LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $10,726,867,000 across 5,254 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-08-15. Its ten largest share positions make up 13.12% of the portfolio.

Filed 2018-08-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:04:44 UTC13F-HR 0001493152-18-012070

Period: 2018-06-30
Reported value: $10.7B
Holdings: 5,254
Top 10 weight: 13.12%
New: 0
Sold out: 0

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001493152-18-012070, largest first. % of portfolio is the value over $10,726,867,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Timeline
ARCH COAL INCARCH COAL INC	784	$72K	<0.01%
TEEKAY LNG PARTNERS L PTEEKAY LNG PARTNERS L P	4,014	$72K	<0.01%
MICHAELS COS INCMICHAELS COS INC	3,666	$72K	<0.01%
FQF TR AGFIQFQF TR AGFIQ	3,101	$72K	<0.01%
PENNPENN ENTERTAINMENT INC	2,715	$71K	<0.01%	Timeline
PEVERPURE INC	3,560	$71K	<0.01%	Timeline
IARTINTEGRA LIFESCIENCES HLDGS C	1,265	$71K	<0.01%	Timeline
GMFSPDR INDEX SHS FDS	671	$71K	<0.01%	Timeline
BBTBEACON FINANCIAL CORP.	1,875	$71K	<0.01%	Timeline
CATHGLOBAL X FDS	2,180	$71K	<0.01%	Timeline
ASGLIBERTY ALL-STAR GROWTH FD I	11,787	$71K	<0.01%	Timeline
MYNBLACKROCK MUNIYIELD N Y QUAL	5,917	$71K	<0.01%	Timeline
NANOMETRICSNANOMETRICS	2,659	$71K	<0.01%
PDLIPDL BIOPHARMA INC	24,142	$71K	<0.01%	Timeline
MERITOR INCMERITOR INC	3,441	$71K	<0.01%
ZIX CORPZIX CORP	16,700	$71K	<0.01%
PANHANDLE OIL AND GAS INCPANHANDLE OIL AND GAS INC	3,680	$71K	<0.01%
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	1,650	$71K	<0.01%
JBTMJBT MAREL CORPORATION	617	$70K	<0.01%	Timeline
MKTXMARKETAXESS HLDGS INC	322	$70K	<0.01%	Timeline
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRG	5,399	$70K	<0.01%
TC PIPELINES LPTC PIPELINES LP	2,037	$70K	<0.01%
FITBIT INCFITBIT INC	13,915	$70K	<0.01%
AIRAAR CORP	1,583	$69K	<0.01%	Timeline
PRLBPROTO LABS INC	584	$69K	<0.01%	Timeline
ICUIICU MED INC	276	$69K	<0.01%	Timeline
M.D.C. HOLDINGS INCM.D.C. HOLDINGS INC	2,487	$69K	<0.01%
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	1,925	$69K	<0.01%
WEINGARTEN RLTY INVSWEINGARTEN RLTY INVS	2,465	$69K	<0.01%
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION	1,825	$69K	<0.01%
APPNAPPIAN CORP	2,730	$69K	<0.01%	Timeline
NVRIENVIRI CORP	3,354	$69K	<0.01%	Timeline
GVALCAMBRIA ETF TR	2,614	$69K	<0.01%	Timeline
CIFMFS INTER HIGH INCOME FD	24,351	$69K	<0.01%	Timeline
SOTHERLY HOTELS INCSOTHERLY HOTELS INC	10,000	$69K	<0.01%
COOPER TIRE & RUBR COCOOPER TIRE & RUBR CO	2,344	$69K	<0.01%
SIERRA WIRELESS INCSIERRA WIRELESS INC	4,163	$69K	<0.01%
POWERSHARES ETF TRUST DYN O…POWERSHARES ETF TRUST DYN OIL	8,044	$69K	<0.01%
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,270	$69K	<0.01%
PKPARK HOTELS & RESORTS INC	2,513	$68K	<0.01%	Timeline
CNDTCONDUENT INC	3,623	$68K	<0.01%	Timeline
UMBFUMB FINL CORP	955	$68K	<0.01%	Timeline
SIZEISHARES TR	844	$68K	<0.01%	Timeline
GBABGUGGENHEIM TAXABLE MUNICP BO	3,143	$68K	<0.01%	Timeline
NPVNUVEEN VA QUALITY MUN INCOM	5,473	$68K	<0.01%	Timeline
GROUPON INCGROUPON INC	15,575	$68K	<0.01%
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	9,602	$68K	<0.01%
HUANENG PWR INTL INCHUANENG PWR INTL INC	2,521	$68K	<0.01%
POWERSHS DB MULTI SECT COMMPOWERSHS DB MULTI SECT COMM	4,462	$68K	<0.01%
JANUS DETROIT STR TRJANUS DETROIT STR TR	2,988	$68K	<0.01%
NAZNUVEEN ARIZONA QLTY MUN INC	4,957	$67K	<0.01%	Timeline
RELXRELX PLC	3,192	$67K	<0.01%	Timeline
UCBUNITED CMNTY BKS BLAIRSVLE G	2,132	$67K	<0.01%	Timeline
