LADENBURG THALMANN FINANCIAL SERVICES INC.

13F filer, CIK 1029730, MIAMI, FL

LADENBURG THALMANN FINANCIAL SERVICES INC. reported $10,726,867,000 across 5,254 holdings for the quarter ended 2018-06-30, in a 13F-HR filed 2018-08-15. Its ten largest share positions make up 13.12% of the portfolio.

Filed 2018-08-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:04:44 UTC13F-HR 0001493152-18-012070

Period: 2018-06-30
Reported value: $10.7B
Holdings: 5,254
Top 10 weight: 13.12%
New: 0
Sold out: 0

Holdings, Q2 2018

Share positions as resolved from 13F-HR 0001493152-18-012070, largest first. % of portfolio is the value over $10,726,867,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Timeline
MUCBLACKROCK MUNIHLDNGS CALI	1,137	$15K	<0.01%	Timeline
UTESETFIS SER TR I	480	$15K	<0.01%	Timeline
MDXGMIMEDX GROUP INC	2,200	$15K	<0.01%	Timeline
YLDPRINCIPAL EXCHANGE TRADED FD	378	$15K	<0.01%	Timeline
VUZIVUZIX CORP	2,727	$15K	<0.01%	Timeline
MBWMMERCANTILE BK CORP	448	$15K	<0.01%	Timeline
FIVAFIDELITY COVINGTON TRUST	623	$15K	<0.01%	Timeline
GGTGABELLI MULTIMEDIA TR INC	1,637	$15K	<0.01%	Timeline
ABEONA THERAPEUTICS INCABEONA THERAPEUTICS INC	1,053	$15K	<0.01%
EL PASO ENERGY CAP TR IEL PASO ENERGY CAP TR I	307	$15K	<0.01%
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC	750	$15K	<0.01%
WEB.COM GROUP INCWEB.COM GROUP INC	802	$15K	<0.01%
DENNDENNY'S CORP	950	$15K	<0.01%	Timeline
HERSHA HOSPITALITY TRHERSHA HOSPITALITY TR	838	$15K	<0.01%
TELLURIAN INC NEWTELLURIAN INC NEW	2,059	$15K	<0.01%
PIXELWORKS INCPIXELWORKS INC	4,000	$15K	<0.01%
TARO PHARMACEUTICAL INDS LTDTARO PHARMACEUTICAL INDS LTD	155	$15K	<0.01%
GREEN PLAINS PARTNERS LPGREEN PLAINS PARTNERS LP	871	$15K	<0.01%
PENNSYLVANIA RL ESTATE INVTPENNSYLVANIA RL ESTATE INVT	1,602	$15K	<0.01%
BIODELIVERY SCIENCES INTL INBIODELIVERY SCIENCES INTL IN	6,912	$15K	<0.01%
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	5,030	$15K	<0.01%
POWERSHARES ACTIVE MNG ETF …POWERSHARES ACTIVE MNG ETF TUS	201	$15K	<0.01%
CRAFT BREW ALLIANCE INCCRAFT BREW ALLIANCE INC	817	$15K	<0.01%
FT MEGA CAP ALPHADEX FD ETF…FT MEGA CAP ALPHADEX FD ETF(FMK)	448	$15K	<0.01%
AQUANTIA CORPAQUANTIA CORP	950	$15K	<0.01%
FAIRMOUNT SANTROL HLDGS INCFAIRMOUNT SANTROL HLDGS INC	3,500	$15K	<0.01%
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	1,700	$15K	<0.01%
CONSOL COAL RESOURCES LPCONSOL COAL RESOURCES LP	1,042	$15K	<0.01%
CAROLINA FINL CORP NEWCAROLINA FINL CORP NEW	391	$15K	<0.01%
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INC	3,853	$15K	<0.01%
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	350	$15K	<0.01%
BIOPHARMX CORPBIOPHARMX CORP	64,200	$15K	<0.01%
ISHARES EDGE MSCI MULTIFACT…ISHARES EDGE MSCI MULTIFACTOR CON…	484	$15K	<0.01%
VIDEOCON D2H LTDVIDEOCON D2H LTD	1,776	$15K	<0.01%
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	5,689	$15K	<0.01%
SUSBISHARES TR	566	$14K	<0.01%	Timeline
AVXLANAVEX LIFE SCIENCES CORP	5,025	$14K	<0.01%	Timeline
PHIPLDT INC	459	$14K	<0.01%	Timeline
CARAVIS BUDGET GROUP INC	292	$14K	<0.01%	Timeline
CDNACAREDX INC	1,800	$14K	<0.01%	Timeline
FOXFFOX FACTORY HLDG CORP	405	$14K	<0.01%	Timeline
ICOWPACER FDS TR	500	$14K	<0.01%	Timeline
SAHSONIC AUTOMOTIVE INC	778	$14K	<0.01%	Timeline
CENTACENTRAL GARDEN & PET CO	339	$14K	<0.01%	Timeline
BSACBANCO SANTANDER CHILE NEW	429	$14K	<0.01%	Timeline
EEMSISHARES INC	258	$14K	<0.01%	Timeline
HUBGHUB GROUP INC	350	$14K	<0.01%	Timeline
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	280	$14K	<0.01%
