shares; 2013Q3: 760,590 shares 760,590$12.4M1.53%-5,850
ELLIE MAE INCELLIE MAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 409,769 shares; 2013Q3: 377,720 shares 377,720$12.1M1.48%-32,049
MICROFINANCIAL INCMICROFINANCIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,498,227 shares; 2013Q3: 1,466,956 shares 1,466,956$11.6M1.42%-31,271
CVUCPI AEROSTRUCTURES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 931,040 shares; 2013Q3: 931,040 shares 931,040$10.8M1.32%0Timeline
SUPPORT COM INCSUPPORT COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,224,180 shares; 2013Q3: 1,968,120 shares 1,968,120$10.7M1.32%-256,060
ENDOCYTE INCENDOCYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 850,000 shares; 2013Q3: 795,740 shares 795,740$10.6M1.3%-54,260
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 900,000 shares; 2013Q3: 900,000 shares 900,000$10.2M1.26%0
SMART TECHNOLOGIES INCSMART TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,545,892 shares; 2013Q3: 3,535,192 shares 3,535,192$9.93M1.22%-10,700
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,136,533 shares; 2013Q3: 1,329,354 shares 1,329,354$9.82M1.21%+192,821
DESTINATION MATERNITY CORPDESTINATION MATERNITY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 299,864 shares; 2013Q3: 299,864 shares 299,864$9.54M1.17%0
MYRGMYR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 430,125 shares; 2013Q3: 385,125 shares 385,125$9.36M1.15%-45,000Timeline
Pure Technologies LtdPure Technologies LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,869,300 shares; 2013Q3: 1,869,300 shares 1,869,300$8.78M1.08%0
Carbon Natural Gas OrdCarbon Natural Gas OrdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 10,888,889 shares; 2013Q3: 10,888,889 shares 10,888,889$8.71M1.07%0
SEACHANGE INTL INCSEACHANGE INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 921,581 shares; 2013Q3: 742,834 shares 742,834$8.52M1.05%-178,747
IMAGE SENSING SYS INCIMAGE SENSING SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,109,646 shares; 2013Q3: 1,109,646 shares 1,109,646$7.84M0.96%0
SPARK NETWORKS INCSPARK NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,000,000 shares; 2013Q3: 935,815 shares 935,815$7.79M0.96%-64,185
CONSTANT CONTACT INCCONSTANT CONTACT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 326,927 shares; 2013Q3: 326,927 shares 326,927$7.75M0.95%0
VERASTEM INCVERASTEM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 594,026 shares; 2013Q3: 594,026 shares 594,026$7.39M0.91%0
RESPONSE GENETICS INCRESPONSE GENETICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,313,513 shares; 2013Q3: 3,313,513 shares 3,313,513$7.36M0.9%0
MXLMAXLINEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 865,970 shares; 2013Q3: 865,970 shares 865,970$7.18M0.88%0Timeline
PC TEL INCPC TEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,131,293 shares; 2013Q3: 810,938 shares 810,938$7.18M0.88%-320,355
INCONTACT INCINCONTACT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,385,562 shares; 2013Q3: 854,552 shares 854,552$7.07M0.87%-531,010
FLOW INTL CORPFLOW INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,732,190 shares; 2013Q3: 1,732,190 shares 1,732,190$6.91M0.85%0
RGENREPLIGEN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 615,664 shares; 2013Q3: 615,664 shares 615,664$6.83M0.84%0Timeline
PRGX GLOBAL INCPRGX GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,085,600 shares; 2013Q3: 1,084,277 shares 1,084,277$6.79M0.83%-1,323
PSIXPOWER SOLUTIONS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 396,497 shares; 2013Q3: 114,604 shares 114,604$6.78M0.83%-281,893Timeline
LRAD CORPLRAD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 4,667,710 shares; 2013Q3: 4,667,710 shares 4,667,710$6.77M0.83%0
MAGNETEK INCMAGNETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 367,619 shares; 2013Q3: 367,619 shares 367,619$6.51M0.8%0
EXTREXTREME NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,120,762 shares; 2013Q3: 1,220,762 shares 1,220,762$6.37M0.78%+100,000Timeline
IPASS INCIPASS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,040,809 shares; 2013Q3: 3,040,809 shares 3,040,809$6.08M0.75%0
NEONODE INCNEONODE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 927,550 shares; 2013Q3: 907,050 shares 907,050$5.82M0.71%-20,500
VERENIUM CORPVERENIUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,478,676 shares; 2013Q3: 1,437,217 shares 1,437,217$5.71M0.7%-41,459
