HEIGHTS CAPITAL MANAGEMENT, INC

13F filer, CIK 1081698, SAN FRANCISCO, CA

HEIGHTS CAPITAL MANAGEMENT, INC reported $134,812,739 across 138 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-14. Its ten largest share positions make up 78.2% of the portfolio.

Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC13F-HR 0001081698-24-000006

Changes against Q2 2024 are not shown: it was a notice, with the holdings in another manager's report (0 positions on file), so every position would read as new.

Period: 2024-09-30
Reported value: $135M
Holdings: 138
Top 10 weight: 78.2%
New
Sold out

Part of the filer group HEIGHTS CAPITAL MANAGEMENT, INC

CVI Investments, Inc.

How groups are built

Stakes and trades reported after 2024-09-30

13D, 13G and Form 4 filings by this filer's group, dated after the 13F period, on securities the quarter does not hold as shares.

SBFM SUNSHINE BIOPHARMA INC: 13G 1,588,266 shares, 9.9% of the class, 13G filed 2026-10-13, 0001649553-26-000116 Timeline
Accepted 2026-10-13 20:20:51 UTC, ingested 2026-10-13 20:22:13 UTC
Pine Tree Acquisition Corp.: 13G 800,000 shares, 7.6% of the class, 13G filed 2026-10-13, 0001649553-26-000115
Accepted 2026-10-13 20:18:18 UTC, ingested 2026-10-13 20:19:13 UTC