XBTAXBLACKROCK LNG-TRM MUNI ADV	1,228	$14K	<0.01%	Timeline
ENEL AMERICAS S.A. (ADR)ENEL AMERICAS S.A. (ADR)	1,261	$14K	<0.01%
MAN TECH INTERNATIONAL CORPMAN TECH INTERNATIONAL CORP	254	$14K	<0.01%
NOBLE MIDSTREAM PARTNERS LPNOBLE MIDSTREAM PARTNERS LP	300	$14K	<0.01%
CAPITALA FIN CORPCAPITALA FIN CORP	1,750	$14K	<0.01%
WINAWINMARK CORP	108	$14K	<0.01%	Timeline
GLREGREENLIGHT CAP RE LTD	854	$14K	<0.01%	Timeline
ZUMZZUMIEZ INC	590	$14K	<0.01%	Timeline
CGENCOMPUGEN LTD	3,188	$14K	<0.01%	Timeline
EMCBWISDOMTREE TR	200	$14K	<0.01%	Timeline
VSDAVICTORY PORTFOLIOS II	506	$14K	<0.01%	Timeline
CEFSEXCHANGE LISTED FDS TR	664	$14K	<0.01%	Timeline
NZACSPDR INDEX SHS FDS	152	$14K	<0.01%	Timeline
CTSOCYTOSORBENTS CORP	2,070	$14K	<0.01%	Timeline
OWENS RLTY MTG INCOWENS RLTY MTG INC	958	$14K	<0.01%
TESARO INCTESARO INC	245	$14K	<0.01%
AEGION CORPAEGION CORP	615	$14K	<0.01%
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INC	5,200	$14K	<0.01%
FRBKQREPUBLIC FIRST BANCORP INC	1,576	$14K	<0.01%	Timeline
OFFICE DEPOT INCOFFICE DEPOT INC	6,445	$14K	<0.01%
VONAGE HLDGS CORPVONAGE HLDGS CORP	1,270	$14K	<0.01%
GROUPE CGI INCGROUPE CGI INC	244	$14K	<0.01%
LIFEPOINT HEALTH INCLIFEPOINT HEALTH INC	293	$14K	<0.01%
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INC	1,500	$14K	<0.01%
TEAM INCTEAM INC	1,052	$14K	<0.01%
SIBANYE GOLD LTDSIBANYE GOLD LTD	3,578	$14K	<0.01%
GLOBAL X FDSGLOBAL X FDS	1,037	$14K	<0.01%
SYROS PHARMACEUTICALS INCSYROS PHARMACEUTICALS INC	1,150	$14K	<0.01%
LIPOCINE INC NEWLIPOCINE INC NEW	9,350	$14K	<0.01%
DBX ETF TRDBX ETF TR	465	$14K	<0.01%
BIONDVAX PHARMACEUTICALS LTDBIONDVAX PHARMACEUTICALS LTD	2,500	$14K	<0.01%
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	750	$14K	<0.01%
CWISPDR INDEX SHS FDS	332	$13K	<0.01%	Timeline
FLWS1 800 FLOWERS COM INC	1,086	$13K	<0.01%	Timeline
CVNACARVANA CO	570	$13K	<0.01%	Timeline
IMKTAINGLES MKTS INC	386	$13K	<0.01%	Timeline
ITRNITURAN LOCATION AND CONTROL	442	$13K	<0.01%	Timeline
KBKB FINL GROUP INC	217	$13K	<0.01%	Timeline
BTGB2GOLD CORP	4,800	$13K	<0.01%	Timeline
NATNORDIC AMERICAN TANKERS LIMI	6,950	$13K	<0.01%	Timeline
YPFYPF SOCIEDAD ANONIMA	580	$13K	<0.01%	Timeline
NRPNATURAL RESOURCE PARTNERS LP	465	$13K	<0.01%	Timeline
TRSTRIMAS CORP	486	$13K	<0.01%	Timeline
FORRFORRESTER RESH INC	312	$13K	<0.01%	Timeline
ARAYACCURAY INC DEL	2,591	$13K	<0.01%	Timeline
MVISMICROVISION INC DEL	11,426	$13K	<0.01%	Timeline
TRUPTRUPANION INC	426	$13K	<0.01%	Timeline
ATHENE HOLDING LTDATHENE HOLDING LTD	270	$13K	<0.01%
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	1,000	$13K	<0.01%
BLACKROCK MUNI INCOME INV QLBLACKROCK MUNI INCOME INV QL	962	$13K	<0.01%
RUTHS HOSPITALITY GROUP INCRUTHS HOSPITALITY GROUP INC	550	$13K	<0.01%
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTY	1,000	$13K	<0.01%
ADARRAY DIGITAL INFRASTRUCTURE	331	$13K	<0.01%	Timeline
BANCBANC OF CALIFORNIA INC	666	$13K	<0.01%	Timeline
WTBAWEST BANCORPORATION INC	500	$13K	<0.01%	Timeline
NNYNUVEEN N Y MUN VALUE FD	1,382	$13K	<0.01%	Timeline
HIHILLENBRAND INC	288	$13K	<0.01%	Timeline
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	3,010	$13K	<0.01%
FYLDCAMBRIA ETF TR	500	$13K	<0.01%	Timeline
SLVPISHARES INC	1,310	$13K	<0.01%	Timeline
VNCEVINCE HLDG CORP	1,500	$13K	<0.01%	Timeline
NATIONAL GEN HLDGS CORPNATIONAL GEN HLDGS CORP	536	$13K	<0.01%
EDGIO INCEDGIO INC	3,000	$13K	<0.01%
VERTEX ENERGY INCVERTEX ENERGY INC	12,000	$13K	<0.01%
Bowater IncBowater Inc	5,000	$13K	<0.01%
CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG	1,090	$13K	<0.01%
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INC	1,686	$13K	<0.01%
EKSO BIONICS HLDGS INCEKSO BIONICS HLDGS INC	8,558	$13K	<0.01%
AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTD	3,144	$13K	<0.01%
POINTER TELOCATION LTDPOINTER TELOCATION LTD	875	$13K	<0.01%
ADVISORSHARES TRADVISORSHARES TR	269	$13K	<0.01%
EMCLAIRE FINL CORPEMCLAIRE FINL CORP	400	$13K	<0.01%
VERSO CORPVERSO CORP	747	$13K	<0.01%
ETF MANAGERS TRETF MANAGERS TR	264	$13K	<0.01%
VIVINT SOLAR INC.VIVINT SOLAR INC.	3,401	$13K	<0.01%
ARCIMOTO INCARCIMOTO INC	4,000	$13K	<0.01%
PLATFORM SPECIALTY PRODS CORPLATFORM SPECIALTY PRODS COR	1,323	$13K	<0.01%
BARCLAYS BK PLCBARCLAYS BK PLC	200	$13K	<0.01%
NRG YIELD INCNRG YIELD INC	756	$13K	<0.01%
HRG GROUP INC COMHRG GROUP INC COM	775	$13K	<0.01%
WITWIPRO LTD	2,304	$12K	<0.01%	Timeline
CMCCOMMERCIAL METALS CO	600	$12K	<0.01%	Timeline
VTWVVANGUARD SCOTTSDALE FDS	109	$12K	<0.01%	Timeline
GKOSGLAUKOS CORP	408	$12K	<0.01%	Timeline
AXSMAXSOME THERAPEUTICS INC.	4,976	$12K	<0.01%	Timeline
PSOPEARSON PLC	1,124	$12K	<0.01%	Timeline
NXQUANEX BLDG PRODS CORP	669	$12K	<0.01%	Timeline
GGBGERDAU SA	2,505	$12K	<0.01%	Timeline
TGSTRANSPORTADORA DE GAS DEL SU	575	$12K	<0.01%	Timeline
RCUSARCUS BIOSCIENCES INC	790	$12K	<0.01%	Timeline
CLWCLEARWATER PAPER CORP	313	$12K	<0.01%	Timeline
BLMNBLOOMIN BRANDS INC	498	$12K	<0.01%	Timeline
CNXNPC CONNECTION INC	496	$12K	<0.01%	Timeline
SXISTANDEX INTL CORP	125	$12K	<0.01%	Timeline
PTCTPTC THERAPEUTICS INC	432	$12K	<0.01%	Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	204	$12K	<0.01%
RMR REAL ESTATE INCOME FDRMR REAL ESTATE INCOME FD	692	$12K	<0.01%
PLABPHOTRONICS INC	1,477	$12K	<0.01%	Timeline
ATRCATRICURE INC	602	$12K	<0.01%	Timeline
WSRWHITESTONE REIT	1,146	$12K	<0.01%	Timeline
JOUTJOHNSON OUTDOORS INC	200	$12K	<0.01%	Timeline
TUSKMAMMOTH ENERGY SVCS INC	395	$12K	<0.01%	Timeline
INCOCOLUMBIA ETF TR II	270	$12K	<0.01%	Timeline
CHIQGLOBAL X FDS	650	$12K	<0.01%	Timeline
ROSCLATTICE STRATEGIES TR	389	$12K	<0.01%	Timeline
KEQUKEWAUNEE SCIENTIFIC CORP	364	$12K	<0.01%	Timeline
LOXO ONCOLOGY INCLOXO ONCOLOGY INC	107	$12K	<0.01%
PS BUSINESS PKS INC CALIFPS BUSINESS PKS INC CALIF	109	$12K	<0.01%
CARBO CERAMICS INCCARBO CERAMICS INC	1,676	$12K	<0.01%
ALTRA HOLDINGS INCALTRA HOLDINGS INC	272	$12K	<0.01%
INDEPENDENCE HLDG COINDEPENDENCE HLDG CO	328	$12K	<0.01%
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS	2,985	$12K	<0.01%
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC	11,126	$12K	<0.01%
AVEO PHARMACEUTICALS INCAVEO PHARMACEUTICALS INC	4,140	$12K	<0.01%
CLAYMORE GUGGENHEIMCLAYMORE GUGGENHEIM	401	$12K	<0.01%
POWERSHARES FTSEPOWERSHARES FTSE	203	$12K	<0.01%
EATON VANCE MI MUNI INCOME TEATON VANCE MI MUNI INCOME T	1,000	$12K	<0.01%
ARATANA THERAPEUTICS INCARATANA THERAPEUTICS INC	2,800	$12K	<0.01%
CARE COM INCCARE COM INC	749	$12K	<0.01%
HABIT RESTAURANTS INCHABIT RESTAURANTS INC	1,350	$12K	<0.01%
RADA ELECTR INDS LTDRADA ELECTR INDS LTD	5,000	$12K	<0.01%
EXCHANGE TRADED CONCEPTS TREXCHANGE TRADED CONCEPTS TR	565	$12K	<0.01%
COMMERCEHUB INCCOMMERCEHUB INC	512	$12K	<0.01%
COLUMBIA ETF TR ICOLUMBIA ETF TR I	610	$12K	<0.01%
HALOHALOZYME THERAPEUTICS INC	563	$11K	<0.01%	Timeline
CMBTCMB.TECH NV	1,300	$11K	<0.01%	Timeline
ESNTESSENT GROUP LTD	268	$11K	<0.01%	Timeline
ENICENEL CHILE SA	1,672	$11K	<0.01%	Timeline
TDWTIDEWATER INC NEW	396	$11K	<0.01%	Timeline
BRF SABRF SA	1,613	$11K	<0.01%
