13F-HR filed by MacKay Shields LLC
MacKay Shields LLC filed this 13F-HR for the quarter ended 2024-12-31, filed 2025-02-04, with 147 holding rows worth $3,392,524,740.
- Accession
- 0001085146-25-000721
- Filer
- CIK 61227
- Filed
- 2025-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2024
A holdings report, 367 entries on the cover page, a total value of $3,392,524,740 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,392,524,740 with VALUE read as dollars as filed, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNEW YORK LIFE INVESTMENT MANAGEMENT LLC028-06325
- included managerFIRST TRUST ADVISORS LP028-06487
- included managerNEW YORK LIFE INSURANCE CO028-00065
- included managerOPPENHEIMER ASSET MANAGEMENT INC.028-10748
- included managerMCMORGAN & CO LLC028-10044
- included managerRIVERNORTH CAPITAL MANAGEMENT, LLC028-13256
- included managerIndexIQ Advisors LLC028-13712
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRA TECH INC NEW | 88162GAB9 | DBCV 2.250% 8/1 | 64,096,000 | $75,430,556 | dollars as filed | principal |
| Lantheus Hldgs Inc Note 2.625 percent 12/1 | 516544AB9 | Convertible | 56,016,000 | $74,750,173 | dollars as filed | principal |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 33,355,000 | $73,256,483 | dollars as filed | principal |
| POST HLDGS INC | 737446AT1 | NOTE 2.500% 8/1 | 59,008,000 | $69,261,337 | dollars as filed | principal |
| INTEGER HLDGS CORP | 45826HAB5 | NOTE 2.125% 2/1 | 42,372,000 | $67,899,936 | dollars as filed | principal |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 61,006,000 | $66,437,722 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 68,581,000 | $65,933,348 | dollars as filed | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 62,804,000 | $64,688,656 | dollars as filed | principal |
| APOLLO GLOBAL MGMT INC | 03769M304 | CMN | 733,576 | $63,954,591 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857LAN8 | NOTE 0.750% 5/0 | 22,323,000 | $58,987,147 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 61,741,000 | $57,505,172 | dollars as filed | principal |
| PATRICK INDS INC | 703343AG8 | NOTE 1.750%12/0 | 41,936,000 | $57,182,128 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 58,510,000 | $56,792,802 | dollars as filed | principal |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 56,297,000 | $53,190,117 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AF2 | NOTE 0.375% 6/0 | 13,954,000 | $51,096,886 | dollars as filed | principal |
| CHEFS WHSE INC | 163086AE1 | NOTE 2.375%12/1 | 39,532,000 | $50,909,298 | dollars as filed | principal |
| CONMED CORP | 207410AH4 | NOTE 2.250% 6/1 | 54,615,000 | $50,806,386 | dollars as filed | principal |
| NEXTERA ENERGY INC | 65339F713 | CONV | 1,216,811 | $50,165,066 | dollars as filed | |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 41,232,000 | $49,987,921 | dollars as filed | principal |
| HALOZYME THERAPEUTICS INC | 40637HAF6 | NOTE 1.000% 8/1 | 44,125,000 | $47,681,056 | dollars as filed | principal |
| NCL CORP LTD | 62886HBD2 | BOND | 45,148,000 | $46,925,702 | dollars as filed | principal |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,041,001 | $45,582,491 | dollars as filed | |
| CABLE ONE, INC. | 12685JAG0 | NOTE | 53,680,000 | $44,420,200 | dollars as filed | principal |
| ADVANCED ENERGY INDS | 007973AE0 | NOTE 2.500% 9/1 | 40,132,000 | $43,904,408 | dollars as filed | principal |
| MGP INGREDIENTS INC NEW | 55303JAB2 | NOTE 1.875%11/1 | 46,830,000 | $43,529,860 | dollars as filed | principal |
| SHIFT4 PMTS INC | 82452JAD1 | NOTE 0.500% 8/0 | 40,000,000 | $43,200,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AQ5 | NOTE 2.250% 8/1 | 35,071,000 | $42,933,253 | dollars as filed | principal |
| MIRUM PHARMACEUTICALS INC | 604749AB7 | NOTE 4.000% 5/0 | 28,054,000 | $42,809,164 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAM2 | NOTE 0.875%12/0 | 38,010,000 | $42,001,050 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 25,398,000 | $39,420,489 | dollars as filed | principal |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 40,403,000 | $39,018,584 | dollars as filed | principal |
| BOEING CO | 097023204 | DEP CONV PFD A | 627,351 | $38,568,600 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 37,955,000 | $38,194,094 | dollars as filed | principal |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 15,149,000 | $38,185,146 | dollars as filed | principal |
| NORTHERN OIL & GAS INC | 665531AJ8 | NOTE 3.625% 4/1 | 32,418,000 | $38,050,573 | dollars as filed | principal |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 40,569,000 | $37,942,467 | dollars as filed | principal |
| TYLER TEX INDPT SCH DIST | 902252AB1 | NOTE 0.250% 3/1 | 31,006,000 | $37,563,769 | dollars as filed | principal |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,047,961 | $37,093,685 | dollars as filed | |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 37,554,000 | $36,445,615 | dollars as filed | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 29,964 | $36,360,422 | dollars as filed | |
| SEAGATE HDD CAYMAN | 81180WBL4 | NOTE 3.500% 6/0 | 30,140,000 | $36,333,771 | dollars as filed | principal |
| ROYAL CARIBBEAN GROUP | 780153BQ4 | NOTE 6.000% 8/1 | 7,825,000 | $36,279,634 | dollars as filed | principal |
| iShares Gold Trust | 464285204 | COM | 690,000 | $34,161,900 | dollars as filed | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 28,119 | $33,513,085 | dollars as filed | |
| TRANSMEDICS GROUP INC | 89377MAB5 | NOTE 1.500% 6/0 | 31,394,000 | $32,489,600 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 33,454,000 | $31,304,581 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229AP7 | NOTE 3.750% 3/1 | 29,835,000 | $30,909,060 | dollars as filed | principal |
| BURLINGTON STORES INC | 122017AD8 | NOTE 1.250%12/1 | 20,561,000 | $30,862,061 | dollars as filed | principal |
| OIL STS INTL INC | 678026AK1 | NOTE 4.750% 4/0 | 31,321,000 | $30,631,938 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 24,522,000 | $30,515,153 | dollars as filed | principal |
| TALOS ENERGY INC | 87484T108 | COM | 3,132,176 | $30,413,429 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AF7 | NOTE 1.750% 6/1 | 30,793,000 | $30,381,766 | dollars as filed | principal |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 2,462,852 | $30,194,566 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAF6 | NOTE 0.500% 6/1 | 30,000,000 | $29,085,001 | dollars as filed | principal |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,401,701 | $28,861,024 | dollars as filed | |
| CHART INDS INC | 16115Q407 | 6.75DP CNV PFD B | 405,562 | $28,787,126 | dollars as filed | |
| ARES MANAGEMENT CORPORATION | 03990B309 | CMN | 484,147 | $27,137,812 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AF8 | NOTE 2.000% 6/1 | 26,453,000 | $26,909,314 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAD6 | NOTE 1.750% 8/1 | 29,591,000 | $26,580,116 | dollars as filed | principal |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,238,289 | $26,098,450 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 26,281,000 | $25,905,312 | dollars as filed | principal |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 26,629,000 | $25,856,759 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 26,873,000 | $25,396,350 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 24,613,000 | $25,243,708 | dollars as filed | principal |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,225,404 | $25,124,811 | dollars as filed | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 24,415,000 | $24,256,303 | dollars as filed | principal |
| CABLE ONE INC | 12685JAE5 | NOTE 3/1 | 25,725,000 | $24,001,425 | dollars as filed | principal |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 19,205,000 | $23,319,672 | dollars as filed | principal |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 25,539,000 | $22,423,242 | dollars as filed | principal |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 1,919,567 | $22,401,347 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102AT2 | NOTE 3.000%11/1 | 15,008,000 | $19,960,640 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 22,799,000 | $19,561,542 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE C | 42824C208 | CMN | 309,251 | $19,427,685 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC | 76954AAB9 | NOTE 4.625% 3/1 | 18,772,000 | $18,953,473 | dollars as filed | principal |
| WORKIVA INC | 98139AAD7 | NOTE 1.250% 8/1 | 17,070,000 | $18,132,608 | dollars as filed | principal |
| Danaher Corporation | 235851102 | COM | 76,712 | $17,609,240 | dollars as filed | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 236,272 | $17,495,942 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 14,210,000 | $16,635,909 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 14,618,000 | $15,568,125 | dollars as filed | principal |
| IMPINJ INC | 453204AD1 | NOTE 1.125% 5/1 | 9,965,000 | $14,172,743 | dollars as filed | principal |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 911,294 | $14,115,944 | dollars as filed | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,251,050 | $13,849,123 | dollars as filed | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 13,787,000 | $13,332,116 | dollars as filed | principal |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,194,054 | $12,346,519 | dollars as filed | |
| RAPID7 INC | 753422AH7 | NOTE 1.250% 3/1 | 12,965,000 | $12,325,177 | dollars as filed | principal |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,534,563 | $10,803,324 | dollars as filed | |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 14,728,000 | $10,754,295 | dollars as filed | principal |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,166,022 | $9,899,527 | dollars as filed | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 992,085 | $9,781,958 | dollars as filed | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 7,755,000 | $9,592,160 | dollars as filed | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 937,524 | $9,450,242 | dollars as filed | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 9,068,000 | $8,988,655 | dollars as filed | principal |
