HEIGHTS CAPITAL MANAGEMENT, INC: CCIX position timeline

HEIGHTS CAPITAL MANAGEMENT, INC held 0 CCIX shares at 2025-09-30 per its 13F-HR/A filed 2025-11-18.

the latest 13F is the newest step

1. period ended2025-09-30

   13F/A 0 shares

   Change vs previous 13F -33,475 shares

   13F-HR/A 0001081698-25-000010 filed by HEIGHTS CAPITAL MANAGEMENT, INC
   Filed 2025-11-18 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

2. period ended2025-06-30

   13F 33,475 shares

   Change vs previous 13F -15,425 shares

   0.11% of the 13F portfolio, value $352,157.

   13F-HR 0001081698-25-000005 filed by HEIGHTS CAPITAL MANAGEMENT, INC
   Filed 2025-08-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:23:11 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2025-03-31

   13F 48,900 shares

   Change vs previous 13F 0 shares

   0.25% of the 13F portfolio, value $526,164.

   13F-HR 0001081698-25-000003 filed by HEIGHTS CAPITAL MANAGEMENT, INC
   Filed 2025-05-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2024-12-31

   13F 48,900 shares

   Change vs previous 13F 0 shares

   0.25% of the 13F portfolio, value $506,115.

   13F-HR 0001081698-25-000002 filed by HEIGHTS CAPITAL MANAGEMENT, INC
   Filed 2025-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:55 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2024-09-30

   13F 48,900 shares

   Change vs previous 13F not available

   0.36% of the 13F portfolio, value $489,978.

   13F-HR 0001081698-24-000006 filed by HEIGHTS CAPITAL MANAGEMENT, INC
   Filed 2024-11-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC

   Acceptance time not in the bulk data set (spec §4.2).