13F-HR filed by HEIGHTS CAPITAL MANAGEMENT, INC
HEIGHTS CAPITAL MANAGEMENT, INC filed this 13F-HR for the quarter ended 2024-09-30, filed 2024-11-14, with 138 holding rows worth $134,812,739.
- Accession
- 0001081698-24-000006
- Filer
- CIK 1081698
- Filed
- 2024-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2024
A holdings report, 138 entries on the cover page, a total value of $134,812,739 stated on the cover page (in dollars after the unit check, H1), rows summing to $134,812,739 with VALUE read as dollars as filed, 13F file number 028-13218. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCVI Investments, Inc.028-17822
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FLUTTER ENTMT PLC SHS | G3643J108 | Stock | 294,180 | $69,803,030 | dollars as filed | |
| OATLY GROUP AB | 67421JAC2 | NOTE 9.250% 9/1 | 11,010,908 | $7,988,083 | dollars as filed | principal |
| SABLE OFFSHORE CORP | 78574H104 | COM SHS | 275,000 | $6,498,250 | dollars as filed | |
| GP-ACT III ACQUISITION CORP | G4035N103 | CL A | 460,000 | $4,636,800 | dollars as filed | |
| FUTURE VISION II ACQUISITION | G37068122 | UNIT 06/20/2029 | 325,000 | $3,256,500 | dollars as filed | |
| FLAG SHIP ACQUISITION CORP | G3530C109 | CMN | 314,000 | $3,149,420 | dollars as filed | |
| CANTOR EQUITY PARTNERS INC | G4491L104 | SHS CL A | 300,000 | $3,006,000 | dollars as filed | |
| IB ACQUISITION CORP | 44934N108 | COM SHS | 250,000 | $2,500,000 | dollars as filed | |
| VOYAGER ACQUISITION CORP | G93A7H120 | UNIT | 250,000 | $2,500,000 | dollars as filed | |
| HAYMAKER ACQUISITION | G4375F108 | Common Stock | 195,077 | $2,079,521 | dollars as filed | |
| CN HEALTHY FOOD TECH GROUP C | 462837105 | COM | 165,043 | $1,681,788 | dollars as filed | |
| CAYSON ACQUISITION CORP | G1993W125 | UNIT 99/99/9999 | 150,000 | $1,503,000 | dollars as filed | |
| NYXOAH S A | B6S7WD106 | SHS | 149,654 | $1,429,196 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B207 | COMMON STOCK | 286,330 | $1,357,204 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD COM | 38136Y102 | Rights | 109,890 | $1,232,966 | dollars as filed | |
| CARGO THERAPEUTICS INC COM | 14179K101 | Stock | 62,745 | $1,157,645 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION ORD SHS | G1676M105 | Warrant | 100,000 | $1,091,000 | dollars as filed | |
| DT CLOUD STAR ACQUISITION CO | G2853N122 | UNIT 99/99/9999 | 100,000 | $1,009,000 | dollars as filed | |
| M3BRIGADE ACQUISITION V CORP | G63212123 | UNIT 99/99/9999 | 100,000 | $1,003,000 | dollars as filed | |
| LIONHEART HOLDINGS | G5501C109 | SHS CL A | 100,000 | $1,000,000 | dollars as filed | |
| MELAR ACQUISITION CORP. I | G6004G100 | SHS CL A | 100,000 | $999,500 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B104 | Equity | 90,000 | $999,000 | dollars as filed | |
| KEEN VISION ACQUISITION CORP | G52443119 | SHS | 91,879 | $988,618 | dollars as filed | |
| DT CLOUD ACQUISITION CORP | G28524117 | ORD SHS | 90,200 | $929,962 | dollars as filed | |
| EQV VENTURES ACQUISITION COR | G3106N125 | UNIT 99/99/9999 | 93,574 | $929,190 | dollars as filed | |
| HCM II ACQUISITION CORP | G43658114 | UNIT 99/99/9999 | 80,000 | $799,200 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 966,953 | $745,521 | dollars as filed | |
| MDXHEALTH SA | B5950S113 | SHS NEW | 325,000 | $676,000 | dollars as filed | |
| BIOMX INC | 09090D301 | COM | 589,027 | $600,808 | dollars as filed | |