Holdings, Q3 2024

Share positions as resolved from 13F-HR 0001081698-24-000006, largest first. % of portfolio is the value over $134,812,739, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Timeline
FLUTFLUTTER ENTMT PLC	294,180	$69.8M	51.78%	Timeline
SOCSABLE OFFSHORE CORP	275,000	$6.5M	4.82%	Timeline
GPATGP-ACT III ACQUISITION CORP	460,000	$4.64M	3.44%	Timeline
FVNNUFUTURE VISION II ACQUISITION	325,000	$3.26M	2.42%	Timeline
FSHPFLAG SHIP ACQUISITION CORP	314,000	$3.15M	2.34%	Timeline
CANTOR EQUITY PARTNERS INCCANTOR EQUITY PARTNERS INC	300,000	$3.01M	2.23%
IBACIB ACQUISITION CORP	250,000	$2.5M	1.85%	Timeline
VOYAGER ACQUISITION CORPVOYAGER ACQUISITION CORP	250,000	$2.5M	1.85%
HYACHAYMAKER ACQUISITION CORP IV	195,077	$2.08M	1.54%	Timeline
UCFICN HEALTHY FOOD TECH GROUP C	165,043	$1.68M	1.25%	Timeline
CAPNUCAYSON ACQUISITION CORP	150,000	$1.5M	1.11%	Timeline
NYXHNYXOAH S A	149,654	$1.43M	1.06%	Timeline
BKSYBLACKSKY TECHNOLOGY INC	286,330	$1.36M	1.01%	Timeline
GOLDENSTONE ACQUISITION LTD…GOLDENSTONE ACQUISITION LTD COM	109,890	$1.23M	0.91%
CARGO THERAPEUTICS INC COMCARGO THERAPEUTICS INC COM	62,745	$1.16M	0.86%
BUKIT JALIL GBL ACQUISITION…BUKIT JALIL GBL ACQUISITION ORD S…	100,000	$1.09M	0.81%
DTSQUDT CLOUD STAR ACQUISITION CO	100,000	$1.01M	0.75%	Timeline
VLOSUVELOS ACQUISITION I CORP	100,000	$1M	0.74%	Timeline
CUBLIONHEART HOLDINGS	100,000	$1M	0.74%	Timeline
MACIMELAR ACQUISITION CORP. I	100,000	$1000K	0.74%	Timeline
Oak Woods Acquisition CorpOak Woods Acquisition Corp	90,000	$999K	0.74%
KVACFKEEN VISION ACQUISITION CORP	91,879	$989K	0.73%	Timeline
DT CLOUD ACQUISITION CORPDT CLOUD ACQUISITION CORP	90,200	$930K	0.69%
EQV VENTURES ACQUISITION COREQV VENTURES ACQUISITION COR	93,574	$929K	0.69%
HCM II ACQUISITION CORPHCM II ACQUISITION CORP	80,000	$799K	0.59%
ONDSONDAS INC	966,953	$746K	0.55%	Timeline
MDXHMDXHEALTH SA	325,000	$676K	0.5%	Timeline
BIOMX INCBIOMX INC	589,027	$601K	0.45%
BIODESIX INCBIODESIX INC	318,767	$567K	0.42%
GLOBAL LIGHTS ACQUISITION COGLOBAL LIGHTS ACQUISITION CO	53,354	$558K	0.41%
VINE HILL CAP INVT CORP.VINE HILL CAP INVT CORP.	55,790	$558K	0.41%
FOUR LEAF ACQUISITION CORPFOUR LEAF ACQUISITION CORP	49,122	$536K	0.4%
NABORS ENERGY TRANSITION CORNABORS ENERGY TRANSITION COR	49,795	$530K	0.39%
CHENGHE ACQUISITION II COCHENGHE ACQUISITION II CO	50,000	$501K	0.37%
CCIXCHURCHILL CAPITAL CORP IX	48,900	$490K	0.36%	Timeline
PROMIS NEUROSCIENCES INCPROMIS NEUROSCIENCES INC	386,894	$484K	0.36%
ENVVENO MEDICAL CORPORATIONENVVENO MEDICAL CORPORATION	141,477	$475K	0.35%
GOLDEN STAR ACQUISITION CORPGOLDEN STAR ACQUISITION CORP	36,029	$393K	0.29%
AHRTAH RLTY TR INC	35,000	$379K	0.28%	Timeline
ANSCAGRICULTURE & NAT SOL ACQ CO	35,482	$367K	0.27%	Timeline
SRZNSURROZEN INC	29,999	$353K	0.26%	Timeline
INMBINMUNE BIO INC	60,978	$329K	0.24%	Timeline
YHNAUYHN ACQUISITION I LTD	29,000	$291K	0.22%	Timeline
POLEUANDRETTI ACQUISITION CORP II	26,600	$266K	0.2%	Timeline
SCILEX HOLDING COSCILEX HOLDING CO	233,463	$216K	0.16%
AMTBAMERANT BANCORP INC	10,000	$214K	0.16%	Timeline
BLACK SPADE ACQUISITION II CBLACK SPADE ACQUISITION II C	20,000	$199K	0.15%
