LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $11,950,349,000 across 5,276 holdings for the quarter ended 2018-09-30, in a 13F-HR filed 2018-11-14. Its ten largest share positions make up 14.03% of the portfolio.

Filed 2018-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC13F-HR 0001493152-18-016044

Period: 2018-09-30
Reported value: $12B
Holdings: 5,276
Top 10 weight: 14.03%
New: 656
Sold out: 634

Largest buys vs the previous quarter

Security	Shares change	Approx. value
QQQnew	+706,564	$131M
SPYGadded	+2,331,362	$89.1M
USMVadded	+1,215,216	$69.3M
RSPnew	+584,619	$62.4M
SHVadded	+307,982	$34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PowerShares QQQ Trust Unit …exited	-761,368	-$122M
MTUMreduced	-505,721	-$60.2M
Guggenheim S&P 500 Equal We…exited	-586,613	-$58.3M
POWERSHARES ETF TR II S&P50…exited	-938,347	-$39.8M
SCZreduced	-606,942	-$37.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2018

Share positions as resolved from 13F-HR 0001493152-18-016044, largest first. % of portfolio is the value over $11,950,349,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
MSTRSTRATEGY INC	272	$38K	<0.01%	-9	Timeline
BCCBOISE CASCADE CO DEL	1,034	$38K	<0.01%	-631	Timeline
ZDZIFF DAVIS INC	466	$38K	<0.01%	-283	Timeline
MSDMORGAN STANLEY EMKT DBT FD I	4,389	$38K	<0.01%	-5,747	Timeline
CVGWCALAVO GROWERS INC	397	$38K	<0.01%	-857	Timeline
NGVCNATURAL GROCERS BY VITAMIN	2,242	$38K	<0.01%	+50	Timeline
HIHILLENBRAND INC	707	$38K	<0.01%	+419	Timeline
SLVPISHARES INC	4,704	$38K	<0.01%	+3,394	Timeline
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TR	14,529	$38K	<0.01%	+8,740
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	5,000	$38K	<0.01%	-1,000
ISHARES TRISHARES TR	555	$38K	<0.01%	+190
DIREXION SHS ETF TRDIREXION SHS ETF TR	957	$38K	<0.01%	-1,342
TOWNTOWNEBANK PORTSMOUTH VA	1,205	$37K	<0.01%	+1	Timeline
ASBASSOCIATED BANC-CORP	1,463	$37K	<0.01%	+594	Timeline
XIFRXPLR INFRASTRUCTURE LP	759	$37K	<0.01%	-407	Timeline
ZGZILLOW GROUP INC	874	$37K	<0.01%	+243	Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	1,002	$37K	<0.01%	-465
RBCAAREPUBLIC BANCORP INC KY	808	$37K	<0.01%	-239	Timeline
STKLSUNOPTA INC	5,055	$37K	<0.01%	+255	Timeline
SVMSILVERCORP METALS INC	15,386	$37K	<0.01%	+1,750	Timeline
DDIVFIRST TR EXCHANGE TRADED FD	1,451	$37K	<0.01%	new	Timeline
ROWAN COMPANIES PLCROWAN COMPANIES PLC	1,950	$37K	<0.01%	-121
JP Morgan Exchange Traded F…JP Morgan Exchange Traded Fund	1,487	$37K	<0.01%	new
TTOOTTOO	5,000	$37K	<0.01%	-1,800
KEMET CORPKEMET CORP	2,000	$37K	<0.01%	+1,607
NAVIGANT CONSULTING INCNAVIGANT CONSULTING INC	1,618	$37K	<0.01%	-42
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC	6,380	$37K	<0.01%	+3,580
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTD	22,500	$37K	<0.01%	-4,830
JP MORGAN EXCHANGE TRADED FDJP MORGAN EXCHANGE TRADED FD	1,279	$37K	<0.01%	new
IIININSTEEL INDS INC	1,006	$36K	<0.01%	new	Timeline
CETCENTRAL SECS CORP	1,209	$36K	<0.01%	+1,001	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	3,233	$36K	<0.01%	-924	Timeline
EL PASO ELECTRIC COEL PASO ELECTRIC CO	638	$36K	<0.01%	+446
CBONVANECK ETF TRUST	1,600	$36K	<0.01%	0	Timeline
LOXO ONCOLOGY INCLOXO ONCOLOGY INC	212	$36K	<0.01%	+105
SUNCOKE ENERGY PARTNERS LPSUNCOKE ENERGY PARTNERS LP	2,371	$36K	<0.01%	-4,488
QEP RESOURCES INCQEP RESOURCES INC	3,302	$36K	<0.01%	+303
DRIVE SHACK INCDRIVE SHACK INC	6,147	$36K	<0.01%	+1,600
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	3,603	$36K	<0.01%	-3,042
CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LP	2,022	$36K	<0.01%	+980
CUSHING ENERGY INCOMECUSHING ENERGY INCOME	3,878	$36K	<0.01%	-90
MLIMUELLER INDS INC	1,200	$35K	<0.01%	-700	Timeline
KELYAKELLY SVCS INC	1,439	$35K	<0.01%	-102	Timeline
CUBICUSTOMERS BANCORP INC	1,502	$35K	<0.01%	-100	Timeline
TCBITEXAS CAP BANCSHARES INC	424	$35K	<0.01%	+86	Timeline
PRAAPRA GROUP INC	941	$35K	<0.01%	+247	Timeline
QUADQUAD / GRAPHICS INC	1,729	$35K	<0.01%	+545	Timeline
RRRRED ROCK RESORTS INC	1,302	$35K	<0.01%	+1,272	Timeline
ARTNAARTESIAN RES CORP	968	$35K	<0.01%	-500	Timeline
EWIISHARES INC	1,266	$35K	<0.01%	+1,030	Timeline
EWQISHARES INC	1,107	$35K	<0.01%	+1,085	Timeline
VIXMPROSHARES TR II	1,691	$35K	<0.01%	0	Timeline
WBIGABSOLUTE SHS TR	1,321	$35K	<0.01%	+922	Timeline
PROSHARES TRPROSHARES TR	1,043	$35K	<0.01%	-14
LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES	1,024	$35K	<0.01%	-2,380
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	2,904	$35K	<0.01%	+23
ROCKWELL MED INCROCKWELL MED INC	8,630	$35K	<0.01%	-100
HOPFED BANCORP INCHOPFED BANCORP INC	2,024	$35K	<0.01%	0
LIQTECH INTERNATIONALLIQTECH INTERNATIONAL	21,000	$35K	<0.01%	new
MAXAR TECHNOLOGIES LTDMAXAR TECHNOLOGIES LTD	1,049	$35K	<0.01%	+1,000
INVESCO CURNCYSHS CHINESE REINVESCO CURNCYSHS CHINESE RE	500	$35K	<0.01%	new
CALMCAL MAINE FOODS INC	709	$34K	<0.01%	-254	Timeline
EXLSEXLSERVICE HLDGS INC	515	$34K	<0.01%	-363	Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	5,682	$34K	<0.01%	+1,230	Timeline
BAKBRASKEM SA	1,180	$34K	<0.01%	+81	Timeline
VVVVALVOLINE INC	1,582	$34K	<0.01%	-3,019	Timeline
CTRECARETRUST REIT INC	1,942	$34K	<0.01%	-300	Timeline
AIRRFIRST TR EXCHANGE TRADED FD	1,200	$34K	<0.01%	-5,900	Timeline
GDLGDL FD	3,710	$34K	<0.01%	-4,798	Timeline
MBIMBIA INC	3,207	$34K	<0.01%	-307	Timeline
UBIQUITI NETWORKS INCUBIQUITI NETWORKS INC	353	$34K	<0.01%	-150
EARNELLINGTON CREDIT COMPANY	3,000	$34K	<0.01%	0	Timeline
MVOMV OIL TR	2,884	$34K	<0.01%	+25	Timeline
PLANTRONICS INC NEWPLANTRONICS INC NEW	582	$34K	<0.01%	-19
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	14,458	$34K	<0.01%	+5,900
Attunity LtdAttunity Ltd	1,800	$34K	<0.01%	+1,700
ABSOLUTE SHS TRABSOLUTE SHS TR	1,493	$34K	<0.01%	+1,252
PSMTPRICESMART INC	413	$33K	<0.01%	0	Timeline
PMTPENNYMAC MTG INVT TR	1,625	$33K	<0.01%	-505	Timeline
LPLLG DISPLAY CO LTD	3,849	$33K	<0.01%	+2,056	Timeline
GUESS? INCGUESS? INC	1,443	$33K	<0.01%	-596
IBOCINTERNATIONAL BANCSHARES COR	735	$33K	<0.01%	0	Timeline
EVERBRIDGE INCEVERBRIDGE INC	575	$33K	<0.01%	-346
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	485	$33K	<0.01%	-142
PAHCPHIBRO ANIMAL HEALTH CORP	757	$33K	<0.01%	+660	Timeline
CECOCECO ENVIRONMENTAL CORP	4,194	$33K	<0.01%	+3,694	Timeline
NPKNATIONAL PRESTO INDS INC	255	$33K	<0.01%	0	Timeline
MEIMETHODE ELECTRS INC	909	$33K	<0.01%	-1,066	Timeline
TSBKTIMBERLAND BANCORP INC	1,050	$33K	<0.01%	0	Timeline
MMIMARCUS & MILLICHAP INC	965	$33K	<0.01%	-296	Timeline
HNDLSTRATEGY SHS	1,360	$33K	<0.01%	new	Timeline
CPTLGLOBAL X FDS	1,535	$33K	<0.01%	0	Timeline
DIVIFRANKLIN TEMPLETON ETF TR	1,298	$33K	<0.01%	+635	Timeline
NCNACCO INDS INC	1,000	$33K	<0.01%	0	Timeline
RTHVANECK ETF TRUST	295	$33K	<0.01%	-1,130	Timeline
FIDIFIDELITY COVINGTON TRUST	1,497	$33K	<0.01%	+1,007	Timeline
ARCH COAL INCARCH COAL INC	368	$33K	<0.01%	-416
TELLURIAN INC NEWTELLURIAN INC NEW	3,593	$33K	<0.01%	+1,534
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	665	$33K	<0.01%	+55
ISHARES TRISHARES TR	901	$33K	<0.01%	-224
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	1,151	$33K	<0.01%	0
WISDOMTREE TRWISDOMTREE TR	750	$33K	<0.01%	0
INVESCO BLDRS INDEX FDS TRINVESCO BLDRS INDEX FDS TR	1,011	$33K	<0.01%	new
DDR CORPDDR CORP	2,461	$33K	<0.01%	new
SPDR SER TRSPDR SER TR	341	$33K	<0.01%	new
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	1,060	$33K	<0.01%	new
DOMINION ENERGY INCDOMINION ENERGY INC	700	$33K	<0.01%	-1,225
PCTYPAYLOCITY HLDG CORP	400	$32K	<0.01%	+100	Timeline
CNMDCONMED CORP	400	$32K	<0.01%	new	Timeline
KNKNOWLES CORP	1,843	$32K	<0.01%	+531	Timeline
TGTXTG THERAPEUTICS INC	5,727	$32K	<0.01%	0	Timeline
PBYIPUMA BIOTECHNOLOGY INC	691	$32K	<0.01%	-856	Timeline
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	8,000	$32K	<0.01%	+4,990
IIGDINVESCO EXCH TRD SLF IDX FD	1,294	$32K	<0.01%	new	Timeline
UDNINVESCO DB US DLR INDEX TR	1,500	$32K	<0.01%	new	Timeline
EMDVPROSHARES TR	578	$32K	<0.01%	+313	Timeline
TEUCRIUM COMMODITY TRTEUCRIUM COMMODITY TR	5,000	$32K	<0.01%	-250
ASSEMBLY BIOSCIENCES INCASSEMBLY BIOSCIENCES INC	880	$32K	<0.01%	+200
ACETO CORPACETO CORP	13,997	$32K	<0.01%	+4,133
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC	1,462	$32K	<0.01%	-957
PROSHARES ULTRAPRO NASDAQ B…PROSHARES ULTRAPRO NASDAQ BIOTECH…	720	$32K	<0.01%	0
QUANTENNA COMMUNICATIONS INCQUANTENNA COMMUNICATIONS INC	1,745	$32K	<0.01%	+1,379
NEW YORK MTG TR INCNEW YORK MTG TR INC	1,325	$32K	<0.01%	-125
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	2,026	$32K	<0.01%	new
FIXCOMFORT SYS USA INC	564	$31K	<0.01%	-219	Timeline
TNETTRINET GROUP INC	543	$31K	<0.01%	-103	Timeline
ASHASHLAND INC	372	$31K	<0.01%	-584	Timeline
JOEST JOE CO	1,865	$31K	<0.01%	-115	Timeline
ECFELLSWORTH GROWTH & INCOME FD	3,000	$31K	<0.01%	-18,990	Timeline
SOTHEBYSSOTHEBYS	627	$31K	<0.01%	-172
FBNCFIRST BANCORP N C	760	$31K	<0.01%	-299	Timeline
ENEL GENERACION CHILE S AENEL GENERACION CHILE S A	1,460	$31K	<0.01%	+544
THE STARS GROUP INCTHE STARS GROUP INC	1,230	$31K	<0.01%	new
VanEck Rare Earth/Strat Mtl…VanEck Rare Earth/Strat Mtls ETF	1,500	$31K	<0.01%	+350
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC	1,500	$31K	<0.01%	new
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP	30,000	$31K	<0.01%	-1,000
SPARTAN MTRS INCSPARTAN MTRS INC	2,100	$31K	<0.01%	0
EATON VANCEEATON VANCE	2,572	$31K	<0.01%	-54
ETF SER SOLUTIONSETF SER SOLUTIONS	1,282	$31K	<0.01%	+681
SSGA ACTIVE ETF TR MFS SYS …SSGA ACTIVE ETF TR MFS SYS GWT EQ	361	$31K	<0.01%	-84
RUSHARUSH ENTERPRISES INC	788	$30K	<0.01%	-89	Timeline
STRASTRATEGIC ED INC	218	$30K	<0.01%	new	Timeline
BDNBRANDYWINE RLTY TR	1,888	$30K	<0.01%	-822	Timeline
BP MIDSTREAM PARTNERS LPBP MIDSTREAM PARTNERS LP	1,592	$30K	<0.01%	new
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES CO	1,700	$30K	<0.01%	-253
TERRAFORM PWR INCTERRAFORM PWR INC	2,640	$30K	<0.01%	+2,507
TENNECO INCTENNECO INC	721	$30K	<0.01%	+551
UFCSUNITED FIRE GROUP INC	590	$30K	<0.01%	+113	Timeline
EWZSISHARES TR	2,525	$30K	<0.01%	+1,050	Timeline
MULTI-COLORMULTI-COLOR	481	$30K	<0.01%	+41
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	1,308	$30K	<0.01%	-60
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	243	$30K	<0.01%	-1,429
Anglogold Ashanti PlcAnglogold Ashanti Plc	3,477	$30K	<0.01%	+465
GROUPE CGI INCGROUPE CGI INC	461	$30K	<0.01%	+217
INDEXIQ ETF TRINDEXIQ ETF TR	950	$30K	<0.01%	0
ESGUISHARES TR	450	$29K	<0.01%	new	Timeline
SMTCSEMTECH CORP	529	$29K	<0.01%	-311	Timeline
ONCBEONE MEDICINES LTD	169	$29K	<0.01%	new	Timeline
SENEASENECA FOODS CORP NEW	852	$29K	<0.01%	-41	Timeline
CORTCORCEPT THERAPEUTICS INC	2,125	$29K	<0.01%	-705	Timeline
PAGPPLAINS GP HLDGS L P	1,209	$29K	<0.01%	-729	Timeline
PIONEER DIVERSIFIED HIGH IN…PIONEER DIVERSIFIED HIGH INCOM	2,000	$29K	<0.01%	0
BUSEFIRST BUSEY CORP	931	$29K	<0.01%	-16,666	Timeline
MATWMATTHEWS INTL CORP	570	$29K	<0.01%	+52	Timeline
MCSMARCUS CORP DEL	671	$29K	<0.01%	-265	Timeline
RAILFREIGHTCAR AMER INC	1,800	$29K	<0.01%	0	Timeline
MHFWESTERN ASSET MUN HIGH INCOM	4,181	$29K	<0.01%	0	Timeline
CSBRCHAMPIONS ONCOLOGY INC	1,633	$29K	<0.01%	new	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	10,734	$29K	<0.01%	+241	Timeline
ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC	935	$29K	<0.01%	+846
LFVNLIFEVANTAGE CORP	2,552	$29K	<0.01%	+430	Timeline
EPR PPTYSEPR PPTYS	1,050	$29K	<0.01%	0
SNBRQSLEEP NUMBER CORP	800	$29K	<0.01%	-147	Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	139	$29K	<0.01%	-1
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	32,875	$29K	<0.01%	+1,800
WILDHORSE RESOURCE DEV CORPWILDHORSE RESOURCE DEV CORP	1,239	$29K	<0.01%	new
TRANSMONTAIGNE PARTNERS L PTRANSMONTAIGNE PARTNERS L P	765	$29K	<0.01%	-867
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	761	$29K	<0.01%	-911
TABULA RASA HEALTHCARE INCTABULA RASA HEALTHCARE INC	356	$29K	<0.01%	new
GREAT PANTHER MININGGREAT PANTHER MINING	35,000	$29K	<0.01%	0
PROSHARES TRPROSHARES TR	2,100	$29K	<0.01%	0
WISDOMTREE TRWISDOMTREE TR	993	$29K	<0.01%	+298
DELMAR PHARMACEUTICALS INCDELMAR PHARMACEUTICALS INC	40,000	$29K	<0.01%	-2,375
OUNZVANECK MERK GOLD ETF	2,442	$28K	<0.01%	0	Timeline
KFRCKFORCE INC	744	$28K	<0.01%	-274	Timeline
XSOEWISDOMTREE TR	996	$28K	<0.01%	+477	Timeline
ESEESCO TECHNOLOGIES INC	417	$28K	<0.01%	+230	Timeline
PRKSUNITED PARKS & RESORTS INC	891	$28K	<0.01%	-362	Timeline
HOPEHOPE BANCORP INC	1,742	$28K	<0.01%	+423	Timeline
HMS HLDGS CORPHMS HLDGS CORP	848	$28K	<0.01%	-760
CARSCARS COM INC	1,032	$28K	<0.01%	-567	Timeline
TWITITAN INTL INC ILL	3,800	$28K	<0.01%	-143	Timeline
VREXVAREX IMAGING CORP	947	$28K	<0.01%	-78	Timeline
TECLDIREXION SHARES ETF TRUST	165	$28K	<0.01%	+1	Timeline
FXBINVESCO CURRENCYSHARES BRIT	221	$28K	<0.01%	new	Timeline
CADENCE BANCORPCADENCE BANCORP	1,060	$28K	<0.01%	new
INTERCONTINENTAL HOTELS GROUINTERCONTINENTAL HOTELS GROU	441	$28K	<0.01%	-2,184
GLOBAL X FDSGLOBAL X FDS	1,050	$28K	<0.01%	+392
VIVEVE MED INCVIVEVE MED INC	10,686	$28K	<0.01%	+3,084
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	2,579	$28K	<0.01%	new
CENTRAL FEDERAL CORPCENTRAL FEDERAL CORP	1,818	$28K	<0.01%	new
MELROSE BANCORP INCMELROSE BANCORP INC	1,400	$28K	<0.01%	+1,300
KFYKORN FERRY	541	$27K	<0.01%	+38	Timeline
SUSCISHARES TR	1,106	$27K	<0.01%	new	Timeline
ALRMALARM COM HLDGS INC	470	$27K	<0.01%	-459	Timeline
NWSANEWS CORP NEW	2,103	$27K	<0.01%	-1,052	Timeline
ALNYALNYLAM PHARMACEUTICALS INC	300	$27K	<0.01%	new	Timeline
CCKCROWN HLDGS INC	558	$27K	<0.01%	-1,251	Timeline
CPACOPA HOLDINGS SA	339	$27K	<0.01%	-286	Timeline
NFRAFLEXSHARES TR	575	$27K	<0.01%	-22	Timeline
CHHCHOICE HOTELS INTL INC	318	$27K	<0.01%	+18	Timeline
CABOCABLE ONE INC	30	$27K	<0.01%	+6	Timeline
LIVNLIVANOVA PLC	218	$27K	<0.01%	+210	Timeline
SAIASAIA INC	351	$27K	<0.01%	+75	Timeline
SLPSIMULATIONS PLUS INC	1,320	$27K	<0.01%	+240	Timeline
ENVESTNET INCENVESTNET INC	435	$27K	<0.01%	+44
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	335	$27K	<0.01%	-11
OUTFRONT MEDIA INCOUTFRONT MEDIA INC	1,332	$27K	<0.01%	new
SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P	1,250	$27K	<0.01%	+250
TCITRANSCONTINENTAL RLTY INVS	841	$27K	<0.01%	+122	Timeline
PAIWESTERN ASSET INVESTMENT GRA	2,000	$27K	<0.01%	-12,231	Timeline
GGTGABELLI MULTIMEDIA TR INC	2,980	$27K	<0.01%	+1,343	Timeline
ATMPBARCLAYS BANK PLC	1,326	$27K	<0.01%	+282	Timeline
IPORENAISSANCE CAP GREENWICH FD	871	$27K	<0.01%	-184	Timeline
CTSOCYTOSORBENTS CORP	2,070	$27K	<0.01%	0	Timeline
GAACAMBRIA ETF TR	1,022	$27K	<0.01%	0	Timeline
PRETIUM RESOURCES INCPRETIUM RESOURCES INC	3,500	$27K	<0.01%	-100
AGENUS INCAGENUS INC	12,500	$27K	<0.01%	0
CALLON PETE CO DELCALLON PETE CO DEL	2,210	$27K	<0.01%	-2,755
SERES THERAPEUTICS INCSERES THERAPEUTICS INC	3,500	$27K	<0.01%	+2,000
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	8,658	$27K	<0.01%	-992
TRIBUNE COMPANYTRIBUNE COMPANY	698	$27K	<0.01%	+11
KGCKINROSS GOLD CORP	9,639	$26K	<0.01%	+536	Timeline
MTXMINERALS TECHNOLOGIES INC	385	$26K	<0.01%	-205	Timeline
IAGIAMGOLD CORP	7,000	$26K	<0.01%	-1,785	Timeline
ACHCACADIA HEALTHCARE COMPANY IN	752	$26K	<0.01%	-249	Timeline
NTRANATERA INC	1,100	$26K	<0.01%	+515	Timeline
NGDNEW GOLD INC	32,014	$26K	<0.01%	-5,300	Timeline
FLDRFIDELITY MERRIMACK STR TR	510	$26K	<0.01%	new	Timeline
AINALBANY INTL CORP	342	$26K	<0.01%	+69	Timeline
ENFRALPS ETF TR	1,165	$26K	<0.01%	+25	Timeline
COTYCOTY INC	2,057	$26K	<0.01%	+145	Timeline
SCLSTEPAN CO	295	$26K	<0.01%	-1	Timeline
RYAMRAYONIER ADVANCED MATLS INC	1,395	$26K	<0.01%	-904	Timeline
FOLDAMICUS THERAPEUTIC	2,131	$26K	<0.01%	+1,826	Timeline
NMLNEUBERGER ENGY INFRSTR & INC	3,000	$26K	<0.01%	-4,854	Timeline
LNNLINDSAY CORP	261	$26K	<0.01%	-102	Timeline
CATALENT INC USD 0.01CATALENT INC USD 0.01	573	$26K	<0.01%	+390
SYNEOS HEALTH INCSYNEOS HEALTH INC	521	$26K	<0.01%	-463
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC	1,336	$26K	<0.01%	+207
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	2,000	$26K	<0.01%	0
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	4,003	$26K	<0.01%	-1,240
TIVO CORPTIVO CORP	2,062	$26K	<0.01%	+13
SBSISOUTHSIDE BANCSHARES INC	741	$26K	<0.01%	-11	Timeline
GUTGABELLI UTIL TR	4,528	$26K	<0.01%	-425	Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC	707	$26K	<0.01%	+34
FUSBFIRST US BANCSHARES INC	2,400	$26K	<0.01%	new	Timeline
AMERICAN NATL INSAMERICAN NATL INS	205	$26K	<0.01%	-45
DUFF & PHELPSDUFF & PHELPS	3,042	$26K	<0.01%	+27
NEXTGEN HEALTHCARE INCNEXTGEN HEALTHCARE INC	1,321	$26K	<0.01%	new
FRBKQREPUBLIC FIRST BANCORP INC	3,776	$26K	<0.01%	+2,200	Timeline
GREENHILL & CO INC COMGREENHILL & CO INC COM	996	$26K	<0.01%	-376
MCEWEN MNG INCMCEWEN MNG INC	13,580	$26K	<0.01%	+26
INDEXIQ ETF TRINDEXIQ ETF TR	1,006	$26K	<0.01%	new
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL ROTN	1,024	$26K	<0.01%	+711
PLCECHILDRENS PL INC NEW	192	$25K	<0.01%	+64	Timeline
FLOFLOWERS FOODS INC	1,358	$25K	<0.01%	-3,314	Timeline
CWENCLEARWAY ENERGY INC	1,256	$25K	<0.01%	new	Timeline
CVBFCVB FINL CORP	1,104	$25K	<0.01%	-996	Timeline
CIOCITY OFFICE REIT INC	2,000	$25K	<0.01%	-9,140	Timeline
DAKTDAKTRONICS INC	3,125	$25K	<0.01%	+2,980	Timeline
CDXSCODEXIS INC	1,450	$25K	<0.01%	new	Timeline
PBR-APETROLEO BRASILEIRO S A	2,394	$25K	<0.01%	-316	Timeline
INBKFIRST INTERNET BANCORP	813	$25K	<0.01%	+579	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	1,984	$25K	<0.01%	-2,867
JKSJINKOSOLAR HLDG CO LTD	2,275	$25K	<0.01%	+40	Timeline
FTXLFIRST TR EXCHANGE TRADED FD	827	$25K	<0.01%	+2	Timeline
SMPSTANDARD MTR PRODS INC	499	$25K	<0.01%	+324	Timeline
EEMXSPDR INDEX SHS FDS	410	$25K	<0.01%	-75	Timeline
HUYAHUYA INC	1,070	$25K	<0.01%	new	Timeline
FTRIFIRST TR EXCHANGE-TRADED FD	1,935	$25K	<0.01%	+1,385	Timeline
DTREFIRST TR EXCHANGE-TRADED FD	549	$25K	<0.01%	0	Timeline
XSHDINVESCO EXCH TRADED FD TR II	963	$25K	<0.01%	new	Timeline
ATLANTIC PWR CORPATLANTIC PWR CORP	11,445	$25K	<0.01%	-3,491
DIEBOLD NXDF INCDIEBOLD NXDF INC	5,864	$25K	<0.01%	-6,624
SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COM	838	$25K	<0.01%	+173
CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG	2,102	$25K	<0.01%	+1,012
MOBILE MINI INCMOBILE MINI INC	565	$25K	<0.01%	-3,662
Vitamin Shoppe, Inc.Vitamin Shoppe, Inc.	2,500	$25K	<0.01%	-6,575
INTELSAT S AINTELSAT S A	824	$25K	<0.01%	new
HTG MOLECULAR DIAGNOSTICS INHTG MOLECULAR DIAGNOSTICS IN	5,000	$25K	<0.01%	new
CAMTCAMTEK LTD	2,801	$24K	<0.01%	-1,299	Timeline
TMPTOMPKINS FINL CORP	301	$24K	<0.01%	0	Timeline
APAMARTISAN PARTNERS ASSET MGMT	728	$24K	<0.01%	+458	Timeline
ENSENERSYS	277	$24K	<0.01%	+218	Timeline
IXORIX CORP	304	$24K	<0.01%	-39	Timeline
IEDIISHARES U S ETF TR	845	$24K	<0.01%	new	Timeline
TRMKTRUSTMARK CORP	719	$24K	<0.01%	+599	Timeline
ANIPANI PHARMACEUTICALS INC	441	$24K	<0.01%	-790	Timeline
CHEFCHEFS WHSE INC	660	$24K	<0.01%	-166	Timeline
BBSIBARRETT BUSINESS SVCS INC	362	$24K	<0.01%	+94	Timeline
MLKNMILLERKNOLL INC	627	$24K	<0.01%	+76	Timeline
CSGSCSG SYS INTL INC	586	$24K	<0.01%	-131	Timeline
EXTENDED STAY AMER INCEXTENDED STAY AMER INC	1,175	$24K	<0.01%	-6
DMOWESTERN ASSET MTG DEFINED OP	1,052	$24K	<0.01%	+22	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	2,035	$24K	<0.01%	0	Timeline
SPDVETF SER SOLUTIONS	900	$24K	<0.01%	+700	Timeline
ATRCATRICURE INC	702	$24K	<0.01%	+100	Timeline
TNCTENNANT CO	313	$24K	<0.01%	+1	Timeline
IGEBISHARES TR	497	$24K	<0.01%	new	Timeline
NEXANEXA RES S A	2,000	$24K	<0.01%	new	Timeline
ALLIANCE CALIFORNIA MUNICIP…ALLIANCE CALIFORNIA MUNICIPAL	1,800	$24K	<0.01%	-1,447
SEMGROUP CORPSEMGROUP CORP	1,095	$24K	<0.01%	-339
SIMSSPDR SERIES TRUST	756	$24K	<0.01%	+632	Timeline
EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I	507	$24K	<0.01%	+200
GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENT	4,364	$24K	<0.01%	+864
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	1,259	$24K	<0.01%	-539
MOMENTA PHARMACEUTICALS INCMOMENTA PHARMACEUTICALS INC	928	$24K	<0.01%	+3
EQUITY COMWLTHEQUITY COMWLTH	900	$24K	<0.01%	-100
AMERISOURCEBERGEN CORAMERISOURCEBERGEN COR	3,215	$24K	<0.01%	-100
LIMESTONE BANCORP INCLIMESTONE BANCORP INC	1,520	$24K	<0.01%	new
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	1,512	$24K	<0.01%	-600
FNDFLOOR & DECOR HLDGS INC	750	$23K	<0.01%	-2,791	Timeline
BFSSAUL CTRS INC	414	$23K	<0.01%	-18	Timeline
GEF-BGREIF INC	400	$23K	<0.01%	new	Timeline
SNDRSCHNEIDER NATIONAL INC	936	$23K	<0.01%	+32	Timeline
MGYMAGNOLIA OIL & GAS CORP	1,500	$23K	<0.01%	new	Timeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BO	2,310	$23K	<0.01%	+53
BANCOLOMBIA S ABANCOLOMBIA S A	539	$23K	<0.01%	-385
INCOCOLUMBIA ETF TR II	570	$23K	<0.01%	+300	Timeline
OBORKRANESHARES TRUST	981	$23K	<0.01%	0	Timeline
RBLDFIRST TR EXCHANGE-TRADED FD	419	$23K	<0.01%	-1,078	Timeline
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	600	$23K	<0.01%	new
LYDALL INCLYDALL INC	515	$23K	<0.01%	-882
HIGHPOINT RES CORPHIGHPOINT RES CORP	4,788	$23K	<0.01%	new
ANTARES PHARMA INCANTARES PHARMA INC	6,860	$23K	<0.01%	-2,000
BRISTOW GROUP INCBRISTOW GROUP INC	1,925	$23K	<0.01%	0
VOXELJET AGVOXELJET AG	5,100	$23K	<0.01%	0
OTTWOTTAWA BANCORP INC COM	1,668	$23K	<0.01%	0	Timeline
DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS	2,510	$23K	<0.01%	-1,495
ANIKANIKA THERAPEUTICS INC	517	$22K	<0.01%	-483	Timeline
BRCBRADY CORP	500	$22K	<0.01%	0	Timeline
CBTCABOT CORP	346	$22K	<0.01%	-463	Timeline
OSGOCTAVE SPECIALTY GROUP INC	1,080	$22K	<0.01%	0	Timeline
WKCWORLD KINECT CORPORATION	781	$22K	<0.01%	-48	Timeline
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	341	$22K	<0.01%	+87
RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC	748	$22K	<0.01%	+645
CONSOL ENERGY INC NEWCONSOL ENERGY INC NEW	535	$22K	<0.01%	-4,910
VERINT SYS INCVERINT SYS INC	457	$22K	<0.01%	+75
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW	3,016	$22K	<0.01%	+1,853
DOMTAR CORPDOMTAR CORP	441	$22K	<0.01%	-305
SUMMIT MIDSTREAM PARTNERS LPSUMMIT MIDSTREAM PARTNERS LP	1,573	$22K	<0.01%	0
HBBHAMILTON BEACH BRANDS HLDG C	1,000	$22K	<0.01%	0	Timeline
LBRDALIBERTY BROADBAND CORP	269	$22K	<0.01%	-234	Timeline
VPVINVESCO PA VALUE MUN INC TR	1,833	$22K	<0.01%	+333	Timeline
VNCEVINCE HLDG CORP	1,500	$22K	<0.01%	0	Timeline
SHAGWISDOMTREE TR	445	$22K	<0.01%	+39	Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	1,855	$22K	<0.01%	+1,005	Timeline
KEMQKRANESHARES TRUST	1,000	$22K	<0.01%	new	Timeline
ECTMECA MARCELLUS TRUST I COM UNIT	11,947	$22K	<0.01%	-2,035	Timeline
VREVERIS RESIDENTIAL INC	1,050	$22K	<0.01%	-230	Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INC	620	$22K	<0.01%	-169
PROTALIX BIOTHERAPEUTICS INCPROTALIX BIOTHERAPEUTICS INC	30,000	$22K	<0.01%	0
FORTERRA INCFORTERRA INC	3,000	$22K	<0.01%	0
PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC	1,120	$22K	<0.01%	new
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,412	$22K	<0.01%	new
INVESCO ACTIVELY MANAGD ETFINVESCO ACTIVELY MANAGD ETF	1,000	$22K	<0.01%	new
DSXDIANA SHIPPING INC	4,874	$21K	<0.01%	-1,434	Timeline
TILEINTERFACE INC	921	$21K	<0.01%	-47	Timeline
CASHPATHWARD FINANCIAL INC	260	$21K	<0.01%	-157	Timeline
AMSCAMERICAN SUPERCONDUCTOR CORP	3,077	$21K	<0.01%	+450	Timeline
BANDBANDWIDTH INC	388	$21K	<0.01%	new	Timeline
UEURBAN EDGE PPTYS	954	$21K	<0.01%	+785	Timeline
ATHENE HOLDING LTDATHENE HOLDING LTD	412	$21K	<0.01%	+142
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	510	$21K	<0.01%	-790
KBRKBR INC	993	$21K	<0.01%	-124	Timeline
CLOUDERA INCCLOUDERA INC	1,171	$21K	<0.01%	+100
RANDGOLD RES LTDRANDGOLD RES LTD	301	$21K	<0.01%	-111
UPLDUPLAND SOFTWARE INC	657	$21K	<0.01%	new	Timeline
CONSOLIDATED TOMOKA LAND COCONSOLIDATED TOMOKA LAND CO	334	$21K	<0.01%	+1
ORBCOMM INCORBCOMM INC	1,979	$21K	<0.01%	-791
AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC	6,540	$21K	<0.01%	+2,400
CAPITAL PRODUCT PARTNERS L PCAPITAL PRODUCT PARTNERS L P	7,535	$21K	<0.01%	0
DEUTSCHE BK AG LONDONDEUTSCHE BK AG LONDON	858	$21K	<0.01%	0
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	1,000	$21K	<0.01%	0
FITBIT INCFITBIT INC	4,045	$21K	<0.01%	-9,870
BLUE APRON HLDGS INCBLUE APRON HLDGS INC	12,139	$21K	<0.01%	+8,414
CALADRIUS BIOSCIENCES INCCALADRIUS BIOSCIENCES INC	3,560	$21K	<0.01%	+2,500
FORESCOUT TECHNOLOGIES INCFORESCOUT TECHNOLOGIES INC	550	$21K	<0.01%	0
FCB Financial Holdings Inc …FCB Financial Holdings Inc Cla	461	$21K	<0.01%	0
FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T	215,530	$21K	<0.01%	new
FORMFORMFACTOR INC	1,496	$20K	<0.01%	-252	Timeline
TALTAL ED GROUP	800	$20K	<0.01%	+307	Timeline
EATBRINKER INTL INC	442	$20K	<0.01%	-4,062	Timeline
GKOSGLAUKOS CORP	324	$20K	<0.01%	-84	Timeline
BHEBENCHMARK ELECTRS INC	865	$20K	<0.01%	+342	Timeline
PUMPPROPETRO HLDG CORP	1,211	$20K	<0.01%	+94	Timeline
GTXGARRETT MOTION INC	1,083	$20K	<0.01%	new	Timeline
CNXNPC CONNECTION INC	522	$20K	<0.01%	+26	Timeline
PEBPEBBLEBROOK HOTEL TR	539	$20K	<0.01%	-1,272	Timeline
SHAKSHAKE SHACK INC	313	$20K	<0.01%	+38	Timeline
DCHDAUCH CORP	1,158	$20K	<0.01%	-28	Timeline
XBFZXBLACKROCK CA MUNI INC TR	1,650	$20K	<0.01%	-2,729	Timeline
CAPITALA FIN CORPCAPITALA FIN CORP	2,350	$20K	<0.01%	+600
ALLEGHANY CORP DELALLEGHANY CORP DEL	30	$20K	<0.01%	-9
PRSUPURSUIT ATTRACTIONS AND HOSP	330	$20K	<0.01%	0	Timeline
FITESPDR SERIES TRUST	564	$20K	<0.01%	new	Timeline
OVLYOAK VY BANCORP OAKDALE CALIF	1,008	$20K	<0.01%	0	Timeline
CYHCOMMUNITY HEALTH SYS INC NEW	5,946	$20K	<0.01%	0	Timeline
GUANGSHEN RAILWAY CO LTD-ADRGUANGSHEN RAILWAY CO LTD-ADR	889	$20K	<0.01%	+676
VIRTUS TOTAL RETURN FUND INCVIRTUS TOTAL RETURN FUND INC	1,877	$20K	<0.01%	-1,005
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I	323	$20K	<0.01%	-469
RSPRINVESCO EXCHANGE TRADED FD T	706	$20K	<0.01%	new	Timeline
PPTYETF SER SOLUTIONS	700	$20K	<0.01%	new	Timeline
USLUNITED STS 12 MONTH OIL FD L	753	$20K	<0.01%	0	Timeline
IGIWESTERN ASSET INVT GRADE OPP	964	$20K	<0.01%	+12	Timeline
RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR	1,439	$20K	<0.01%	-78
SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS	1,000	$20K	<0.01%	-473
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	5,130	$20K	<0.01%	-70
TRILLIUM THERAPEUTICS INC C…TRILLIUM THERAPEUTICS INC COM NEW	3,500	$20K	<0.01%	0
RUDOLPH TECHNOLOGIES INCRUDOLPH TECHNOLOGIES INC	782	$20K	<0.01%	+675
MORGAN STANLEYMORGAN STANLEY	2,953	$20K	<0.01%	0
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	574	$20K	<0.01%	-643
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	1,500	$20K	<0.01%	new
ASSERTIO THERAPEUTICS INCASSERTIO THERAPEUTICS INC	3,400	$20K	<0.01%	new
WHEELER REAL ESTATE INVT TRWHEELER REAL ESTATE INVT TR	4,600	$20K	<0.01%	new
BOJANGLES INCBOJANGLES INC	1,274	$20K	<0.01%	-453
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	544	$20K	<0.01%	new
HGVHILTON GRAND VACATIONS INC	572	$19K	<0.01%	-1,557	Timeline
NVGSNAVIGATOR HLDGS LTD	1,600	$19K	<0.01%	new	Timeline
ANDEANDERSONS INC	500	$19K	<0.01%	0	Timeline
NHCNATIONAL HEALTHCARE CORP	250	$19K	<0.01%	-19	Timeline
STNSTANTEC INC	779	$19K	<0.01%	0	Timeline
IQLTISHARES TR	630	$19K	<0.01%	+443	Timeline
EWPISHARES INC	633	$19K	<0.01%	+133	Timeline
LILAKLIBERTY LATIN AMERICA LTD	948	$19K	<0.01%	-2,934	Timeline
WORWORTHINGTON ENTERPRISES INC	422	$19K	<0.01%	+25	Timeline
GPREGREEN PLAINS INC	1,116	$19K	<0.01%	+912	Timeline
AFEMFIRST TR EXCH TRADED FD III	300	$19K	<0.01%	-2,236	Timeline
LCNBLCNB CORP	1,000	$19K	<0.01%	0	Timeline
MLPMAUI LD & PINEAPPLE INC	1,500	$19K	<0.01%	-300	Timeline
FUNCFIRST UTD CORP	1,000	$19K	<0.01%	new	Timeline
CAAPCORPORACION AMER ARPTS S A	2,200	$19K	<0.01%	new	Timeline
BSCRINVESCO EXCH TRD SLF IDX FD	1,000	$19K	<0.01%	new	Timeline
SL GREEN REALTY CORPSL GREEN REALTY CORP	191	$19K	<0.01%	+106
MYYPROSHARES TR	450	$19K	<0.01%	new	Timeline
REDFIN CORPREDFIN CORP	974	$19K	<0.01%	-11,612
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC	1,287	$19K	<0.01%	-28
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	548	$19K	<0.01%	-80
CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INC	545	$19K	<0.01%	+17
IBERIABANK CORPIBERIABANK CORP	230	$19K	<0.01%	-210
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC	470	$19K	<0.01%	+355
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	6,912	$19K	<0.01%	0
ANWORTH MORTGAGE ASSET CPANWORTH MORTGAGE ASSET CP	4,197	$19K	<0.01%	0
ACTUANT CORPACTUANT CORP	698	$19K	<0.01%	-427
ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF…	308	$19K	<0.01%	+30
Allegiance BancsharesAllegiance Bancshares	450	$19K	<0.01%	-500
ARCIMOTO INCARCIMOTO INC	5,000	$19K	<0.01%	+1,000
JOHN HANCOCK MULTIFACTOR IN…JOHN HANCOCK MULTIFACTOR INDUSTRI…	506	$19K	<0.01%	new
ISHARES TRISHARES TR	390	$19K	<0.01%	new
VFMOVANGUARD WELLINGTON FD	206	$18K	<0.01%	new	Timeline
PFGCPERFORMANCE FOOD GROUP CO	533	$18K	<0.01%	-121	Timeline
ARCBARCBEST CORP	373	$18K	<0.01%	-527	Timeline
RLIRLI CORP	233	$18K	<0.01%	-48	Timeline
VVXV2X INC	569	$18K	<0.01%	-46	Timeline
CLWCLEARWATER PAPER CORP	613	$18K	<0.01%	+300	Timeline
SEBSEABOARD CORP DEL	5	$18K	<0.01%	+1	Timeline
UUUUENERGY FUELS INC	5,337	$18K	<0.01%	+2,712	Timeline
BSMBLACK STONE MINERALS L P	1,000	$18K	<0.01%	new	Timeline
HUBGHUB GROUP INC	385	$18K	<0.01%	+35	Timeline
HCCWARRIOR MET COAL INC	661	$18K	<0.01%	-101	Timeline
PNIPIMCO NEW YORK MUN FD II	1,551	$18K	<0.01%	0	Timeline
VUZIVUZIX CORP	2,727	$18K	<0.01%	0	Timeline
CMCOCOLUMBUS MCKINNON CORP N Y	470	$18K	<0.01%	+214	Timeline
AIRGAIRGAIN INC	1,375	$18K	<0.01%	0	Timeline
XMHQINVESCO EXCHANGE TRADED FD T	350	$18K	<0.01%	new	Timeline
CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC	614	$18K	<0.01%	-1,936
KCAP FINANCIAL INCKCAP FINANCIAL INC	5,500	$18K	<0.01%	-9,000
WVVIWILLAMETTE VALLEY VINEYARDS	2,265	$18K	<0.01%	+917	Timeline
YRDYIREN DIGITAL LTD	983	$18K	<0.01%	+724	Timeline
FFICFLUSHING FINL CORP	742	$18K	<0.01%	0	Timeline
TPICQTPI COMPOSITES INC COM	645	$18K	<0.01%	-455	Timeline
WEB.COM GROUP INCWEB.COM GROUP INC	666	$18K	<0.01%	-136
PIXELWORKS INCPIXELWORKS INC	4,000	$18K	<0.01%	0
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC	4,595	$18K	<0.01%	-23
PRECISION DRILLING CORPPRECISION DRILLING CORP	4,799	$18K	<0.01%	-5,000
CVR REFINING LP COM UNIT RE…CVR REFINING LP COM UNIT REPSTG L…	923	$18K	<0.01%	-377
SHARPS COMPLIANCE CORPSHARPS COMPLIANCE CORP	5,160	$18K	<0.01%	-1,462
UNITED COMMUNITY FINANCIALUNITED COMMUNITY FINANCIAL	1,877	$18K	<0.01%	-842
GLOBAL X FDSGLOBAL X FDS	845	$18K	<0.01%	new
RADA ELECTR INDS LTDRADA ELECTR INDS LTD	6,000	$18K	<0.01%	+1,000
SPDR INDEX SHS FDS EUR STOX…SPDR INDEX SHS FDS EUR STOXX SMCP	305	$18K	<0.01%	+5
OPPENHEIMER ETF TROPPENHEIMER ETF TR	700	$18K	<0.01%	0
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR	500	$18K	<0.01%	new
STBAS & T BANCORP INC	401	$17K	<0.01%	-90	Timeline
LOGILOGITECH INTL S A	384	$17K	<0.01%	new	Timeline
PTCTPTC THERAPEUTICS INC	367	$17K	<0.01%	-65	Timeline
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	432	$17K	<0.01%	+152
KOPKOPPERS HOLDINGS INC	543	$17K	<0.01%	-639	Timeline
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QL	1,337	$17K	<0.01%	+375

Sold out in Q3 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 634. All 634

Security	Shares before	Value before	Type
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	761,368	$122M	shares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	586,613	$58.3M	shares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 H	938,347	$39.8M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	566,878	$28.5M	shares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L	432,574	$20.3M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	127,933	$14.7M	shares
COLONY NORTHSTAR CR REAL ESTCOLONY NORTHSTAR CR REAL EST	507,629	$9.62M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	233,999	$9.22M	shares
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	67,629	$8.64M	shares
POWERSHARESPOWERSHARES	268,578	$7.57M	shares
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth	64,180	$7.04M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	222,052	$6.61M	shares
POWERSHARES EXCHANGEPOWERSHARES EXCHANGE	139,428	$6.25M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	256,425	$6.24M	shares
POWERSHARESPOWERSHARES	312,994	$5.87M	shares
POWERSHARES GLOBAL ETF TRUSTPOWERSHARES GLOBAL ETF TRUST	229,752	$5.75M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	224,259	$5.64M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	186,457	$5.62M	shares
POWERSHARESPOWERSHARES	334,781	$4.89M	shares
POWERSHARESPOWERSHARES	275,367	$4.66M	shares
POWERSHARESPOWERSHARES	198,565	$4.59M	shares
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)	29,524	$4.47M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	173,685	$4.21M	shares
POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT	79,006	$4.17M	shares
POWERSHARESPOWERSHARES	73,315	$4.17M	shares
RYDEX ETF TRUST TOP 50 ETFRYDEX ETF TRUST TOP 50 ETF	22,135	$4.13M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	159,834	$4.02M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	168,706	$3.55M	shares
FIRST TR STRATEGIC HIGH INCFIRST TR STRATEGIC HIGH INC	289,892	$3.54M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	168,220	$3.5M	shares
BROADCOM LTDBROADCOM LTD	14,330	$3.38M	shares