SHAKSHAKE SHACK INC	275	$11K	<0.01%	Timeline
ADUSADDUS HOMECARE CORP	225	$11K	<0.01%	Timeline
ESEESCO TECHNOLOGIES INC	187	$11K	<0.01%	Timeline
HWCHANCOCK WHITNEY CORPORATION	208	$11K	<0.01%	Timeline
RWTREDWOOD TRUST INC	740	$11K	<0.01%	Timeline
MZTIMARZETTI COMPANY	93	$11K	<0.01%	Timeline
CSIQCANADIAN SOLAR INC	700	$11K	<0.01%	Timeline
FARO TECHNOLOGIES INCFARO TECHNOLOGIES INC	180	$11K	<0.01%
ATLANTICA YIELD PLCATLANTICA YIELD PLC	552	$11K	<0.01%
GLUGABELLI GLOBAL UTIL & INCOME	585	$11K	<0.01%	Timeline
OXSQOXFORD SQUARE CAP CORP	1,846	$11K	<0.01%	Timeline
PERFICIENT INCPERFICIENT INC	467	$11K	<0.01%
FMNFEDERATED HERMES PREM MUNI I	872	$11K	<0.01%	Timeline
CLEARBRIDGE ENERGY MIDSTRM OCLEARBRIDGE ENERGY MIDSTRM O	1,079	$11K	<0.01%
PLUSEPLUS INC	142	$11K	<0.01%	Timeline
CCRNCROSS CTRY HEALTHCARE INC	1,000	$11K	<0.01%	Timeline
MRC GLOBAL INCMRC GLOBAL INC	685	$11K	<0.01%
AIRGAIRGAIN INC	1,375	$11K	<0.01%	Timeline
VUSEETF SER SOLUTIONS	350	$11K	<0.01%	Timeline
HSIIHEIDRICK & STRUGGLES INTL IN	350	$11K	<0.01%	Timeline
GVIPGOLDMAN SACHS ETF TR	200	$11K	<0.01%	Timeline
HTTHIGH TEMPLAR TECHNOLOGY LTD	960	$11K	<0.01%	Timeline
WVVIWILLAMETTE VALLEY VINEYARDS	1,348	$11K	<0.01%	Timeline
EFNLISHARES TR	252	$11K	<0.01%	Timeline
EUDVPROSHARES TR	275	$11K	<0.01%	Timeline
MMLPMARTIN MIDSTREAM PRTNRS L P	850	$11K	<0.01%	Timeline
FIDIFIDELITY COVINGTON TRUST	490	$11K	<0.01%	Timeline
HECLA MINING COMPANYHECLA MINING COMPANY	200	$11K	<0.01%
AKORN INCAKORN INC	601	$11K	<0.01%
SRNESORRENTO THERAPEUTICS, INC.	2,075	$11K	<0.01%	Timeline
AVANTAX INCAVANTAX INC	439	$11K	<0.01%
CORE-MARK HOLDING CO INCCORE-MARK HOLDING CO INC	528	$11K	<0.01%
Biglari HoldingsBiglari Holdings	28	$11K	<0.01%
LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP F	468	$11K	<0.01%
GENMARK DIAGNOSTICS INCGENMARK DIAGNOSTICS INC	2,000	$11K	<0.01%
SERES THERAPEUTICS INCSERES THERAPEUTICS INC	1,500	$11K	<0.01%
SONIC CORPSONIC CORP	461	$11K	<0.01%
DURECT CORPDURECT CORP	5,000	$11K	<0.01%
ACHILLION PHARMACEUTICALS INACHILLION PHARMACEUTICALS IN	2,879	$11K	<0.01%
FIRST MIDWEST BANCORP INC/ILFIRST MIDWEST BANCORP INC/IL	441	$11K	<0.01%
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FD	906	$11K	<0.01%
SANDRIDGE PERMIAN TRSANDRIDGE PERMIAN TR	5,789	$11K	<0.01%
WMI HOLDINGS CORPWMI HOLDINGS CORP	7,967	$11K	<0.01%
FAUQUIER BANKSHARES INC VAFAUQUIER BANKSHARES INC VA	500	$11K	<0.01%
NUVEEN MTG OPPTY TERM FD 2NUVEEN MTG OPPTY TERM FD 2	474	$11K	<0.01%
IPATH DJ-UBS COCOA SUBINDEXIPATH DJ-UBS COCOA SUBINDEX	350	$11K	<0.01%
PROSHARES TRPROSHARES TR	307	$11K	<0.01%
PARATEK PHARMACEUTICALS INCPARATEK PHARMACEUTICALS INC	850	$11K	<0.01%
DEAN FOODS CO NEWDEAN FOODS CO NEW	1,163	$11K	<0.01%
GCP APPLIED TECHNOLOGIES INCGCP APPLIED TECHNOLOGIES INC	394	$11K	<0.01%
K2M GROUP HLDGS INCK2M GROUP HLDGS INC	549	$11K	<0.01%
REALITY SHS ETF TRREALITY SHS ETF TR	350	$11K	<0.01%
BEAR ST FINL INCBEAR ST FINL INC	1,111	$11K	<0.01%
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	300	$11K	<0.01%
ANAUTONATION INC	212	$10K	<0.01%	Timeline
ACCOACCO BRANDS CORP	808	$10K	<0.01%	Timeline
WMSADVANCED DRAIN SYS INC DEL	400	$10K	<0.01%	Timeline
AZZAZZ INC	238	$10K	<0.01%	Timeline
JPMEJ P MORGAN EXCHANGE TRADED F	152	$10K	<0.01%	Timeline
GLOBAL MED REIT INCGLOBAL MED REIT INC	1,500	$10K	<0.01%
PARRPAR PAC HOLDINGS INC	598	$10K	<0.01%	Timeline
BTUPEABODY ENGR CORP	271	$10K	<0.01%	Timeline
TVGRUPO TELEVISA S A B	596	$10K	<0.01%	Timeline
WLYWILEY JOHN & SONS INC	157	$10K	<0.01%	Timeline
