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MacKay Shields LLC

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13F filer, CIK 61227, New York, NY

MacKay Shields LLC reported $3,392,524,740 across 147 holdings for the quarter ended 2024-12-31, in a 13F-HR filed 2025-02-04. Its ten largest share positions make up 20.06% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-25-000721

Period
2024-12-31
Reported value
$3.39B
Holdings
147
Top 10 weight
20.06%
New
11
Sold out
8

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BAPRAnew+627,351$38.6M
ARES MANAGEMENT CORPORATIONnew+484,147$27.1M
Znew+236,272$17.5M
CWBnew+93,907$7.31M
XNEAXadded+36,981$417K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GPORreduced-179,003-$33M
DHRreduced-73,505-$16.9M
IAUreduced-239,500-$11.9M
BLACKROCK MUNICIPAL INCOME …reduced-790,783-$9.58M
GLDreduced-12,500-$3.03M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2024

Share positions as resolved from 13F-HR 0001085146-25-000721, largest first. % of portfolio is the value over $3,392,524,740, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
APOLLO GLOBAL MGMT INCAPOLLO GLOBAL MGMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 740,081 shares; 2024Q4: 733,576 shares 733,576$64M1.89%-6,505
NEXTERA ENERGY INCNEXTERA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,237,870 shares; 2024Q4: 1,216,811 shares 1,216,811$50.2M1.48%-21,059
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,004,020 shares; 2024Q4: 4,041,001 shares 4,041,001$45.6M1.34%+36,981Timeline
BAPRABOEING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 627,351 shares 627,351$38.6M1.14%newTimeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,088,897 shares; 2024Q4: 3,047,961 shares 3,047,961$37.1M1.09%-40,936Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 30,476 shares; 2024Q4: 29,964 shares 29,964$36.4M1.07%-512
IAUISHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 929,500 shares; 2024Q4: 690,000 shares 690,000$34.2M1.01%-239,500Timeline
WELLS FARGO & COWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 28,400 shares; 2024Q4: 28,119 shares 28,119$33.5M0.99%-281
TALOTALOS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,132,176 shares; 2024Q4: 3,132,176 shares 3,132,176$30.4M0.9%0Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,465,242 shares; 2024Q4: 2,462,852 shares 2,462,852$30.2M0.89%-2,390Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,401,701 shares; 2024Q4: 1,401,701 shares 1,401,701$28.9M0.85%0Timeline
CHART INDS INCCHART INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 409,124 shares; 2024Q4: 405,562 shares 405,562$28.8M0.85%-3,562
ARES MANAGEMENT CORPORATIONARES MANAGEMENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 484,147 shares 484,147$27.1M0.8%new
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,238,289 shares; 2024Q4: 2,238,289 shares 2,238,289$26.1M0.77%0Timeline
NACNUVEEN CA DIVI ADV MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,225,404 shares; 2024Q4: 2,225,404 shares 2,225,404$25.1M0.74%0Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,921,470 shares; 2024Q4: 1,919,567 shares 1,919,567$22.4M0.66%-1,903Timeline
HEWLETT PACKARD ENTERPRISE CHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 312,979 shares; 2024Q4: 309,251 shares 309,251$19.4M0.57%-3,728
DHRDANAHER CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 150,217 shares; 2024Q4: 76,712 shares 76,712$17.6M0.52%-73,505Timeline
ZZILLOW GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 236,272 shares 236,272$17.5M0.52%newTimeline
FETFORUM ENERGY TECHNOLOGIES INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 937,818 shares; 2024Q4: 911,294 shares 911,294$14.1M0.42%-26,524Timeline
MUJBLACKROCK MUNIHLDGS NJ QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,260,319 shares; 2024Q4: 1,251,050 shares 1,251,050$13.8M0.41%-9,269Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,195,776 shares; 2024Q4: 1,194,054 shares 1,194,054$12.3M0.36%-1,722
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,589,746 shares; 2024Q4: 1,534,563 shares 1,534,563$10.8M0.32%-55,183
