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LADENBURG THALMANN FINANCIAL SERVICES INC.

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13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,950,349,000 across 5,276 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 14.03% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-18-016044

Period
2018-09-30
Reported value
$12B
Holdings
5,276
Top 10 weight
14.03%
New
656
Sold out
634

Largest buys vs the previous quarter

SecurityShares changeApprox. value
QQQnew+706,564$131M
SPYGadded+2,331,362$89.1M
USMVadded+1,215,216$69.3M
RSPnew+584,619$62.4M
SHVadded+307,982$34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PowerShares QQQ Trust Unit …exited-761,368-$122M
MTUMreduced-505,721-$60.2M
Guggenheim S&P 500 Equal We…exited-586,613-$58.3M
POWERSHARES ETF TR II S&P50…exited-938,347-$39.8M
SCZreduced-606,942-$37.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001493152-18-016044, largest first. % of portfolio is the value over $11,950,349,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 448 shares; 2018Q2: 448 shares; 2018Q3: 7,000 shares 7,000$6K<0.01%+6,552Timeline
CROXCROCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 300 shares 300$6K<0.01%-200Timeline
OMEROMEROS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 275 shares 275$6K<0.01%+100Timeline
YPFYPF SOCIEDAD ANONIMAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 580 shares; 2018Q2: 580 shares; 2018Q3: 363 shares 363$6K<0.01%-217Timeline
PNBKPATRIOT NATL BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 260 shares 260$6K<0.01%newTimeline
OIIOCEANEERING INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 318 shares; 2018Q2: 318 shares; 2018Q3: 226 shares 226$6K<0.01%-92Timeline
TREELENDINGTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 357 shares; 2018Q2: 357 shares; 2018Q3: 23 shares 23$6K<0.01%-334Timeline
CENTACENTRAL GARDEN & PET COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 339 shares; 2018Q2: 339 shares; 2018Q3: 171 shares 171$6K<0.01%-168Timeline
ZTOZTO EXPRESS CAYMAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 508 shares; 2018Q2: 508 shares; 2018Q3: 345 shares 345$6K<0.01%-163Timeline
SVRASAVARA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares 500$6K<0.01%newTimeline
DANDANA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 799 shares; 2018Q2: 799 shares; 2018Q3: 327 shares 327$6K<0.01%-472Timeline
PBF LOGISTICS LPPBF LOGISTICS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 279 shares; 2018Q2: 279 shares; 2018Q3: 279 shares 279$6K<0.01%0
PREMIER INCPREMIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,559 shares; 2018Q2: 1,559 shares; 2018Q3: 124 shares 124$6K<0.01%-1,435
DAYDAYFORCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 164 shares 164$6K<0.01%newTimeline
LXULSB INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 625 shares; 2018Q2: 625 shares; 2018Q3: 625 shares 625$6K<0.01%0Timeline
ADVANCED DISP SVCS INC DELADVANCED DISP SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 243 shares 243$6K<0.01%new
WRIGHT MED GROUP N VWRIGHT MED GROUP N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 203 shares; 2018Q2: 203 shares; 2018Q3: 191 shares 191$6K<0.01%-12
AVALARA INCAVALARA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 180 shares 180$6K<0.01%new
UFPTUFP TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares 150$6K<0.01%0Timeline
VRAVERA BRADLEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 367 shares 367$6K<0.01%newTimeline
OFIXORTHOFIX MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$6K<0.01%newTimeline
ATLOAMES NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 242 shares 242$6K<0.01%+42Timeline
CHMGCHEMUNG FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 132 shares 132$6K<0.01%newTimeline
ARLOARLO TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 471 shares 471$6K<0.01%newTimeline
KEKIMBALL ELECTRONICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 129 shares; 2018Q2: 129 shares; 2018Q3: 300 shares 300$6K<0.01%+171Timeline
ONEOSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 80 shares; 2018Q2: 80 shares; 2018Q3: 80 shares 80$6K<0.01%0Timeline
AUDCAUDIOCODES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 625 shares 625$6K<0.01%newTimeline
VFMVVANGUARD WELLINGTON FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 66 shares 66$6K<0.01%newTimeline
ESPESPEY MFG & ELECTRS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$6K<0.01%0Timeline
DBEZDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 188 shares; 2018Q2: 188 shares; 2018Q3: 188 shares 188$6K<0.01%0Timeline
AFKVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300$6K<0.01%0Timeline
EATON VANCE N J MUN BD FDEATON VANCE N J MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 508 shares 508$6K<0.01%new
TESARO INCTESARO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 245 shares; 2018Q2: 245 shares; 2018Q3: 151 shares 151$6K<0.01%-94
AKORN INCAKORN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 601 shares; 2018Q2: 601 shares; 2018Q3: 520 shares 520$6K<0.01%-81
ABERDEENABERDEENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 972 shares; 2018Q2: 972 shares; 2018Q3: 984 shares 984$6K<0.01%+12
INVESTORS BANCORP, INC.INVESTORS BANCORP, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 535 shares 535$6K<0.01%new
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$6K<0.01%new
HANGER INCHANGER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$6K<0.01%new
EBEVENTBRITE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 152 shares 152$6K<0.01%newTimeline
ONCYONCOLYTICS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,390 shares 1,390$6K<0.01%newTimeline
FARMFARMER BROS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 634 shares; 2018Q2: 634 shares; 2018Q3: 244 shares 244$6K<0.01%-390Timeline
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,686 shares; 2018Q2: 1,686 shares; 2018Q3: 674 shares 674$6K<0.01%-1,012
SCYNEXIS INC COM NEWSCYNEXIS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,250 shares; 2018Q2: 5,250 shares; 2018Q3: 5,250 shares 5,250$6K<0.01%0
UBS AG LONDON BRHUBS AG LONDON BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 355 shares; 2018Q2: 355 shares; 2018Q3: 355 shares 355$6K<0.01%0
DBV TECHNOLOGIES S ADBV TECHNOLOGIES S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 270 shares; 2018Q2: 270 shares; 2018Q3: 270 shares 270$6K<0.01%0
ALTISOURCE PORTFOLIO SOLNS SALTISOURCE PORTFOLIO SOLNS SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 179 shares; 2018Q2: 179 shares; 2018Q3: 179 shares 179$6K<0.01%0
K12 INCK12 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 251 shares; 2018Q2: 251 shares; 2018Q3: 370 shares 370$6K<0.01%+119
OSIRIS THERAPEUTICS INC NEWOSIRIS THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 500 shares 500$6K<0.01%new
KNOLL INCKNOLL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 248 shares 248$6K<0.01%-2
DURECT CORPDURECT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares 5,000$6K<0.01%0
ORITANI FINANCIAL CORPORITANI FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 400 shares 400$6K<0.01%new
Cbs Corporation Cl A NewCbs Corporation Cl A NewQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 94 shares; 2018Q2: 94 shares; 2018Q3: 94 shares 94$6K<0.01%0
BLACKROCK NY MUN INCOME TR IBLACKROCK NY MUN INCOME TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,181 shares; 2018Q2: 8,181 shares; 2018Q3: 448 shares 448$6K<0.01%-7,733
BLACKROCK NY MUNI INC QLTY TBLACKROCK NY MUNI INC QLTY TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,406 shares; 2018Q2: 9,406 shares; 2018Q3: 480 shares 480$6K<0.01%-8,926
SHILOH INDUSTRIES INCSHILOH INDUSTRIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,075 shares; 2018Q2: 1,075 shares; 2018Q3: 500 shares 500$6K<0.01%-575
ISRAMCO INCISRAMCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 50 shares 50$6K<0.01%0
MANNING + NAPIER INCMANNING + NAPIER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,911 shares; 2018Q2: 1,911 shares; 2018Q3: 1,911 shares 1,911$6K<0.01%0
CAMBIUM LEARNING GRP INC COMCAMBIUM LEARNING GRP INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 468 shares 468$6K<0.01%new
GLOBAL X FDS GLB XGLOBAL X FDS GLB XQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 600 shares 600$6K<0.01%-300
AROTECH CORPAROTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,600 shares; 2018Q2: 1,600 shares; 2018Q3: 1,800 shares 1,800$6K<0.01%+200
IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 350 shares; 2018Q2: 350 shares; 2018Q3: 250 shares 250$6K<0.01%-100
SYNLOGIC INCSYNLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 425 shares; 2018Q2: 425 shares; 2018Q3: 425 shares 425$6K<0.01%0