Intermap Technologies Corp(…Intermap Technologies Corp(CanQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,051,204 shares; 2013Q3: 15,051,204 shares 15,051,204$5.7M0.7%0
MOSYS INC COMMOSYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,498,498 shares; 2013Q3: 1,504,123 shares 1,504,123$5.59M0.69%+5,625
CUI GLOBAL INCCUI GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 928,230 shares; 2013Q3: 928,230 shares 928,230$5.36M0.66%0
RMG Networks HldgsRMG Networks HldgsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 700,000 shares 700,000$5.26M0.65%new
MOVE INCMOVE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 300,518 shares; 2013Q3: 300,518 shares 300,518$5.09M0.63%0
BIODEL INCBIODEL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,110,400 shares; 2013Q3: 1,584,700 shares 1,584,700$4.99M0.61%+474,300
ITERIS INC NEWITERIS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,267,219 shares; 2013Q3: 2,620,552 shares 2,620,552$4.8M0.59%-646,667
LIVEPERSON, INC.LIVEPERSON, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 500,000 shares; 2013Q3: 500,000 shares 500,000$4.72M0.58%0
AVAVAEROVIRONMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 200,000 shares; 2013Q3: 200,000 shares 200,000$4.62M0.57%0Timeline
FIVE PRIME THERAPEUTICS INC.FIVE PRIME THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 350,000 shares 350,000$4.58M0.56%new
SYNERGETICS USA INCSYNERGETICS USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,005,527 shares; 2013Q3: 1,005,527 shares 1,005,527$4.58M0.56%0
ANADIGICS INCANADIGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,650,000 shares; 2013Q3: 2,282,000 shares 2,282,000$4.5M0.55%+632,000
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 240,800 shares; 2013Q3: 240,800 shares 240,800$4.48M0.55%0
Hopto (HPTO)Hopto (HPTO)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 8,261,900 shares 8,261,900$4.46M0.55%new
SILICON IMAGE INCSILICON IMAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 772,300 shares; 2013Q3: 772,300 shares 772,300$4.12M0.51%0
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,818,199 shares; 2013Q3: 1,673,146 shares 1,673,146$4.1M0.5%-145,053
CIMATRON LTDCIMATRON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 830,693 shares; 2013Q3: 681,506 shares 681,506$3.94M0.48%-149,187
PHARMACYCLICS INCPHARMACYCLICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 28,000 shares; 2013Q3: 28,000 shares 28,000$3.88M0.48%0
TIVO INCTIVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 339,600 shares; 2013Q3: 289,600 shares 289,600$3.6M0.44%-50,000
DSP GROUP INCDSP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 504,334 shares; 2013Q3: 504,334 shares 504,334$3.56M0.44%0
AGXARGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 131,966 shares; 2013Q3: 157,566 shares 157,566$3.46M0.42%+25,600Timeline
FUELCELL ENERGY INC COMFUELCELL ENERGY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,676,287 shares; 2013Q3: 2,676,287 shares 2,676,287$3.45M0.42%0
BTU INTERNATIONAL INCBTU INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,123,045 shares; 2013Q3: 1,123,045 shares 1,123,045$3.36M0.41%0
ACADACADIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 170,600 shares; 2013Q3: 116,357 shares 116,357$3.2M0.39%-54,243Timeline
Coastal Contacts, Inc.Coastal Contacts, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 482,377 shares; 2013Q3: 482,377 shares 482,377$3.03M0.37%0
OVERLAND STORAGE INCOVERLAND STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,143,459 shares; 2013Q3: 3,143,459 shares 3,143,459$3.02M0.37%0
World Energy Solutions Inc.World Energy Solutions Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 839,652 shares; 2013Q3: 839,652 shares 839,652$2.77M0.34%0
MANITEX INTL INCMANITEX INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 197,961 shares; 2013Q3: 233,761 shares 233,761$2.56M0.31%+35,800
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 446,696 shares; 2013Q3: 276,223 shares 276,223$2.53M0.31%-170,473
SANTARUS INCSANTARUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 165,084 shares; 2013Q3: 111,579 shares 111,579$2.52M0.31%-53,505
LIGHTBRIDGE CORPLIGHTBRIDGE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,384,032 shares; 2013Q3: 1,384,032 shares 1,384,032$2.48M0.3%0
DELIAS INC XXX REGISTRATION…DELIAS INC XXX REGISTRATION REVOK…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 2,004,822 shares 2,004,822$2.43M0.3%new