TOVXTHERIVA BIOLOGICS INC	141,958	$196K	0.15%	Timeline
LUCYINNOVATIVE EYEWEAR INC	20,482	$171K	0.13%	Timeline
EURKUEUREKA ACQUISITION CORP	15,400	$157K	0.12%	Timeline
GROY/WSGOLD ROYALTY CORP	249,397	$74.8K	0.06%	Timeline
GLOBAL BLOCKCHAIN ACQUI CORPGLOBAL BLOCKCHAIN ACQUI CORP	625,000	$48.2K	0.04%
WINVEST ACQU-RTS EQUITYWINVEST ACQU-RTS EQUITY	290,295	$46.4K	0.03%
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	188,193	$46.1K	0.03%
HUDSON ACQUISITION I CORPHUDSON ACQUISITION I CORP	197,000	$40.3K	0.03%
AQUARON ACQUISITION CORPAQUARON ACQUISITION CORP	194,000	$38.8K	0.03%
LEXARIA BIOSCIENCE CORPLEXARIA BIOSCIENCE CORP	41,251	$37.9K	0.03%
FSHPRFLAG SHIP ACQUISITION CORP	314,000	$37.5K	0.03%	Timeline
RYVYL INCRYVYL INC	27,185	$35.9K	0.03%
MARS ACQUISITION CORPMARS ACQUISITION CORP	155,000	$34.9K	0.03%
RTS/IRON HORSE ACQUISITIONS…RTS/IRON HORSE ACQUISITIONS CORP …	200,000	$34K	0.03%
TNONWTENON MEDICAL INC	999,400	$30.5K	0.02%	Timeline
GOLDENSTONE ACQUISITION LTDGOLDENSTONE ACQUISITION LTD	150,000	$28.5K	0.02%
DYCQRDT CLOUD ACQUISITION CORP RT 0	100,000	$25K	0.02%	Timeline
OAK WOODS ACQUISITION CORPOAK WOODS ACQUISITION CORP	90,000	$24.5K	0.02%
NORTHVIEW ACQUISITION CO-RTSNORTHVIEW ACQUISITION CO-RTS	437,419	$22.4K	0.02%
GPATWGP-ACT III ACQUISITION CORP	202,101	$22.2K	0.02%	Timeline
BAYARBAYVIEW ACQUISITION CORP	147,900	$22.2K	0.02%	Timeline
GWHWSESS TECH INC	586,218	$21.7K	0.02%	Timeline
TBMCRTRAILBLAZER MERGER CORP I RT	130,000	$20.8K	0.02%	Timeline
ANTELOPE ENTERPRISE HLDGS LTANTELOPE ENTERPRISE HLDGS LT	25,036	$18.9K	0.01%
IBACRIB ACQUISITION CORP	250,000	$17.5K	0.01%	Timeline
RTS/BELLEVUE LIFE SCNCS AQS…RTS/BELLEVUE LIFE SCNCS AQSTN CORP	156,176	$17.1K	0.01%
DATA STORAGE CORPDATA STORAGE CORP	29,000	$15.9K	0.01%
GLOBAL STAR ACQUISITION INCGLOBAL STAR ACQUISITION INC	120,000	$15.6K	0.01%
GLOBAL LIGHTS ACQUISITION COGLOBAL LIGHTS ACQUISITION CO	99,800	$14K	0.01%
00	118,500	$13K	0.01%
BUKIT JALIL GBL ACQUISITIONBUKIT JALIL GBL ACQUISITION	100,000	$12K	0.01%
BROAD CAPITAL ACQUISITION COBROAD CAPITAL ACQUISITION CO	100,000	$12K	0.01%
QOMOLANGMA ACQUISITION CORPQOMOLANGMA ACQUISITION CORP	50,000	$10K	0.01%
CYCUWCYCURION INC	438,185	$9.55K	0.01%	Timeline
WTS/EVERGREEN CORPORATION E…WTS/EVERGREEN CORPORATION EXP 02/…	153,311	$9.2K	0.01%
DUET ACQUISITION CORP (U.S.)DUET ACQUISITION CORP (U.S.)	458,408	$8.94K	0.01%
DISTOKEN ACQUISITION CORP (…DISTOKEN ACQUISITION CORP (U.S.) …	80,000	$8.8K	0.01%
DIH HLDG US INCDIH HLDG US INC	216,377	$8.65K	0.01%
GLOBAL BLK-CW27 EQUITYGLOBAL BLK-CW27 EQUITY	475,965	$8.04K	0.01%
MELAR ACQUISITION CORP. IMELAR ACQUISITION CORP. I	50,000	$6.88K	0.01%
GLOBALINK INVESTMENT INC-RTSGLOBALINK INVESTMENT INC-RTS	54,478	$6.54K	<0.01%
CN HEALTHY FOOD TECH GROUP CCN HEALTHY FOOD TECH GROUP C	200,000	$6.14K	<0.01%
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	96,567	$5.95K	<0.01%
GEOVAX LABS INCGEOVAX LABS INC	53,960	$5.94K	<0.01%
VERSUS SYSTEMS INCVERSUS SYSTEMS INC	100,000	$5.5K	<0.01%
NOVA VISION ACQUISITION CORPNOVA VISION ACQUISITION CORP	102,811	$4.63K	<0.01%
TMT ACQUISITION CORPTMT ACQUISITION CORP	16,916	$4.62K	<0.01%