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 135 shares 135$6K<0.01%-115
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,445 shares; 2018Q2: 6,445 shares; 2018Q3: 6,445 shares 6,445$6K<0.01%0
CONATUS PHARMACEUTICALS INCCONATUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$6K<0.01%0
FUELCELL ENERGY INCFUELCELL ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,026 shares; 2018Q2: 6,026 shares; 2018Q3: 6,107 shares 6,107$6K<0.01%+81
COVIA HLDGS CORPCOVIA HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 700 shares 700$6K<0.01%new
AETHLON MED INCAETHLON MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares; 2018Q3: 5,000 shares 5,000$6K<0.01%0
NEUROTROPE INCNEUROTROPE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 675 shares; 2018Q2: 675 shares; 2018Q3: 675 shares 675$6K<0.01%0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 125 shares 125$6K<0.01%new
NAVIOS MARITIME HLDGS INCNAVIOS MARITIME HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$6K<0.01%0
AMKRAMKOR TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 849 shares; 2018Q2: 849 shares; 2018Q3: 705 shares 705$5K<0.01%-144Timeline
SMPLSIMPLY GOOD FOODS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 152 shares; 2018Q2: 152 shares; 2018Q3: 301 shares 301$5K<0.01%+149Timeline
DSGXDESCARTES SYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 246 shares; 2018Q2: 246 shares; 2018Q3: 154 shares 154$5K<0.01%-92Timeline
CHTCHUNGHWA TELECOM CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 131 shares; 2018Q2: 131 shares; 2018Q3: 131 shares 131$5K<0.01%0Timeline
PSOPEARSON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,124 shares; 2018Q2: 1,124 shares; 2018Q3: 450 shares 450$5K<0.01%-674Timeline
MODMODINE MFG COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 371 shares; 2018Q2: 371 shares; 2018Q3: 369 shares 369$5K<0.01%-2Timeline
HRIHERC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 419 shares; 2018Q2: 419 shares; 2018Q3: 100 shares 100$5K<0.01%-319Timeline
AUPHAURINIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 700 shares 700$5K<0.01%0Timeline
BRF SABRF SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,613 shares; 2018Q2: 1,613 shares; 2018Q3: 875 shares 875$5K<0.01%-738
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 684 shares; 2018Q2: 684 shares; 2018Q3: 685 shares 685$5K<0.01%+1
CARAVIS BUDGET GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 292 shares; 2018Q2: 292 shares; 2018Q3: 170 shares 170$5K<0.01%-122Timeline
ABMABM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 147 shares; 2018Q2: 147 shares; 2018Q3: 147 shares 147$5K<0.01%0Timeline
AWIARMSTRONG WORLD INDS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 75 shares 75$5K<0.01%-175Timeline
FCNFTI CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 45 shares; 2018Q2: 45 shares; 2018Q3: 64 shares 64$5K<0.01%+19Timeline
OISOIL STS INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares; 2018Q3: 156 shares 156$5K<0.01%+133Timeline
THRMGENTHERM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 105 shares; 2018Q2: 105 shares; 2018Q3: 105 shares 105$5K<0.01%0Timeline
NWSNEWS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 489 shares; 2018Q2: 489 shares; 2018Q3: 403 shares 403$5K<0.01%-86Timeline
CVLGCOVENANT LOGISTICS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,155 shares; 2018Q2: 1,155 shares; 2018Q3: 155 shares 155$5K<0.01%-1,000Timeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,384 shares; 2018Q2: 2,384 shares; 2018Q3: 388 shares 388$5K<0.01%-1,996Timeline
UMHUMH PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300$5K<0.01%0Timeline
GOGOGOGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,001 shares; 2018Q2: 1,001 shares; 2018Q3: 1,095 shares 1,095$5K<0.01%+94Timeline
BVBRIGHTVIEW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$5K<0.01%newTimeline
BLNKBLINK CHARGING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,195 shares 2,195$5K<0.01%newTimeline
SCSSTEELCASE INC-CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 246 shares; 2018Q2: 246 shares; 2018Q3: 246 shares 246$5K<0.01%0Timeline
AMSFAMERISAFE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 852 shares; 2018Q2: 852 shares; 2018Q3: 80 shares 80$5K<0.01%-772Timeline
AARONS INCAARONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 87 shares 87$5K<0.01%-61
AMPHAMPHASTAR PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 266 shares; 2018Q2: 266 shares; 2018Q3: 266 shares 266$5K<0.01%0Timeline
BLUEPRINT MEDICINES CORPBLUEPRINT MEDICINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares; 2018Q3: 67 shares 67$5K<0.01%+17
LEN-BLENNAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 71 shares; 2018Q2: 71 shares; 2018Q3: 99 shares 99$5K<0.01%+28Timeline
UVSPUNIVEST FINANCIAL CORPORATIOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 693 shares; 2018Q2: 693 shares; 2018Q3: 196 shares 196$5K<0.01%-497Timeline
BHBIGLARI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 28 shares 28$5K<0.01%newTimeline
REXREX AMERICAN RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 84 shares; 2018Q2: 84 shares; 2018Q3: 70 shares 70$5K<0.01%-14Timeline
RGCORGC RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$5K<0.01%0Timeline
MBUUMALIBU BOATS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$5K<0.01%newTimeline
MAGAETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 185 shares; 2018Q2: 185 shares; 2018Q3: 185 shares 185$5K<0.01%0Timeline
PSCIINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 70 shares 70$5K<0.01%newTimeline
DEUSDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,108 shares; 2018Q2: 11,108 shares; 2018Q3: 154 shares 154$5K<0.01%-10,954Timeline
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$5K<0.01%new
RMCFROCKY MTN CHOCOLATE FACTORYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 735 shares; 2018Q2: 735 shares; 2018Q3: 525 shares 525$5K<0.01%-210Timeline
CEETHE CENTRAL AND EASTERN EU IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,200 shares; 2018Q2: 1,200 shares; 2018Q3: 200 shares 200$5K<0.01%-1,000Timeline
VBNDETF SER SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96 shares; 2018Q2: 96 shares; 2018Q3: 96 shares 96$5K<0.01%0Timeline
Mersana Therapeutics IncMersana Therapeutics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 450 shares 450$5K<0.01%new
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 297 shares; 2018Q2: 297 shares; 2018Q3: 797 shares 797$5K<0.01%+500
CLEAR CHANNEL OUTDOOR HLDGSCLEAR CHANNEL OUTDOOR HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 818 shares; 2018Q2: 818 shares; 2018Q3: 818 shares 818$5K<0.01%0
SANDY SPRING BANCORP INCSANDY SPRING BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 123 shares 123$5K<0.01%new
CARDTRONICS PLCCARDTRONICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 731 shares; 2018Q2: 731 shares; 2018Q3: 156 shares 156$5K<0.01%-575
GLU MOBILE INCGLU MOBILE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares; 2018Q3: 700 shares 700$5K<0.01%0
RIGEL PHARMACEUTICALS INCRIGEL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,405 shares; 2018Q2: 1,405 shares; 2018Q3: 1,405 shares 1,405$5K<0.01%0
KALA BIO INC COMKALA BIO INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$5K<0.01%0
MODEL N INCMODEL N INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$5K<0.01%new
FIRST LONG IS CORPFIRST LONG IS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 805 shares; 2018Q2: 805 shares; 2018Q3: 215 shares 215$5K<0.01%-590
AVON PRODS INCAVON PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,181 shares; 2018Q2: 1,181 shares; 2018Q3: 2,154 shares 2,154$5K<0.01%+973
CITIUS PHARMACEUTICALS INCCITIUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,000 shares 3,000$5K<0.01%new
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,647 shares 3,647$5K<0.01%new
PARTY CITY HOLDCO INCPARTY CITY HOLDCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares 400$5K<0.01%0
ICONIX BRAND GROUP INCICONIX BRAND GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,126 shares; 2018Q2: 11,126 shares; 2018Q3: 17,526 shares 17,526$5K<0.01%+6,400
Zagg, Inc.Zagg, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 320 shares 320$5K<0.01%-180
SGYPQSYNERGY PHARMACEUTICALS DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,672 shares; 2018Q2: 4,672 shares; 2018Q3: 3,000 shares 3,000$5K<0.01%-1,672Timeline
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,800 shares; 2018Q2: 2,800 shares; 2018Q3: 2,800 shares 2,800$5K<0.01%0
RTI BIOLOGICS INCRTI BIOLOGICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$5K<0.01%0
CHANNELADVISOR CORPCHANNELADVISOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,200 shares; 2018Q2: 5,200 shares; 2018Q3: 338 shares 338$5K<0.01%-4,862