| BIODESIX INC | 09075X108 | COM | 318,767 | $567,405 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F101 | ORD SHS | 53,354 | $558,083 | dollars as filed | |
| VINE HILL CAP INVT CORP. | G93Y09123 | UNIT 09/06/2026 | 55,790 | $557,900 | dollars as filed | |
| FOUR LEAF ACQUISITION CORP | 35088F107 | COM CL A | 49,122 | $535,921 | dollars as filed | |
| NABORS ENERGY TRANSITION COR | G6363K106 | CL A | 49,795 | $530,317 | dollars as filed | |
| CHENGHE ACQUISITION II CO | G20873108 | CL A ORD SHS | 50,000 | $501,000 | dollars as filed | |
| CHURCHILL CAPITAL CORP IX | G21301109 | CL A SHS | 48,900 | $489,978 | dollars as filed | |
| PROMIS NEUROSCIENCES INC | 74346M406 | COM NEW | 386,894 | $483,618 | dollars as filed | |
| ENVVENO MEDICAL CORPORATION | 29415J106 | COM | 141,477 | $475,363 | dollars as filed | |
| GOLDEN STAR ACQUISITION CORP | G4023C101 | USD ORD SHS | 36,029 | $392,716 | dollars as filed | |
| AH RLTY TR INC | 04208T108 | COM | 35,000 | $379,050 | dollars as filed | |
| AGRICULTURE & NAT SOL ACQ CO | G0131Y100 | SHS CL A | 35,482 | $367,239 | dollars as filed | |
| SURROZEN INC | 86889P208 | COMMON STOCK | 29,999 | $353,088 | dollars as filed | |
| INMUNE BIO INC | 45782T105 | COM | 60,978 | $328,671 | dollars as filed | |
| YHN ACQUISITION I LTD | G1514D119 | UNIT 08/15/2029 | 29,000 | $290,580 | dollars as filed | |
| ANDRETTI ACQUISITION CORP II | G26745110 | UNIT 99/99/9999 | 26,600 | $266,000 | dollars as filed | |
| SCILEX HOLDING CO | 80880W106 | COM | 233,463 | $215,860 | dollars as filed | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 10,000 | $213,700 | dollars as filed | |
| BLACK SPADE ACQUISITION II C | G1153L125 | TRUS | 20,000 | $199,200 | dollars as filed | |
| THERIVA BIOLOGICS INC | 87164U508 | COM NEW | 141,958 | $195,902 | dollars as filed | |
| INNOVATIVE EYEWEAR INC | 45791D208 | COM NEW | 20,482 | $171,025 | dollars as filed | |
| EUREKA ACQUISITION CORP | G32168117 | UNIT 06/25/2029 | 15,400 | $157,388 | dollars as filed | |
| GOLD ROYALTY CORP | 38071H122 | *W EXP 05/31/202 | 249,397 | $74,819 | dollars as filed | |
| GLOBAL BLOCKCHAIN ACQUI CORP | 37961B112 | RIGHT 05/09/2027 | 625,000 | $48,188 | dollars as filed | |
| WINVEST ACQU-RTS EQUITY | 97655B125 | COM | 290,295 | $46,447 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A134 | RIGHT 99/99/9999 | 188,193 | $46,107 | dollars as filed | |
| HUDSON ACQUISITION I CORP | 44364H118 | RIGHT 99/99/9999 | 197,000 | $40,306 | dollars as filed | |
| AQUARON ACQUISITION CORP | 03842W113 | RIGHT 07/15/2026 | 194,000 | $38,800 | dollars as filed | |
| LEXARIA BIOSCIENCE CORP | 52886N117 | *W EXP 01/14/202 | 41,251 | $37,910 | dollars as filed | |
| Flag Ship Acquisition Corp Right 03/31/2026 | G3530C117 | SPACS | 314,000 | $37,492 | dollars as filed | |
| RYVYL INC | 39366L307 | COM | 27,185 | $35,884 | dollars as filed | |
| MARS ACQUISITION CORP | G5870E124 | RIGHT 99/99/9999 | 155,000 | $34,875 | dollars as filed | |
| RTS/IRON HORSE ACQUISITIONS CORP EXP12/31/2099 | 462837121 | COM | 200,000 | $34,000 | dollars as filed | |
| TENON MEDICAL INC | 88066N113 | *W EXP 06/16/202 | 999,400 | $30,482 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y128 | RIGHT 07/15/2026 | 150,000 | $28,500 | dollars as filed | |
| Dt Cloud Acquisition Corp | G28524133 | Right | 100,000 | $25,000 | dollars as filed | |
| OAK WOODS ACQUISITION CORP | 67190B120 | RIGHT 03/23/2028 | 90,000 | $24,480 | dollars as filed | |
| NORTHVIEW ACQUISITION CO-RTS | 66718N129 | COM | 437,419 | $22,352 | dollars as filed | |