CLRRFCLIMATEROCK USD RTS (CYM) 01/3	50,000	$4.51K	<0.01%	Timeline
YOTTA ACQUISITION CORPORATIOYOTTA ACQUISITION CORPORATIO	50,000	$4.5K	<0.01%
TECHNOLOGY & TELECOMMUNICAT…TECHNOLOGY & TELECOMMUNICATION	178,270	$4.28K	<0.01%
FORLWWTS/FOUR LEAF ACQUISITION CORPORA…	69,100	$4.15K	<0.01%	Timeline
VERIFYME INCVERIFYME INC	67,870	$4.07K	<0.01%
KAIROUS ACQUISITION CORP LTDKAIROUS ACQUISITION CORP LTD	56,630	$3.97K	<0.01%
CUBWWLIONHEART HOLDINGS	50,000	$3.96K	<0.01%	Timeline
RMCOWROYALTY MGMT HLDG CORP	359,353	$3.59K	<0.01%	Timeline
WinVest Acquisition CorpWinVest Acquisition Corp	258,629	$3.52K	<0.01%
SVREWSAVERONE 2014 LTD	40,000	$3.2K	<0.01%	Timeline
SURGEPAYS INCSURGEPAYS INC	197,185	$3.17K	<0.01%
CROWN LONG HOLDINGSCROWN LONG HOLDINGS	136,232	$3.05K	<0.01%
ECXWWECARX HOLDINGS INC	149,100	$3.01K	<0.01%	Timeline
Oak Woods Acquisition CorpOak Woods Acquisition Corp	73,615	$2.94K	<0.01%
SPLASH BEVERAGE GROUP INCSPLASH BEVERAGE GROUP INC	288,884	$2.92K	<0.01%
LEMONADE INCLEMONADE INC	88,946	$2.85K	<0.01%
METAL SKY STAR ACQUISITION CMETAL SKY STAR ACQUISITION C	55,000	$2.76K	<0.01%
ANSCWAGRICULTURE & NAT SOL ACQ CO	10,481	$2.73K	<0.01%	Timeline
GOLDENSTONE ACQUISITION LTDGOLDENSTONE ACQUISITION LTD	107,827	$2.7K	<0.01%
BNCWWBNB STANDARD CORP	100,000	$2.51K	<0.01%	Timeline
WTS/BELLEVUE LIFE SCNCS AQS…WTS/BELLEVUE LIFE SCNCS AQSTN CORP	100,942	$2.42K	<0.01%
KVACWKEEN VISION ACQUISITION CORP	45,940	$2.21K	<0.01%	Timeline
AIMDWAINOS INC	82,500	$2.06K	<0.01%	Timeline
AMPLITECH GROUP INCAMPLITECH GROUP INC	46,662	$1.87K	<0.01%
Chenghe Acquisition II CoChenghe Acquisition II Co	24,900	$1.74K	<0.01%
FORTUNE RI -CW23 EQUITYFORTUNE RI -CW23 EQUITY	54,996	$1.5K	<0.01%
GLOBAL STAR ACQUISITION INCGLOBAL STAR ACQUISITION INC	72,389	$1.45K	<0.01%
BUKIT JALIL GBL ACQUISITIONBUKIT JALIL GBL ACQUISITION	46,579	$1.4K	<0.01%
INSIGHT ACQUISITION CORPINSIGHT ACQUISITION CORP	27,340	$1.4K	<0.01%
GRIID INFRASTRUCTURE INCGRIID INFRASTRUCTURE INC	37,472	$1.25K	<0.01%
NOCO NOCO INCNOCO NOCO INC	124,026	$1.24K	<0.01%
IVDAWIVEDA SOLUTIONS INC	54,000	$1.09K	<0.01%	Timeline
Futuretech II Acquisition C…Futuretech II Acquisition Corp	42,859	$1.05K	<0.01%
EMCWFEMBRACE CHANGE ACQUISITION COR	68,399	$1K	<0.01%	Timeline
CDTTWCDT EQUITY INC	78,958	$932	<0.01%	Timeline
Distoken Acquisition CorpDistoken Acquisition Corp	49,868	$843	<0.01%
QOMOLANGMA ACQUISITION CORPQOMOLANGMA ACQUISITION CORP	49,799	$717	<0.01%
BENFWBENEFICIENT	67,109	$483	<0.01%	Timeline
METAL SKY STAR ACQUISITION CMETAL SKY STAR ACQUISITION C	55,000	$462	<0.01%
Aimfinity Investment Corp IAimfinity Investment Corp I	21,000	$422	<0.01%
HYCROFT MINING HOLDING CORPHYCROFT MINING HOLDING CORP	15,174	$416	<0.01%
HHG CAPITAL CORPORATIONHHG CAPITAL CORPORATION	18,475	$113	<0.01%
PARAWBANZAI INTERNATIONAL INC	11,072	$90	<0.01%	Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
OATLY GROUP ABOATLY GROUP AB NOTE 9.250% 9/1	principal	11,010,908	$7.99M

How Q3 2024 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001081698-24-000006	base		2024-11-14	acceptance time not in the bulk data set	2026-10-07 18:26:56 UTC