BSQUARE CORPBSQUARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,308 shares; 2018Q2: 2,308 shares; 2018Q3: 2,308 shares 2,308$5K<0.01%0
STATE AUTO FINANCIAL CORPSTATE AUTO FINANCIAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 131 shares; 2018Q2: 131 shares; 2018Q3: 180 shares 180$5K<0.01%+49
QAD INC-AQAD INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 84 shares 84$5K<0.01%+71
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 481 shares; 2018Q2: 481 shares; 2018Q3: 481 shares 481$5K<0.01%0
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28 shares; 2018Q2: 28 shares; 2018Q3: 28 shares 28$5K<0.01%0
BANCORP NEW JERSEY INC NEWBANCORP NEW JERSEY INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 262 shares; 2018Q2: 262 shares; 2018Q3: 275 shares 275$5K<0.01%+13
VERSO CORPVERSO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 747 shares; 2018Q2: 747 shares; 2018Q3: 140 shares 140$5K<0.01%-607
RENOVARE ENVIRONMENTAL IRENOVARE ENVIRONMENTAL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,550 shares 1,550$5K<0.01%new
AXS CHANGE FINANCE ESG ETFAXS CHANGE FINANCE ESG ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 229 shares; 2018Q2: 229 shares; 2018Q3: 229 shares 229$5K<0.01%0
GCP APPLIED TECHNOLOGIES INCGCP APPLIED TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 394 shares; 2018Q2: 394 shares; 2018Q3: 172 shares 172$5K<0.01%-222
HULL TACTICAL US ETFHULL TACTICAL US ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 186 shares; 2018Q2: 186 shares; 2018Q3: 186 shares 186$5K<0.01%0
NABRIVA THERAPEUTICS PLCNABRIVA THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2,000 shares 2,000$5K<0.01%new
EXTRACTION OIL AND GAS INCEXTRACTION OIL AND GAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares 400$5K<0.01%0
MOTUS GI HLDGS INCMOTUS GI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$5K<0.01%new
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$5K<0.01%new
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 203 shares 203$5K<0.01%+3
DBX ETF TRDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 128 shares; 2018Q2: 128 shares; 2018Q3: 205 shares 205$5K<0.01%+77
INVESCO CURNCYSHS SNGPORE DLINVESCO CURNCYSHS SNGPORE DLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 70 shares 70$5K<0.01%new
PRTAPROTHENA CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 497 shares; 2018Q2: 497 shares; 2018Q3: 308 shares 308$4K<0.01%-189Timeline
ODCOIL DRI CORP AMERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 211 shares; 2018Q2: 211 shares; 2018Q3: 101 shares 101$4K<0.01%-110Timeline
DNLIDENALI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$4K<0.01%newTimeline
BCRXBIOCRYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 389 shares; 2018Q2: 389 shares; 2018Q3: 489 shares 489$4K<0.01%+100Timeline
HOSHORNBECK OFFSHORE SERVICES IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares 400$4K<0.01%0Timeline
PRIMPRIMORIS SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 294 shares; 2018Q2: 294 shares; 2018Q3: 163 shares 163$4K<0.01%-131Timeline
NXQUANEX BLDG PRODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 669 shares; 2018Q2: 669 shares; 2018Q3: 234 shares 234$4K<0.01%-435Timeline
AQNALGONQUIN POWER & UTILITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 377 shares; 2018Q2: 377 shares; 2018Q3: 377 shares 377$4K<0.01%0Timeline
SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 304 shares 304$4K<0.01%new
WTIW & T OFFSHORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 846 shares; 2018Q2: 846 shares; 2018Q3: 461 shares 461$4K<0.01%-385Timeline
TENBTENABLE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 99 shares 99$4K<0.01%newTimeline
BANFBANCFIRST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 62 shares; 2018Q2: 62 shares; 2018Q3: 60 shares 60$4K<0.01%-2Timeline
PARRPAR PAC HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 598 shares; 2018Q2: 598 shares; 2018Q3: 189 shares 189$4K<0.01%-409Timeline
SBCFSEACOAST BKG CORP FLAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares; 2018Q3: 139 shares 139$4K<0.01%+99Timeline
BSRRSIERRA BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 125 shares 125$4K<0.01%0Timeline
CVSACOVISTA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81 shares 81$4K<0.01%newTimeline
BELFBBEL FUSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 150 shares 150$4K<0.01%newTimeline
ENVAENOVA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,832 shares; 2018Q2: 1,832 shares; 2018Q3: 169 shares 169$4K<0.01%-1,663Timeline
DXPEDXP ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 105 shares; 2018Q2: 105 shares; 2018Q3: 105 shares 105$4K<0.01%0Timeline
XSWSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 528 shares; 2018Q2: 528 shares; 2018Q3: 40 shares 40$4K<0.01%-488Timeline
SXISTANDEX INTL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 41 shares 41$4K<0.01%-84Timeline
STCSTEWART INFORMATION SVCS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96 shares; 2018Q2: 96 shares; 2018Q3: 96 shares 96$4K<0.01%0Timeline
HCIHCI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 174 shares; 2018Q2: 174 shares; 2018Q3: 100 shares 100$4K<0.01%-74Timeline
WLYWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 157 shares; 2018Q2: 157 shares; 2018Q3: 63 shares 63$4K<0.01%-94Timeline
VLTINVESCO HIGH INCOME TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,306 shares; 2018Q2: 1,306 shares; 2018Q3: 306 shares 306$4K<0.01%-1,000Timeline
JACKJACK IN THE BOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 398 shares; 2018Q2: 398 shares; 2018Q3: 50 shares 50$4K<0.01%-348Timeline
QTS RLTY TR INCQTS RLTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 57 shares; 2018Q2: 57 shares; 2018Q3: 92 shares 92$4K<0.01%+35
JYNTJOINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares; 2018Q3: 500 shares 500$4K<0.01%-400Timeline
PARPAR TECHNOLOGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$4K<0.01%newTimeline
DFINDONNELLEY FINL SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 566 shares; 2018Q2: 566 shares; 2018Q3: 223 shares 223$4K<0.01%-343Timeline
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 166 shares; 2018Q2: 166 shares; 2018Q3: 185 shares 185$4K<0.01%+19Timeline
TBRGTRUBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 207 shares; 2018Q2: 207 shares; 2018Q3: 156 shares 156$4K<0.01%-51Timeline
MGMISTRAS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$4K<0.01%0Timeline
LARKLANDMARK BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 141 shares 141$4K<0.01%newTimeline
PESIPERMA-FIX ENVIRONMENTAL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 860 shares; 2018Q2: 860 shares; 2018Q3: 860 shares 860$4K<0.01%0Timeline
ACUACME UTD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 210 shares; 2018Q2: 210 shares; 2018Q3: 210 shares 210$4K<0.01%0Timeline
GTNGRAY MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$4K<0.01%0Timeline
NPKINPK INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 360 shares; 2018Q2: 360 shares; 2018Q3: 360 shares 360$4K<0.01%0Timeline
CSVCARRIAGE SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 174 shares; 2018Q2: 174 shares; 2018Q3: 176 shares 176$4K<0.01%+2Timeline
SPPPSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$4K<0.01%0Timeline
HTTHIGH TEMPLAR TECHNOLOGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 960 shares; 2018Q2: 960 shares; 2018Q3: 830 shares 830$4K<0.01%-130Timeline
GILTGILAT SATELLITE NETWORKS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$4K<0.01%0Timeline
EUHYISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 331 shares; 2018Q2: 331 shares; 2018Q3: 78 shares 78$4K<0.01%-253Timeline
LSAKLESAKA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 510 shares; 2018Q2: 510 shares; 2018Q3: 510 shares 510$4K<0.01%0Timeline
DRNDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,365 shares; 2018Q2: 3,365 shares; 2018Q3: 201 shares 201$4K<0.01%-3,164Timeline
ASEAGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 225 shares; 2018Q2: 225 shares; 2018Q3: 225 shares 225$4K<0.01%0Timeline
EDOGALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$4K<0.01%newTimeline
AGNGGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 175 shares 175$4K<0.01%0Timeline
CVVCVD EQUIP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares; 2018Q3: 600 shares 600$4K<0.01%0Timeline
KARSKRANESHARES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 160 shares; 2018Q2: 160 shares; 2018Q3: 160 shares 160$4K<0.01%0Timeline
RCGRENN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,310 shares; 2018Q2: 2,310 shares; 2018Q3: 2,310 shares 2,310$4K<0.01%0Timeline
PROPROS Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 125 shares 125$4K<0.01%newTimeline