SHOOMADDEN STEVEN LTD	224	$10K	<0.01%	Timeline
DIVBISHARES TR	400	$10K	<0.01%	Timeline
UEICUNIVERSAL ELECTRS INC	188	$10K	<0.01%	Timeline
TENNECO INCTENNECO INC	170	$10K	<0.01%
RRGBRED ROBIN GOURMET BURGERS IN	167	$10K	<0.01%	Timeline
ARDXARDELYX INC	2,000	$10K	<0.01%	Timeline
CMCOCOLUMBUS MCKINNON CORP N Y	256	$10K	<0.01%	Timeline
SGCSUPERIOR GROUP OF CO INC	394	$10K	<0.01%	Timeline
SPXTPROSHARES TR	205	$10K	<0.01%	Timeline
COUSINS PROPERTIES INCCOUSINS PROPERTIES INC	1,207	$10K	<0.01%
EL PASO ELECTRIC COEL PASO ELECTRIC CO	192	$10K	<0.01%
ASAASA GOLD AND PRECIOUS MTLS L	984	$10K	<0.01%	Timeline
DLNGDYNAGAS LNG PARTNERS LP	1,000	$10K	<0.01%	Timeline
TBXPROSHARES TR	362	$10K	<0.01%	Timeline
YRDYIREN DIGITAL LTD	259	$10K	<0.01%	Timeline
WBIGABSOLUTE SHS TR	399	$10K	<0.01%	Timeline
ADVENT CLAYMORE ENH GRW & INADVENT CLAYMORE ENH GRW & IN	1,300	$10K	<0.01%
ZNOGZION OIL & GAS INC COM	2,000	$10K	<0.01%	Timeline
DASEKE INCDASEKE INC	1,000	$10K	<0.01%
SOURCE CAPITAL COM SHS OF B…SOURCE CAPITAL COM SHS OF BEN I	235	$10K	<0.01%
Reality Shares Nasdaq NexGe…Reality Shares Nasdaq NexGen Econ…	471	$10K	<0.01%
CLUBQTOWN SPORTS INTL HLDGS INC	1,250	$10K	<0.01%	Timeline
XO GROUP INCXO GROUP INC	500	$10K	<0.01%
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	200	$10K	<0.01%
GS CONNECT S+P GSCI ENH COMMGS CONNECT S+P GSCI ENH COMM	443	$10K	<0.01%
BSQUARE CORPBSQUARE CORP	2,308	$10K	<0.01%
DIGITAL ALLY INCDIGITAL ALLY INC	3,964	$10K	<0.01%
MESOBLAST LTD F SP…MESOBLAST LTD F SPONSORE…	1,730	$10K	<0.01%
LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC	250	$10K	<0.01%
FUELCELL ENERGY INCFUELCELL ENERGY INC	6,026	$10K	<0.01%
BENEFICIAL BANCORP INCBENEFICIAL BANCORP INC	672	$10K	<0.01%
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP	2,515	$10K	<0.01%
ABSOLUTE SHS TRABSOLUTE SHS TR	396	$10K	<0.01%
ECHELON CORPECHELON CORP	2,305	$10K	<0.01%
EHI CAR SVCS LTDEHI CAR SVCS LTD	800	$10K	<0.01%
ONCOSEC MED INCONCOSEC MED INC	5,300	$10K	<0.01%
EXCHANGE LISTED FDS TREXCHANGE LISTED FDS TR	425	$10K	<0.01%
ERIN ENERGY CORP COMERIN ENERGY CORP COM	2,724	$10K	<0.01%
CNNECANNAE HLDGS INC	491	$9K	<0.01%	Timeline
APPFAPPFOLIO INC	220	$9K	<0.01%	Timeline
PLXSPLEXUS CORP	153	$9K	<0.01%	Timeline
DMCDEL MONTE CORP	214	$9K	<0.01%	Timeline
ABGASBURY AUTOMOTIVE GROUP INC	136	$9K	<0.01%	Timeline
CRKCOMSTOCK RES INC	1,248	$9K	<0.01%	Timeline
EBFENNIS INC	444	$9K	<0.01%	Timeline
IMOIMPERIAL OIL LTD	324	$9K	<0.01%	Timeline
APAMARTISAN PARTNERS ASSET MGMT	270	$9K	<0.01%	Timeline
KRCKILROY REALTY CORP	132	$9K	<0.01%	Timeline
AMKRAMKOR TECHNOLOGY INC	849	$9K	<0.01%	Timeline
KROKRONOS WORLDWIDE INC	402	$9K	<0.01%	Timeline
VRTSVIRTUS INVT PARTNERS INC	73	$9K	<0.01%	Timeline
IQIQIYI INC	603	$9K	<0.01%	Timeline
OMFONEMAIN HLDGS INC	286	$9K	<0.01%	Timeline
VTCVANGUARD SCOTTSDALE FDS	106	$9K	<0.01%	Timeline
EGBNEAGLE BANCORPORATION INC	153	$9K	<0.01%	Timeline
KFKOREA FD INC	211	$9K	<0.01%	Timeline
SYBTSTOCK YDS BANCORP INC	261	$9K	<0.01%	Timeline
KWRQUAKER HOUGHTON	63	$9K	<0.01%	Timeline
INBKFIRST INTERNET BANCORP	234	$9K	<0.01%	Timeline
GOGOGOGO INC	1,001	$9K	<0.01%	Timeline
BARGRANITESHARES GOLD TR	70	$9K	<0.01%	Timeline
MGPIMGP INGREDIENTS INC NEW	108	$9K	<0.01%	Timeline
TPVGTRIPLEPOINT VENTURE GROWTH B	750	$9K	<0.01%	Timeline
RIGSALPS ETF TR	348	$9K	<0.01%	Timeline
DFINDONNELLEY FINL SOLUTIONS INC	566	$9K	<0.01%	Timeline
ASPNASPEN AEROGELS INC	2,000	$9K	<0.01%	Timeline
TWINTWIN DISC INC	400	$9K	<0.01%	Timeline
GALTGALECTIN THERAPEUTICS INC	2,000	$9K	<0.01%	Timeline