| Gp-Act Iii Acquisition Corp W Exp 05/13/202 | G4035N129 | SPACS Warrant | 202,101 | $22,231 | dollars as filed | |
| Bayview Acquisition Corp Right 11/17/2028 | 07323B118 | SPACS | 147,900 | $22,200 | dollars as filed | |
| Ess Tech Inc W Exp 10/08/202 | 26916J114 | SPAC Combination | 586,218 | $21,690 | dollars as filed | |
| TRAILBLAZER MERGER CORP I | 89278D125 | RIGHT 04/21/2028 | 130,000 | $20,800 | dollars as filed | |
| ANTELOPE ENTERPRISE HLDGS LT | G041JN122 | SHS NEW | 25,036 | $18,902 | dollars as filed | |
| IB ACQUISITION CORP | 44934N116 | RIGHT 09/28/2026 | 250,000 | $17,525 | dollars as filed | |
| RTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174124 | COM | 156,176 | $17,054 | dollars as filed | |
| DATA STORAGE CORP | 23786R110 | *W EXP 05/18/202 | 29,000 | $15,950 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G128 | RIGHT 99/99/9999 | 120,000 | $15,600 | dollars as filed | |
| GLOBAL LIGHTS ACQUISITION CO | G3937F119 | RIGHT 99/99/9999 | 99,800 | $13,982 | dollars as filed | |
| 0 | G3034H141 | 0 | 118,500 | $13,035 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M121 | RIGHT 12/30/2024 | 100,000 | $12,000 | dollars as filed | |
| BROAD CAPITAL ACQUISITION CO | 11125B110 | RIGHT 01/10/2027 | 100,000 | $12,000 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V121 | RIGHT 09/29/2027 | 50,000 | $10,000 | dollars as filed | |
| CYCURION INC | 95758L115 | *W EXP 02/13/203 | 438,185 | $9,552 | dollars as filed | |
| WTS/EVERGREEN CORPORATION EXP 02/15/2027 | G3312W117 | COM | 153,311 | $9,199 | dollars as filed | |
| DUET ACQUISITION CORP (U.S.) | 26431Q114 | COM | 458,408 | $8,939 | dollars as filed | |
| DISTOKEN ACQUISITION CORP (U.S.) RIGHTS | G27740136 | COM | 80,000 | $8,800 | dollars as filed | |
| DIH HLDG US INC | 23290B114 | *W EXP 04/20/202 | 216,377 | $8,655 | dollars as filed | |
| GLOBAL BLK-CW27 EQUITY | 37961B120 | COM | 475,965 | $8,044 | dollars as filed | |
| Melar Acquisition Corp. I W Exp 06/01/203 | G6004G118 | SPACS Warrant | 50,000 | $6,875 | dollars as filed | |
| GLOBALINK INVESTMENT INC-RTS | 37892F117 | COM | 54,478 | $6,537 | dollars as filed | |
| Cn Healthy Food Tech Group C W Exp 09/30/203 | 462837113 | SPAC Combination | 200,000 | $6,140 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P145 | RIGHT 02/25/2026 | 96,567 | $5,949 | dollars as filed | |
| GEOVAX LABS INC | 373678119 | *W EXP 09/29/202 | 53,960 | $5,941 | dollars as filed | |
| VERSUS SYSTEMS INC | 92535P147 | *W EXP 01/20/202 | 100,000 | $5,500 | dollars as filed | |
| NOVA VISION ACQUISITION CORP | G6759A118 | *W EXP 12/31/202 | 102,811 | $4,626 | dollars as filed | |
| TMT ACQUISITION CORP | G89229135 | RIGHT 03/27/2028 | 16,916 | $4,618 | dollars as filed | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 50,000 | $4,515 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 50,000 | $4,505 | dollars as filed | |
| TECHNOLOGY & TELECOMMUNICATION | g87119114 | COM | 178,270 | $4,278 | dollars as filed | |
| WTS/FOUR LEAF ACQUISITION CORPORATION 11.5000EXP05 | 35088F115 | COM | 69,100 | $4,146 | dollars as filed | |
| VERIFYME INC | 92346X115 | *W EXP 06/22/202 | 67,870 | $4,065 | dollars as filed | |
| KAIROUS ACQUISITION CORP LTD | G52131136 | RIGHT 09/15/2026 | 56,630 | $3,970 | dollars as filed | |
| Lionheart Holdings W Exp 06/07/203 | G5501C117 | SPACS Warrant | 50,000 | $3,965 | dollars as filed | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 359,353 | $3,594 | dollars as filed | |