REVGREV GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 241 shares; 2018Q2: 241 shares; 2018Q3: 242 shares 242$4K<0.01%+1Timeline
TAHOE RES INCTAHOE RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,536 shares; 2018Q2: 1,536 shares; 2018Q3: 1,352 shares 1,352$4K<0.01%-184
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 971 shares 971$4K<0.01%new
INNOPHOS HOLDINGS INCINNOPHOS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 118 shares; 2018Q2: 118 shares; 2018Q3: 89 shares 89$4K<0.01%-29
TILE SHOP HLDGS INCTILE SHOP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 550 shares; 2018Q2: 550 shares; 2018Q3: 550 shares 550$4K<0.01%0
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$4K<0.01%0
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,954 shares; 2018Q2: 2,954 shares; 2018Q3: 3,134 shares 3,134$4K<0.01%+180
INVACARE CORPINVACARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300$4K<0.01%0
MERITOR INCMERITOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,441 shares; 2018Q2: 3,441 shares; 2018Q3: 212 shares 212$4K<0.01%-3,229
MID-CON ENERGY PARTNERS LPMID-CON ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,758 shares; 2018Q2: 2,758 shares; 2018Q3: 2,758 shares 2,758$4K<0.01%0
Gulfport EnergyGulfport EnergyQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 906 shares; 2018Q2: 906 shares; 2018Q3: 430 shares 430$4K<0.01%-476
MAIDEN HOLDINGS LTDMAIDEN HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,630 shares; 2018Q2: 3,630 shares; 2018Q3: 1,400 shares 1,400$4K<0.01%-2,230
CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 360 shares 360$4K<0.01%+60
SP PLUS CORPSP PLUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 238 shares; 2018Q2: 238 shares; 2018Q3: 124 shares 124$4K<0.01%-114
INTERSECT ENT INCINTERSECT ENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 124 shares 124$4K<0.01%new
PLURALSIGHT INCPLURALSIGHT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 122 shares 122$4K<0.01%new
REVLON INCREVLON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$4K<0.01%0
TITAN MED INCTITAN MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,985 shares 1,985$4K<0.01%new
QUANTUM CORPQUANTUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,662 shares; 2018Q2: 1,662 shares; 2018Q3: 1,662 shares 1,662$4K<0.01%0
TECH DATA CORPTECH DATA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 211 shares; 2018Q2: 211 shares; 2018Q3: 53 shares 53$4K<0.01%-158
ELLIE MAE INCELLIE MAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76 shares; 2018Q2: 76 shares; 2018Q3: 47 shares 47$4K<0.01%-29
FRANCESCAS HLDGS CORPFRANCESCAS HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$4K<0.01%0
ASPEN INSURANCE HOLDINGS LTDASPEN INSURANCE HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 77 shares; 2018Q2: 77 shares; 2018Q3: 87 shares 87$4K<0.01%+10
Castle Brands IncCastle Brands IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 4,000 shares 4,000$4K<0.01%0
Viacom Inc Cl AViacom Inc Cl AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,225 shares; 2018Q2: 2,225 shares; 2018Q3: 119 shares 119$4K<0.01%-2,106
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,022 shares; 2018Q2: 3,022 shares; 2018Q3: 3,003 shares 3,003$4K<0.01%-19
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,077 shares; 2018Q2: 1,077 shares; 2018Q3: 646 shares 646$4K<0.01%-431
SYSTEMAX INCSYSTEMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,313 shares; 2018Q2: 2,313 shares; 2018Q3: 130 shares 130$4K<0.01%-2,183
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,945 shares; 2018Q2: 1,945 shares; 2018Q3: 2,064 shares 2,064$4K<0.01%+119
POINTER TELOCATION LTDPOINTER TELOCATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 875 shares; 2018Q2: 875 shares; 2018Q3: 275 shares 275$4K<0.01%-600
DIREXION SHS EXCH TRD FD DA…DIREXION SHS EXCH TRD FD DAILY 30…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$4K<0.01%0
MITEL NETWORKS CORPMITEL NETWORKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 385 shares; 2018Q2: 385 shares; 2018Q3: 385 shares 385$4K<0.01%0
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 450 shares; 2018Q2: 450 shares; 2018Q3: 450 shares 450$4K<0.01%0
ERLFFENTREE RES LTD COM (CAN)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11,200 shares; 2018Q2: 11,200 shares; 2018Q3: 11,200 shares 11,200$4K<0.01%0Timeline
STRATA SKIN SCIENCES INCSTRATA SKIN SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$4K<0.01%new
AMERICAN RENAL ASSOCIATES HOAMERICAN RENAL ASSOCIATES HOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 223 shares; 2018Q2: 223 shares; 2018Q3: 193 shares 193$4K<0.01%-30
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS CORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,323 shares; 2018Q2: 1,323 shares; 2018Q3: 340 shares 340$4K<0.01%-983
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 95 shares; 2018Q2: 95 shares; 2018Q3: 200 shares 200$4K<0.01%+105
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 170 shares 170$4K<0.01%new
AKARI THERAPEUTICS PLCAKARI THERAPEUTICS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,500 shares 1,500$4K<0.01%new
AZURRX BIOPHARMA INCAZURRX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 1,500 shares 1,500$4K<0.01%0
FTS INTERNATIONAL INCFTS INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 304 shares 304$4K<0.01%new
BLUE HILLS BANCORP INCBLUE HILLS BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 227 shares; 2018Q2: 227 shares; 2018Q3: 149 shares 149$4K<0.01%-78
ANTERO MIDSTREAM GP LPANTERO MIDSTREAM GP LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 218 shares 218$4K<0.01%+43
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 565 shares; 2018Q2: 565 shares; 2018Q3: 200 shares 200$4K<0.01%-365
COMSTOCK MNG INCCOMSTOCK MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25,827 shares; 2018Q2: 25,827 shares; 2018Q3: 25,827 shares 25,827$4K<0.01%0
ETF SER SOLUTIONS APTUS FOR…ETF SER SOLUTIONS APTUS FORTIFIEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 150 shares 150$4K<0.01%new
CANADIAN SOLAR INCCANADIAN SOLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,000 shares; 2018Q2: 4,000 shares; 2018Q3: 4,000 shares 4,000$4K<0.01%0
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 174 shares; 2018Q2: 174 shares; 2018Q3: 181 shares 181$4K<0.01%+7
ALPS ETF TRALPS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$4K<0.01%new
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 750 shares; 2018Q2: 750 shares; 2018Q3: 250 shares 250$4K<0.01%-500
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,689 shares; 2018Q2: 5,689 shares; 2018Q3: 1,083 shares 1,083$4K<0.01%-4,606
TKCTURKCELL ILETISIMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 416 shares; 2018Q2: 416 shares; 2018Q3: 628 shares 628$3K<0.01%+212Timeline
UMCUNITED MICROELECTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,950 shares; 2018Q2: 1,950 shares; 2018Q3: 1,045 shares 1,045$3K<0.01%-905Timeline
NVMINOVA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 100 shares 100$3K<0.01%-150Timeline
WCCWESCO INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares; 2018Q3: 56 shares 56$3K<0.01%-194Timeline
MOVMOVADO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 198 shares; 2018Q2: 198 shares; 2018Q3: 83 shares 83$3K<0.01%-115Timeline
GGBGERDAU SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,505 shares; 2018Q2: 2,505 shares; 2018Q3: 832 shares 832$3K<0.01%-1,673Timeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6,950 shares; 2018Q2: 6,950 shares; 2018Q3: 1,446 shares 1,446$3K<0.01%-5,504Timeline
IQDGWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 106 shares; 2018Q2: 106 shares; 2018Q3: 106 shares 106$3K<0.01%0Timeline
BRXBRIXMOR PPTY GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,312 shares; 2018Q2: 1,312 shares; 2018Q3: 171 shares 171$3K<0.01%-1,141Timeline
SHOESHOE STA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 89 shares 89$3K<0.01%newTimeline
ARAYACCURAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,591 shares; 2018Q2: 2,591 shares; 2018Q3: 750 shares 750$3K<0.01%-1,841Timeline
ASTEASTEC INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 111 shares; 2018Q2: 111 shares; 2018Q3: 54 shares 54$3K<0.01%-57Timeline
KODKEASTMAN KODAK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,025 shares; 2018Q2: 1,025 shares; 2018Q3: 1,125 shares 1,125$3K<0.01%+100Timeline
ICFIICF INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 41 shares 41$3K<0.01%newTimeline
VPGVISHAY PRECISION GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 124 shares; 2018Q2: 124 shares; 2018Q3: 83 shares 83$3K<0.01%-41Timeline