FSGSFIRST TR EXCHANGE TRADED FD	420	$9K	<0.01%	Timeline
CRWSCROWN CRAFTS INC	1,600	$9K	<0.01%	Timeline
RMCFROCKY MTN CHOCOLATE FACTORY	735	$9K	<0.01%	Timeline
LFVNLIFEVANTAGE CORP	2,122	$9K	<0.01%	Timeline
BWENBROADWIND INC	4,000	$9K	<0.01%	Timeline
SSBISUMMIT ST BK SANTA ROSA CALI	671	$9K	<0.01%	Timeline
PEXPROSHARES TR	258	$9K	<0.01%	Timeline
James Hardie Industries PLCJames Hardie Industries PLC	500	$9K	<0.01%
VITAL ENERGY INCVITAL ENERGY INC	1,075	$9K	<0.01%
TETRAPHASE PHARMACEUTICALS …TETRAPHASE PHARMACEUTICALS INC	3,000	$9K	<0.01%
FIBRIA CELULOSEFIBRIA CELULOSE	455	$9K	<0.01%
MAG SILVER CORPMAG SILVER CORP	906	$9K	<0.01%
NAUTILUS INCNAUTILUS INC	667	$9K	<0.01%
MASONITE INTERNATIONAL CORPMASONITE INTERNATIONAL CORP	141	$9K	<0.01%
CONTAINER STORE GROUP INCCONTAINER STORE GROUP INC	1,700	$9K	<0.01%
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	435	$9K	<0.01%
SWITCH INCSWITCH INC	569	$9K	<0.01%
AGROFRESH SOLUTIONS INCAGROFRESH SOLUTIONS INC	1,159	$9K	<0.01%
Seadrill Partners, LLCSeadrill Partners, LLC	3,300	$9K	<0.01%
ENDOCYTE INCENDOCYTE INC	1,055	$9K	<0.01%
ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC	4,618	$9K	<0.01%
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	147	$9K	<0.01%
SHILOH INDUSTRIES INCSHILOH INDUSTRIES INC	1,075	$9K	<0.01%
KMG CHEMICALS INCKMG CHEMICALS INC	156	$9K	<0.01%
BLDRS INDEX FDS TRBLDRS INDEX FDS TR	390	$9K	<0.01%
FLY LEASING LTDFLY LEASING LTD	700	$9K	<0.01%
HYDROGENICS CORPORATION NEWHYDROGENICS CORPORATION NEW	1,078	$9K	<0.01%
IQ HEDGE MARKET NEUT TRACKIQ HEDGE MARKET NEUT TRACK	340	$9K	<0.01%
GLOBAL X FDS GLB XGLOBAL X FDS GLB X	900	$9K	<0.01%
BLACKROCK MUNI N Y INTER DURBLACKROCK MUNI N Y INTER DUR	725	$9K	<0.01%
OPIANT PHARMACEUTICALS INCOPIANT PHARMACEUTICALS INC	455	$9K	<0.01%
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN	613	$9K	<0.01%
VANECK EGYPT INDEX ETFVANECK EGYPT INDEX ETF	236	$9K	<0.01%
ARALEZ PHARMACEUTICALS INCARALEZ PHARMACEUTICALS INC	6,004	$9K	<0.01%
EXTERRAN CORPEXTERRAN CORP	311	$9K	<0.01%
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	360	$9K	<0.01%
ADAMIS PHARMACEUTICALS CORPADAMIS PHARMACEUTICALS CORP	2,578	$9K	<0.01%
THIRD PT REINS LTDTHIRD PT REINS LTD	680	$9K	<0.01%
DEUTSCHE STRATEGIC INCOME TRDEUTSCHE STRATEGIC INCOME TR	739	$9K	<0.01%
CYRXCRYOPORT INC	917	$8K	<0.01%	Timeline
TMHCTAYLOR MORRISON HOME CORP	346	$8K	<0.01%	Timeline
ODCOIL DRI CORP AMER	211	$8K	<0.01%	Timeline
GPKGRAPHIC PACKAGING HLDG CO	518	$8K	<0.01%	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	178	$8K	<0.01%	Timeline
MODMODINE MFG CO	371	$8K	<0.01%	Timeline
CROXCROCS INC	500	$8K	<0.01%	Timeline
GLPGLOBAL PARTNERS LP	524	$8K	<0.01%	Timeline
BAPCREDICORP LTD	34	$8K	<0.01%	Timeline
IBCPINDEPENDENT BK CORP MICH	348	$8K	<0.01%	Timeline
AHRTAH RLTY TR INC	620	$8K	<0.01%	Timeline
NWSNEWS CORP NEW	489	$8K	<0.01%	Timeline
CAPLCROSSAMERICA PARTNERS LP	387	$8K	<0.01%	Timeline
MVVPROSHARES TR	63	$8K	<0.01%	Timeline
FKUFIRST TR EXCH TRD ALPHDX FD	205	$8K	<0.01%	Timeline
ZTOZTO EXPRESS CAYMAN INC	508	$8K	<0.01%	Timeline
ZENDESK INCZENDESK INC	161	$8K	<0.01%
CHCTCOMMUNITY HEALTHCARE TR INC	329	$8K	<0.01%	Timeline
SANDERSON FARMSSANDERSON FARMS	67	$8K	<0.01%
TXTERNIUM SA	224	$8K	<0.01%	Timeline
KALUKAISER ALUMINIUM CORPORATION	81	$8K	<0.01%	Timeline
ENCORE WIRE CORPENCORE WIRE CORP	144	$8K	<0.01%
WASHINGTON PRIME GROUP NEWWASHINGTON PRIME GROUP NEW	1,163	$8K	<0.01%
CHINA TELECOM CORP LTDCHINA TELECOM CORP LTD	170	$8K	<0.01%