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,166,022 shares; 2024Q4: 1,166,022 shares 1,166,022$9.9M0.29%0Timeline
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 992,093 shares; 2024Q4: 992,085 shares 992,085$9.78M0.29%-8
MYNBLACKROCK MUNIYIELD N Y QUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 937,524 shares; 2024Q4: 937,524 shares 937,524$9.45M0.28%0Timeline
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 797,635 shares; 2024Q4: 797,635 shares 797,635$8.34M0.25%0Timeline
MIYBLACKROCK MUNIYIELD MICH QUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 664,819 shares; 2024Q4: 664,819 shares 664,819$7.43M0.22%0Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 796,898 shares; 2024Q4: 793,604 shares 793,604$7.35M0.22%-3,294
CWBSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 93,907 shares 93,907$7.31M0.22%newTimeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 816,300 shares; 2024Q4: 814,432 shares 814,432$6.87M0.2%-1,868
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 37,836 shares; 2024Q4: 25,336 shares 25,336$6.13M0.18%-12,500Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 551,983 shares; 2024Q4: 551,983 shares 551,983$5.44M0.16%0
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 357,837 shares; 2024Q4: 357,837 shares 357,837$4.12M0.12%0Timeline
VFLABRDN NATL MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 401,695 shares; 2024Q4: 401,695 shares 401,695$4.07M0.12%0Timeline
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 426,471 shares; 2024Q4: 426,471 shares 426,471$4.06M0.12%0
BLACKROCK MUNIYIELD FUNDBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 388,753 shares; 2024Q4: 388,753 shares 388,753$4.04M0.12%0
VKIINVESCO ADVANTAGE MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 445,008 shares; 2024Q4: 445,008 shares 445,008$3.89M0.11%0Timeline
VGMINVESCO TR INVT GRADE MUNSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 373,817 shares; 2024Q4: 371,828 shares 371,828$3.76M0.11%-1,989Timeline
GPORGULFPORT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 198,685 shares; 2024Q4: 19,682 shares 19,682$3.63M0.11%-179,003Timeline
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 333,051 shares; 2024Q4: 328,653 shares 328,653$3.22M0.1%-4,398Timeline
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 275,952 shares; 2024Q4: 274,253 shares 274,253$2.84M0.08%-1,699Timeline
NQPNUVEEN PA INVT QUALITY MUN FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 233,310 shares; 2024Q4: 233,310 shares 233,310$2.61M0.08%0Timeline
NBBNUVEEN TAXABLE MUNICPAL INMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 164,695 shares; 2024Q4: 156,775 shares 156,775$2.35M0.07%-7,920Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 979,906 shares; 2024Q4: 189,123 shares 189,123$2.29M0.07%-790,783
VMOINVESCO MUN OPPORTUNIT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 205,338 shares; 2024Q4: 205,338 shares 205,338$2M0.06%0Timeline
IQIINVESCO QUALITY MUN INCOME TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 188,306 shares; 2024Q4: 188,306 shares 188,306$1.86M0.05%0Timeline
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 333,155 shares; 2024Q4: 333,155 shares 333,155$1.78M0.05%0Timeline
BLACKROCK N Y MUN INCOME TRUBLACKROCK N Y MUN INCOME TRUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 162,186 shares; 2024Q4: 162,186 shares 162,186$1.65M0.05%0
KTFDWS MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 176,016 shares; 2024Q4: 173,963 shares 173,963$1.64M0.05%-2,053Timeline
BLACKROCK MUNI INCOME TR IIBLACKROCK MUNI INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 151,601 shares; 2024Q4: 151,601 shares 151,601$1.59M0.05%0
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 131,593 shares; 2024Q4: 130,046 shares 130,046$1.38M0.04%-1,547Timeline
NANNUVEEN NY DIVI ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 70,519 shares; 2024Q4: 70,519 shares 70,519$804K0.02%0Timeline
TPBTURNING PT BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 6,802 shares; 2024Q4: 6,802 shares 6,802$409K0.01%0Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 32,501 shares; 2024Q4: 32,501 shares 32,501$353K0.01%0