KALUKAISER ALUMINIUM CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 81 shares; 2018Q2: 81 shares; 2018Q3: 28 shares 28$3K<0.01%-53Timeline
TACTRANSALTA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 530 shares; 2018Q2: 530 shares; 2018Q3: 530 shares 530$3K<0.01%0Timeline
ENCORE WIRE CORPENCORE WIRE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 144 shares; 2018Q2: 144 shares; 2018Q3: 70 shares 70$3K<0.01%-74
UEICUNIVERSAL ELECTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 188 shares; 2018Q2: 188 shares; 2018Q3: 74 shares 74$3K<0.01%-114Timeline
CUBIC CORPCUBIC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 115 shares; 2018Q2: 115 shares; 2018Q3: 42 shares 42$3K<0.01%-73
RRGBRED ROBIN GOURMET BURGERS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 167 shares; 2018Q2: 167 shares; 2018Q3: 75 shares 75$3K<0.01%-92Timeline
WLDNWILLDAN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$3K<0.01%0Timeline
AXTIAXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 450 shares; 2018Q2: 450 shares; 2018Q3: 450 shares 450$3K<0.01%0Timeline
EZPWEZCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 325 shares 325$3K<0.01%newTimeline
BMABANCO MACRO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 68 shares; 2018Q2: 68 shares; 2018Q3: 68 shares 68$3K<0.01%0Timeline
DGICADONEGAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 181 shares; 2018Q2: 181 shares; 2018Q3: 185 shares 185$3K<0.01%+4Timeline
NFBKNORTHFIELD BANCORP INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 177 shares; 2018Q2: 177 shares; 2018Q3: 179 shares 179$3K<0.01%+2Timeline
BXCBLUELINX HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$3K<0.01%0Timeline
TRCTEJON RANCH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 121 shares; 2018Q2: 121 shares; 2018Q3: 121 shares 121$3K<0.01%0Timeline
CPSCOOPER-STANDARD HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 55 shares; 2018Q2: 55 shares; 2018Q3: 27 shares 27$3K<0.01%-28Timeline
EQBKEQUITY BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 76 shares 76$3K<0.01%newTimeline
DBAWDBX ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29,896 shares; 2018Q2: 29,896 shares; 2018Q3: 121 shares 121$3K<0.01%-29,775Timeline
DDLSWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$3K<0.01%0Timeline
PFIGINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 140 shares 140$3K<0.01%newTimeline
TGENTECOGEN INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$3K<0.01%0Timeline
FLLFULL HSE RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$3K<0.01%0Timeline
COMBGRANITESHARES ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 110 shares 110$3K<0.01%newTimeline
SNDSMART SAND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,200 shares; 2018Q2: 1,200 shares; 2018Q3: 850 shares 850$3K<0.01%-350Timeline
ULBIULTRALIFE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares 400$3K<0.01%0Timeline
HOUSANYWHERE REAL ESTATE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 314 shares; 2018Q2: 314 shares; 2018Q3: 152 shares 152$3K<0.01%-162Timeline
CHICOS FAS INCCHICOS FAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 375 shares; 2018Q2: 375 shares; 2018Q3: 415 shares 415$3K<0.01%+40
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,093 shares; 2018Q2: 3,093 shares; 2018Q3: 193 shares 193$3K<0.01%-2,900
EXPRESS INCEXPRESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 282 shares 282$3K<0.01%new
CHKRCHESAPEAKE GRANITE WASH TR COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,257 shares; 2018Q2: 2,257 shares; 2018Q3: 2,257 shares 2,257$3K<0.01%0Timeline
INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares; 2018Q3: 150 shares 150$3K<0.01%0
CEL-SCI CORPCEL-SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 664 shares; 2018Q2: 664 shares; 2018Q3: 664 shares 664$3K<0.01%0
ASANKO GOLD INCASANKO GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,800 shares; 2018Q2: 5,800 shares; 2018Q3: 4,000 shares 4,000$3K<0.01%-1,800
PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 625 shares; 2018Q2: 625 shares; 2018Q3: 625 shares 625$3K<0.01%0
COMPUTER TASK GROUP INCCOMPUTER TASK GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,310 shares; 2018Q2: 5,310 shares; 2018Q3: 560 shares 560$3K<0.01%-4,750
INNERWORKINGS INCINNERWORKINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 239 shares; 2018Q2: 239 shares; 2018Q3: 388 shares 388$3K<0.01%+149
TUESDAY MORNING CORPTUESDAY MORNING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,050 shares; 2018Q2: 1,050 shares; 2018Q3: 1,050 shares 1,050$3K<0.01%0
ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 179 shares; 2018Q2: 179 shares; 2018Q3: 85 shares 85$3K<0.01%-94
EPIZYME INCEPIZYME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 450 shares; 2018Q2: 450 shares; 2018Q3: 250 shares 250$3K<0.01%-200
EXONE COEXONE COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 364 shares; 2018Q2: 364 shares; 2018Q3: 364 shares 364$3K<0.01%0
GLATFELTERGLATFELTERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 107 shares; 2018Q2: 107 shares; 2018Q3: 136 shares 136$3K<0.01%+29
SIGMATRON INTL INCSIGMATRON INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 595 shares 595$3K<0.01%new
NAVIGATORS GROUP INCNAVIGATORS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 40 shares 40$3K<0.01%new
Ampio PharmaceuticalsAmpio PharmaceuticalsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 8,000 shares; 2018Q2: 8,000 shares; 2018Q3: 6,400 shares 6,400$3K<0.01%-1,600
USA TECHNOLOGIES INCUSA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,023 shares; 2018Q2: 9,023 shares; 2018Q3: 450 shares 450$3K<0.01%-8,573
SANDRIDGE MISSISSIPPIAN TR ISANDRIDGE MISSISSIPPIAN TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,500 shares; 2018Q2: 2,500 shares; 2018Q3: 2,500 shares 2,500$3K<0.01%0
WESTERN ASSET VAR RT STRG FDWESTERN ASSET VAR RT STRG FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 168 shares; 2018Q2: 168 shares; 2018Q3: 168 shares 168$3K<0.01%0
CELJFCELLCOM ISRAEL LTD ORD SHS (ISQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares; 2018Q3: 400 shares 400$3K<0.01%0Timeline
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 327 shares; 2018Q2: 327 shares; 2018Q3: 327 shares 327$3K<0.01%0
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 183 shares; 2018Q2: 183 shares; 2018Q3: 183 shares 183$3K<0.01%0
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 327 shares 327$3K<0.01%new
COLUMBIA ETF TR ICOLUMBIA ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares; 2018Q3: 120 shares 120$3K<0.01%0
ZOGENIX INC.ZOGENIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 60 shares; 2018Q2: 60 shares; 2018Q3: 61 shares 61$3K<0.01%+1
EIDOS THERAPEUTICS INC.EIDOS THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$3K<0.01%new
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 420 shares; 2018Q2: 420 shares; 2018Q3: 335 shares 335$3K<0.01%-85
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 209 shares; 2018Q2: 209 shares; 2018Q3: 111 shares 111$3K<0.01%-98
GENETIC TECHNOLOGIES LTDGENETIC TECHNOLOGIES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,750 shares; 2018Q2: 2,750 shares; 2018Q3: 2,750 shares 2,750$3K<0.01%0
APTINYX INCAPTINYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$3K<0.01%new
NXT-ID INCNXT-ID INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000$3K<0.01%0
WILLSCOT CORPWILLSCOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$3K<0.01%new
TELIGENT INC NEWTELIGENT INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 767 shares; 2018Q2: 767 shares; 2018Q3: 645 shares 645$3K<0.01%-122
MCBC HLDGS INCMCBC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54 shares; 2018Q2: 54 shares; 2018Q3: 83 shares 83$3K<0.01%+29
CREDIT SUISSE NASSAU BRANCHCREDIT SUISSE NASSAU BRANCHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$3K<0.01%0
EATON VANCE HIGH INCOME 2021EATON VANCE HIGH INCOME 2021Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300$3K<0.01%0
FANG HOLDING-ADRFANG HOLDING-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,091 shares; 2018Q2: 1,091 shares; 2018Q3: 990 shares 990$3K<0.01%-101
NEOS THERAPEUTICS INCNEOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 562 shares; 2018Q2: 562 shares; 2018Q3: 520 shares 520$3K<0.01%-42
ALLIANZGI CONVERTIBLE & INC…ALLIANZGI CONVERTIBLE & INCOME 20…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares; 2018Q3: 300 shares 300$3K<0.01%0
BARCLAYS BANK PLC INV USTRE…BARCLAYS BANK PLC INV USTREA ETNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$3K<0.01%0
VANECK VECTORS ETF TRVANECK VECTORS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 265 shares; 2018Q2: 265 shares; 2018Q3: 205 shares 205$3K<0.01%-60
WISDOMTREE TRWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 102 shares 102$3K<0.01%new