| WinVest Acquisition Corp | 97655B117 | Warrant | 258,629 | $3,517 | dollars as filed | |
| SAVERONE 2014 LTD | 80516T113 | *W EXP 06/02/202 | 40,000 | $3,200 | dollars as filed | |
| SURGEPAYS INC | 86882L113 | *W EXP 10/22/202 | 197,185 | $3,175 | dollars as filed | |
| CROWN LONG HOLDINGS | g268ap117 | WT | 136,232 | $3,052 | dollars as filed | |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 149,100 | $3,012 | dollars as filed | |
| Oak Woods Acquisition Corp | 67190B112 | Warrant | 73,615 | $2,945 | dollars as filed | |
| SPLASH BEVERAGE GROUP INC | 84862C112 | *W EXP 06/15/202 | 288,884 | $2,918 | dollars as filed | |
| LEMONADE INC | 52567D115 | *W EXP 02/09/202 | 88,946 | $2,846 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N113 | RIGHT 12/31/2025 | 55,000 | $2,756 | dollars as filed | |
| Agriculture & Nat Sol Acq Co W Exp 10/01/202 | G0131Y118 | SPACS Warrant | 10,481 | $2,725 | dollars as filed | |
| GOLDENSTONE ACQUISITION LTD | 38136Y110 | *W EXP 07/15/202 | 107,827 | $2,696 | dollars as filed | |
| CEA INDUSTRIES INC | 86887P119 | *W EXP 02/11/202 | 100,000 | $2,510 | dollars as filed | |
| WTS/BELLEVUE LIFE SCNCS AQSTN CORP | 079174116 | COM | 100,942 | $2,423 | dollars as filed | |
| Keen Vision Acquisition Corp W Exp 03/15/202 | G52443127 | SPACS Warrant | 45,940 | $2,210 | dollars as filed | |
| AINOS INC | 00902F113 | *W EXP 07/29/202 | 82,500 | $2,063 | dollars as filed | |
| AMPLITECH GROUP INC | 03211Q119 | *W EXP 02/26/202 | 46,662 | $1,866 | dollars as filed | |
| Chenghe Acquisition II Co | G20873116 | Warrant | 24,900 | $1,743 | dollars as filed | |
| FORTUNE RI -CW23 EQUITY | 34969G110 | COM | 54,996 | $1,496 | dollars as filed | |
| GLOBAL STAR ACQUISITION INC | 37962G110 | *W EXP 07/15/202 | 72,389 | $1,448 | dollars as filed | |
| BUKIT JALIL GBL ACQUISITION | G1676M113 | *W EXP 12/30/202 | 46,579 | $1,397 | dollars as filed | |
| INSIGHT ACQUISITION CORP | 45784L118 | *W EXP 08/26/202 | 27,340 | $1,396 | dollars as filed | |
| GRIID INFRASTRUCTURE INC | 398501114 | *W EXP 12/29/202 | 37,472 | $1,255 | dollars as filed | |
| NOCO NOCO INC | G7243P117 | *W EXP 08/25/202 | 124,026 | $1,240 | dollars as filed | |
| IVEDA SOLUTIONS INC | 46583A113 | *W EXP 04/01/202 | 54,000 | $1,091 | dollars as filed | |
| Futuretech II Acquisition Corp | 36119D111 | Warrant | 42,859 | $1,046 | dollars as filed | |
| Embrace Change Acquisition Corp | G3034H125 | Warrant | 68,399 | $1,005 | dollars as filed | |
| Cdt Equity Inc W Exp 09/22/202 | 20678X114 | SPAC Combination | 78,958 | $932 | dollars as filed | |
| Distoken Acquisition Corp | G27740102 | Warrant | 49,868 | $843 | dollars as filed | |
| QOMOLANGMA ACQUISITION CORP | 74738V113 | *W EXP 09/29/202 | 49,799 | $717 | dollars as filed | |
| Beneficient W Exp 06/07/202 | 08178Q119 | SPAC Combination | 67,109 | $483 | dollars as filed | |
| METAL SKY STAR ACQUISITION C | G6053N121 | *W EXP 03/31/202 | 55,000 | $462 | dollars as filed | |
| Aimfinity Investment Corp I | G0135E126 | Warrant | 21,000 | $422 | dollars as filed | |
| HYCROFT MINING HOLDING CORP | 44862P133 | *W EXP 10/06/202 | 15,174 | $416 | dollars as filed | |
| HHG CAPITAL CORPORATION | G4R23P129 | *W EXP 02/25/202 | 18,475 | $113 | dollars as filed | |
| BANZAI INTERNATIONAL INC | 06682J118 | *W EXP 12/14/202 | 11,072 | $90 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001081698-24-000006 | this filing | 2024-11-14 | acceptance time not in the bulk data set |