LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,950,349,000 across 5,276 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 14.03% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001493152-18-016044

Period: 2018-09-30
Reported value: $12B
Holdings: 5,276
Top 10 weight: 14.03%
New: 656
Sold out: 634

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QQQnew	+706,564	$131M
SPYGadded	+2,331,362	$89.1M
USMVadded	+1,215,216	$69.3M
RSPnew	+584,619	$62.4M
SHVadded	+307,982	$34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PowerShares QQQ Trust Unit …exited	-761,368	-$122M
MTUMreduced	-505,721	-$60.2M
Guggenheim S&P 500 Equal We…exited	-586,613	-$58.3M
POWERSHARES ETF TR II S&P50…exited	-938,347	-$39.8M
SCZreduced	-606,942	-$37.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001493152-18-016044, largest first. % of portfolio is the value over $11,950,349,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
CNX MIDSTREAM PARTNERS LPCNX MIDSTREAM PARTNERS LP	871	$17K	<0.01%	-240
UGAUNITED STS GASOLINE FD LP	482	$17K	<0.01%	-450	Timeline
BIGGQBIG LOTS INC.	405	$17K	<0.01%	-592	Timeline
FSBWFS BANCORP INC	300	$17K	<0.01%	-800	Timeline
TRTOOTSIE ROLL INDS INC	583	$17K	<0.01%	+396	Timeline
HOFTHOOKER FURNISHINGS CORPORATI	505	$17K	<0.01%	-125	Timeline
VUSEETF SER SOLUTIONS	481	$17K	<0.01%	+131	Timeline
FSCSFIRST TR EXCHANGE TRADED FD	750	$17K	<0.01%	0	Timeline
EWDISHARES INC	496	$17K	<0.01%	-133	Timeline
NNBRNN INC	1,078	$17K	<0.01%	+8	Timeline
VBFINVESCO BD FD	962	$17K	<0.01%	-134	Timeline
NMINUVEEN MUN INCOME FD INC	1,620	$17K	<0.01%	+1,230	Timeline
BHVBLACKROCK VA MUN BD TR	1,000	$17K	<0.01%	0	Timeline
ALTRA HOLDINGS INCALTRA HOLDINGS INC	424	$17K	<0.01%	+152
ETFETF	162	$17K	<0.01%	-225
PETIQ INCPETIQ INC	429	$17K	<0.01%	-1,512
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	1,500	$17K	<0.01%	0
HESKA CORPHESKA CORP	153	$17K	<0.01%	-775
SONIC CORPSONIC CORP	408	$17K	<0.01%	-53
ENDOCYTE INCENDOCYTE INC	930	$17K	<0.01%	-125
XO GROUP INCXO GROUP INC	500	$17K	<0.01%	0
M B T FINANCIAL CORPM B T FINANCIAL CORP	1,490	$17K	<0.01%	new
IPATH GSCI TOTAL RETURN IND…IPATH GSCI TOTAL RETURN INDEX ETF…	988	$17K	<0.01%	0
SIENTRA INCSIENTRA INC	732	$17K	<0.01%	0
CARE COM INCCARE COM INC	749	$17K	<0.01%	0
KADMON HLDGS INCKADMON HLDGS INC	5,000	$17K	<0.01%	-1,000
CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INC	2,032	$17K	<0.01%	+1,300
PACER FDS TRPACER FDS TR	629	$17K	<0.01%	new
GTLSCHART INDS INC	201	$16K	<0.01%	-70	Timeline
SOYBTEUCRIUM COMMODITY TR	1,000	$16K	<0.01%	0	Timeline
EUFNISHARES TR	778	$16K	<0.01%	-827	Timeline
AAONAAON INC	414	$16K	<0.01%	-166	Timeline
ARCOARCOS DORADOS HLDGS INC	2,624	$16K	<0.01%	+340	Timeline
GTESGATES INDL CORP PLC	842	$16K	<0.01%	-397	Timeline
UTESETFIS SER TR I	480	$16K	<0.01%	0	Timeline
VIRTVIRTU FINL INC	818	$16K	<0.01%	-2,836	Timeline
CCOICOGENT COMM HOLDINGS INC	288	$16K	<0.01%	-319	Timeline
ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP	2,123	$16K	<0.01%	+277
TBITRUEBLUE INC	609	$16K	<0.01%	0	Timeline
RICKRCI HOSPITALITY HLDGS INC	544	$16K	<0.01%	-47	Timeline
MBWMMERCANTILE BK CORP	466	$16K	<0.01%	+18	Timeline
ZUMZZUMIEZ INC	590	$16K	<0.01%	0	Timeline
BRFVANECK ETF TRUST	947	$16K	<0.01%	-2,100	Timeline
IDGTISHARES TR	293	$16K	<0.01%	-290	Timeline
VSDAVICTORY PORTFOLIOS II	510	$16K	<0.01%	+4	Timeline
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC	771	$16K	<0.01%	-173
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC	25,000	$16K	<0.01%	0
SOHUSOHU COM LTD	804	$16K	<0.01%	new	Timeline
GGZGABELLI GLOBAL SMALL & MID C	1,344	$16K	<0.01%	+20	Timeline
FTXHFIRST TR EXCHANGE TRADED FD	676	$16K	<0.01%	+282	Timeline
James Hardie Industries PLCJames Hardie Industries PLC	1,000	$16K	<0.01%	+500
OWENS RLTY MTG INCOWENS RLTY MTG INC	958	$16K	<0.01%	0
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C	600	$16K	<0.01%	-370
LANDMARK INFRASTRUCTURE PAR…LANDMARK INFRASTRUCTURE PARTNERS	1,121	$16K	<0.01%	+57
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC	1,091	$16K	<0.01%	0
CYBEROPTICS CORP COMCYBEROPTICS CORP COM	805	$16K	<0.01%	-830
GAIN CAPITAL HOLDINGS INCGAIN CAPITAL HOLDINGS INC	2,413	$16K	<0.01%	0
ISHARES TRISHARES TR	413	$16K	<0.01%	-803
APTOSE BIOSCIENCES INC COMAPTOSE BIOSCIENCES INC COM	6,000	$16K	<0.01%	-54,000
FIRSTCASH HOLDINGS INC.FIRSTCASH HOLDINGS INC.	195	$16K	<0.01%	-134
CAROLINA FINL CORP NEWCAROLINA FINL CORP NEW	416	$16K	<0.01%	+25
VTWVVANGUARD SCOTTSDALE FDS	124	$15K	<0.01%	+15	Timeline
CRESYCRESUD S A C I F Y A	1,049	$15K	<0.01%	0	Timeline
HRTXHERON THERAPEUTICS INC	481	$15K	<0.01%	-211	Timeline