REVOLUTION LIGHTING TECHNOLOREVOLUTION LIGHTING TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,100 shares; 2018Q2: 1,100 shares; 2018Q3: 1,100 shares 1,100$3K<0.01%0
EYEGATE PHARMACEUTICALS INCEYEGATE PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9,226 shares; 2018Q2: 9,226 shares; 2018Q3: 9,226 shares 9,226$3K<0.01%0
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares 3,000$3K<0.01%0
LEMBISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18,950 shares; 2018Q2: 18,950 shares; 2018Q3: 43 shares 43$2K<0.01%-18,907Timeline
LSCCLATTICE SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$2K<0.01%newTimeline
NAKNORTHERN DYNASTY MINERALS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,200 shares; 2018Q2: 4,200 shares; 2018Q3: 4,900 shares 4,900$2K<0.01%+700Timeline
IMKTAINGLES MKTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 386 shares; 2018Q2: 386 shares; 2018Q3: 60 shares 60$2K<0.01%-326Timeline
FCNCAFIRST CTZNS BANCSHARES INC DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 4 shares 4$2K<0.01%-9Timeline
EYENATIONAL VISION HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 47 shares 47$2K<0.01%newTimeline
CRTOCRITEO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 158 shares; 2018Q2: 158 shares; 2018Q3: 88 shares 88$2K<0.01%-70Timeline
CELHCELSIUS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 531 shares 531$2K<0.01%newTimeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$2K<0.01%0Timeline
URGUR-ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000$2K<0.01%0Timeline
NSITINSIGHT ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares; 2018Q3: 52 shares 52$2K<0.01%-68Timeline
DHTDHT HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 875 shares; 2018Q2: 875 shares; 2018Q3: 300 shares 300$2K<0.01%-575Timeline
LKFNLAKELAND FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 48 shares 48$2K<0.01%newTimeline
LBRTLIBERTY ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$2K<0.01%0Timeline
EOLSEVOLUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$2K<0.01%newTimeline
ICHRICHOR HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 73 shares; 2018Q2: 73 shares; 2018Q3: 100 shares 100$2K<0.01%+27Timeline
INNSUMMIT HOTEL PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 148 shares; 2018Q2: 148 shares; 2018Q3: 148 shares 148$2K<0.01%0Timeline
MTRNMATERION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 29 shares 29$2K<0.01%newTimeline
MGPIMGP INGREDIENTS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 27 shares 27$2K<0.01%-81Timeline
MATVMATIV HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 59 shares; 2018Q2: 59 shares; 2018Q3: 59 shares 59$2K<0.01%0Timeline
COMPANHIA PARANAENSE ENERG CCOMPANHIA PARANAENSE ENERG CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 348 shares; 2018Q2: 348 shares; 2018Q3: 348 shares 348$2K<0.01%0
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 108 shares 108$2K<0.01%+8
FMFFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 44 shares 44$2K<0.01%-3Timeline
GCOGENESCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 72 shares; 2018Q2: 72 shares; 2018Q3: 40 shares 40$2K<0.01%-32Timeline
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 305 shares; 2018Q2: 305 shares; 2018Q3: 305 shares 305$2K<0.01%0
SCSCSCANSOURCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 73 shares; 2018Q2: 73 shares; 2018Q3: 43 shares 43$2K<0.01%-30Timeline
HBCPHOMEBANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54 shares; 2018Q2: 54 shares; 2018Q3: 50 shares 50$2K<0.01%-4Timeline
LELANDS END INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 74 shares; 2018Q2: 74 shares; 2018Q3: 115 shares 115$2K<0.01%+41Timeline
OPYOPPENHEIMER HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 69 shares; 2018Q2: 69 shares; 2018Q3: 69 shares 69$2K<0.01%0Timeline
ATLCATLANTICUS HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 636 shares; 2018Q2: 636 shares; 2018Q3: 636 shares 636$2K<0.01%0Timeline
NLNLI HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 103 shares; 2018Q2: 103 shares; 2018Q3: 323 shares 323$2K<0.01%+220Timeline
FORFORESTAR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 94 shares 94$2K<0.01%newTimeline
FFFUTUREFUEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 133 shares 133$2K<0.01%newTimeline
CACCAMDEN NATL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares; 2018Q3: 46 shares 46$2K<0.01%-1Timeline
CEVACEVA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 60 shares 60$2K<0.01%newTimeline
LXFRLUXFER HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 107 shares 107$2K<0.01%newTimeline
TEEKAY CORPORATIONTEEKAY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 346 shares; 2018Q2: 346 shares; 2018Q3: 296 shares 296$2K<0.01%-50
ORMPORAMED PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$2K<0.01%0Timeline
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXXQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,893 shares; 2018Q2: 1,893 shares; 2018Q3: 2,404 shares 2,404$2K<0.01%+511
NORBORD INCNORBORD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 72 shares 72$2K<0.01%-928
LCUTLIFETIME BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$2K<0.01%0Timeline
FAARFIRST TR EXCHANGE TRAD FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 76 shares; 2018Q2: 76 shares; 2018Q3: 73 shares 73$2K<0.01%-3Timeline
BH-ABIGLARI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 2 shares 2$2K<0.01%newTimeline
EUOPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$2K<0.01%0Timeline
SCPHARMACEUTICALS INCSCPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 357 shares; 2018Q2: 357 shares; 2018Q3: 357 shares 357$2K<0.01%0
MTEXMANNATECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 95 shares 95$2K<0.01%newTimeline
CKXCKX LDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$2K<0.01%0Timeline
HDGPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 33 shares 33$2K<0.01%0Timeline
GBRNEW CONCEPT ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$2K<0.01%newTimeline
GDENGOLDEN ENTMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,522 shares; 2018Q2: 2,522 shares; 2018Q3: 87 shares 87$2K<0.01%-2,435Timeline
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares; 2018Q3: 3,500 shares 3,500$2K<0.01%+2,000
FORUM ENERGY TECHNOLOGIESFORUM ENERGY TECHNOLOGIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 340 shares; 2018Q2: 340 shares; 2018Q3: 238 shares 238$2K<0.01%-102
LUMINEX CORPLUMINEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 189 shares; 2018Q2: 189 shares; 2018Q3: 60 shares 60$2K<0.01%-129
CHINA GREEN AGRICULTURE INCCHINA GREEN AGRICULTURE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,750 shares; 2018Q2: 1,750 shares; 2018Q3: 1,750 shares 1,750$2K<0.01%0
HOVNANIAN ENTPR INCHOVNANIAN ENTPR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,500 shares 1,500$2K<0.01%+500
CUI GLOBAL INCCUI GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$2K<0.01%0
ZNOGZION OIL & GAS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 1,850 shares 1,850$2K<0.01%-150Timeline
NATIONAL WESTN LIFE GROUP INNATIONAL WESTN LIFE GROUP INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares; 2018Q3: 7 shares 7$2K<0.01%-4
HIBBETT INCHIBBETT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$2K<0.01%0
SILVERBOW RES INCSILVERBOW RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares; 2018Q3: 78 shares 78$2K<0.01%+68
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 194 shares; 2018Q2: 194 shares; 2018Q3: 174 shares 174$2K<0.01%-20
FLOTEK INDS INC DELFLOTEK INDS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$2K<0.01%0
Helios and Matheson Analyti…Helios and Matheson Analytics IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 174,670 shares 174,670$2K<0.01%new
ATARA BIOTHERAPEUTICS INC C…ATARA BIOTHERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 44 shares; 2018Q2: 44 shares; 2018Q3: 42 shares 42$2K<0.01%-2
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 208 shares; 2018Q2: 208 shares; 2018Q3: 42 shares 42$2K<0.01%-166
FEDNAT HOLDING COMPANYFEDNAT HOLDING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 60 shares 60$2K<0.01%new
MPXMARINE PRODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$2K<0.01%newTimeline
LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 468 shares; 2018Q2: 468 shares; 2018Q3: 69 shares 69$2K<0.01%-399
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 200 shares 200$2K<0.01%new
ADAPYADAPTIMMUNE THERAPEUTICS PLC SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 135 shares 135$2K<0.01%newTimeline
PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 115 shares; 2018Q2: 115 shares; 2018Q3: 656 shares 656$2K<0.01%+541
LIFEPOINT HEALTH INCLIFEPOINT HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 293 shares; 2018Q2: 293 shares; 2018Q3: 27 shares 27$2K<0.01%-266
PERFORMANT HEALTHCARE INCPERFORMANT HEALTHCARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 1,000 shares 1,000$2K<0.01%new
BIG 5 SPORTING GOODS CORPBIG 5 SPORTING GOODS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 312 shares 312$2K<0.01%-188
CLEARSIGN TECHNOLOGIES CORPCLEARSIGN TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$2K<0.01%0
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 72 shares 72$2K<0.01%new
CENTRAL VY CMNTY BANCORPCENTRAL VY CMNTY BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 85 shares; 2018Q2: 85 shares; 2018Q3: 85 shares 85$2K<0.01%0
FORTRESS BIOTECH INCFORTRESS BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$2K<0.01%0
GREENSKY INCGREENSKY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 100 shares 100$2K<0.01%new
UTSTARCOM HOLDINGS CORPUTSTARCOM HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 433 shares; 2018Q2: 433 shares; 2018Q3: 433 shares 433$2K<0.01%0
NEWLINK GENETICS CORPNEWLINK GENETICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 665 shares; 2018Q2: 665 shares; 2018Q3: 665 shares 665$2K<0.01%0
PHOENIX NEW MEDIA LTDPHOENIX NEW MEDIA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares; 2018Q3: 500 shares 500$2K<0.01%0
Proshares Tr Ultrashort MSC…Proshares Tr Ultrashort MSCI EAFE…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 81 shares; 2018Q2: 81 shares; 2018Q3: 81 shares 81$2K<0.01%0
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 316 shares; 2018Q2: 316 shares; 2018Q3: 304 shares 304$2K<0.01%-12
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,275 shares 2,275$2K<0.01%+275
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$2K<0.01%0
AU OPTRONICS CORPAU OPTRONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,199 shares; 2018Q2: 1,199 shares; 2018Q3: 705 shares 705$2K<0.01%-494
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 85 shares; 2018Q2: 85 shares; 2018Q3: 84 shares 84$2K<0.01%-1
ION GEOPHYSICAL CORPION GEOPHYSICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 269 shares; 2018Q2: 269 shares; 2018Q3: 132 shares 132$2K<0.01%-137
FLEXION THERAPEUTICS INCFLEXION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 100 shares 100$2K<0.01%-100
FTD COS INCFTD COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 819 shares; 2018Q2: 819 shares; 2018Q3: 620 shares 620$2K<0.01%-199
INOVALON HLDGS INCINOVALON HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 175 shares; 2018Q2: 175 shares; 2018Q3: 161 shares 161$2K<0.01%-14
ULTRA PETROLEUM CORPULTRA PETROLEUM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,515 shares; 2018Q2: 2,515 shares; 2018Q3: 2,654 shares 2,654$2K<0.01%+139
MARRONE BIO INNOVATIONS INCMARRONE BIO INNOVATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,200 shares; 2018Q2: 1,200 shares; 2018Q3: 1,200 shares 1,200$2K<0.01%0
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,680 shares; 2018Q2: 2,680 shares; 2018Q3: 2,680 shares 2,680$2K<0.01%0
BMC STK HLDGS INCBMC STK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 133 shares; 2018Q2: 133 shares; 2018Q3: 125 shares 125$2K<0.01%-8
VIVUS INCVIVUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 446 shares 446$2K<0.01%new
NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$2K<0.01%0
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 115 shares; 2018Q2: 115 shares; 2018Q3: 115 shares 115$2K<0.01%0
CONFORMIS INCCONFORMIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,050 shares; 2018Q2: 2,050 shares; 2018Q3: 2,050 shares 2,050$2K<0.01%0
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,853 shares; 2018Q2: 3,853 shares; 2018Q3: 1,528 shares 1,528$2K<0.01%-2,325
GLOBAL X FDSGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 217 shares; 2018Q2: 217 shares; 2018Q3: 217 shares 217$2K<0.01%0
MEDIWOUND LTDMEDIWOUND LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares; 2018Q3: 275 shares 275$2K<0.01%0
ESSENDANT INCESSENDANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 136 shares; 2018Q2: 136 shares; 2018Q3: 136 shares 136$2K<0.01%0
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 51 shares; 2018Q2: 51 shares; 2018Q3: 51 shares 51$2K<0.01%0
AEVI GENOMIC MEDICINE INCAEVI GENOMIC MEDICINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 947 shares; 2018Q2: 947 shares; 2018Q3: 1,597 shares 1,597$2K<0.01%+650
PROVIDENT BANCORP INCPROVIDENT BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 76 shares 76$2K<0.01%new
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 97 shares; 2018Q2: 97 shares; 2018Q3: 101 shares 101$2K<0.01%+4
USAA ETF TRUSAA ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 40 shares 40$2K<0.01%new
CONTRAVIR PHARMACEUTICALS INCONTRAVIR PHARMACEUTICALS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 3,280 shares 3,280$2K<0.01%new
AMPLIPHI BIOSCIENCES CORPAMPLIPHI BIOSCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 581 shares; 2018Q2: 581 shares; 2018Q3: 1,000 shares 1,000$2K<0.01%+419
COLUMBIA ETF TR ICOLUMBIA ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 610 shares; 2018Q2: 610 shares; 2018Q3: 150 shares 150$2K<0.01%-460
NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares; 2018Q3: 2,000 shares 2,000$2K<0.01%0
ANW 4 11/1/18ANW 4 11/1/18Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares; 2018Q3: 3,000 shares 3,000$2K<0.01%0
NAVIOS MARITIME MIDSTREAM L…NAVIOS MARITIME MIDSTREAM LP COM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 750 shares 750$2K<0.01%-250
TMFCRBB FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 31 shares 31$1K<0.01%newTimeline
SMSM ENERGY COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,955 shares; 2018Q2: 1,955 shares; 2018Q3: 39 shares 39$1K<0.01%-1,916Timeline
MEOHMETHANEX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 102 shares; 2018Q2: 102 shares; 2018Q3: 14 shares 14$1K<0.01%-88Timeline
VECOVEECO INSTRS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 310 shares; 2018Q2: 310 shares; 2018Q3: 80 shares 80$1K<0.01%-230Timeline
VLGEAVILLAGE SUPER MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares; 2018Q3: 44 shares 44$1K<0.01%+32Timeline
KURAKURA ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 42 shares 42$1K<0.01%newTimeline
SSTKSHUTTERSTOCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 10 shares 10$1K<0.01%-3Timeline
SPOKSPOK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 83 shares 83$1K<0.01%newTimeline
HNRGHALLADOR ENERGY COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 293 shares; 2018Q2: 293 shares; 2018Q3: 218 shares 218$1K<0.01%-75Timeline
IOSPINNOSPEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares; 2018Q3: 13 shares 13$1K<0.01%0Timeline
TGTREDEGAR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 68 shares 68$1K<0.01%newTimeline
AMRXAMNEAL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 25 shares 25$1K<0.01%newTimeline
DEIDOUGLAS EMMETT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 656 shares; 2018Q2: 656 shares; 2018Q3: 38 shares 38$1K<0.01%-618Timeline
LILALIBERTY LATIN AMERICA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 303 shares; 2018Q2: 303 shares; 2018Q3: 52 shares 52$1K<0.01%-251Timeline
BPOPPOPULAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 605 shares; 2018Q2: 605 shares; 2018Q3: 22 shares 22$1K<0.01%-583Timeline
HSTMHEALTHSTREAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18 shares; 2018Q2: 18 shares; 2018Q3: 18 shares 18$1K<0.01%0Timeline
RMNIRIMINI STR INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 204 shares 204$1K<0.01%newTimeline
RIOTRIOT PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 170 shares 170$1K<0.01%newTimeline
MACMACERICH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 96 shares; 2018Q2: 96 shares; 2018Q3: 31 shares 31$1K<0.01%-65Timeline
MDXGMIMEDX GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,200 shares; 2018Q2: 2,200 shares; 2018Q3: 200 shares 200$1K<0.01%-2,000Timeline
MITKMITEK SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares; 2018Q3: 125 shares 125$1K<0.01%0Timeline
WNS HOLDINGS LTDWNS HOLDINGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 128 shares; 2018Q2: 128 shares; 2018Q3: 13 shares 13$1K<0.01%-115
BIOHAVEN PHARMACEUTICAL HOLDBIOHAVEN PHARMACEUTICAL HOLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares; 2018Q3: 28 shares 28$1K<0.01%-5
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 28 shares; 2018Q2: 28 shares; 2018Q3: 28 shares 28$1K<0.01%0
VEON LTDVEON LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,201 shares; 2018Q2: 1,201 shares; 2018Q3: 250 shares 250$1K<0.01%-951
RGPRESOURCES CONNECTION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81 shares 81$1K<0.01%newTimeline
HZOMARINEMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 114 shares; 2018Q2: 114 shares; 2018Q3: 61 shares 61$1K<0.01%-53Timeline
YEXTYEXT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 31 shares 31$1K<0.01%newTimeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17 shares; 2018Q2: 17 shares; 2018Q3: 17 shares 17$1K<0.01%0Timeline
AGIOAGIOS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 10 shares 10$1K<0.01%newTimeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares; 2018Q3: 108 shares 108$1K<0.01%0Timeline
INODINNODATA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares; 2018Q3: 1,000 shares 1,000$1K<0.01%0Timeline
LQDTLIQUIDITY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,817 shares; 2018Q2: 5,817 shares; 2018Q3: 167 shares 167$1K<0.01%-5,650Timeline
BBWBUILD-A-BEAR WORKSHOP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares; 2018Q3: 100 shares 100$1K<0.01%0Timeline
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 300 shares 300$1K<0.01%newTimeline
SRGSERITAGE GROWTH PPTYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,323 shares; 2018Q2: 1,323 shares; 2018Q3: 22 shares 22$1K<0.01%-1,301Timeline
FMNBFARMERS NATIONAL BANC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 82 shares 82$1K<0.01%newTimeline
SAMGSILVERCREST ASSET MGMT GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 81 shares 81$1K<0.01%newTimeline
AVNWAVIAT NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 68 shares; 2018Q2: 68 shares; 2018Q3: 68 shares 68$1K<0.01%0Timeline
LWAYLIFEWAY FOODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares; 2018Q3: 200 shares 200$1K<0.01%0Timeline
BELFABEL FUSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 50 shares 50$1K<0.01%newTimeline
IMMRIMMERSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,583 shares; 2018Q2: 3,583 shares; 2018Q3: 100 shares 100$1K<0.01%-3,483Timeline
CTBICOMMUNITY TR BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares; 2018Q3: 27 shares 27$1K<0.01%+26Timeline
CRD-ACRAWFORD & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: not reported; 2018Q2: not reported; 2018Q3: 112 shares 112$1K<0.01%newTimeline

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 634. All 634

SecurityShares beforeValue beforeType
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser761,368$122Mshares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…586,613$58.3Mshares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 H938,347$39.8Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR566,878$28.5Mshares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L432,574$20.3Mshares
RYDEX ETF TRUSTRYDEX ETF TRUST127,933$14.7Mshares
COLONY NORTHSTAR CR REAL ESTCOLONY NORTHSTAR CR REAL EST507,629$9.62Mshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II233,999$9.22Mshares
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE67,629$8.64Mshares
POWERSHARESPOWERSHARES268,578$7.57Mshares
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth64,180$7.04Mshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST222,052$6.61Mshares
POWERSHARES EXCHANGEPOWERSHARES EXCHANGE139,428$6.25Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR256,425$6.24Mshares
POWERSHARESPOWERSHARES312,994$5.87Mshares
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST229,752$5.75Mshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II224,259$5.64Mshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II186,457$5.62Mshares
POWERSHARESPOWERSHARES334,781$4.89Mshares
POWERSHARESPOWERSHARES275,367$4.66Mshares
POWERSHARESPOWERSHARES198,565$4.59Mshares
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)29,524$4.47Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR173,685$4.21Mshares
POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT79,006$4.17Mshares
POWERSHARESPOWERSHARES73,315$4.17Mshares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF22,135$4.13Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR159,834$4.02Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR168,706$3.55Mshares
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INC289,892$3.54Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR168,220$3.5Mshares
BROADCOM LTDBROADCOM LTD14,330$3.38Mshares
KKR &amp; CO LPKKR &amp; CO LP165,998$3.36Mshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST65,746$3.23Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR150,685$3.16Mshares
PowerShares CEF Income Comp…PowerShares CEF Income Composite134,130$3.07Mshares
RYDEX ETF TRUSTRYDEX ETF TRUST23,830$3.02Mshares
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF95,699$2.92Mshares
POWERSHARES S&amp;P SMALLCA…POWERSHARES S&amp;P SMALLCAP LOW62,121$2.8Mshares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…156,997$2.79Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR132,245$2.75Mshares
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP24,387$2.72Mshares
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH50,705$2.67Mshares
TIME WARNER INCTIME WARNER INC28,122$2.66Mshares
MONSANTO CO NEWMONSANTO CO NEW22,605$2.64Mshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II66,524$2.49Mshares
STRATEGYSTRATEGY63,352$2.46Mshares
QEMMSPDR INDEX SHS FDS34,985$2.27Mshares
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap20,561$2.27Mshares
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE MID …48,810$2.23Mshares
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC395,099$2.22Mshares
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF118,622$2.2Mshares
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y147,635$2.09Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR98,394$2.08Mshares
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF35,429$2.01Mshares
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE11,198$2.01Mshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR80,562$1.99Mshares
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV124,103$1.96Mshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II35,118$1.93Mshares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW54,119$1.86Mshares
POWERSHARESPOWERSHARES79,862$1.81Mshares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM15,000$1.79Mshares
FQF TRFQF TR58,491$1.78Mshares
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YL126,056$1.75Mshares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC14,195$1.68Mshares
POWERSHARESPOWERSHARES44,301$1.62Mshares
GUGGENHEIM ETFGUGGENHEIM ETF28,718$1.56Mshares
GUGGENHEIM MID-CAP CORE ETFGUGGENHEIM MID-CAP CORE ETF23,835$1.55Mshares
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR61,105$1.53Mshares
RYDEX ETF TRUSTRYDEX ETF TRUST34,701$1.52Mshares
Invesco Intl Developed Low …Invesco Intl Developed Low Vol44,859$1.49Mshares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II56,586$1.43Mshares
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD64,886$1.37Mshares
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG40,058$1.25Mshares
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf18,861$1.22Mshares
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO51,610$1.22Mshares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM12,375$1.22Mshares
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB31,287$1.21Mshares
RYDEX ETF TRUSTRYDEX ETF TRUST11,195$1.19Mshares
Guggenheim BulletShares 202…Guggenheim BulletShares 2023 C58,036$1.18Mshares
RESOURCE CAP CORPRESOURCE CAP CORP124,298$1.18Mshares
ATHENEX INCATHENEX INC69,307$1.18Mshares
LEUCADIA NATL CORPLEUCADIA NATL CORP46,227$1.05Mshares
POWERSHARES ETF TRUST DIV A…POWERSHARES ETF TRUST DIV ACHV41,129$1.04Mshares
AMERICAN CAP SR FLOATING LTDAMERICAN CAP SR FLOATING LTD92,698$1.03Mshares
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI54,504$1.01Mshares
RYDEX ETF TRUSTRYDEX ETF TRUST6,169$976Kshares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II43,778$942Kshares
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd40,850$878Kshares
WESTAR ENERGY INCWESTAR ENERGY INC16,580$870Kshares
RYDEX ETF TRUSTRYDEX ETF TRUST10,338$854Kshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST13,327$832Kshares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR17,348$804Kshares
BulletShares 2024 CorporateBulletShares 2024 Corporate39,531$801Kshares
PROSHARES TRPROSHARES TR63,102$769Kshares
GUGGENHEIMGUGGENHEIM14,331$764Kshares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II22,463$701Kshares
ORBITAL ATK INCORBITAL ATK INC5,218$692Kshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST40,594$691Kshares
DST SYS INC DELDST SYS INC DEL8,065$675Kshares
NUSTAR GP HOLDINGS LLCNUSTAR GP HOLDINGS LLC56,777$656Kshares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-18-016044 base2018-11-14acceptance time not in the bulk data set