KKR & CO LPKKR & CO LP	165,998	$3.36M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	65,746	$3.23M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	150,685	$3.16M	shares
PowerShares CEF Income Comp…PowerShares CEF Income Composite	134,130	$3.07M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	23,830	$3.02M	shares
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	95,699	$2.92M	shares
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW	62,121	$2.8M	shares
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	156,997	$2.79M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	132,245	$2.75M	shares
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	24,387	$2.72M	shares
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH	50,705	$2.67M	shares
TIME WARNER INCTIME WARNER INC	28,122	$2.66M	shares
MONSANTO CO NEWMONSANTO CO NEW	22,605	$2.64M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	66,524	$2.49M	shares
STRATEGYSTRATEGY	63,352	$2.46M	shares
QEMMSPDR INDEX SHS FDS	34,985	$2.27M	shares
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap	20,561	$2.27M	shares
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE MID …	48,810	$2.23M	shares
COLONY NORTHSTAR INCCOLONY NORTHSTAR INC	395,099	$2.22M	shares
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	118,622	$2.2M	shares
PRUDENTIAL SHT DURATION HG YPRUDENTIAL SHT DURATION HG Y	147,635	$2.09M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	98,394	$2.08M	shares
INVESCO AEROSPACE & DEFENSE…INVESCO AEROSPACE & DEFENSE ETF	35,429	$2.01M	shares
RYDEX ETF TRUST HEALTH CARERYDEX ETF TRUST HEALTH CARE	11,198	$2.01M	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	80,562	$1.99M	shares
POWERSHARES ETF TRUST INTL …POWERSHARES ETF TRUST INTL DIV	124,103	$1.96M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	35,118	$1.93M	shares
WILLIAMS PARTNERS L P NEWWILLIAMS PARTNERS L P NEW	54,119	$1.86M	shares
POWERSHARESPOWERSHARES	79,862	$1.81M	shares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	15,000	$1.79M	shares
FQF TRFQF TR	58,491	$1.78M	shares
PRUDENTIAL GLB SHT DUR HG YLPRUDENTIAL GLB SHT DUR HG YL	126,056	$1.75M	shares
DR PEPPER SNAPPLE GROUP INCDR PEPPER SNAPPLE GROUP INC	14,195	$1.68M	shares
POWERSHARESPOWERSHARES	44,301	$1.62M	shares
GUGGENHEIM ETFGUGGENHEIM ETF	28,718	$1.56M	shares
GUGGENHEIM MID-CAP CORE ETFGUGGENHEIM MID-CAP CORE ETF	23,835	$1.55M	shares
CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR	61,105	$1.53M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	34,701	$1.52M	shares
Invesco Intl Developed Low …Invesco Intl Developed Low Vol	44,859	$1.49M	shares
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	56,586	$1.43M	shares
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD	64,886	$1.37M	shares
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG	40,058	$1.25M	shares
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	18,861	$1.22M	shares
POWERSHS DB US DOLLAR INDEX…POWERSHS DB US DOLLAR INDEX DO	51,610	$1.22M	shares
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	12,375	$1.22M	shares
POWERSHS DB MULTI SECT COMM…POWERSHS DB MULTI SECT COMM DB	31,287	$1.21M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	11,195	$1.19M	shares
Guggenheim BulletShares 202…Guggenheim BulletShares 2023 C	58,036	$1.18M	shares
RESOURCE CAP CORPRESOURCE CAP CORP	124,298	$1.18M	shares
ATHENEX INCATHENEX INC	69,307	$1.18M	shares
LEUCADIA NATL CORPLEUCADIA NATL CORP	46,227	$1.05M	shares
POWERSHARES ETF TRUST DIV A…POWERSHARES ETF TRUST DIV ACHV	41,129	$1.04M	shares
AMERICAN CAP SR FLOATING LTDAMERICAN CAP SR FLOATING LTD	92,698	$1.03M	shares
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI	54,504	$1.01M	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	6,169	$976K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	43,778	$942K	shares
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	40,850	$878K	shares
WESTAR ENERGY INCWESTAR ENERGY INC	16,580	$870K	shares
RYDEX ETF TRUSTRYDEX ETF TRUST	10,338	$854K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	13,327	$832K	shares
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	17,348	$804K	shares
BulletShares 2024 CorporateBulletShares 2024 Corporate	39,531	$801K	shares
PROSHARES TRPROSHARES TR	63,102	$769K	shares
GUGGENHEIMGUGGENHEIM	14,331	$764K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	22,463	$701K	shares
ORBITAL ATK INCORBITAL ATK INC	5,218	$692K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	40,594	$691K	shares
DST SYS INC DELDST SYS INC DEL	8,065	$675K	shares
NUSTAR GP HOLDINGS LLCNUSTAR GP HOLDINGS LLC	56,777	$656K	shares

How Q3 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-18-016044	base		2018-11-14	acceptance time not in the bulk data set	2026-10-07 19:03:47 UTC