VPVINVESCO PA VALUE MUN INC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 60,475 shares; 2024Q4: 15,557 shares 15,557$160K<0.01%-44,918Timeline
NINE ENERGY SERVICE INCNINE ENERGY SERVICE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q1: restricted; 2023Q2: restricted; 2023Q3: restricted; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 120,184 shares; 2024Q4: 120,184 shares 120,184$135K<0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
TETRA TECH INC NEWTETRA TECH INC NEW DBCV 2.250% 8/1principal64,096,000$75.4M-813,000
LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertibleprincipal56,016,000$74.8M-315,000
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0principal33,355,000$73.3M-157,000
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1principal59,008,000$69.3M-362,000
INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1principal42,372,000$67.9M-292,000
PG&E CORPPG&E CORP NOTE 4.250%12/0principal61,006,000$66.4Mnew
NICE LTDNICE LTD NOTE 9/1principal68,581,000$65.9M-1,253,000
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0principal62,804,000$64.7M-620,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0principal22,323,000$59M0
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1principal61,741,000$57.5M-10,833,000
PATRICK INDS INCPATRICK INDS INC NOTE 1.750%12/0principal41,936,000$57.2M-448,000
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1principal58,510,000$56.8M-10,825,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 0.500% 3/0principal56,297,000$53.2M-412,000
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0principal13,954,000$51.1M-72,000
CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1principal39,532,000$50.9M-353,000
CONMED CORPCONMED CORP NOTE 2.250% 6/1principal54,615,000$50.8M-854,000
NUTANIX INCNUTANIX INC Convertibleprincipal41,232,000$50M-295,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1principal44,125,000$47.7M-368,000
NCL CORP LTDNCL CORP LTD BONDprincipal45,148,000$46.9M0
CABLE ONE INCCABLE ONE INC NOTEprincipal53,680,000$44.4M+325,000
ADVANCED ENERGY INDSADVANCED ENERGY INDS NOTE 2.500% 9/1principal40,132,000$43.9M0
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1principal46,830,000$43.5M-726,000
SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0principal40,000,000$43.2Mnew
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 2.250% 8/1principal35,071,000$42.9M-357,000
MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0principal28,054,000$42.8M-5,285,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 0.875%12/0principal38,010,000$42Mnew
DATADOG INCDATADOG INC NOTE 0.125% 6/1principal25,398,000$39.4M-296,000
DEXCOM INCDEXCOM INC NOTE 0.250%11/1principal40,403,000$39M-891,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal37,955,000$38.2M0
PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0principal15,149,000$38.2M0
NORTHERN OIL & GAS INCNORTHERN OIL & GAS INC NOTE 3.625% 4/1principal32,418,000$38.1M-475,000
AMPHASTAR PHARMACEUTICALS INAMPHASTAR PHARMACEUTICALS IN NOTE 2.000% 3/1principal40,569,000$37.9M-381,000
TYLER TEX INDPT SCH DISTTYLER TEX INDPT SCH DIST NOTE 0.250% 3/1principal31,006,000$37.6M0
ETSY INCETSY INC NOTE 0.125%10/0principal37,554,000$36.4M-535,000
SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0principal30,140,000$36.3M+30,000
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1principal7,825,000$36.3M0
TRANSMEDICS GROUP INCTRANSMEDICS GROUP INC NOTE 1.500% 6/0principal31,394,000$32.5M-12,579,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0principal33,454,000$31.3M-5,926,000
SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1principal29,835,000$30.9M0
BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1principal20,561,000$30.9M0
OIL STS INTL INCOIL STS INTL INC NOTE 4.750% 4/0principal31,321,000$30.6M0
ZSCALER INCZSCALER INC NOTE 0.125% 7/0principal24,522,000$30.5M-321,000
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 1.750% 6/1principal30,793,000$30.4M0
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1principal30,000,000$29.1Mnew
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1principal26,453,000$26.9Mnew
ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION NOTE 1.750% 8/1principal29,591,000$26.6M0
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INC NOTE 0.375% 6/1principal26,281,000$25.9M-453,000
SUMMIT HOTEL PPTYSSUMMIT HOTEL PPTYS NOTE 1.500% 2/1principal26,629,000$25.9M0
HAEMONETICS CORP MASSHAEMONETICS CORP MASS NOTE 3/0principal26,873,000$25.4M-428,000
DROPBOX INCDROPBOX INC NOTE 3/0principal24,613,000$25.2M0
EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 0.750% 3/1principal24,415,000$24.3M0
CABLE ONE INCCABLE ONE INC NOTE 3/1principal25,725,000$24M+375,000
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1principal19,205,000$23.3M0
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0principal25,539,000$22.4M0
WESTERN DIGITAL CORPWESTERN DIGITAL CORP NOTE 3.000%11/1principal15,008,000$20Mnew
BRIDGEBIO PHARMA INCBRIDGEBIO PHARMA INC Convertibleprincipal22,799,000$19.6M0
RIVIAN AUTOMOTIVE INCRIVIAN AUTOMOTIVE INC NOTE 4.625% 3/1principal18,772,000$19M-286,000
WORKIVA INCWORKIVA INC NOTE 1.250% 8/1principal17,070,000$18.1M0
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0principal14,210,000$16.6M0
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1principal14,618,000$15.6M-263,000
IMPINJ INCIMPINJ INC NOTE 1.125% 5/1principal9,965,000$14.2M0
OKTA INCOKTA INC NOTE 0.125% 9/0principal13,787,000$13.3M0
RAPID7 INCRAPID7 INC NOTE 1.250% 3/1principal12,965,000$12.3M0
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0principal14,728,000$10.8M-6,798,000
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0principal7,755,000$9.59M0
NUVASIVE INCNUVASIVE INC NOTE 0.375% 3/1principal9,068,000$8.99M0
ZIFF DAVIS INCZIFF DAVIS INC NOTE 1.75% 11/01/2026principal9,110,000$8.56M0
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.125% 1/1principal8,106,000$7.9M+91,000
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC NOTE 9/1principal8,343,000$7.82M0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1principal5,458,000$7.43M-35,152,000
Shift4 Payments IncShift4 Payments Inc Convertible bondprincipal5,352,000$7.19M-31,244,000
VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0principal7,099,000$6.73M-896,000
NCL CORP LTDNCL CORP LTD NOTE 5.375% 8/0principal4,445,000$6.34M-294,000
Dropbox IncDropbox Inc Convertible bondprincipal6,391,000$6.32M-382,000
MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 1/1principal6,596,000$6.3M0
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1principal6,177,000$6.16M+347,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1principal5,550,000$6.09M-54,846,000
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1principal5,697,000$5.74M-421,000
PEBBLEBROOK HOTEL TRPEBBLEBROOK HOTEL TR NOTE 1.750%12/1principal5,479,000$5.09M-6,658,000
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0principal4,227,000$3.72M-634,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal3,156,000$3.34M-466,000
BLOCK INCBLOCK INC NOTE 0.125% 3/0principal2,960,000$2.93M-298,000
IONIS PHARMACEUTICALS INCIONIS PHARMACEUTICALS INC NOTE 4/0principal2,914,000$2.81M-363,000
SOUTHERN COSOUTHERN CO NOTE 3.875%12/1principal650,000$684K0
PPL CAP FDG INCPPL CAP FDG INC NOTE 2.875% 3/1principal500,000$523K0
DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BNDprincipal500,000$515K0
BLACKLINE INCBLACKLINE INC NOTE 3/1principal480,000$452K0
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 12/0principal75,000$72.4K0
CHEGG INCCHEGG INC NOTE 9/0principal45,000$36.8K0
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.000% 2/1principal25,000$30.8Knew

Sold out in Q4 2024

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.77,438,000$77.4Mprincipal
ZILLOW GROUP INCZILLOW GROUP INC49,057,000$72.6Mprincipal
ENVESTNET INCENVESTNET INC33,199,000$35.3Mprincipal
MONGODB INCMONGODB INC15,362,000$21.2Mprincipal
FORUM ENERGY TECHNOLOGIES INFORUM ENERGY TECHNOLOGIES IN17,371,912$17.4Mprincipal
CENTURY ALUM COCENTURY ALUM CO2,830,000$3.13Mprincipal
ARCCARES CAPITAL CORP28,999$607Kshares
ZILLOW GROUP INCZILLOW GROUP INC10,000$11.2Kprincipal

How Q4 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-25-000721 base2025-02-04acceptance time not in the bulk data set