| ZIFF DAVIS INC | 48123VAE2 | NOTE 1.75% 11/01/2026 | 9,110,000 | $8,558,036 | dollars as filed | principal |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 797,635 | $8,343,262 | dollars as filed | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 8,106,000 | $7,903,350 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 8,343,000 | $7,821,564 | dollars as filed | principal |
| BlackRock Muniy Michigan | 09254V105 | Fund | 664,819 | $7,432,677 | dollars as filed | |
| LIVE NATION ENTERTAINMENT IN | 538034BA6 | NOTE 3.125% 1/1 | 5,458,000 | $7,426,155 | dollars as filed | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 793,604 | $7,348,773 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 93,907 | $7,314,416 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 5,352,000 | $7,187,736 | dollars as filed | principal |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 814,432 | $6,865,662 | dollars as filed | |
| VAIL RESORTS INC | 91879QAN9 | NOTE 1/0 | 7,099,000 | $6,730,686 | dollars as filed | principal |
| NCL CORP LTD | 62886HAX9 | NOTE 5.375% 8/0 | 4,445,000 | $6,342,600 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 6,391,000 | $6,320,699 | dollars as filed | principal |
| MARRIOTT VACATIONS WORLDWIDE | 57164YAD9 | NOTE 1/1 | 6,596,000 | $6,303,138 | dollars as filed | principal |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 6,177,000 | $6,158,580 | dollars as filed | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,336 | $6,134,606 | dollars as filed | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 5,550,000 | $6,093,900 | dollars as filed | principal |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 5,697,000 | $5,742,576 | dollars as filed | principal |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 551,983 | $5,442,552 | dollars as filed | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 5,479,000 | $5,089,515 | dollars as filed | principal |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 357,837 | $4,122,282 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 401,695 | $4,069,170 | dollars as filed | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 426,471 | $4,064,269 | dollars as filed | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 388,753 | $4,039,144 | dollars as filed | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 445,008 | $3,889,370 | dollars as filed | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 371,828 | $3,755,463 | dollars as filed | |
| EXACT SCIENCES CORP | 30063PAC9 | NOTE 0.375% 3/0 | 4,227,000 | $3,724,137 | dollars as filed | principal |
| GULFPORT ENERGY CORP COMMON SHARES | 402635502 | Stock | 19,682 | $3,625,424 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 3,156,000 | $3,337,659 | dollars as filed | principal |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 328,653 | $3,224,086 | dollars as filed | |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 2,960,000 | $2,933,360 | dollars as filed | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 274,253 | $2,841,261 | dollars as filed | |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 2,914,000 | $2,806,182 | dollars as filed | principal |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 233,310 | $2,608,406 | dollars as filed | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 156,775 | $2,348,490 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 189,123 | $2,292,171 | dollars as filed | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 205,338 | $1,995,885 | dollars as filed | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 188,306 | $1,856,697 | dollars as filed | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 333,155 | $1,782,379 | dollars as filed | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 162,186 | $1,652,676 | dollars as filed | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 173,963 | $1,643,950 | dollars as filed | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 151,601 | $1,593,327 | dollars as filed | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 130,046 | $1,382,389 | dollars as filed | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 70,519 | $803,917 | dollars as filed | |
| SOUTHERN CO | 842587DP9 | NOTE 3.875%12/1 | 650,000 | $683,638 | dollars as filed | principal |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 500,000 | $523,375 | dollars as filed | principal |
| DUKE ENERGY CORP | 26441CBY0 | CONV BND | 500,000 | $515,000 | dollars as filed | principal |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 480,000 | $452,481 | dollars as filed | principal |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 6,802 | $408,800 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,501 | $352,636 | dollars as filed | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 15,557 | $160,082 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 120,184 | $134,606 | dollars as filed | |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 75,000 | $72,375 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 45,000 | $36,788 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 25,000 | $30,766 | dollars as filed | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-25-000721 | this filing | 2025-02-04 | acceptance time not in the bulk data set |