INTEGRATED DEVICE TECHNOLOG…INTEGRATED DEVICE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 243,088 shares; 2013Q3: 228,088 shares 228,088$2.15M0.26%-15,000
LMATLEMAITRE VASCULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 311,617 shares; 2013Q3: 311,617 shares 311,617$2.09M0.26%0Timeline
Selectica, Inc.Selectica, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 371,429 shares 371,429$2.06M0.25%new
NOVAVAX INCNOVAVAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 637,000 shares 637,000$2.01M0.25%new
iCo Therapeutics, Inc. (Can…iCo Therapeutics, Inc. (CanadaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 5,085,000 shares; 2013Q3: 5,085,000 shares 5,085,000$2M0.25%0
CTPARTNERS EXECUTIVE SEARCH…CTPARTNERS EXECUTIVE SEARCH INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 482,323 shares; 2013Q3: 407,518 shares 407,518$1.86M0.23%-74,805
Daegis IncDaegis IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,935,627 shares; 2013Q3: 1,935,627 shares 1,935,627$1.84M0.23%0
FLLFULL HSE RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 829,617 shares; 2013Q3: 653,906 shares 653,906$1.82M0.22%-175,711Timeline
ONCOLYTICS BIOTECH INCONCOLYTICS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 939,367 shares; 2013Q3: 731,157 shares 731,157$1.78M0.22%-208,210
Speed Commerce, Inc.Speed Commerce, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 541,000 shares 541,000$1.77M0.22%new
BIOTELEMETRY INCBIOTELEMETRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 150,417 shares 150,417$1.49M0.18%new
GRAYMARK HEALTHCARE INCGRAYMARK HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,571,000 shares; 2013Q3: 3,571,000 shares 3,571,000$1.46M0.18%0
GeneNews, Ltd. (Canada) (CF)GeneNews, Ltd. (Canada) (CF)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,087,748 shares; 2013Q3: 3,087,748 shares 3,087,748$1.39M0.17%0
Spectral DiagnosticsSpectral DiagnosticsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,188,009 shares; 2013Q3: 3,188,009 shares 3,188,009$1.35M0.17%0
RVSBRIVERVIEW BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 890,150 shares; 2013Q3: 500,210 shares 500,210$1.32M0.16%-389,940Timeline
GLOBAL POWER EQUIPMENT GRP IGLOBAL POWER EQUIPMENT GRP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 65,000 shares; 2013Q3: 65,000 shares 65,000$1.31M0.16%0
Visualant, Inc. (Restricted)Visualant, Inc. (Restricted)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 15,900,000 shares; 2013Q3: 15,900,000 shares 15,900,000$1.27M0.16%0
Meru Networks, Inc.Meru Networks, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 386,317 shares 386,317$1.26M0.16%new
Bavarian Nordic A/S (Denmar…Bavarian Nordic A/S (Denmark)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 72,522 shares; 2013Q3: 100,983 shares 100,983$1.21M0.15%+28,461
URGUR-ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 475,863 shares; 2013Q3: 979,163 shares 979,163$1.14M0.14%+503,300Timeline
INFUINFUSYSTEM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 841,101 shares; 2013Q3: 841,101 shares 841,101$1.09M0.13%0Timeline
XEBEC Adsorption, Inc. (Can…XEBEC Adsorption, Inc. (CanadaQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 12,083,103 shares; 2013Q3: 12,083,103 shares 12,083,103$997K0.12%0
ARI NETWORK SERVICESARI NETWORK SERVICESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 300,000 shares; 2013Q3: 300,000 shares 300,000$963K0.12%0
ACNTASCENT INDUSTRIES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 52,300 shares 52,300$857K0.11%newTimeline
NV5 HOLDINGS, INCNV5 HOLDINGS, INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 99,970 shares 99,970$770K0.09%new
OSSEN INNOVATION CO LTDOSSEN INNOVATION CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,148,127 shares; 2013Q3: 1,148,127 shares 1,148,127$723K0.09%0
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 22,500 shares; 2013Q3: 22,500 shares 22,500$702K0.09%0Timeline
UNWIRED PLANET INC NEWUNWIRED PLANET INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 385,194 shares; 2013Q3: 385,194 shares 385,194$666K0.08%0
Crumbs Bake Shop Inc.Crumbs Bake Shop Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,019,285 shares; 2013Q3: 534,328 shares 534,328$598K0.07%-1,484,957
SUMMER INFANT INCSUMMER INFANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 208,999 shares; 2013Q3: 208,999 shares 208,999$579K0.07%0
DMRCDIGIMARC CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 27,726 shares; 2013Q3: 27,726 shares 27,726$560K0.07%0Timeline
VITRAN CORPVITRAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 105,700 shares 105,700$522K0.06%new
Precision Optics Corporatio…Precision Optics Corporation,Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,269,213 shares; 2013Q3: 1,269,213 shares 1,269,213$508K0.06%0
Here Media, Inc.Here Media, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,029,462 shares; 2013Q3: 1,029,462 shares 1,029,462$391K0.05%0
TRANSGENOMIC INCTRANSGENOMIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 979,300 shares; 2013Q3: 979,300 shares 979,300$372K0.05%0
OVASCIENCE INCOVASCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 30,000 shares 30,000$297K0.04%new
QUMU CORPQUMU CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 21,871 shares 21,871$271K0.03%new
CTRNCITI TRENDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 14,473 shares; 2013Q3: 14,473 shares 14,473$253K0.03%0Timeline
TEKMIRA PHARMACEUTICALS CORTEKMIRA PHARMACEUTICALS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 34,270 shares 34,270$239K0.03%new
TITNTITAN MACHY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 297,054 shares; 2013Q3: 13,794 shares 13,794$222K0.03%-283,260Timeline
CytRx Corporation R/R 8/1/1…CytRx Corporation R/R 8/1/16 @Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 2,400,000 shares; 2013Q3: 2,400,000 shares 2,400,000$144K0.02%0
NV5 HLDGS INCNV5 HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 99,970 shares 99,970$116K0.01%new
DYNAVAX TECHNOLOGIES CORPDYNAVAX TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 360,000 shares; 2013Q3: 360,000 shares 360,000$101K0.01%0
ChinaCast Education Corpora…ChinaCast Education CorporatioQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 996,207 shares; 2013Q3: 996,207 shares 996,207$100K0.01%0
Interplay Entertainment Cor…Interplay Entertainment Corp.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 9,133,000 shares; 2013Q3: 9,133,000 shares 9,133,000$91K0.01%0
RXI PHARMACEUTICALS CORPRXI PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 657,000 shares; 2013Q3: 21,897 shares 21,897$77K0.01%-635,103
ECOTALITY INCECOTALITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 3,098,138 shares; 2013Q3: 2,500,000 shares 2,500,000$50K0.01%-598,138
Familymeds Group, Inc.Familymeds Group, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,143,889 shares; 2013Q3: 1,143,889 shares 1,143,889$24K<0.01%0
CHASE PACKAGING CORPCHASE PACKAGING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 684,954 shares; 2013Q3: 684,954 shares 684,954$14K<0.01%0
Avantair, Inc.Avantair, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 5,906,775 shares; 2013Q3: 6,315,791 shares 6,315,791$8K<0.01%+409,016
Integral Vision, Inc.Integral Vision, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,850,000 shares; 2013Q3: 1,850,000 shares 1,850,000$6K<0.01%0
Altair Nanotech @.58 5/28/1…Altair Nanotech @.58 5/28/16 *Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 939,973 shares; 2013Q3: 939,973 shares 939,973$1K<0.01%0
Converted Organics @1.30 12…Converted Organics @1.30 12/31Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,500,000 shares; 2013Q3: 124,995 shares 124,995$1K<0.01%-1,375,005

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MULTIBAND CORPMULTIBAND CORP1,558,929$4.94Mshares
MEMSIC INCMEMSIC INC825,495$3.38Mshares
MARKET LEADER INCMARKET LEADER INC280,445$3Mshares
GRAPHON CORP COMGRAPHON CORP COM8,261,900$2.97Mshares
SOUNDBITE COMMUNICATIONS INCSOUNDBITE COMMUNICATIONS INC394,145$1.97Mshares
SELECTICA INCSELECTICA INC265,086$1.86Mshares
CARDIONET INCCARDIONET INC281,419$1.66Mshares
KALOBIOS PHARMACEUTICALS INCKALOBIOS PHARMACEUTICALS INC265,112$1.5Mshares
U.S. AUTO PARTS NETWORK INCU.S. AUTO PARTS NETWORK INC971,698$1.12Mshares
Nv5 Holding IncNv5 Holding Inc99,970$817Kshares
Active Power, Inc.Active Power, Inc.150,772$630Kshares
Remedent, Inc. (Belgium)Remedent, Inc. (Belgium)3,951,933$593Kshares
INOVIO PHARMACEUTICALS IINOVIO PHARMACEUTICALS I598,379$476Kshares
CLEAN DIESEL TECHNOLOGIES I…CLEAN DIESEL TECHNOLOGIES INC369,196$447Kshares
Aastrom Bioscience, Inc.Aastrom Bioscience, Inc.500,000$201Kshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001044321-13-000155 base2013-11-08acceptance time not in the bulk data set