SAHSONIC AUTOMOTIVE INC	778	$15K	<0.01%	0	Timeline
MZTIMARZETTI COMPANY	107	$15K	<0.01%	+14	Timeline
BLBLACKLINE INC	254	$15K	<0.01%	new	Timeline
OXSQOXFORD SQUARE CAP CORP	2,139	$15K	<0.01%	+293	Timeline
SIDCOMPANHIA SIDERURGICA NACION	6,520	$15K	<0.01%	0	Timeline
VICEADVISORSHARES TR	561	$15K	<0.01%	new	Timeline
ATRION CORPORATIONATRION CORPORATION	21	$15K	<0.01%	-5
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC	1,325	$15K	<0.01%	-375
NYMXFNYMOX PHARMACEUTICAL CORP COM	6,100	$15K	<0.01%	-500	Timeline
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	2,000	$15K	<0.01%	0
FIRST FINANCIAL NORTHWEST INFIRST FINANCIAL NORTHWEST IN	892	$15K	<0.01%	-412
PENNSYLVANIA RL ESTATE INVTPENNSYLVANIA RL ESTATE INVT	1,602	$15K	<0.01%	0
HUANENG PWR INTL INCHUANENG PWR INTL INC	590	$15K	<0.01%	-1,931
CAREER EDUCATION CORPCAREER EDUCATION CORP	1,000	$15K	<0.01%	new
FBL FINL GROUP INCFBL FINL GROUP INC	203	$15K	<0.01%	-24
WISDOMTREE TRUST CHINESE YU…WISDOMTREE TRUST CHINESE YUAN	600	$15K	<0.01%	0
EMCLAIRE FINL CORPEMCLAIRE FINL CORP	400	$15K	<0.01%	0
CLEARSIDE BIOMEDICAL INCCLEARSIDE BIOMEDICAL INC	2,400	$15K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	537	$15K	<0.01%	new
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP	4,171	$15K	<0.01%	+1,593
HELIUS MED TECHNOLOGIES INCHELIUS MED TECHNOLOGIES INC	1,583	$15K	<0.01%	new
Engility Holdings IncEngility Holdings Inc	432	$15K	<0.01%	+239
NEURALSTEM INCNEURALSTEM INC	14,288	$15K	<0.01%	-11,423
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORP	2,500	$15K	<0.01%	new
WISDOMTREE EMERGING MARKETS…WISDOMTREE EMERGING MARKETS CONSU…	700	$15K	<0.01%	0
K2M GROUP HLDGS INCK2M GROUP HLDGS INC	549	$15K	<0.01%	0
MYOMO INCMYOMO INC	7,400	$15K	<0.01%	+400
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	295	$15K	<0.01%	-47
OPPENHEIMER ETF TROPPENHEIMER ETF TR	565	$15K	<0.01%	new
FNFABRINET	303	$14K	<0.01%	new	Timeline
STRLSTERLING INFRASTRUCTURE INC	1,000	$14K	<0.01%	+750	Timeline
AGIALAMOS GOLD INC	3,036	$14K	<0.01%	-335	Timeline
JHSCJOHN HANCOCK EXCHANGE TRADED	500	$14K	<0.01%	new	Timeline
GEFGREIF INC	264	$14K	<0.01%	-53	Timeline
NRPNATURAL RESOURCE PARTNERS LP	465	$14K	<0.01%	0	Timeline
VNDAVANDA PHARMACEUTICALS INC	609	$14K	<0.01%	new	Timeline
KAIKADANT INC	132	$14K	<0.01%	-75	Timeline
BSACBANCO SANTANDER CHILE NEW	429	$14K	<0.01%	0	Timeline
NPOENPRO INC	182	$14K	<0.01%	-218	Timeline
WSBFWATERSTONE FINL INC MD	836	$14K	<0.01%	+700	Timeline
GLOBGLOBANT S A	251	$14K	<0.01%	+164	Timeline
MVISMICROVISION INC DEL	11,301	$14K	<0.01%	-125	Timeline
XBTAXBLACKROCK LNG-TRM MUNI ADV	1,264	$14K	<0.01%	+36	Timeline
MBTMOBILE TELESYSTEMS PJSC	1,702	$14K	<0.01%	-10,294	Timeline
MEREDITH CORPMEREDITH CORP	271	$14K	<0.01%	-15
PKOHPARK-OHIO HLDGS CORP	375	$14K	<0.01%	-63	Timeline
WNEBWESTERN NEW ENG BANCORP INC	1,250	$14K	<0.01%	new	Timeline
UFIUNIFI INC	506	$14K	<0.01%	-177	Timeline
EMCBWISDOMTREE TR	200	$14K	<0.01%	0	Timeline
IMTBISHARES TR	294	$14K	<0.01%	-2,431	Timeline
DSW INC-CLASS ADSW INC-CLASS A	411	$14K	<0.01%	-934
JPMorgan BetaBuilders Canad…JPMorgan BetaBuilders Canada E	580	$14K	<0.01%	new
USPXFRANKLIN TEMPLETON ETF TR	460	$14K	<0.01%	-192	Timeline
AEGION CORPAEGION CORP	550	$14K	<0.01%	-65
TURQUOISE HILL RESOURCES LTDTURQUOISE HILL RESOURCES LTD	6,800	$14K	<0.01%	-307
FLUENT INCFLUENT INC	6,700	$14K	<0.01%	new
GMS INCGMS INC	645	$14K	<0.01%	new
FONRFONAR CORP	560	$14K	<0.01%	0	Timeline
TRIPLE-S MGMT CORPTRIPLE-S MGMT CORP	700	$14K	<0.01%	new
LATAM AIRLS GROUP S ALATAM AIRLS GROUP S A	1,469	$14K	<0.01%	new
ASCENA RETAIL GROUP INCASCENA RETAIL GROUP INC	3,027	$14K	<0.01%	0
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…	1,730	$14K	<0.01%	0
COLUMBIA ETF TR IICOLUMBIA ETF TR II	1,100	$14K	<0.01%	+500
BARCLAYS BK PLCBARCLAYS BK PLC	200	$14K	<0.01%	0
SYROS PHARMACEUTICALS INCSYROS PHARMACEUTICALS INC	1,150	$14K	<0.01%	0
BIONDVAX PHARMACEUTICALS LTDBIONDVAX PHARMACEUTICALS LTD	2,500	$14K	<0.01%	0
INVHINVITATION HOMES INC	564	$13K	<0.01%	-178	Timeline
MUSAMURPHY USA INC	160	$13K	<0.01%	-355	Timeline
VICIVICI PPTYS INC	607	$13K	<0.01%	+200	Timeline
ASXASE TECHNOLOGY HLDG CO LTD	2,638	$13K	<0.01%	new	Timeline
AZZAZZ INC	262	$13K	<0.01%	+24	Timeline
CUKCARNIVAL PLC	207	$13K	<0.01%	-579	Timeline
HMYHARMONY GOLD MNG LTD	8,203	$13K	<0.01%	+6,133	Timeline
BAPCREDICORP LTD	57	$13K	<0.01%	+23	Timeline
ACLSAXCELIS TECHNOLOGIES INC	626	$13K	<0.01%	-61	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	127	$13K	<0.01%	-383	Timeline
TVGRUPO TELEVISA S A B	730	$13K	<0.01%	+134	Timeline
KWRQUAKER HOUGHTON	61	$13K	<0.01%	-2	Timeline
RWTREDWOOD TRUST INC	840	$13K	<0.01%	+100	Timeline