EGANEGAIN CORP	1,043	$8K	<0.01%	Timeline
SMPSTANDARD MTR PRODS INC	175	$8K	<0.01%	Timeline
PIMFRANKLIN MASTER INTER INCOME	1,885	$8K	<0.01%	Timeline
EFAXSPDR INDEX SHS FDS	110	$8K	<0.01%	Timeline
EOTEATON VANCE NATL MUN OPPORT	382	$8K	<0.01%	Timeline
SL GREEN REALTY CORPSL GREEN REALTY CORP	85	$8K	<0.01%
EWIISHARES INC	236	$8K	<0.01%	Timeline
LOMALOMA NEGRA C I A S A MTN 14	359	$8K	<0.01%	Timeline
FTXHFIRST TR EXCHANGE TRADED FD	394	$8K	<0.01%	Timeline
POWERSHARES TR II S&P SMALL…POWERSHARES TR II S&P SMALLCAP	560	$8K	<0.01%
AFKVANECK ETF TRUST	300	$8K	<0.01%	Timeline
VOCVOC ENERGY TR	2,000	$8K	<0.01%	Timeline
WBIFABSOLUTE SHS TR	273	$8K	<0.01%	Timeline
WBILABSOLUTE SHS TR	288	$8K	<0.01%	Timeline
HOUSANYWHERE REAL ESTATE INC	314	$8K	<0.01%	Timeline
ANGI INC CLASS AANGI INC CLASS A	571	$8K	<0.01%
NTPIFNAM TAI PROPERTY INC	633	$8K	<0.01%	Timeline
REIS INCREIS INC	359	$8K	<0.01%
VOCERA COMMUNICATIONS INCVOCERA COMMUNICATIONS INC	339	$8K	<0.01%
LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS	600	$8K	<0.01%
PRKRPARKERVISION INC COM STK NEW (	9,593	$8K	<0.01%	Timeline
Gulfport EnergyGulfport Energy	906	$8K	<0.01%
KALA BIO INC COMKALA BIO INC COM	500	$8K	<0.01%
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COM	208	$8K	<0.01%
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	123	$8K	<0.01%
SP PLUS CORPSP PLUS CORP	238	$8K	<0.01%
MILACRON HLDGS CORPMILACRON HLDGS CORP	405	$8K	<0.01%
HERZFELD CREDIT INCOME FUNDHERZFELD CREDIT INCOME FUND	1,208	$8K	<0.01%
CHINA FD INCCHINA FD INC	368	$8K	<0.01%
SGYPQSYNERGY PHARMACEUTICALS DEL	4,672	$8K	<0.01%	Timeline
CHESAPEAKE LODGING TRCHESAPEAKE LODGING TR	286	$8K	<0.01%
EPIZYME INCEPIZYME INC	450	$8K	<0.01%
TOWER INTL INCTOWER INTL INC	290	$8K	<0.01%
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	3,022	$8K	<0.01%
POWERSHARES WILDERHILL PRGPOWERSHARES WILDERHILL PRG	319	$8K	<0.01%
HEMISPHERE MEDIA GROUP INC …HEMISPHERE MEDIA GROUP INC CL A	680	$8K	<0.01%
DELAWARE INV MN MUN INC FD IDELAWARE INV MN MUN INC FD I	650	$8K	<0.01%
BLUEKNIGHT ENERGY PARTNERS …BLUEKNIGHT ENERGY PARTNERS LP	1,945	$8K	<0.01%
SIFY TECHNOLOGIES LTDSIFY TECHNOLOGIES LTD	3,683	$8K	<0.01%
ETRACS ALERIAN NAT GAS MLPETRACS ALERIAN NAT GAS MLP	400	$8K	<0.01%
NUVEEN CALIF MUNICPAL VALU FNUVEEN CALIF MUNICPAL VALU F	500	$8K	<0.01%
CAPSTONE GREEN ENERGY CORP.CAPSTONE GREEN ENERGY CORP.	6,445	$8K	<0.01%
COLUMBIA ETF TR IICOLUMBIA ETF TR II	600	$8K	<0.01%
TRANSATLANTIC PETROLEUM LTDTRANSATLANTIC PETROLEUM LTD	6,229	$8K	<0.01%
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	4,095	$8K	<0.01%
CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INC	2,046	$8K	<0.01%
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	200	$8K	<0.01%
COUNTY BANCORP INCCOUNTY BANCORP INC	270	$8K	<0.01%
SPRING BK PHARMACEUTICALS INSPRING BK PHARMACEUTICALS IN	500	$8K	<0.01%
ABSOLUTE SHS TR WBI BBR GBL…ABSOLUTE SHS TR WBI BBR GBL ROTN	313	$8K	<0.01%
COGINT INCCOGINT INC	3,000	$8K	<0.01%
SEISOLARIS ENERGY INFRAS INC	399	$7K	<0.01%	Timeline
RDYDR REDDYS LABS LTD	200	$7K	<0.01%	Timeline
VICIVICI PPTYS INC	407	$7K	<0.01%	Timeline
DSGXDESCARTES SYS GROUP INC	246	$7K	<0.01%	Timeline
NVMINOVA LTD	250	$7K	<0.01%	Timeline
MOVMOVADO GROUP INC	198	$7K	<0.01%	Timeline
PRIMPRIMORIS SVCS CORP	294	$7K	<0.01%	Timeline
JBGSJBG SMITH PPTYS	212	$7K	<0.01%	Timeline
NUSCNUSHARES ETF TR	252	$7K	<0.01%	Timeline
OCULOCULAR THERAPEUTIX INC	1,100	$7K	<0.01%	Timeline
FATEFATE THERAPEUTICS INC	703	$7K	<0.01%	Timeline