EQCEQUITY COMMONWEALTH	2,171	$67K	<0.01%	Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INC	4,571	$67K	<0.01%
XPCQXPIMCO CALIF MUN INCOME FD	4,551	$67K	<0.01%	Timeline
LYDALL INCLYDALL INC	1,397	$67K	<0.01%
COTT CORP QUECOTT CORP QUE	4,550	$67K	<0.01%
MMA Capital Management LLCMMA Capital Management LLC	2,436	$67K	<0.01%
FIRST TR VALUE LINE 100 ETFFIRST TR VALUE LINE 100 ETF	2,882	$67K	<0.01%
AI POWERED EQUITY ETFAI POWERED EQUITY ETF	2,550	$67K	<0.01%
NBTBNBT BANCORP INC	1,867	$66K	<0.01%	Timeline
PIIMPINJ INC	5,118	$66K	<0.01%	Timeline
ISHARES IBONDS DEC 2025 TERMISHARES IBONDS DEC 2025 TERM	2,728	$66K	<0.01%
ARRIS INTL INC SHSARRIS INTL INC SHS	2,472	$66K	<0.01%
CALLON PETE CO DELCALLON PETE CO DEL	4,965	$66K	<0.01%
ACGPASSOCIATED CAP GROUP INC CLASS	1,765	$66K	<0.01%	Timeline
IPATH DJ UBS COFFEE SUBINDEXIPATH DJ UBS COFFEE SUBINDEX	4,600	$66K	<0.01%
ISHARES TRISHARES TR	1,029	$66K	<0.01%
MUFGMITSUBISHI UFJ FINANCIAL GRO	9,747	$65K	<0.01%	Timeline
IBNICICI BK LTD	7,375	$65K	<0.01%	Timeline
JJSFJ & J SNACK FOODS CORP	477	$65K	<0.01%	Timeline
THQABRDN HEALTHCARE OPPORTUNITI	3,990	$65K	<0.01%	Timeline
IDEVISHARES TR	1,112	$65K	<0.01%	Timeline
MYGNMYRIAD GENETICS INC	2,231	$65K	<0.01%	Timeline
IYZISHARES TR	2,409	$65K	<0.01%	Timeline
UYMPROSHARES TR	1,000	$65K	<0.01%	Timeline
TORTOISE PIPELINE & ENERGY FTORTOISE PIPELINE & ENERGY F	4,073	$65K	<0.01%
SYSTEMAX INCSYSTEMAX INC	2,313	$65K	<0.01%
PROSHARES SHORT MDCP 400PROSHARES SHORT MDCP 400	5,800	$65K	<0.01%
ICLNISHARES TR	6,762	$64K	<0.01%	Timeline
WTFCWINTRUST FINL CORP	748	$64K	<0.01%	Timeline
TLKTELEKOMUNIKASI IND	2,424	$64K	<0.01%	Timeline
NGVTINGEVITY CORP	869	$64K	<0.01%	Timeline
RMAXRE/MAX HLDGS INC	1,069	$64K	<0.01%	Timeline
CNOCNO FINL GROUP INC	2,923	$64K	<0.01%	Timeline
BCCBOISE CASCADE CO DEL	1,665	$64K	<0.01%	Timeline
ORAORMAT TECHNOLOGIES INC	1,129	$64K	<0.01%	Timeline
ASHASHLAND INC	956	$64K	<0.01%	Timeline
NTBBANK OF N T BUTTERFIELD & SO	1,424	$64K	<0.01%	Timeline
PBPROSPERITY BANCSHARES INC	887	$64K	<0.01%	Timeline
BLACKROCK MUNIHOLDINGS INVE…BLACKROCK MUNIHOLDINGS INVESTM	4,851	$64K	<0.01%
NMLNEUBERGER ENGY INFRSTR & INC	7,854	$64K	<0.01%	Timeline
MIX TELEMATICS LTDMIX TELEMATICS LTD	4,130	$64K	<0.01%
CDLVICTORY PORTFOLIOS II	1,447	$64K	<0.01%	Timeline
SCHULMAN (A.) INCSCHULMAN (A.) INC	1,481	$64K	<0.01%
PROSHARES TRPROSHARES TR	1,599	$64K	<0.01%
AGOASSURED GUARANTY LTD	1,760	$63K	<0.01%	Timeline
PRGOPERRIGO CO PLC	760	$63K	<0.01%	Timeline
OLLIOLLIES BARGAIN OUTLET HLDGS	1,031	$63K	<0.01%	Timeline
SSLSASOL LTD	1,858	$63K	<0.01%	Timeline
ASRGRUPO AEROPORTUARIO DEL SURE	372	$63K	<0.01%	Timeline
CATYCATHAY GEN BANCORP	1,600	$63K	<0.01%	Timeline
MTWMANITOWOC CO INC	2,223	$63K	<0.01%	Timeline
CSRA INCCSRA INC	1,522	$63K	<0.01%
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	7,862	$63K	<0.01%
EFZPROSHARES TR	2,467	$63K	<0.01%	Timeline
POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW	1,279	$63K	<0.01%
BARCLAYS BANK PLC ETN+ FI E…BARCLAYS BANK PLC ETN+ FI ENHANCE…	388	$63K	<0.01%
POWERSHARES EXCHANGE TRADEDPOWERSHARES EXCHANGE TRADED	1,335	$63K	<0.01%
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTD	27,330	$63K	<0.01%
SPLBSPDR SERIES TRUST	2,241	$62K	<0.01%	Timeline
AITAPPLIED INDL TECHNOLOGIES IN	865	$62K	<0.01%	Timeline
BOXBOX INC	3,024	$62K	<0.01%	Timeline
HIWHIGHWOODS PPTYS INC	1,417	$62K	<0.01%	Timeline
PEBPEBBLEBROOK HOTEL TR	1,811	$62K	<0.01%	Timeline
VIRTUSA CORPVIRTUSA CORP	1,271	$62K	<0.01%