GLNGGOLAR LNG LTD	450	$13K	<0.01%	new	Timeline
ATLANTICA YIELD PLCATLANTICA YIELD PLC	652	$13K	<0.01%	+100
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	1,000	$13K	<0.01%	0
MRC GLOBAL INCMRC GLOBAL INC	685	$13K	<0.01%	0
OXMOXFORD INDS INC	144	$13K	<0.01%	-161	Timeline
WNCWABASH NATL CORP	705	$13K	<0.01%	-1,198	Timeline
FNKOFUNKO INC	560	$13K	<0.01%	0	Timeline
RESRPC INC	868	$13K	<0.01%	-5,812	Timeline
NNYNUVEEN N Y MUN VALUE FD	1,382	$13K	<0.01%	0	Timeline
CGENCOMPUGEN LTD	3,458	$13K	<0.01%	+270	Timeline
TUSKMAMMOTH ENERGY SVCS INC	407	$13K	<0.01%	+12	Timeline
FYLDCAMBRIA ETF TR	500	$13K	<0.01%	0	Timeline
EWMISHARES INC	406	$13K	<0.01%	-125	Timeline
CEFSEXCHANGE LISTED FDS TR	664	$13K	<0.01%	0	Timeline
CARBO CERAMICS INCCARBO CERAMICS INC	1,726	$13K	<0.01%	+50
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS	3,876	$13K	<0.01%	+891
DENNDENNY'S CORP	915	$13K	<0.01%	-35	Timeline
DRIL-QUIP INCDRIL-QUIP INC	258	$13K	<0.01%	-311
VONAGE HLDGS CORPVONAGE HLDGS CORP	898	$13K	<0.01%	-372
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INC	1,500	$13K	<0.01%	0
JPMorgan BetaBuilders Europ…JPMorgan BetaBuilders Europe ETF	529	$13K	<0.01%	new
GREEN PLAINS PARTNERS LPGREEN PLAINS PARTNERS LP	871	$13K	<0.01%	0
TRANSGLOBE ENERGY CORPTRANSGLOBE ENERGY CORP	3,988	$13K	<0.01%	+8
AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTD	7,733	$13K	<0.01%	+4,589
PROGENICS PHARMACEUTICALS INPROGENICS PHARMACEUTICALS IN	1,990	$13K	<0.01%	-440
FAUQUIER BANKSHARES INC VAFAUQUIER BANKSHARES INC VA	500	$13K	<0.01%	0
INTRICON CORPINTRICON CORP	235	$13K	<0.01%	new
PROSHARES TRPROSHARES TR	362	$13K	<0.01%	+55
THERIVA BIOLOGICS INC COM N…THERIVA BIOLOGICS INC COM NEW	5,157	$13K	<0.01%	new
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	6,995	$13K	<0.01%	+2,900
CYRXCRYOPORT INC	917	$12K	<0.01%	0	Timeline
CMCCOMMERCIAL METALS CO	604	$12K	<0.01%	+4	Timeline
SCHLSCHOLASTIC CORP	259	$12K	<0.01%	-143	Timeline
NOMDNOMAD FOODS LTD	597	$12K	<0.01%	+552	Timeline
UTHRUNITED THERAPEUTICS CORP DEL	95	$12K	<0.01%	-565	Timeline
NXENEXGEN ENERGY LTD	6,000	$12K	<0.01%	-4,500	Timeline
TPCTUTOR PERINI CORP	679	$12K	<0.01%	-387	Timeline
ANGOANGIODYNAMICS INC	567	$12K	<0.01%	-2,433	Timeline
FORRFORRESTER RESH INC	253	$12K	<0.01%	-59	Timeline
LASRNLIGHT INC	516	$12K	<0.01%	new	Timeline
SITESITEONE LANDSCAPE SUPPLY INC	156	$12K	<0.01%	-84	Timeline
MXLMAXLINEAR INC	625	$12K	<0.01%	-6,509	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	180	$12K	<0.01%	0
CLEARBRIDGE ENERGY MIDSTRM OCLEARBRIDGE ENERGY MIDSTRM O	1,092	$12K	<0.01%	+13
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	1,000	$12K	<0.01%	0
WTBAWEST BANCORPORATION INC	500	$12K	<0.01%	0	Timeline
ATKRATKORE INC	450	$12K	<0.01%	new	Timeline
SXCSUNCOKE ENERGY INC	1,041	$12K	<0.01%	+341	Timeline
ROAMLATTICE STRATEGIES TR	520	$12K	<0.01%	-1,284	Timeline
CONSTELLIUM SECONSTELLIUM SE	1,000	$12K	<0.01%	new
RDOGALPS ETF TR	286	$12K	<0.01%	-123	Timeline
QWLDSPDR INDEX SHS FDS	153	$12K	<0.01%	new	Timeline
PVIINVESCO EXCH TRADED FD TR II	494	$12K	<0.01%	new	Timeline
TIIAYTELECOM ITALIA S P A SPONSORED	2,012	$12K	<0.01%	+87	Timeline
INDEPENDENCE HLDG COINDEPENDENCE HLDG CO	328	$12K	<0.01%	0
AVID BIOSERVICES INCAVID BIOSERVICES INC	1,805	$12K	<0.01%	+607
Bowater IncBowater Inc	5,000	$12K	<0.01%	0
JPMorgan BetaBuilders Dev A…JPMorgan BetaBuilders Dev Asia	466	$12K	<0.01%	new
SWITCH INCSWITCH INC	1,091	$12K	<0.01%	+522
FIRST MIDWEST BANCORP INC/ILFIRST MIDWEST BANCORP INC/IL	443	$12K	<0.01%	+2
NUVEEN NC PREM INCOME MUNNUVEEN NC PREM INCOME MUN	1,006	$12K	<0.01%	-10,519
KMG CHEMICALS INCKMG CHEMICALS INC	156	$12K	<0.01%	0
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC	750	$12K	<0.01%	-67
WMI HOLDINGS CORPWMI HOLDINGS CORP	8,725	$12K	<0.01%	+758
OPIANT PHARMACEUTICALS INCOPIANT PHARMACEUTICALS INC	675	$12K	<0.01%	+220
ADVAXIS INCADVAXIS INC	12,804	$12K	<0.01%	-500
LENDINGCLUB CORPLENDINGCLUB CORP	3,054	$12K	<0.01%	-3,750
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	198	$12K	<0.01%	new
REALITY SHS ETF TRREALITY SHS ETF TR	350	$12K	<0.01%	0
ETF SER SOLUTIONSETF SER SOLUTIONS	402	$12K	<0.01%	new
BIOPHARMX CORPBIOPHARMX CORP	64,200	$12K	<0.01%	0
BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC	20,514	$12K	<0.01%	0
PACER FDS TRPACER FDS TR	428	$12K	<0.01%	new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	540	$12K	<0.01%	new
AVXLANAVEX LIFE SCIENCES CORP	4,125	$11K	<0.01%	-900	Timeline
SGRYSURGERY PARTNERS INC	679	$11K	<0.01%	-2,895	Timeline
PRGSPROGRESS SOFTWARE CORP	300	$11K	<0.01%	-1,075	Timeline
MFGMIZUHO FINANCIAL GROUP INC	3,266	$11K	<0.01%	-2,234	Timeline