HCIHCI GROUP INC	174	$7K	<0.01%	Timeline
RNSTRENASANT CORP	158	$7K	<0.01%	Timeline
TRNOTERRENO RLTY CORP	233	$7K	<0.01%	Timeline
WRLDWORLD ACCEP CORPORATION	63	$7K	<0.01%	Timeline
CATALENT INC USD 0.01CATALENT INC USD 0.01	183	$7K	<0.01%
AARONS INCAARONS INC	148	$7K	<0.01%
CUBIC CORPCUBIC CORP	115	$7K	<0.01%
ENABLE MIDSTREAM PARTNERS LPENABLE MIDSTREAM PARTNERS LP	544	$7K	<0.01%
BMABANCO MACRO S A	68	$7K	<0.01%	Timeline
FDBCFIDELITY D & D BANCORP INC	148	$7K	<0.01%	Timeline
FISIFINANCIAL INSTITUTIONS INC	233	$7K	<0.01%	Timeline
ASURASURE SOFTWARE INC	597	$7K	<0.01%	Timeline
SXCSUNCOKE ENERGY INC	700	$7K	<0.01%	Timeline
NRCNRC HEALTH	250	$7K	<0.01%	Timeline
CASSCASS INFORMATION SYS INC	121	$7K	<0.01%	Timeline
CPSCOOPER-STANDARD HOLDINGS INC	55	$7K	<0.01%	Timeline
LOCOEL POLLO LOCO HLDGS INC	675	$7K	<0.01%	Timeline
EUDGWISDOMTREE TR	254	$7K	<0.01%	Timeline
YTRAYATRA ONLINE INC	1,100	$7K	<0.01%	Timeline
FTRIFIRST TR EXCHANGE-TRADED FD	550	$7K	<0.01%	Timeline
EDENISHARES TR	101	$7K	<0.01%	Timeline
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	463	$7K	<0.01%
MFLXFIRST TR EXCHNG TRADED FD VI	400	$7K	<0.01%	Timeline
SNDSMART SAND INC	1,200	$7K	<0.01%	Timeline
HEEMISHARES INC	276	$7K	<0.01%	Timeline
TLFTANDY LEATHER FACTORY INC	1,000	$7K	<0.01%	Timeline
TAHOE RES INCTAHOE RES INC	1,536	$7K	<0.01%
CAVIUM INCCAVIUM INC	85	$7K	<0.01%
GASTAR EXPLORATION LTDGASTAR EXPLORATION LTD	10,619	$7K	<0.01%
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	9,435	$7K	<0.01%
POTBELLY CORPPOTBELLY CORP	600	$7K	<0.01%
SCYNEXIS INC COM NEWSCYNEXIS INC COM NEW	5,250	$7K	<0.01%
IMPERVA INCIMPERVA INC	170	$7K	<0.01%
ELLIE MAE INCELLIE MAE INC	76	$7K	<0.01%
KEMET CORPKEMET CORP	393	$7K	<0.01%
ORTHOFIX INTL N VORTHOFIX INTL N V	118	$7K	<0.01%
VERIFONE SYS INCVERIFONE SYS INC	465	$7K	<0.01%
WIRELESS TELECOM GROUP INCWIRELESS TELECOM GROUP INC	2,800	$7K	<0.01%
STEMLINE THERAPEUTICS INCSTEMLINE THERAPEUTICS INC	474	$7K	<0.01%
DSP GROUP INCDSP GROUP INC	600	$7K	<0.01%
MANNING + NAPIER INCMANNING + NAPIER INC	1,911	$7K	<0.01%
WISDOMTREE TRUSTWISDOMTREE TRUST	101	$7K	<0.01%
POWERSHARES EMERGING INFAST…POWERSHARES EMERGING INFASTRUC TU…	200	$7K	<0.01%
BLDRS EUROPE 100 ADR INDEXBLDRS EUROPE 100 ADR INDEX	300	$7K	<0.01%
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	400	$7K	<0.01%
CANCER GENETICS INC.CANCER GENETICS INC.	4,500	$7K	<0.01%
SIENTRA INCSIENTRA INC	732	$7K	<0.01%
HORIZON GLOBAL CORPHORIZON GLOBAL CORP	879	$7K	<0.01%
ARDAGH GROUP S AARDAGH GROUP S A	374	$7K	<0.01%
ION GEOPHYSICAL CORPION GEOPHYSICAL CORP	269	$7K	<0.01%
ASHFORD INCASHFORD INC	68	$7K	<0.01%
BLUE APRON HLDGS INCBLUE APRON HLDGS INC	3,725	$7K	<0.01%
JAGGED PEAK ENERGY INCJAGGED PEAK ENERGY INC	500	$7K	<0.01%
CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INC	732	$7K	<0.01%
GGALGRUPO FINANCIERO GALICIA S.A	93	$6K	<0.01%	Timeline
UMCUNITED MICROELECTRONICS CORP	1,950	$6K	<0.01%	Timeline
MEOHMETHANEX CORP	102	$6K	<0.01%	Timeline
NTRANATERA INC	585	$6K	<0.01%	Timeline
OSISKO GOLD ROYALTIES LTDOSISKO GOLD ROYALTIES LTD	684	$6K	<0.01%
PAGSPAGSEGURO DIGITAL LTD	167	$6K	<0.01%	Timeline
OIIOCEANEERING INTL INC	318	$6K	<0.01%	Timeline
LILALIBERTY LATIN AMERICA LTD	303	$6K	<0.01%	Timeline
ASTEASTEC INDS INC	111	$6K	<0.01%	Timeline
GHMGRAHAM CORP	276	$6K	<0.01%	Timeline
ATENA10 NETWORKS INC	1,000	$6K	<0.01%	Timeline

How Q2 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001493152-18-012070	base		2018-08-15	acceptance time not in the bulk data set	2026-10-07 19:04:44 UTC