AIRCASTLE LTDAIRCASTLE LTD	3,119	$62K	<0.01%
POWRISHARES INC	2,990	$62K	<0.01%	Timeline
KCESPDR SERIES TRUST	1,063	$62K	<0.01%	Timeline
GURUGLOBAL X FDS	2,095	$62K	<0.01%	Timeline
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	7,377	$62K	<0.01%
POWERSHARES ETF TRUST ZACKS…POWERSHARES ETF TRUST ZACKS MC	3,252	$62K	<0.01%
TQQQPROSHARES TR	425	$61K	<0.01%	Timeline
SGRYSURGERY PARTNERS INC	3,574	$61K	<0.01%	Timeline
OCFCOCEANFIRST FINL CORP	2,295	$61K	<0.01%	Timeline
RHRH	641	$61K	<0.01%	Timeline
ABAXIS INCABAXIS INC	863	$61K	<0.01%
BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TR	4,000	$61K	<0.01%
SBHSALLY BEAUTY HLDGS INC	3,728	$60K	<0.01%	Timeline
PLUGPLUG PWR INC	32,233	$60K	<0.01%	Timeline
CVICVR ENERGY INC	1,967	$60K	<0.01%	Timeline
HYGHISHARES U S ETF TR	659	$60K	<0.01%	Timeline
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN	5,631	$60K	<0.01%
ALEXALEXANDER & BALDWIN INC	2,594	$60K	<0.01%	Timeline
KLX INCKLX INC	846	$60K	<0.01%
ISHARESISHARES	2,422	$60K	<0.01%
RSP PERMIAN INCRSP PERMIAN INC	1,265	$60K	<0.01%
BANCORPSOUTH BK TUPELO MISSBANCORPSOUTH BK TUPELO MISS	1,894	$60K	<0.01%
WDFCWD 40 CO	444	$59K	<0.01%	Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	1,966	$59K	<0.01%	Timeline
NBISNEBIUS GROUP N.V.	1,503	$59K	<0.01%	Timeline
KEXKIRBY CORP	756	$59K	<0.01%	Timeline
VRNSVARONIS SYS INC	959	$59K	<0.01%	Timeline
ZDZIFF DAVIS INC	749	$59K	<0.01%	Timeline
PACIFIC PREMIER BANCORP INCPACIFIC PREMIER BANCORP INC	1,467	$59K	<0.01%
TITNTITAN MACHY INC	2,484	$59K	<0.01%	Timeline
FSBWFS BANCORP INC	1,100	$59K	<0.01%	Timeline
LVHDLEGG MASON ETF INVT	2,008	$59K	<0.01%	Timeline
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	4,035	$59K	<0.01%
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	1,550	$59K	<0.01%
TALEND S ATALEND S A	1,211	$59K	<0.01%
WISDOMTREE TR DYNAMIC US EQTWISDOMTREE TR DYNAMIC US EQT	2,263	$59K	<0.01%
SGISOMNIGROUP INTERNATIONAL INC	1,305	$58K	<0.01%	Timeline
VSHVISHAY INTERTECHNOLOGY INC	3,140	$58K	<0.01%	Timeline
CPTCAMDEN PPTY TR	689	$58K	<0.01%	Timeline
ATROASTRONICS CORP	1,552	$58K	<0.01%	Timeline
THCTENET HEALTHCARE CORP	2,402	$58K	<0.01%	Timeline
CVECENOVUS ENERGY INC	6,789	$58K	<0.01%	Timeline
CCDCALAMOS DYNAMIC CONV & INCOM	2,944	$58K	<0.01%	Timeline
U S SILICA HLDGS INCU S SILICA HLDGS INC	2,311	$58K	<0.01%
INVAINNOVIVA INC	3,495	$58K	<0.01%	Timeline
TORTOISE ENERGY INDEPENDENCTORTOISE ENERGY INDEPENDENC	5,277	$58K	<0.01%
GRNBVANECK ETF TRUST	2,150	$58K	<0.01%	Timeline
DGRSWISDOMTREE TR	1,692	$58K	<0.01%	Timeline
ROUSLATTICE STRATEGIES TR	1,877	$58K	<0.01%	Timeline
DLTHDULUTH HLDGS INC	3,083	$58K	<0.01%	Timeline
GDENGOLDEN ENTMT INC	2,522	$58K	<0.01%	Timeline
TRANSMONTAIGNE PARTNERS L PTRANSMONTAIGNE PARTNERS L P	1,632	$58K	<0.01%
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	1,672	$58K	<0.01%
AGENUS INCAGENUS INC	12,500	$58K	<0.01%
SYNTHETIC BIOLOGICS INCSYNTHETIC BIOLOGICS INC	180,450	$58K	<0.01%
ISHARES EDGE MSCI MULTIFACT…ISHARES EDGE MSCI MULTIFACTOR IND…	1,880	$58K	<0.01%
ISHARES TRISHARES TR	1,850	$58K	<0.01%
SMLFISHARES TR	1,450	$57K	<0.01%	Timeline
FALNISHARES TR	2,150	$57K	<0.01%	Timeline
RUNSUNRUN INC	6,292	$57K	<0.01%	Timeline
XBFZXBLACKROCK CA MUNI INC TR	4,379	$57K	<0.01%	Timeline
LXRXLEXICON PHARMACEUTICALS INC	6,623	$57K	<0.01%	Timeline
BNOUNITED STS BRENT OIL FD LP	3,000	$57K	<0.01%	Timeline
DRNDIREXION SHARES ETF TRUST	3,365	$57K	<0.01%	Timeline
AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC	19,597	$57K	<0.01%
USDPUSD PARTNERS LP COM UIT REPSTG	5,500	$57K	<0.01%	Timeline
TSAKOS ENERGY NAVIGATION LTDTSAKOS ENERGY NAVIGATION LTD	17,404	$57K	<0.01%
SPMBSPDR SERIES TRUST	2,168	$56K	<0.01%	Timeline
REGREGENCY CTRS CORP	950	$56K	<0.01%	Timeline
CAJPYCANON INC-SPONS ADR	1,528	$56K	<0.01%	Timeline
BWZSPDR SERIES TRUST	1,693	$56K	<0.01%	Timeline
WTVWISDOMTREE TR	687	$56K	<0.01%	Timeline
HEWJISHARES TR	1,745	$56K	<0.01%	Timeline
ADVISORSHARES TRADVISORSHARES TR	1,510	$56K	<0.01%
HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC	2,832	$56K	<0.01%
CRAY INCCRAY INC	2,694	$56K	<0.01%
MTGE INVT CORP COMMTGE INVT CORP COM	3,151	$56K	<0.01%
SKYWSKYWEST INC	1,011	$55K	<0.01%	Timeline
POWIPOWER INTEGRATIONS INC	816	$55K	<0.01%	Timeline
FLNFIRST TR EXCH TRD ALPHDX FD	2,489	$55K	<0.01%	Timeline
Powershares Etf Fd Tr IIPowershares Etf Fd Tr II	921	$55K	<0.01%
POWERSHARES ACTIVE MNG ETF TPOWERSHARES ACTIVE MNG ETF T	2,200	$55K	<0.01%
DIREXION SHS ETF TRDIREXION SHS ETF TR	2,299	$55K	<0.01%
ALPS ETF TRALPS ETF TR	1,545	$55K	<0.01%
PLNTPLANET FITNESS MASTER ISSUER	1,473	$54K	<0.01%	Timeline
MTDRMATADOR RES CO	1,818	$54K	<0.01%	Timeline
PCRXPACIRA BIOSCIENCES INC	1,719	$54K	<0.01%	Timeline
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	5,521	$54K	<0.01%
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	1,789	$54K	<0.01%
REXNORD CORPREXNORD CORP	1,840	$54K	<0.01%
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N	7,700	$54K	<0.01%
ASGN INCASGN INC	650	$54K	<0.01%
PATKPATRICK INDS INC	872	$53K	<0.01%	Timeline
CERSCERUS CORP	9,610	$53K	<0.01%	Timeline
QLTAISHARES TR	1,030	$53K	<0.01%	Timeline
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV	2,812	$53K	<0.01%
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	1,300	$53K	<0.01%
FPEIFIRST TR EXCH TRADED FD III	2,700	$53K	<0.01%	Timeline
GRIDFIRST TR EXCHANGE-TRADED FD	1,069	$53K	<0.01%	Timeline
ARTNAARTESIAN RES CORP	1,468	$53K	<0.01%	Timeline
MFDXPIMCO EQUITY SER	1,999	$53K	<0.01%	Timeline
PCMPCM FD INC	4,698	$53K	<0.01%	Timeline
NIC INCNIC INC	3,989	$53K	<0.01%
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	6,645	$53K	<0.01%
SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW	53,000	$53K	<0.01%
CXCEMEX SAB DE CV	7,916	$52K	<0.01%	Timeline
CUKCARNIVAL PLC	786	$52K	<0.01%	Timeline
ANGOANGIODYNAMICS INC	3,000	$52K	<0.01%	Timeline
NUVASIVE INCNUVASIVE INC	994	$52K	<0.01%
CBFVCB FINL SVCS INC	1,685	$52K	<0.01%	Timeline
DNOWDNOW INC	5,222	$52K	<0.01%	Timeline
PETIQ INCPETIQ INC	1,941	$52K	<0.01%
GTT COMMUNICATIONS INCGTT COMMUNICATIONS INC	910	$52K	<0.01%
PENNS WOODS BANCORP INCPENNS WOODS BANCORP INC	1,232	$52K	<0.01%
ACORDA THERAPEUTICS INCACORDA THERAPEUTICS INC	2,200	$52K	<0.01%
STEADYMED LTDSTEADYMED LTD	16,050	$52K	<0.01%
EPAMEPAM SYS INC	443	$51K	<0.01%	Timeline
EPCEDGEWELL PERSONAL CARE CO	1,054	$51K	<0.01%	Timeline
PACGRUPO AEROPORTUNARIO DEL PAC	510	$51K	<0.01%	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	1,505	$51K	<0.01%	Timeline
EISISHARES INC	1,032	$51K	<0.01%	Timeline
SPWRQSUNPOWER CORP	6,396	$51K	<0.01%	Timeline
HUBSHUBSPOT INC	464	$50K	<0.01%	Timeline
TEXTEREX CORP NEW	1,346	$50K	<0.01%	Timeline
RRCRANGE RES CORP	3,495	$50K	<0.01%	Timeline
ITRIITRON INC	700	$50K	<0.01%	Timeline
HLIHOULIHAN LOKEY INC	1,120	$50K	<0.01%	Timeline
NWSANEWS CORP NEW	3,155	$50K	<0.01%	Timeline
MLIMUELLER INDS INC	1,900	$50K	<0.01%	Timeline
FFINFIRST FINL BANKSHARES INC	1,093	$50K	<0.01%	Timeline
ANIKANIKA THERAPEUTICS INC	1,000	$50K	<0.01%	Timeline
FCPTFOUR CORNERS PPTY TR INC	2,193	$50K	<0.01%	Timeline
FBPFIRST BANCORP CORPORATION	8,300	$50K	<0.01%	Timeline
UNFUNIFIRST CORP MASS	308	$50K	<0.01%	Timeline
MOHMOLINA HEALTHCARE INC	609	$50K	<0.01%	Timeline
UVEUNIVERSAL INS HLDGS INC	1,568	$50K	<0.01%	Timeline
TWITITAN INTL INC ILL	3,943	$50K	<0.01%	Timeline
ELEVANCE HEALTH INCELEVANCE HEALTH INC	944	$50K	<0.01%
POWERSHARES ETF TRUST DYN L…POWERSHARES ETF TRUST DYN LSR	1,112	$50K	<0.01%
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INC	49,307	$50K	<0.01%
DREYFUS ALCENTRA GBL CR INCODREYFUS ALCENTRA GBL CR INCO	5,339	$50K	<0.01%
EWWISHARES INC	960	$49K	<0.01%	Timeline
TFLOISHARES TR	980	$49K	<0.01%	Timeline
HMNHORACE MANN EDUCATORS CORP N	1,149	$49K	<0.01%	Timeline
EXLSEXLSERVICE HLDGS INC	878	$49K	<0.01%	Timeline
FMXFOMENTO ECONOMICO MEXICANO S	541	$49K	<0.01%	Timeline
AKRACADIA RLTY TR	1,986	$49K	<0.01%	Timeline
ACREARES COML REAL ESTATE CORP	3,893	$49K	<0.01%	Timeline
RYAMRAYONIER ADVANCED MATLS INC	2,299	$49K	<0.01%	Timeline
GDOTGREEN DOT CORP	762	$49K	<0.01%	Timeline
PREMIER INCPREMIER INC	1,559	$49K	<0.01%
KOPKOPPERS HOLDINGS INC	1,182	$49K	<0.01%	Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C	1,618	$49K	<0.01%
VEGIISHARES INC	1,700	$49K	<0.01%	Timeline
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	780	$49K	<0.01%
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I	792	$49K	<0.01%
CNYAISHARES TR	1,500	$49K	<0.01%	Timeline
FIRST TR/ABERDEEN EMERG OPTFIRST TR/ABERDEEN EMERG OPT	3,093	$49K	<0.01%
CZRCZR	4,366	$49K	<0.01%
NUVEEN CONNECTICUT PREM INCNUVEEN CONNECTICUT PREM INC	4,200	$49K	<0.01%
ISHARES TRISHARES TR	1,216	$49K	<0.01%
RANDOLPH BANCORP INCRANDOLPH BANCORP INC	3,000	$49K	<0.01%
SBSCOMPANHIA DE SANEAMENTO BASI	4,452	$48K	<0.01%	Timeline
CVBFCVB FINL CORP	2,100	$48K	<0.01%	Timeline
MNANYLIM ETF TR	1,540	$48K	<0.01%	Timeline
DORMDORMAN PRODS INC	734	$48K	<0.01%	Timeline
AMSFAMERISAFE INC	852	$48K	<0.01%	Timeline
KIRKLAND LAKE GOLD LTDKIRKLAND LAKE GOLD LTD	3,093	$48K	<0.01%
UHTUNIVERSAL HEALTH RLTY INCOME	792	$48K	<0.01%	Timeline
ULEPROSHARES TR II	2,650	$48K	<0.01%	Timeline
NTT DOCOMO INCNTT DOCOMO INC	1,882	$48K	<0.01%
CODORUS VY BANCORP INCCODORUS VY BANCORP INC	1,723	$48K	<0.01%
CALLIDUS SOFTWARE INCCALLIDUS SOFTWARE INC	1,358	$48K	<0.01%
NEUBERGER BERMAN NY INT MUNNEUBERGER BERMAN NY INT MUN	4,072	$48K	<0.01%
CHANNELADVISOR CORPCHANNELADVISOR CORP	5,200	$48K	<0.01%
IPATH US TSY 10Y BEARIPATH US TSY 10Y BEAR	2,251	$48K	<0.01%
FIVNFIVE9 INC	1,595	$47K	<0.01%	Timeline
CIENCIENA CORP	1,811	$47K	<0.01%	Timeline
MRCYMERCURY SYS INC	975	$47K	<0.01%	Timeline
CUBICUSTOMERS BANCORP INC	1,602	$47K	<0.01%	Timeline
XIFRXPLR INFRASTRUCTURE LP	1,166	$47K	<0.01%	Timeline
QUIDEL CORPQUIDEL CORP	915	$47K	<0.01%
SRGSERITAGE GROWTH PPTYS	1,323	$47K	<0.01%	Timeline
RVSBRIVERVIEW BANCORP INC	5,000	$47K	<0.01%	Timeline
ROAMLATTICE STRATEGIES TR	1,804	$47K	<0.01%	Timeline
EDUCATION RLTY TR INCEDUCATION RLTY TR INC	1,433	$47K	<0.01%
STRATEGYSTRATEGY	1,143	$47K	<0.01%
VRAYQVIEWRAY INC	7,397	$47K	<0.01%	Timeline
ELLINGTON FINANCIAL LLCELLINGTON FINANCIAL LLC	3,172	$47K	<0.01%
ROCKWELL MED INCROCKWELL MED INC	8,730	$47K	<0.01%
ABERDEEN EMERGING MKTS SMALLABERDEEN EMERGING MKTS SMALL	3,156	$47K	<0.01%
TRINSEO S ATRINSEO S A	639	$47K	<0.01%
SPDR SER TRSPDR SER TR	759	$47K	<0.01%
PRGSPROGRESS SOFTWARE CORP	1,375	$46K	<0.01%	Timeline
IAGIAMGOLD CORP	8,785	$46K	<0.01%	Timeline
JHGJANUS HENDERSON GROUP PLC	1,388	$46K	<0.01%	Timeline
CORTCORCEPT THERAPEUTICS INC	2,830	$46K	<0.01%	Timeline
MMIMARCUS & MILLICHAP INC	1,261	$46K	<0.01%	Timeline
KCAP FINANCIAL INCKCAP FINANCIAL INC	14,500	$46K	<0.01%
SPECTRUM PHARMACEUTICALS INCSPECTRUM PHARMACEUTICALS INC	2,898	$46K	<0.01%
CENTERSTATE BK CORPCENTERSTATE BK CORP	1,764	$46K	<0.01%
BELLEROPHON THERAPEUTICS INCBELLEROPHON THERAPEUTICS INC	23,000	$46K	<0.01%
CBTCABOT CORP	809	$45K	<0.01%	Timeline
CASHPATHWARD FINANCIAL INC	417	$45K	<0.01%	Timeline
KELYAKELLY SVCS INC	1,541	$45K	<0.01%	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	4,157	$45K	<0.01%	Timeline
PGZPRINCIPAL REAL ESTATE INCOME	2,668	$45K	<0.01%	Timeline
CARSCARS COM INC	1,599	$45K	<0.01%	Timeline
GENOMIC HEALTH, INC.GENOMIC HEALTH, INC.	1,419	$45K	<0.01%
VIXMPROSHARES TR II	1,691	$45K	<0.01%	Timeline
ADVISORSHARESADVISORSHARES	5,374	$45K	<0.01%
ATHENAHEALTH INCATHENAHEALTH INC	309	$45K	<0.01%
ALPINE IMMUNE SCIENCES INCALPINE IMMUNE SCIENCES INC	5,615	$45K	<0.01%
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	3,674	$45K	<0.01%
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TR	5,000	$45K	<0.01%
GOL LINHAS AEREAS INTELIGENTGOL LINHAS AEREAS INTELIGENT	3,500	$45K	<0.01%
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	2,092	$45K	<0.01%
POWERSHARES FTSE RAFI DEVEL…POWERSHARES FTSE RAFI DEVELOPED M…	1,319	$45K	<0.01%
POWERSHARES FDMNL PUR MD VALPOWERSHARES FDMNL PUR MD VAL	1,499	$45K	<0.01%
EATON VANCE OHIO MUN BD FDEATON VANCE OHIO MUN BD FD	3,819	$45K	<0.01%
CENTENNIAL RESOURCE DEV INCCENTENNIAL RESOURCE DEV INC	2,419	$45K	<0.01%
MURMURPHY OIL CORP	1,700	$44K	<0.01%	Timeline
CWHCAMPING WORLD HLDGS INC	1,376	$44K	<0.01%	Timeline
ANFABERCROMBIE & FITCH CO	1,795	$44K	<0.01%	Timeline
FTSFORTIS INC	1,316	$44K	<0.01%	Timeline
ACNBACNB CORP	1,520	$44K	<0.01%	Timeline
ISCFISHARES TR	1,335	$44K	<0.01%	Timeline
WLKPWESTLAKE CHEM PARTNERS LP	1,960	$44K	<0.01%	Timeline
NANNUVEEN NY DIVI ADV	3,450	$44K	<0.01%	Timeline
SPXVPROSHARES TR	800	$44K	<0.01%	Timeline
AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES	1,188	$44K	<0.01%
TTOOTTOO	6,800	$44K	<0.01%
PROSHARES TRPROSHARES TR	1,057	$44K	<0.01%
MBCNMIDDLEFIELD BANC CORP	900	$44K	<0.01%	Timeline
COMPUTER TASK GROUP INCCOMPUTER TASK GROUP INC	5,310	$44K	<0.01%
ISHARES TRISHARES TR	1,125	$44K	<0.01%
GUGGENHEIM RUSSELL MCAPGUGGENHEIM RUSSELL MCAP	700	$44K	<0.01%
ALDER BIOPHARMACEUTICALS INCALDER BIOPHARMACEUTICALS INC	3,430	$44K	<0.01%
RYDEX ETF TRUSTRYDEX ETF TRUST	1,702	$44K	<0.01%
ISHARES TRISHARES TR	1,675	$44K	<0.01%
IPARINTERPARFUMS INC	912	$43K	<0.01%	Timeline
BDNBRANDYWINE RLTY TR	2,710	$43K	<0.01%	Timeline
SJTSAN JUAN BASIN RTY TR	5,550	$43K	<0.01%	Timeline
IHS MARKIT LTDIHS MARKIT LTD	900	$43K	<0.01%
BIGGQBIG LOTS INC.	997	$43K	<0.01%	Timeline
GASLOG LTDGASLOG LTD	2,621	$43K	<0.01%
MNROMONRO INC	825	$43K	<0.01%	Timeline
IMMRIMMERSION CORP	3,583	$43K	<0.01%	Timeline
VFLABRDN NATL MUN INCOME FD	3,427	$43K	<0.01%	Timeline
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC	705	$43K	<0.01%
NEW RELIC INCNEW RELIC INC	573	$43K	<0.01%
REALPAGE INCREALPAGE INC	840	$43K	<0.01%
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	9,650	$43K	<0.01%
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	2,881	$43K	<0.01%
ISHARES TRISHARES TR	1,665	$43K	<0.01%
CIVEO CORP CDACIVEO CORP CDA	11,469	$43K	<0.01%
FRANKLIN TEMPLETON ETF TRFRANKLIN TEMPLETON ETF TR	1,471	$43K	<0.01%
CALMCAL MAINE FOODS INC	963	$42K	<0.01%	Timeline
GUESS? INCGUESS? INC	2,039	$42K	<0.01%
PAGPPLAINS GP HLDGS L P	1,938	$42K	<0.01%	Timeline
EEMAISHARES INC	560	$42K	<0.01%	Timeline
VIAVVIAVI SOLUTIONS INC	4,211	$42K	<0.01%	Timeline
EVOQUA WATER TECHNOLOGIES COEVOQUA WATER TECHNOLOGIES CO	1,953	$42K	<0.01%
WESTERN ASSET MUN PARTNERS FWESTERN ASSET MUN PARTNERS F	2,951	$42K	<0.01%
LZBLA Z BOY INC	1,415	$42K	<0.01%	Timeline
PGCPEAPACK-GLADSTONE FINL CORP	1,276	$42K	<0.01%	Timeline
LBRDALIBERTY BROADBAND CORP	503	$42K	<0.01%	Timeline
IEUSISHARES TR	739	$42K	<0.01%	Timeline
MANITEX INTL INCMANITEX INTL INC	3,680	$42K	<0.01%
ALEXCO RESOURCE CORPALEXCO RESOURCE CORP	31,000	$42K	<0.01%
OCWEN FINL CORPOCWEN FINL CORP	10,300	$42K	<0.01%
NUVEEN OHIO QUALITY INC MUNINUVEEN OHIO QUALITY INC MUNI	3,115	$42K	<0.01%
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	1,217	$42K	<0.01%
WISDOMTREE TRWISDOMTREE TR	1,223	$42K	<0.01%
NEURALSTEM INCNEURALSTEM INC	25,711	$42K	<0.01%
BHBBAR HBR BANKSHARES	1,491	$41K	<0.01%	Timeline
SFIXSTITCH FIX INC	2,050	$41K	<0.01%	Timeline
RRXREGAL REXNORD CORPORATION	555	$41K	<0.01%	Timeline
MCNXAI MADISON EQUITY PREMIUM I	5,625	$41K	<0.01%	Timeline
SOTHEBYSSOTHEBYS	799	$41K	<0.01%
NEW MEDIA INVT GROUP INCNEW MEDIA INVT GROUP INC	2,396	$41K	<0.01%
JMMNUVEEN MULTI-MKT INCOME FD I	5,715	$41K	<0.01%	Timeline
ALLIANCE CALIFORNIA MUNICIP…ALLIANCE CALIFORNIA MUNICIPAL	3,247	$41K	<0.01%
FMYFIRST TR MTG INCOME FD	2,951	$41K	<0.01%	Timeline
GREAT PANTHER MININGGREAT PANTHER MINING	35,000	$41K	<0.01%
ABERDEEN ISRAEL FUND INCABERDEEN ISRAEL FUND INC	2,096	$41K	<0.01%
PROSHARES TRPROSHARES TR	418	$41K	<0.01%
BIO PATH HOLDINGS INCBIO PATH HOLDINGS INC	20,514	$41K	<0.01%
ESGEISHARES INC	536	$40K	<0.01%	Timeline
MTXMINERALS TECHNOLOGIES INC	590	$40K	<0.01%	Timeline
WEYSWEYCO GROUP INC	1,186	$40K	<0.01%	Timeline
DNNDENISON MINES CORP	87,550	$40K	<0.01%	Timeline
XGLQXCLOUGH GLOBAL EQUITY FD	3,058	$40K	<0.01%	Timeline
QDFFLEXSHARES TR	890	$40K	<0.01%	Timeline
ENVAENOVA INTL INC	1,832	$40K	<0.01%	Timeline
XSWSPDR SERIES TRUST	528	$40K	<0.01%	Timeline
JKSJINKOSOLAR HLDG CO LTD	2,235	$40K	<0.01%	Timeline
MEDMEDIFAST INC	424	$40K	<0.01%	Timeline
VEDANTA LTDVEDANTA LTD	2,278	$40K	<0.01%
RBCAAREPUBLIC BANCORP INC KY	1,047	$40K	<0.01%	Timeline
GGP INCGGP INC	1,952	$40K	<0.01%
ADVANCED SEMICONDUCTOR ENGRADVANCED SEMICONDUCTOR ENGR	5,454	$40K	<0.01%
INTERNATIONAL SPEEDWAY CORPINTERNATIONAL SPEEDWAY CORP	892	$40K	<0.01%
PROSHARES TR II SHTPROSHARES TR II SHT	3,900	$40K	<0.01%
ON TRACK INNOVATION LTDON TRACK INNOVATION LTD	40,500	$40K	<0.01%
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	780	$40K	<0.01%
DELMAR PHARMACEUTICALS INCDELMAR PHARMACEUTICALS INC	42,375	$40K	<0.01%
TSTENARIS S A	1,124	$39K	<0.01%	Timeline
ACHCACADIA HEALTHCARE COMPANY IN	1,001	$39K	<0.01%	Timeline
SABRSABRE CORP	1,888	$39K	<0.01%	Timeline
QUSSPDR SERIES TRUST	511	$39K	<0.01%	Timeline
ABRARBOR REALTY TRUST INC	4,400	$39K	<0.01%	Timeline
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC	366	$39K	<0.01%
KAMAN CORP-CLASS AKAMAN CORP-CLASS A	627	$39K	<0.01%
BANCOLOMBIA S ABANCOLOMBIA S A	924	$39K	<0.01%
WNCWABASH NATL CORP	1,903	$39K	<0.01%	Timeline
SPARK ENERGY INCSPARK ENERGY INC	3,330	$39K	<0.01%
CURRENCYSHARES SWISS FRANC …CURRENCYSHARES SWISS FRANC TRU	400	$39K	<0.01%
Vitamin Shoppe, Inc.Vitamin Shoppe, Inc.	9,075	$39K	<0.01%
DELAWARE INVTS DIV & INCOMEDELAWARE INVTS DIV & INCOME	3,715	$39K	<0.01%
BARCLAYS BANK PLCBARCLAYS BANK PLC	1,840	$39K	<0.01%
PMTPENNYMAC MTG INVT TR	2,130	$38K	<0.01%	Timeline
LMATLEMAITRE VASCULAR INC	1,049	$38K	<0.01%	Timeline
JOEST JOE CO	1,980	$38K	<0.01%	Timeline
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL	969	$38K	<0.01%
SINA CORPSINA CORP	369	$38K	<0.01%
LQDTLIQUIDITY SVCS INC	5,817	$38K	<0.01%	Timeline
CLNECLEAN ENERGY FUELS CORP	23,609	$38K	<0.01%	Timeline
QCRHQCR HLDGS INC	849	$38K	<0.01%	Timeline
FBNCFIRST BANCORP N C	1,059	$38K	<0.01%	Timeline
SGUSTAR GROUP LP	4,082	$38K	<0.01%	Timeline
TPHTRI POINTE HOMES INC	2,328	$38K	<0.01%	Timeline
CARBONITE INCCARBONITE INC	1,297	$38K	<0.01%
CBONVANECK ETF TRUST	1,600	$38K	<0.01%	Timeline
ACXIOM CORPACXIOM CORP	1,597	$38K	<0.01%
MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD	524	$38K	<0.01%
2U INC2U INC	450	$38K	<0.01%
NUTRI SYS INC NEWNUTRI SYS INC NEW	1,403	$38K	<0.01%
BRIGGS & STRATTON CORPBRIGGS & STRATTON CORP	1,798	$38K	<0.01%
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE LARG…	733	$38K	<0.01%
CYPRESS ENVIRONMENTL PARTNRCYPRESS ENVIRONMENTL PARTNR	6,800	$38K	<0.01%
YELPYELP INC	890	$37K	<0.01%	Timeline
MUSAMURPHY USA INC	515	$37K	<0.01%	Timeline
RUSHARUSH ENTERPRISES INC	877	$37K	<0.01%	Timeline
MTHMERITAGE HOMES CORP	836	$37K	<0.01%	Timeline
EUFNISHARES TR	1,605	$37K	<0.01%	Timeline
CALCALERES INC	1,113	$37K	<0.01%	Timeline
COHUCOHU INC	1,639	$37K	<0.01%	Timeline
XIAEXVOYA ASIA PAC HIGH DIV EQT I	3,486	$37K	<0.01%	Timeline
PLAYDAVE & BUSTERS ENTMT INC	884	$37K	<0.01%	Timeline
SVMSILVERCORP METALS INC	13,636	$37K	<0.01%	Timeline
DEWWISDOMTREE TR	815	$37K	<0.01%	Timeline
FPAFIRST TR EXCH TRD ALPHDX FD	1,030	$37K	<0.01%	Timeline
ELMIRA SVGS BK ELMIRA N YELMIRA SVGS BK ELMIRA N Y	1,800	$37K	<0.01%
Allegiance BancsharesAllegiance Bancshares	950	$37K	<0.01%
CORBUS PHARMACEUTICALS HLDGSCORBUS PHARMACEUTICALS HLDGS	6,000	$37K	<0.01%
Eaton Vance Floating RateEaton Vance Floating Rate	4,000	$37K	<0.01%
AMERISOURCEBERGEN CORAMERISOURCEBERGEN COR	3,315	$37K	<0.01%
POWERSHARES DWA TACTICAL SE…POWERSHARES DWA TACTICAL SECTOR R…	1,300	$37K	<0.01%
KGCKINROSS GOLD CORP	9,103	$36K	<0.01%	Timeline
MSTRSTRATEGY INC	281	$36K	<0.01%	Timeline
SANMSANMINA CORP	1,391	$36K	<0.01%	Timeline
SMSM ENERGY COMPANY	1,955	$36K	<0.01%	Timeline
MDBMONGODB INC	817	$36K	<0.01%	Timeline
TDSTELEPHONE & DATA SYS INC	1,288	$36K	<0.01%	Timeline
DRHDIAMONDROCK HOSPITALITY CO	3,404	$36K	<0.01%	Timeline
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC	899	$36K	<0.01%
VREXVAREX IMAGING CORP	1,025	$36K	<0.01%	Timeline
NORBORD INCNORBORD INC	1,000	$36K	<0.01%
HFBLHOME FED BANCORP INC LA NEW	1,210	$36K	<0.01%	Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INC	11,744	$36K	<0.01%
POWERSHARES S&P SMALLCAPPOWERSHARES S&P SMALLCAP	669	$36K	<0.01%
AMPLIFY BLUESTAR ISRAEL TEC…AMPLIFY BLUESTAR ISRAEL TECHNOLOG…	1,099	$36K	<0.01%
SPARTAN MTRS INCSPARTAN MTRS INC	2,100	$36K	<0.01%
NUVEEN MD PREM INC MUNI FUNDNUVEEN MD PREM INC MUNI FUND	2,941	$36K	<0.01%
SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC	534	$36K	<0.01%
PROSHARES TRPROSHARES TR	2,100	$36K	<0.01%
IBDRISHARES TR	1,459	$35K	<0.01%	Timeline
BLDPBALLARD PWR SYS INC NEW	9,720	$35K	<0.01%	Timeline
PSMTPRICESMART INC	413	$35K	<0.01%	Timeline
ALRMALARM COM HLDGS INC	929	$35K	<0.01%	Timeline
COTYCOTY INC	1,912	$35K	<0.01%	Timeline
PBR-APETROLEO BRASILEIRO S A	2,710	$35K	<0.01%	Timeline

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-18-012070	base		2018-08-15	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC