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LADENBURG THALMANN FINANCIAL SERVICES INC.

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13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $10,726,867,000 across 5,254 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-08-15. Its ten largest share positions make up 13.12% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001493152-18-012070

Period
2018-06-30
Reported value
$10.7B
Holdings
5,254
Top 10 weight
13.12%
New
0
Sold out
0

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001493152-18-012070, largest first. % of portfolio is the value over $10,726,867,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
AKO-BEMBOTELLADORA ANDINA S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 29 shares; 2018Q2: 29 shares 29$1K<0.01%0Timeline
THRTHERMON GROUP HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares 47$1K<0.01%0Timeline
FRONTLINE PLC FFRONTLINE PLC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 297 shares; 2018Q2: 297 shares 297$1K<0.01%0
LA JOLLA PHARMACEUTICAL COLA JOLLA PHARMACEUTICAL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27 shares; 2018Q2: 27 shares 27$1K<0.01%0
VOYA INTL HIGH DIVID EQTY INVOYA INTL HIGH DIVID EQTY INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$1K<0.01%0
PERSPECTIVE THERAPEUTICS INCPERSPECTIVE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares 1,500$1K<0.01%0
AAUAFALMADEN MINERALS LTD COM CLASSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 900 shares; 2018Q2: 900 shares 900$1K<0.01%0Timeline
BIOLASE INCBIOLASE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,844 shares; 2018Q2: 2,844 shares 2,844$1K<0.01%0
CHUY&apos;S HOLDINGS INCCHUY&apos;S HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38 shares; 2018Q2: 38 shares 38$1K<0.01%0
SAFEGUARD SCIENTIFICS INCSAFEGUARD SCIENTIFICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares 50$1K<0.01%0
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,883 shares; 2018Q2: 1,883 shares 1,883$1K<0.01%0
NLSTNETLIST, INC. COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5,000 shares; 2018Q2: 5,000 shares 5,000$1K<0.01%0Timeline
INUVO INCINUVO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 600 shares; 2018Q2: 600 shares 600$1K<0.01%0
GENERAL MOLY INC COMGENERAL MOLY INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares 3,000$1K<0.01%0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,080 shares; 2018Q2: 1,080 shares 1,080$1K<0.01%0
TIVITY HEALTH INCTIVITY HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 23 shares; 2018Q2: 23 shares 23$1K<0.01%0
DERMIRA INCDERMIRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$1K<0.01%0
CO-DIAGNOSTICS INCCO-DIAGNOSTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares 500$1K<0.01%0
CEL-SCI CORPCEL-SCI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 664 shares; 2018Q2: 664 shares 664$1K<0.01%0
DIPLOMAT PHARMACY INCDIPLOMAT PHARMACY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 75 shares; 2018Q2: 75 shares 75$1K<0.01%0
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares 12$1K<0.01%0
LORAL SPACE & COM INCLORAL SPACE & COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21 shares; 2018Q2: 21 shares 21$1K<0.01%0
APPROACH RESOURCES INCAPPROACH RESOURCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 504 shares; 2018Q2: 504 shares 504$1K<0.01%0
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares 2,000$1K<0.01%0
PHH CORPPHH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 134 shares; 2018Q2: 134 shares 134$1K<0.01%0
CELLDEX THERAPEUTICS INC NEWCELLDEX THERAPEUTICS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 400 shares; 2018Q2: 400 shares 400$1K<0.01%0
HAWAIIAN TELCOM HOLDCO INCHAWAIIAN TELCOM HOLDCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41 shares; 2018Q2: 41 shares 41$1K<0.01%0
HFF INCHFF INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27 shares; 2018Q2: 27 shares 27$1K<0.01%0
RAND CAP CORPRAND CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$1K<0.01%0
Ambac Financial Group Wt 4/…Ambac Financial Group Wt 4/30/2023Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 125 shares; 2018Q2: 125 shares 125$1K<0.01%0
VIVUS INCVIVUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4,454 shares; 2018Q2: 4,454 shares 4,454$1K<0.01%0
REALNETWORKS INCREALNETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares 275$1K<0.01%0
INSIGNIA SYSTEMS INCINSIGNIA SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 501 shares; 2018Q2: 501 shares 501$1K<0.01%0
RELM WIRELESS CORPRELM WIRELESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 194 shares; 2018Q2: 194 shares 194$1K<0.01%0
USA TRUCK INCUSA TRUCK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares 50$1K<0.01%0
ALIMERA SCIENCES INCALIMERA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares 1,000$1K<0.01%0
NEOPHOTONICS CORPNEOPHOTONICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$1K<0.01%0
QAD INC-AQAD INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares 13$1K<0.01%0
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,550 shares; 2018Q2: 2,550 shares 2,550$1K<0.01%0
ENDURO ROYALTY TRUSTENDURO ROYALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares 300$1K<0.01%0
BARCLAYS BK PLCBARCLAYS BK PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares 40$1K<0.01%0
DATAWATCH CORPDATAWATCH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$1K<0.01%0
Attunity LtdAttunity LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$1K<0.01%0
ONCOCYTE CORPONCOCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares 500$1K<0.01%0
COMMERCEHUB INCCOMMERCEHUB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 69 shares; 2018Q2: 69 shares 69$1K<0.01%0
IMMUNE DESIGN CORP.IMMUNE DESIGN CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 330 shares; 2018Q2: 330 shares 330$1K<0.01%0
ENSYNC INC.ENSYNC INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares 2,000$1K<0.01%0
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares 33$1K<0.01%0
EVOFEM BIOSCIENCES INCEVOFEM BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 83 shares; 2018Q2: 83 shares 83$1K<0.01%0
APRICUS BIOSCIENCES INCAPRICUS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,415 shares; 2018Q2: 2,415 shares 2,415$1K<0.01%0
AVIANCA HLDGS SAAVIANCA HLDGS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 155 shares; 2018Q2: 155 shares 155$1K<0.01%0
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,061 shares; 2018Q2: 3,061 shares 3,061$1K<0.01%0
DHX MEDIA LTDDHX MEDIA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 290 shares; 2018Q2: 290 shares 290$1K<0.01%0
OPHTHOTECH CORPOPHTHOTECH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares 300$1K<0.01%0
REXAHN PHARMACEUTICALS INCREXAHN PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,285 shares; 2018Q2: 1,285 shares 1,285$1K<0.01%0
NANOVIRICIDES INCNANOVIRICIDES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,501 shares; 2018Q2: 1,501 shares 1,501$1K<0.01%0
BBX CAP CORP NEWBBX CAP CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 141 shares; 2018Q2: 141 shares 141$1K<0.01%0
CEMTREX INCCEMTREX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 201 shares; 2018Q2: 201 shares 201$1K<0.01%0
CAESARS ENTMT CORPCAESARS ENTMT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 330 shares; 2018Q2: 330 shares 330$1K<0.01%0
CELSION CORPCELSION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 243 shares; 2018Q2: 243 shares 243$1K<0.01%0
APPLIED DNA SCIENCES INCAPPLIED DNA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,252 shares; 2018Q2: 1,252 shares 1,252$1K<0.01%0
DARIOHEALTH CORPDARIOHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 523 shares; 2018Q2: 523 shares 523$1K<0.01%0
CYTRX CORPCYTRX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 710 shares; 2018Q2: 710 shares 710$1K<0.01%0
CREDIT SUISSE AG NASSAU BRHCREDIT SUISSE AG NASSAU BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 90 shares; 2018Q2: 90 shares 90$1K<0.01%0
MELINTA THERAPEUTICS INCMELINTA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$1K<0.01%0
MEDIWOUND LTDMEDIWOUND LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 275 shares; 2018Q2: 275 shares 275$1K<0.01%0
GREEN BANCORP INCGREEN BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 41 shares; 2018Q2: 41 shares 41$1K<0.01%0
ESSENDANT INCESSENDANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 136 shares; 2018Q2: 136 shares 136$1K<0.01%0
MCBC HLDGS INCMCBC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 54 shares; 2018Q2: 54 shares 54$1K<0.01%0
SCORPIO BULKERS INCSCORPIO BULKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$1K<0.01%0
REWALK ROBOTICS LTDREWALK ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,000 shares; 2018Q2: 1,000 shares 1,000$1K<0.01%0
BROOKLYN IMMUNOTHERAPEUTICSBROOKLYN IMMUNOTHERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 160 shares; 2018Q2: 160 shares 160$1K<0.01%0
RENREN INCRENREN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 80 shares; 2018Q2: 80 shares 80$1K<0.01%0
CIM COML TR CORPCIM COML TR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$1K<0.01%0
FLEX PHARMA INCFLEX PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$1K<0.01%0
SANCHEZ MIDSTEAM PARTNERS LPSANCHEZ MIDSTEAM PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$1K<0.01%0
MCCLATCHY COMCCLATCHY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares 150$1K<0.01%0
MARATHON PATENT GROUP INCMARATHON PATENT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares 500$1K<0.01%0
WOORI BKWOORI BKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 21 shares; 2018Q2: 21 shares 21$1K<0.01%0
RITTER PHARMACEUTICALS INC …RITTER PHARMACEUTICALS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares 500$1K<0.01%0
JONESTOWN BK &TR CO PA COMJONESTOWN BK &TR CO PA COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,257 shares; 2018Q2: 1,257 shares 1,257$1K<0.01%0
AMPLIPHI BIOSCIENCES CORPAMPLIPHI BIOSCIENCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 581 shares; 2018Q2: 581 shares 581$1K<0.01%0
XPRESSPA GROUP INCXPRESSPA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,666 shares; 2018Q2: 1,666 shares 1,666$1K<0.01%0
SUNWORKS INCSUNWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 700 shares; 2018Q2: 700 shares 700$1K<0.01%0
ONCONOVA THERAPEUTICS INC C…ONCONOVA THERAPEUTICS INC COM PARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,020 shares; 2018Q2: 1,020 shares 1,020$1K<0.01%0
STONE ENERGY CORPSTONE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16 shares; 2018Q2: 16 shares 16$1K<0.01%0
DYNEGY INC NEW DELDYNEGY INC NEW DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,978 shares; 2018Q2: 2,978 shares 2,978$1K<0.01%0
RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3,000 shares; 2018Q2: 3,000 shares 3,000$1K<0.01%0
CHECK CAP LTDCHECK CAP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,000 shares; 2018Q2: 2,000 shares 2,000$1K<0.01%0
DRDDRDGOLD LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 104 shares; 2018Q2: 104 shares 104$00%0Value filed as zero, left out of ratios.Timeline
RMBSRAMBUS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 35 shares; 2018Q2: 35 shares 35$00%0Value filed as zero, left out of ratios.Timeline
AATAMERICAN ASSETS TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
VLGEAVILLAGE SUPER MKT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
LPTHLIGHTPATH TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares 25$00%0Value filed as zero, left out of ratios.Timeline
CBATCBAK ENERGY TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 240 shares; 2018Q2: 240 shares 240$00%0Value filed as zero, left out of ratios.Timeline
QEFASPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.Timeline
HSTMHEALTHSTREAM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18 shares; 2018Q2: 18 shares 18$00%0Value filed as zero, left out of ratios.Timeline
DGPDEUTSCHE BK AG LONDON BRHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.Timeline
TBPHTHERAVANCE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 17 shares; 2018Q2: 17 shares 17$00%0Value filed as zero, left out of ratios.Timeline
LEUCENTRUS ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.Timeline
HLITHARMONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 108 shares; 2018Q2: 108 shares 108$00%0Value filed as zero, left out of ratios.Timeline
UISUNISYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9 shares; 2018Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.Timeline
CTRNCITI TRENDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.Timeline
CTBICOMMUNITY TR BANCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.Timeline
KOPNKOPIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 198 shares; 2018Q2: 198 shares 198$00%0Value filed as zero, left out of ratios.Timeline
CCUCOMPANIA CERVECERIAS UNIDASQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares 12$00%0Value filed as zero, left out of ratios.Timeline
DHXDHI GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 155 shares; 2018Q2: 155 shares 155$00%0Value filed as zero, left out of ratios.Timeline
AGQPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
REFRRESEARCH FRONTIERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 500 shares; 2018Q2: 500 shares 500$00%0Value filed as zero, left out of ratios.Timeline
CLPRCLIPPER RLTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38 shares; 2018Q2: 38 shares 38$00%0Value filed as zero, left out of ratios.Timeline
CIG-CCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 103 shares; 2018Q2: 103 shares 103$00%0Value filed as zero, left out of ratios.Timeline
GASSSTEALTHGAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.Timeline
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares 33$00%0Value filed as zero, left out of ratios.Timeline
GAIAGAIA INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.Timeline
NTIPNETWORK-1 TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 156 shares; 2018Q2: 156 shares 156$00%0Value filed as zero, left out of ratios.Timeline
KMDAKAMADA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.Timeline
Enzo Biochem IncEnzo Biochem IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
NORDIC AMERN OFFSHORE LTDNORDIC AMERN OFFSHORE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 40 shares; 2018Q2: 40 shares 40$00%0Value filed as zero, left out of ratios.
VINA CONCHA Y TORO S AVINA CONCHA Y TORO S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
INTERNAP CORPORATIONINTERNAP CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27 shares; 2018Q2: 27 shares 27$00%0Value filed as zero, left out of ratios.
ALLIQUA BIOMEDICAL INCALLIQUA BIOMEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares 11$00%0Value filed as zero, left out of ratios.
SOHU.COM INCSOHU.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 56 shares; 2018Q2: 56 shares 56$00%0Value filed as zero, left out of ratios.
PARKER DRILLING COPARKER DRILLING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
SCORPIO TANKERS INCSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
TEEKAY OFFSHORE PARTNERS LPTEEKAY OFFSHORE PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 363 shares; 2018Q2: 363 shares 363$00%0Value filed as zero, left out of ratios.
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 46 shares; 2018Q2: 46 shares 46$00%0Value filed as zero, left out of ratios.
Western Midstream PartnersWestern Midstream PartnersQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15 shares; 2018Q2: 15 shares 15$00%0Value filed as zero, left out of ratios.
Ramaco Resources IncRamaco Resources IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38 shares; 2018Q2: 38 shares 38$00%0Value filed as zero, left out of ratios.
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
PLAYA HOTELS & RESORTS NVPLAYA HOTELS & RESORTS NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 27 shares; 2018Q2: 27 shares 27$00%0Value filed as zero, left out of ratios.
SILVERBOW RES INCSILVERBOW RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
CONTANGO OIL & GAS CO COM N…CONTANGO OIL & GAS CO COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
AXOVANT SCIENCES LTDAXOVANT SCIENCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
MACKMerrimack Pharmaceuticals IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 60 shares; 2018Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.Timeline
PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 115 shares; 2018Q2: 115 shares 115$00%0Value filed as zero, left out of ratios.
RADIUS HEALTH INCRADIUS HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
AMYRIS INCAMYRIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares 11$00%0Value filed as zero, left out of ratios.
CTI BIOPHARMA CORPCTI BIOPHARMA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
EMAGIN CORPEMAGIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 51 shares; 2018Q2: 51 shares 51$00%0Value filed as zero, left out of ratios.
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC NQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares 150$00%0Value filed as zero, left out of ratios.
PIER 1 IMPORTS INCPIER 1 IMPORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 60 shares; 2018Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.
IMPAX LABORATORIES INCIMPAX LABORATORIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares 25$00%0Value filed as zero, left out of ratios.
ENDOLOGIX INCENDOLOGIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
AEGEAN MARINE PETROLEUM NETWAEGEAN MARINE PETROLEUM NETWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 164 shares; 2018Q2: 164 shares 164$00%0Value filed as zero, left out of ratios.
PARK ELECTROCHEMICAL CORPPARK ELECTROCHEMICAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
MITCHAM INDS INC COMMITCHAM INDS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
S&W SEED COMPANY COMS&W SEED COMPANY COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
GOLDEN MINERALS COMPANYGOLDEN MINERALS COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 154 shares; 2018Q2: 154 shares 154$00%0Value filed as zero, left out of ratios.
HOUSTON AMERN ENERGY CORPHOUSTON AMERN ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,300 shares; 2018Q2: 1,300 shares 1,300$00%0Value filed as zero, left out of ratios.
SEARS HOMETOWN & OUTLET STORSEARS HOMETOWN & OUTLET STORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
SENOMYX INCSENOMYX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 760 shares; 2018Q2: 760 shares 760$00%0Value filed as zero, left out of ratios.
TEEKAY TANKERS LTDTEEKAY TANKERS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 241 shares; 2018Q2: 241 shares 241$00%0Value filed as zero, left out of ratios.
ORION ENERGY SYSTEMS INCORION ENERGY SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
LAYNE CHRISTENSEN COLAYNE CHRISTENSEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 33 shares; 2018Q2: 33 shares 33$00%0Value filed as zero, left out of ratios.
ASCENT CAPITAL GROUP INC-AASCENT CAPITAL GROUP INC-AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9 shares; 2018Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
SYNACOR INCSYNACOR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares 300$00%0Value filed as zero, left out of ratios.
PSIVIDA CORPPSIVIDA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 300 shares; 2018Q2: 300 shares 300$00%0Value filed as zero, left out of ratios.
CELGENE CORPCELGENE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 43 shares; 2018Q2: 43 shares 43$00%0Value filed as zero, left out of ratios.
SOFOSONIC FOUNDRY INC NEW COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.Timeline
POWERSHARES CHINESE YUAN DI…POWERSHARES CHINESE YUAN DIM SUM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16 shares; 2018Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
PACIFIC ETHANOL INC PAR $.0…PACIFIC ETHANOL INC PAR $.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9 shares; 2018Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
MATTERSIGHT CORPMATTERSIGHT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 88 shares; 2018Q2: 88 shares 88$00%0Value filed as zero, left out of ratios.
QAD INC-BQAD INC-BQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 6 shares 6$00%0Value filed as zero, left out of ratios.
SEQUANS COMMUNICATIONS SASEQUANS COMMUNICATIONS SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 235 shares; 2018Q2: 235 shares 235$00%0Value filed as zero, left out of ratios.
INTELLIPHARMACEUTICS INTERNAINTELLIPHARMACEUTICS INTERNAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 13 shares; 2018Q2: 13 shares 13$00%0Value filed as zero, left out of ratios.
BROADVISION INCBROADVISION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 85 shares; 2018Q2: 85 shares 85$00%0Value filed as zero, left out of ratios.
ARC GROUP WORLDWIDE INCARC GROUP WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 63 shares; 2018Q2: 63 shares 63$00%0Value filed as zero, left out of ratios.
CHINA JO-JO DRUGSTORES INCCHINA JO-JO DRUGSTORES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 180 shares; 2018Q2: 180 shares 180$00%0Value filed as zero, left out of ratios.
NEOVASC INC COM STKNEOVASC INC COM STKQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2,900 shares; 2018Q2: 2,900 shares 2,900$00%0Value filed as zero, left out of ratios.
NII HLDGS INC COM PAR $0.001NII HLDGS INC COM PAR $0.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 121 shares; 2018Q2: 121 shares 121$00%0Value filed as zero, left out of ratios.
ARGOS THERAPEUTICS ORDARGOS THERAPEUTICS ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 128 shares; 2018Q2: 128 shares 128$00%0Value filed as zero, left out of ratios.
CHEETAH MOBILE INC SPONSORE…CHEETAH MOBILE INC SPONSORED ADSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 26 shares; 2018Q2: 26 shares 26$00%0Value filed as zero, left out of ratios.
Anthera Pharmaceuticals Inc…Anthera Pharmaceuticals Inc (NV)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,500 shares; 2018Q2: 1,500 shares 1,500$00%0Value filed as zero, left out of ratios.
AETERNA ZENTARIS INCAETERNA ZENTARIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
Proshares VIX Short-TermProshares VIX Short-TermQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
REAL GOODS SOLAR XXXREGISTR…REAL GOODS SOLAR XXXREGISTRATION …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
LEAF GROUP LTDLEAF GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 60 shares; 2018Q2: 60 shares 60$00%0Value filed as zero, left out of ratios.
RUBICON PROJ INCRUBICON PROJ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 162 shares; 2018Q2: 162 shares 162$00%0Value filed as zero, left out of ratios.
LEJU HLDGS LTDLEJU HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 5 shares; 2018Q2: 5 shares 5$00%0Value filed as zero, left out of ratios.
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 250 shares; 2018Q2: 250 shares 250$00%0Value filed as zero, left out of ratios.
Pareteum CorporationPareteum CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 160 shares; 2018Q2: 160 shares 160$00%0Value filed as zero, left out of ratios.
CHINOOK THERAPEUTICS INC.CHINOOK THERAPEUTICS INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 49 shares; 2018Q2: 49 shares 49$00%0Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 12 shares; 2018Q2: 12 shares 12$00%0Value filed as zero, left out of ratios.
INDEXIQ ETF TRINDEXIQ ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 0 shares; 2018Q2: 0 shares 0$00%0Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
ARADIGM CORPARADIGM CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 192 shares; 2018Q2: 192 shares 192$00%0Value filed as zero, left out of ratios.
GREAT ELM CAP GROUP INCGREAT ELM CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
BIOTIME INCBIOTIME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,246 shares; 2018Q2: 1,246 shares 1,246$00%0Value filed as zero, left out of ratios.
COMMUNITY HEALTH SYS INC NEWCOMMUNITY HEALTH SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,220 shares; 2018Q2: 1,220 shares 1,220$00%0Value filed as zero, left out of ratios.
DASAN ZHONE SOLUTIONS INCDASAN ZHONE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42 shares; 2018Q2: 42 shares 42$00%0Value filed as zero, left out of ratios.
PLATINUM GROUP METALS LTDPLATINUM GROUP METALS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 326 shares; 2018Q2: 326 shares 326$00%0Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 15 shares; 2018Q2: 15 shares 15$00%0Value filed as zero, left out of ratios.
MICROBOT MED INCMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 9 shares; 2018Q2: 9 shares 9$00%0Value filed as zero, left out of ratios.
NOVELION THERAPEUTICS INCNOVELION THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 177 shares; 2018Q2: 177 shares 177$00%0Value filed as zero, left out of ratios.
PERNIX THERAPEUTICS HLDGS INPERNIX THERAPEUTICS HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14 shares; 2018Q2: 14 shares 14$00%0Value filed as zero, left out of ratios.
MFC BANCORP LTDMFC BANCORP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 52 shares; 2018Q2: 52 shares 52$00%0Value filed as zero, left out of ratios.
WESTWATER RES INCWESTWATER RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 743 shares; 2018Q2: 743 shares 743$00%0Value filed as zero, left out of ratios.
DRYSHIPS INCDRYSHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
ACHIEVE LIFE SCIENCE INCACHIEVE LIFE SCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 42 shares; 2018Q2: 42 shares 42$00%0Value filed as zero, left out of ratios.
PROSHARES TR IIPROSHARES TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14 shares; 2018Q2: 14 shares 14$00%0Value filed as zero, left out of ratios.
FC GLOBAL RLTY INCFC GLOBAL RLTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
180 DEGREE CAP CORP180 DEGREE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
CLEVELAND BIOLABS INCCLEVELAND BIOLABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
ENDURANCE INTL GROUP HLDGS IENDURANCE INTL GROUP HLDGS IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
BONANZA CREEK ENERGY INCBONANZA CREEK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
CHIASMA INCCHIASMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16 shares; 2018Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
STEEL CONNECT INCSTEEL CONNECT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
SAFETY INCOME & GROWTH INCSAFETY INCOME & GROWTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 0 shares; 2018Q2: 0 shares 0$00%0Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios.
MOLECULIN BIOTECH INCMOLECULIN BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
J ALEXANDERS HLDGS INCJ ALEXANDERS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 43 shares; 2018Q2: 43 shares 43$00%0Value filed as zero, left out of ratios.
REX ENERGY CORPORATIONREX ENERGY CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 832 shares; 2018Q2: 832 shares 832$00%0Value filed as zero, left out of ratios.
LA QUINTA HLDGS INCLA QUINTA HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
SELLAS LIFE SCIENCES GROUP ISELLAS LIFE SCIENCES GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 131 shares; 2018Q2: 131 shares 131$00%0Value filed as zero, left out of ratios.
ASTERIAS BIOTHERAPEUTICS INCASTERIAS BIOTHERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 445 shares; 2018Q2: 445 shares 445$00%0Value filed as zero, left out of ratios.
HORIZONS ETF TR IHORIZONS ETF TR IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 3 shares; 2018Q2: 3 shares 3$00%0Value filed as zero, left out of ratios.
YIELD10 BIOSCIENCE INCYIELD10 BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18 shares; 2018Q2: 18 shares 18$00%0Value filed as zero, left out of ratios.
MABVAX THERAPEUTICSMABVAX THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
WESTMORELAND RESOURCE PARTN…WESTMORELAND RESOURCE PARTNE COM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38 shares; 2018Q2: 38 shares 38$00%0Value filed as zero, left out of ratios.
National Holdings 22 WtsNational Holdings 22 WtsQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
National Holdings Corporati…National Holdings CorporationQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
DITECH HLDG CORPDITECH HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
KEY ENERGY SVCS INC DELKEY ENERGY SVCS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 16 shares; 2018Q2: 16 shares 16$00%0Value filed as zero, left out of ratios.
TOP SHIPS INCTOP SHIPS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 22 shares; 2018Q2: 22 shares 22$00%0Value filed as zero, left out of ratios.
HEMISPHERX BIOPHARMA INCHEMISPHERX BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1,080 shares; 2018Q2: 1,080 shares 1,080$00%0Value filed as zero, left out of ratios.
MAGNEGAS CORPMAGNEGAS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 150 shares; 2018Q2: 150 shares 150$00%0Value filed as zero, left out of ratios.
J JILL INCJ JILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 71 shares; 2018Q2: 71 shares 71$00%0Value filed as zero, left out of ratios.
JRJR33 INCORPORATEDJRJR33 INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 50 shares; 2018Q2: 50 shares 50$00%0Value filed as zero, left out of ratios.
SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 120 shares; 2018Q2: 120 shares 120$00%0Value filed as zero, left out of ratios.
PROSHARES TRPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 6 shares; 2018Q2: 6 shares 6$00%0Value filed as zero, left out of ratios.
SUNESIS PHARMACEUTICALS INCSUNESIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
RELIV INTERNATIONAL INCRELIV INTERNATIONAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 14 shares; 2018Q2: 14 shares 14$00%0Value filed as zero, left out of ratios.
AYTU BIOSCIENCE INCAYTU BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
SYNTHESIS ENERGY SYS INCSYNTHESIS ENERGY SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 38 shares; 2018Q2: 38 shares 38$00%0Value filed as zero, left out of ratios.
BIOBLAST PHARMA LTDBIOBLAST PHARMA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 200 shares; 2018Q2: 200 shares 200$00%0Value filed as zero, left out of ratios.
ARCA BIOPHARMA INCARCA BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 47 shares; 2018Q2: 47 shares 47$00%0Value filed as zero, left out of ratios.
XG TECHNOLOGY INCXG TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
OPGEN INCOPGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 124 shares; 2018Q2: 124 shares 124$00%0Value filed as zero, left out of ratios.
OPPENHEIMER ETF TROPPENHEIMER ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 11 shares; 2018Q2: 11 shares 11$00%0Value filed as zero, left out of ratios.
ALTIMMUNE INCALTIMMUNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 25 shares; 2018Q2: 25 shares 25$00%0Value filed as zero, left out of ratios.
INPIXONINPIXONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 10 shares; 2018Q2: 10 shares 10$00%0Value filed as zero, left out of ratios.
OREXIGEN THERAPEUTICS INC C…OREXIGEN THERAPEUTICS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 100 shares; 2018Q2: 100 shares 100$00%0Value filed as zero, left out of ratios.
STONE ENERGY CORP WT EXP 02…STONE ENERGY CORP WT EXP 022821Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 71 shares; 2018Q2: 71 shares 71$00%0Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
EASTMAN KODAK CO WT EXP 090…EASTMAN KODAK CO WT EXP 090318Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 7 shares; 2018Q2: 7 shares 7$00%0Value filed as zero, left out of ratios.
PETROQUEST ENERGY INC COM N…PETROQUEST ENERGY INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 305 shares; 2018Q2: 305 shares 305$00%0Value filed as zero, left out of ratios.
STELLAR BIOTECHNOLOGIES INC…STELLAR BIOTECHNOLOGIES INC NO PARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 333 shares; 2018Q2: 333 shares 333$00%0Value filed as zero, left out of ratios.
GULFMARK OFFSHORE INCGULFMARK OFFSHORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 18 shares; 2018Q2: 18 shares 18$00%0Value filed as zero, left out of ratios.
CHINA ADVANCED CONSTR MATLSCHINA ADVANCED CONSTR MATLSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 20 shares; 2018Q2: 20 shares 20$00%0Value filed as zero, left out of ratios.
RESHAPE LIFESCIENCES INCRESHAPE LIFESCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 2 shares; 2018Q2: 2 shares 2$00%0Value filed as zero, left out of ratios.
SPHERE 3D CORP NEWSPHERE 3D CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 4 shares; 2018Q2: 4 shares 4$00%0Value filed as zero, left out of ratios.
DIREXION SHS ETF TRDIREXION SHS ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 1 shares; 2018Q2: 1 shares 1$00%0Value filed as zero, left out of ratios.
RMG NETWORKS HLDG CORPRMG NETWORKS HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2016Q3: restricted; 2016Q4: restricted; 2017Q1: restricted; 2017Q2: restricted; 2017Q3: restricted; 2017Q4: restricted; 2018Q1: 46 shares; 2018Q2: 46 shares 46$00%0Value filed as zero, left out of ratios.

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001493152-18-012070 base2018-08-15acceptance time not in the bulk data set