AXSMAXSOME THERAPEUTICS INC.	3,236	$11K	<0.01%	-1,740	Timeline
DOOBRP INC	240	$11K	<0.01%	new	Timeline
BTGB2GOLD CORP	4,800	$11K	<0.01%	0	Timeline
ESPRESPERION THERAPEUTICS INC NE	233	$11K	<0.01%	-782	Timeline
RCUSARCUS BIOSCIENCES INC	790	$11K	<0.01%	0	Timeline
FATEFATE THERAPEUTICS INC	703	$11K	<0.01%	0	Timeline
POSTPOST HLDGS INC	109	$11K	<0.01%	+53	Timeline
EEMSISHARES INC	250	$11K	<0.01%	-8	Timeline
NOBLE MIDSTREAM PARTNERS LPNOBLE MIDSTREAM PARTNERS LP	300	$11K	<0.01%	0
FMNFEDERATED HERMES PREM MUNI I	872	$11K	<0.01%	0	Timeline
PLUSEPLUS INC	123	$11K	<0.01%	-19	Timeline
VEDANTA LTDVEDANTA LTD	793	$11K	<0.01%	-1,485
GLREGREENLIGHT CAP RE LTD	854	$11K	<0.01%	0	Timeline
YORWYORK WTR CO	363	$11K	<0.01%	-2,948	Timeline
CLLSCELLECTIS S A	400	$11K	<0.01%	-5,200	Timeline
SPXTPROSHARES TR	205	$11K	<0.01%	0	Timeline
HSIIHEIDRICK & STRUGGLES INTL IN	350	$11K	<0.01%	0	Timeline
ASAASA GOLD AND PRECIOUS MTLS L	1,161	$11K	<0.01%	+177	Timeline
INDSPACER FDS TR	459	$11K	<0.01%	new	Timeline
PSTPROSHARES TR	464	$11K	<0.01%	-282	Timeline
TBXPROSHARES TR	362	$11K	<0.01%	0	Timeline
VOCVOC ENERGY TR	2,000	$11K	<0.01%	0	Timeline
IMRNIMMURON LTD	1,200	$11K	<0.01%	-800	Timeline
KEQUKEWAUNEE SCIENTIFIC CORP	364	$11K	<0.01%	0	Timeline
HECLA MINING COMPANYHECLA MINING COMPANY	200	$11K	<0.01%	0
SOUTHSTATE BANK CORPSOUTHSTATE BANK CORP	140	$11K	<0.01%	-138
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	297	$11K	<0.01%	-361
GIFIGULF ISLAND FABRICATION INC	1,042	$11K	<0.01%	new	Timeline
SELECTA BIOSCIENCES INCSELECTA BIOSCIENCES INC	700	$11K	<0.01%	new
KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC	2,280	$11K	<0.01%	+1,000
MOLECULAR TEMPLATES INCMOLECULAR TEMPLATES INC	2,072	$11K	<0.01%	0
KOSMOS ENERGY LTDKOSMOS ENERGY LTD	1,134	$11K	<0.01%	new
HFF INCHFF INC	268	$11K	<0.01%	+241
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	906	$11K	<0.01%	0
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2	488	$11K	<0.01%	+14
DIGITAL ALLY INCDIGITAL ALLY INC	3,964	$11K	<0.01%	0
BELLICUM PHARMACEUTICALS INCBELLICUM PHARMACEUTICALS INC	1,610	$11K	<0.01%	+1,000
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORP	2,000	$11K	<0.01%	+300
LIPOCINE INC NEWLIPOCINE INC NEW	7,650	$11K	<0.01%	-1,700
FLEXSHARES TR CUR HDG EM IDXFLEXSHARES TR CUR HDG EM IDX	389	$11K	<0.01%	-27,725
CAPRICOR THERAPEUTICS INCCAPRICOR THERAPEUTICS INC	10,200	$11K	<0.01%	+7,500
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	205	$11K	<0.01%	new
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC	5,000	$11K	<0.01%	0
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR	465	$11K	<0.01%	new
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR	425	$11K	<0.01%	0
BEBLOOM ENERGY CORP	295	$10K	<0.01%	new	Timeline
HYDBISHARES TR	200	$10K	<0.01%	new	Timeline
FLWS1 800 FLOWERS COM INC	879	$10K	<0.01%	-207	Timeline
HQYHEALTHEQUITY INC	114	$10K	<0.01%	-7,457	Timeline
NMRNOMURA HLDGS INC	2,177	$10K	<0.01%	-577	Timeline
CRKCOMSTOCK RES INC	1,205	$10K	<0.01%	-43	Timeline
EBFENNIS INC	504	$10K	<0.01%	+60	Timeline
KROKRONOS WORLDWIDE INC	632	$10K	<0.01%	+230	Timeline
BLFSBIOLIFE SOLUTIONS INC	577	$10K	<0.01%	new	Timeline
ACCOACCO BRANDS CORP	885	$10K	<0.01%	+77	Timeline
ENICENEL CHILE SA	1,933	$10K	<0.01%	+261	Timeline
ITRNITURAN LOCATION AND CONTROL	300	$10K	<0.01%	-142	Timeline
ANFABERCROMBIE & FITCH CO	477	$10K	<0.01%	-1,318	Timeline
GLPGLOBAL PARTNERS LP	537	$10K	<0.01%	+13	Timeline
TDSTELEPHONE & DATA SYS INC	324	$10K	<0.01%	-964	Timeline
ROCKGIBRALTAR INDS INC	211	$10K	<0.01%	-317	Timeline
HTLDHEARTLAND EXPRESS INC	493	$10K	<0.01%	+205	Timeline
MMSMAXIMUS INC	148	$10K	<0.01%	-5,107	Timeline
CSIQCANADIAN SOLAR INC	700	$10K	<0.01%	0	Timeline
CHCTCOMMUNITY HEALTHCARE TR INC	338	$10K	<0.01%	+9	Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	1,262	$10K	<0.01%	+1
TPVGTRIPLEPOINT VENTURE GROWTH B	750	$10K	<0.01%	0	Timeline
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	566	$10K	<0.01%	+22
CCRNCROSS CTRY HEALTHCARE INC	1,111	$10K	<0.01%	+111	Timeline
KLX ENERGY SERVICS HOLDNGS IKLX ENERGY SERVICS HOLDNGS I	329	$10K	<0.01%	new
PLABPHOTRONICS INC	1,000	$10K	<0.01%	-477	Timeline
FDBCFIDELITY D & D BANCORP INC	148	$10K	<0.01%	0	Timeline
REIRING ENERGY INC	913	$10K	<0.01%	+569	Timeline
NRCNRC HEALTH	250	$10K	<0.01%	0	Timeline
FSGSFIRST TR EXCHANGE TRADED FD	420	$10K	<0.01%	0	Timeline
EAGLE PHARMACEUTICALS INCEAGLE PHARMACEUTICALS INC	142	$10K	<0.01%	-3,257
FXYINVESCO CURRENCYSHARES	121	$10K	<0.01%	new	Timeline
MMTMSPDR SERIES TRUST	75	$10K	<0.01%	new	Timeline
SSBISUMMIT ST BK SANTA ROSA CALI	681	$10K	<0.01%	+10	Timeline
CHIQGLOBAL X FDS	650	$10K	<0.01%	0	Timeline
FMYFIRST TR MTG INCOME FD	761	$10K	<0.01%	-2,190	Timeline
WBIFABSOLUTE SHS TR	341	$10K	<0.01%	+68	Timeline
WBILABSOLUTE SHS TR	368	$10K	<0.01%	+80	Timeline
EFADPROSHARES TR	250	$10K	<0.01%	-3,859	Timeline
UBS AG ETRACS SILVER SHARES…UBS AG ETRACS SILVER SHARES COVER…	1,500	$10K	<0.01%	-2,200
ALLAKOS INCALLAKOS INC	250	$10K	<0.01%	new
VBI VACCINES INCVBI VACCINES INC	4,000	$10K	<0.01%	-2,000
CASA SYS INCCASA SYS INC	675	$10K	<0.01%	new
IMPERVA INCIMPERVA INC	217	$10K	<0.01%	+47
TOWER INTL INCTOWER INTL INC	318	$10K	<0.01%	+28
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	4,030	$10K	<0.01%	-1,000
WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL A	635	$10K	<0.01%	-23
FLY LEASING LTDFLY LEASING LTD	700	$10K	<0.01%	0
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP	400	$10K	<0.01%	0
DBX ETF TRDBX ETF TR	412	$10K	<0.01%	new
DEAN FOODS CO NEWDEAN FOODS CO NEW	1,438	$10K	<0.01%	+275
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTD	6,229	$10K	<0.01%	0
KRANESHARES TRKRANESHARES TR	300	$10K	<0.01%	new
ABSOLUTE SHS TRABSOLUTE SHS TR	370	$10K	<0.01%	-26
ABSOLUTE SHS TRABSOLUTE SHS TR	401	$10K	<0.01%	+193
ABSOLUTE SHS TR WBI BBR RNG…ABSOLUTE SHS TR WBI BBR RNG 2000	411	$10K	<0.01%	+198
ABSOLUTE SHS TR WBI BBR QTY…ABSOLUTE SHS TR WBI BBR QTY 2000	422	$10K	<0.01%	+203
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR	300	$10K	<0.01%	new
CNNECANNAE HLDGS INC	417	$9K	<0.01%	-74	Timeline
PLXSPLEXUS CORP	153	$9K	<0.01%	0	Timeline
LADLITHIA MTRS INC	118	$9K	<0.01%	-1,716	Timeline
JHGJANUS HENDERSON GROUP PLC	343	$9K	<0.01%	-1,045	Timeline
BLDTOPBUILD COR	138	$9K	<0.01%	-1,988	Timeline
JBGSJBG SMITH PPTYS	258	$9K	<0.01%	+46	Timeline
RIVRIVERNORTH OPPORTUNITIES FD	500	$9K	<0.01%	new	Timeline
IHDVOYA EMERGING MKTS HIGH DIVI	1,167	$9K	<0.01%	-2,000	Timeline
AHRTAH RLTY TR INC	620	$9K	<0.01%	0	Timeline
SYBTSTOCK YDS BANCORP INC	261	$9K	<0.01%	0	Timeline
TTITETRA TECHNOLOGIES INC DEL	2,000	$9K	<0.01%	new	Timeline
SHOOMADDEN STEVEN LTD	163	$9K	<0.01%	-61	Timeline
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTD	175	$9K	<0.01%	+5
CSTECAESARSTONE LTD	519	$9K	<0.01%	-4,349	Timeline
EGANEGAIN CORP	1,118	$9K	<0.01%	+75	Timeline
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC	140	$9K	<0.01%	-4,860
APLSAPELLIS PHARMACEUTICALS INC	500	$9K	<0.01%	new	Timeline
ADARRAY DIGITAL INFRASTRUCTURE	200	$9K	<0.01%	-131	Timeline
TMQTRILOGY METALS INC NEW	4,393	$9K	<0.01%	+3,799	Timeline
TWINTWIN DISC INC	400	$9K	<0.01%	0	Timeline
FOSLFOSSIL GROUP INC	387	$9K	<0.01%	+250	Timeline
PIMFRANKLIN MASTER INTER INCOME	1,929	$9K	<0.01%	+44	Timeline
KSAISHARES TR	300	$9K	<0.01%	-9,200	Timeline
TPHTRI POINTE HOMES INC	698	$9K	<0.01%	-1,630	Timeline
BWENBROADWIND INC	4,000	$9K	<0.01%	0	Timeline
DLNGDYNAGAS LNG PARTNERS LP	1,000	$9K	<0.01%	0	Timeline
GOVIINVESCO EXCH TRADED FD TR II	300	$9K	<0.01%	new	Timeline
VITAL ENERGY INCVITAL ENERGY INC	1,115	$9K	<0.01%	+40
SANCHEZ ENERGY CORPSANCHEZ ENERGY CORP	3,751	$9K	<0.01%	+2,805
ISHARES TRISHARES TR	312	$9K	<0.01%	new
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTD	96	$9K	<0.01%	-59
EXPRO GROUP HOLDINGS NV COMEXPRO GROUP HOLDINGS NV COM	1,000	$9K	<0.01%	new
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPI	365	$9K	<0.01%	-494
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC	13,000	$9K	<0.01%	-9,500
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL A	680	$9K	<0.01%	0
GS CONNECT S+P GSCI ENH COMMGS CONNECT S+P GSCI ENH COMM	343	$9K	<0.01%	-100
ADVISORSHARES TRADVISORSHARES TR	189	$9K	<0.01%	-80
INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II	560	$9K	<0.01%	new
INVESCO DB MLTI SECTR CMMTYINVESCO DB MLTI SECTR CMMTY	235	$9K	<0.01%	new
AT HOME GROUP INCAT HOME GROUP INC	294	$9K	<0.01%	new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	360	$9K	<0.01%	new
THIRD PT REINS LTDTHIRD PT REINS LTD	680	$9K	<0.01%	0
CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INC	2,046	$9K	<0.01%	0
FOAMIX PHARMACEUTICALS LTDFOAMIX PHARMACEUTICALS LTD	1,500	$9K	<0.01%	+500
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	200	$9K	<0.01%	0
DBX ETF TRDBX ETF TR	295	$9K	<0.01%	-170
EHI CAR SVCS LTDEHI CAR SVCS LTD	800	$9K	<0.01%	0
SPMOINVESCO EXCH TRADED FD TR II	200	$8K	<0.01%	new	Timeline
SEISOLARIS ENERGY INFRAS INC	399	$8K	<0.01%	0	Timeline
ANAUTONATION INC	200	$8K	<0.01%	-12	Timeline
VRTSVIRTUS INVT PARTNERS INC	72	$8K	<0.01%	-1	Timeline
STAASTAAR SURGICAL CO	177	$8K	<0.01%	-43	Timeline
HCMHUTCHMED CHINA LTD	256	$8K	<0.01%	new	Timeline
DIODDIODES INC	230	$8K	<0.01%	+76	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	211	$8K	<0.01%	+33	Timeline
PHIPLDT INC	355	$8K	<0.01%	-104	Timeline
IBCPINDEPENDENT BK CORP MICH	348	$8K	<0.01%	0	Timeline
WTWISDOMTREE INC	1,000	$8K	<0.01%	-617	Timeline
ARWRARROWHEAD PHARMACEUTICALS IN	400	$8K	<0.01%	+100	Timeline
BLMNBLOOMIN BRANDS INC	392	$8K	<0.01%	-106	Timeline
NVCRNOVOCURE LTD	143	$8K	<0.01%	+107	Timeline
CDPCOPT DEFENSE PROPERTIES	255	$8K	<0.01%	-792	Timeline
KFKOREA FD INC	211	$8K	<0.01%	0	Timeline
FHBFIRST HAWAIIAN INC	306	$8K	<0.01%	+246	Timeline
FKUFIRST TR EXCH TRD ALPHDX FD	209	$8K	<0.01%	+4	Timeline
RGNXREGENXBIO INC	100	$8K	<0.01%	new	Timeline
GHMGRAHAM CORP	276	$8K	<0.01%	0	Timeline
OSISOSI SYSTEMS INC	105	$8K	<0.01%	+71	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	131	$8K	<0.01%	-73
ACCELERON PHARMA INCACCELERON PHARMA INC	135	$8K	<0.01%	-2
CENXCENTURY ALUM CO	650	$8K	<0.01%	-11,900	Timeline
ATNIATN INTL INC	110	$8K	<0.01%	new	Timeline
LOCOEL POLLO LOCO HLDGS INC	675	$8K	<0.01%	0	Timeline
YTRAYATRA ONLINE INC	1,370	$8K	<0.01%	+270	Timeline
TPBTURNING PT BRANDS INC	200	$8K	<0.01%	new	Timeline
EFAXSPDR INDEX SHS FDS	110	$8K	<0.01%	0	Timeline
GENZVANECK ETF TRUST	209	$8K	<0.01%	-7,544	Timeline
FXAINVESCO CURRENCYSHARES AUSTR	111	$8K	<0.01%	new	Timeline
EOTEATON VANCE NATL MUN OPPORT	382	$8K	<0.01%	0	Timeline
ESGGFLEXSHARES TR	79	$8K	<0.01%	new	Timeline
PCMPCM FD INC	700	$8K	<0.01%	-3,998	Timeline
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC	396	$8K	<0.01%	-354
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	60	$8K	<0.01%	-49
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INC	3,000	$8K	<0.01%	0
BLACK BOX CORPBLACK BOX CORP	7,750	$8K	<0.01%	new
FIBRIA CELULOSEFIBRIA CELULOSE	455	$8K	<0.01%	0
DASEKE INCDASEKE INC	1,000	$8K	<0.01%	0
Reality Shares Nasdaq NexGe…Reality Shares Nasdaq NexGen Econ…	371	$8K	<0.01%	-100
AEGLEA BIOTHERAPEUTICS INCAEGLEA BIOTHERAPEUTICS INC	785	$8K	<0.01%	new
CRAY INCCRAY INC	390	$8K	<0.01%	-2,304
SUN HYDRAULICS CORPSUN HYDRAULICS CORP	156	$8K	<0.01%	+100
DELAWARE INV MN MUN INC FD IDELAWARE INV MN MUN INC FD I	650	$8K	<0.01%	0
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW	1,078	$8K	<0.01%	0
NUVEEN CALIF MUNICPAL VALU FNUVEEN CALIF MUNICPAL VALU F	500	$8K	<0.01%	0
VALERO ENERGY PARTNERS LPVALERO ENERGY PARTNERS LP	200	$8K	<0.01%	+100
RETAIL VALUE INCRETAIL VALUE INC	239	$8K	<0.01%	new
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INC	850	$8K	<0.01%	0
PROSHARES TR IIPROSHARES TR II	247	$8K	<0.01%	0
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	1,000	$8K	<0.01%	-700
EXTERRAN CORPEXTERRAN CORP	289	$8K	<0.01%	-22
GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INC	306	$8K	<0.01%	+127
LONESTAR RES US INCLONESTAR RES US INC	1,000	$8K	<0.01%	new
MELINTA THERAPEUTICS INCMELINTA THERAPEUTICS INC	2,000	$8K	<0.01%	+1,800
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	300	$8K	<0.01%	new
ESGVVANGUARD WORLD FD	130	$7K	<0.01%	new	Timeline
ABGASBURY AUTOMOTIVE GROUP INC	101	$7K	<0.01%	-35	Timeline
BLDRBUILDERS FIRSTSOURCE INC	503	$7K	<0.01%	-1,171	Timeline
SLMSLM CORP	668	$7K	<0.01%	-907	Timeline
MOG-AMOOG INC	82	$7K	<0.01%	new	Timeline
RDYDR REDDYS LABS LTD	200	$7K	<0.01%	0	Timeline
UECURANIUM ENERGY CORP	4,400	$7K	<0.01%	+1,000	Timeline
CVLTCOMMVAULT SYS INC	101	$7K	<0.01%	new	Timeline
SIGSIGNET JEWELERS LTD	113	$7K	<0.01%	-2,142	Timeline
MEDPMEDPACE HLDGS INC	122	$7K	<0.01%	+12	Timeline
WINGWINGSTOP INC	104	$7K	<0.01%	-273	Timeline
AMHAMERICAN HOMES 4 RENT	305	$7K	<0.01%	-594	Timeline
CNACNA FINL CORP	145	$7K	<0.01%	-325	Timeline
JBSSSANFILIPPO JOHN B & SON INC	93	$7K	<0.01%	0	Timeline
COLLCOLLEGIUM PHARMACEUTICAL INC	475	$7K	<0.01%	new	Timeline
CAPLCROSSAMERICA PARTNERS LP	399	$7K	<0.01%	+12	Timeline
RRXREGAL REXNORD CORPORATION	84	$7K	<0.01%	-471	Timeline
RNSTRENASANT CORP	160	$7K	<0.01%	+2	Timeline
TRNOTERRENO RLTY CORP	185	$7K	<0.01%	-48	Timeline
WRLDWORLD ACCEP CORPORATION	63	$7K	<0.01%	0	Timeline
SANDERSON FARMSSANDERSON FARMS	67	$7K	<0.01%	0
TXTERNIUM SA	219	$7K	<0.01%	-5	Timeline
PERFICIENT INCPERFICIENT INC	256	$7K	<0.01%	-211
SAILPOINT TECHNOLOGIES HOLD…SAILPOINT TECHNOLOGIES HOLDING	201	$7K	<0.01%	0
BXSYBEXIL INVESTMENT TRUST	623	$7K	<0.01%	-9,980	Timeline
PLPCPREFORMED LINE PRODS CO	96	$7K	<0.01%	0	Timeline
FISIFINANCIAL INSTITUTIONS INC	242	$7K	<0.01%	+9	Timeline
ASURASURE SOFTWARE INC	597	$7K	<0.01%	0	Timeline
SGCSUPERIOR GROUP OF CO INC	360	$7K	<0.01%	-34	Timeline
CMTCORE MOLDING TECHNOLOGIES IN	1,000	$7K	<0.01%	new	Timeline
CIACITIZENS INC	874	$7K	<0.01%	0	Timeline
EVCENTRAVISION COMMUNICATIONS C	1,292	$7K	<0.01%	+188	Timeline
UGLPROSHARES TR II	200	$7K	<0.01%	new	Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	276	$7K	<0.01%	-187
MFLXFIRST TR EXCHNG TRADED FD VI	400	$7K	<0.01%	0	Timeline
HEEMISHARES INC	276	$7K	<0.01%	0	Timeline
BIBPROSHARES TR	100	$7K	<0.01%	0	Timeline
NUSANUSHARES ETF TR	308	$7K	<0.01%	new	Timeline
TLFTANDY LEATHER FACTORY INC	1,000	$7K	<0.01%	0	Timeline
MAG SILVER CORPMAG SILVER CORP	906	$7K	<0.01%	0
NAUTILUS INCNAUTILUS INC	512	$7K	<0.01%	-155
UNIVAR INCUNIVAR INC	237	$7K	<0.01%	new
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS	600	$7K	<0.01%	0
VERITIV CORPVERITIV CORP	200	$7K	<0.01%	-281
HERZFELD CREDIT INCOME FUNDHERZFELD CREDIT INCOME FUND	1,208	$7K	<0.01%	0
POTBELLY CORPPOTBELLY CORP	600	$7K	<0.01%	0
Seadrill Partners, LLCSeadrill Partners, LLC	1,800	$7K	<0.01%	-1,500
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEW	16,400	$7K	<0.01%	+16,000
SIBANYE GOLD LTDSIBANYE GOLD LTD	2,680	$7K	<0.01%	-898
PARK ELECTROCHEMICAL CORPPARK ELECTROCHEMICAL CORP	353	$7K	<0.01%	+346
DSP GROUP INCDSP GROUP INC	600	$7K	<0.01%	0
WISDOMTREE TRUSTWISDOMTREE TRUST	101	$7K	<0.01%	0
EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LP	1,712	$7K	<0.01%	-1,000
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME	500	$7K	<0.01%	-3,215
IEC ELECTRS CORP NEWIEC ELECTRS CORP NEW	1,282	$7K	<0.01%	0
CANCER GENETICS INC.CANCER GENETICS INC.	7,500	$7K	<0.01%	+3,000
ETF MANAGERS TRETF MANAGERS TR	800	$7K	<0.01%	new
HORIZON GLOBAL CORPHORIZON GLOBAL CORP	1,000	$7K	<0.01%	+121
TAILORED BRANDS INCTAILORED BRANDS INC	295	$7K	<0.01%	-800
INVESCO ACTIVELY MANAGED ETFINVESCO ACTIVELY MANAGED ETF	465	$7K	<0.01%	new
RESOLUTE ENERGY CORPRESOLUTE ENERGY CORP	189	$7K	<0.01%	-415
COUNTY BANCORP INCCOUNTY BANCORP INC	270	$7K	<0.01%	0
ONCOSEC MED INCONCOSEC MED INC	5,300	$7K	<0.01%	0
SPRING BK PHARMACEUTICALS INSPRING BK PHARMACEUTICALS IN	600	$7K	<0.01%	+100
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR	300	$7K	<0.01%	new
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	263	$7K	<0.01%	new
DMCDEL MONTE CORP	187	$6K	<0.01%	-27	Timeline
VIPSVIPSHOP HLDGS LTD	1,070	$6K	<0.01%	-53,912	Timeline
ENPHENPHASE ENERGY INC	1,177	$6K	<0.01%	+777	Timeline
CNSCOHEN & STEERS INC	152	$6K	<0.01%	+100	Timeline
ELANELANCO ANIMAL HEALTH INC	163	$6K	<0.01%	new	Timeline
RDNRADIAN GROUP INC	319	$6K	<0.01%	-889	Timeline

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 634. All 634

Security	Shares before	Value before	Type
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	761,368	$122M	shares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	586,613	$58.3M	shares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 H	938,347	$39.8M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	566,878	$28.5M	shares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	432,574	$20.3M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	127,933	$14.7M	shares
COLONY NORTHSTAR CR REAL ESTCOLONY NORTHSTAR CR REAL EST	507,629	$9.62M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	233,999	$9.22M	shares
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	67,629	$8.64M	shares
POWERSHARESPOWERSHARES	268,578	$7.57M	shares
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth	64,180	$7.04M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	222,052	$6.61M	shares
POWERSHARES EXCHANGEPOWERSHARES EXCHANGE	139,428	$6.25M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	256,425	$6.24M	shares
POWERSHARESPOWERSHARES	312,994	$5.87M	shares
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST	229,752	$5.75M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	224,259	$5.64M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	186,457	$5.62M	shares
POWERSHARESPOWERSHARES	334,781	$4.89M	shares
POWERSHARESPOWERSHARES	275,367	$4.66M	shares
POWERSHARESPOWERSHARES	198,565	$4.59M	shares
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	29,524	$4.47M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	173,685	$4.21M	shares
POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT	79,006	$4.17M	shares
POWERSHARESPOWERSHARES	73,315	$4.17M	shares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF	22,135	$4.13M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	159,834	$4.02M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	168,706	$3.55M	shares
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INC	289,892	$3.54M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	168,220	$3.5M	shares
BROADCOM LTDBROADCOM LTD	14,330	$3.38M	shares
KKR & CO LPKKR & CO LP	165,998	$3.36M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	65,746	$3.23M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	150,685	$3.16M	shares
PowerShares CEF Income Comp…PowerShares CEF Income Composite	134,130	$3.07M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	23,830	$3.02M	shares
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	95,699	$2.92M	shares
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW	62,121	$2.8M	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	156,997	$2.79M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	132,245	$2.75M	shares
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	24,387	$2.72M	shares
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	50,705	$2.67M	shares
TIME WARNER INCTIME WARNER INC	28,122	$2.66M	shares
MONSANTO CO NEWMONSANTO CO NEW	22,605	$2.64M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	66,524	$2.49M	shares
STRATEGYSTRATEGY	63,352	$2.46M	shares
QEMMSPDR INDEX SHS FDS	34,985	$2.27M	shares
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	20,561	$2.27M	shares
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE MID …	48,810	$2.23M	shares
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	395,099	$2.22M	shares
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	118,622	$2.2M	shares
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	147,635	$2.09M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	98,394	$2.08M	shares
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF	35,429	$2.01M	shares
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	11,198	$2.01M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	80,562	$1.99M	shares
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV	124,103	$1.96M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	35,118	$1.93M	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	54,119	$1.86M	shares
POWERSHARESPOWERSHARES	79,862	$1.81M	shares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	15,000	$1.79M	shares
FQF TRFQF TR	58,491	$1.78M	shares
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YL	126,056	$1.75M	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	14,195	$1.68M	shares
POWERSHARESPOWERSHARES	44,301	$1.62M	shares
GUGGENHEIM ETFGUGGENHEIM ETF	28,718	$1.56M	shares
GUGGENHEIM MID-CAP CORE ETFGUGGENHEIM MID-CAP CORE ETF	23,835	$1.55M	shares
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	61,105	$1.53M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	34,701	$1.52M	shares
Invesco Intl Developed Low …Invesco Intl Developed Low Vol	44,859	$1.49M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	56,586	$1.43M	shares
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD	64,886	$1.37M	shares
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG	40,058	$1.25M	shares
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	18,861	$1.22M	shares
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO	51,610	$1.22M	shares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	12,375	$1.22M	shares
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	31,287	$1.21M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	11,195	$1.19M	shares
Guggenheim BulletShares 202…Guggenheim BulletShares 2023 C	58,036	$1.18M	shares
RESOURCE CAP CORPRESOURCE CAP CORP	124,298	$1.18M	shares
ATHENEX INCATHENEX INC	69,307	$1.18M	shares
LEUCADIA NATL CORPLEUCADIA NATL CORP	46,227	$1.05M	shares
POWERSHARES ETF TRUST DIV A…POWERSHARES ETF TRUST DIV ACHV	41,129	$1.04M	shares
AMERICAN CAP SR FLOATING LTDAMERICAN CAP SR FLOATING LTD	92,698	$1.03M	shares
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI	54,504	$1.01M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	6,169	$976K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	43,778	$942K	shares
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	40,850	$878K	shares
WESTAR ENERGY INCWESTAR ENERGY INC	16,580	$870K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	10,338	$854K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	13,327	$832K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	17,348	$804K	shares
BulletShares 2024 CorporateBulletShares 2024 Corporate	39,531	$801K	shares
PROSHARES TRPROSHARES TR	63,102	$769K	shares
GUGGENHEIMGUGGENHEIM	14,331	$764K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	22,463	$701K	shares
ORBITAL ATK INCORBITAL ATK INC	5,218	$692K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	40,594	$691K	shares
DST SYS INC DELDST SYS INC DEL	8,065	$675K	shares
NUSTAR GP HOLDINGS LLCNUSTAR GP HOLDINGS LLC	56,777	$656K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-18-016044	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC