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GOODWIN DANIEL L

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13F filer, CIK 1119191, Oak Brook, IL

GOODWIN DANIEL L reported $206,811,998 across 94 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-10-24. Its ten largest share positions make up 73.64% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-23-110980

Period
2023-09-30
Reported value
$207M
Holdings
94
Top 10 weight
73.64%
New
8
Sold out
5

Largest buys vs the previous quarter

SecurityShares changeApprox. value
QQQadded+2,495$894K
SPYadded+2,081$890K
PTLOnew+44,825$690K
DIAadded+1,725$578K
GOOGadded+4,320$570K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
QCOMreduced-11,310-$1.26M
BXreduced-6,400-$686K
VMWARE, INC.exited-1,700-$244K
Oexited-3,525-$211K
NXPIexited-1,000-$205K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001104659-23-110980, largest first. % of portfolio is the value over $206,811,998, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KRGKITE REALTY GROUP TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 5,133,918 shares; 2022Q1: 5,133,918 shares; 2022Q2: 5,133,918 shares; 2022Q3: 5,133,918 shares; 2022Q4: 5,133,918 shares; 2023Q1: 5,133,918 shares; 2023Q2: 5,133,918 shares; 2023Q3: 5,133,918 shares 5,133,918$110M53.17%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 10,537 shares; 2022Q1: 24,547 shares; 2022Q2: 24,580 shares; 2022Q3: 24,780 shares; 2022Q4: 22,087 shares; 2023Q1: 22,087 shares; 2023Q2: 23,087 shares; 2023Q3: 25,168 shares 25,168$10.8M5.2%+2,081Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,917 shares; 2022Q1: 1,918 shares; 2022Q2: 1,901 shares; 2022Q3: 37,820 shares; 2022Q4: 37,740 shares; 2023Q1: 37,820 shares; 2023Q2: 37,900 shares; 2023Q3: 42,220 shares 42,220$5.57M2.69%+4,320Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 9,850 shares; 2022Q1: 9,730 shares; 2022Q2: 9,730 shares; 2022Q3: 9,730 shares; 2022Q4: 10,180 shares; 2023Q1: 10,180 shares; 2023Q2: 10,180 shares; 2023Q3: 10,180 shares 10,180$5.13M2.48%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,129 shares; 2022Q1: 2,171 shares; 2022Q2: 42,840 shares; 2022Q3: 41,640 shares; 2022Q4: 33,840 shares; 2023Q1: 33,740 shares; 2023Q2: 34,175 shares; 2023Q3: 34,655 shares 34,655$4.41M2.13%+480Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 27,232 shares; 2022Q1: 28,250 shares; 2022Q2: 28,050 shares; 2022Q3: 28,550 shares; 2022Q4: 28,550 shares; 2023Q1: 27,550 shares; 2023Q2: 27,550 shares; 2023Q3: 27,450 shares 27,450$3.98M1.92%-100Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 24,900 shares; 2022Q1: 24,900 shares; 2022Q2: 24,900 shares; 2022Q3: 24,900 shares; 2022Q4: 24,900 shares; 2023Q1: 24,900 shares; 2023Q2: 24,900 shares; 2023Q3: 24,900 shares 24,900$3.77M1.82%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 8,334 shares; 2022Q1: 8,717 shares; 2022Q2: 8,915 shares; 2022Q3: 8,555 shares; 2022Q4: 8,605 shares; 2023Q1: 8,805 shares; 2023Q2: 8,736 shares; 2023Q3: 9,696 shares 9,696$3.06M1.48%+960Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 6,177 shares; 2022Q1: 11,502 shares; 2022Q2: 6,242 shares; 2022Q3: 6,466 shares; 2022Q4: 7,004 shares; 2023Q1: 7,004 shares; 2023Q2: 7,204 shares; 2023Q3: 8,929 shares 8,929$2.99M1.45%+1,725Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 252,583 shares; 2022Q1: 252,583 shares; 2022Q2: 252,583 shares; 2022Q3: 252,583 shares; 2022Q4: 261,783 shares; 2023Q1: 270,583 shares; 2023Q2: 255,683 shares; 2023Q3: 257,983 shares 257,983$2.66M1.29%+2,300Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 10,600 shares; 2022Q1: 11,500 shares; 2022Q2: 12,400 shares; 2022Q3: 12,400 shares; 2022Q4: 5,600 shares; 2023Q1: 5,200 shares; 2023Q2: 5,280 shares; 2023Q3: 5,580 shares 5,580$2.43M1.17%+300Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,844 shares; 2022Q1: 2,933 shares; 2022Q2: 3,133 shares; 2022Q3: 9,069 shares; 2022Q4: 10,069 shares; 2023Q1: 9,979 shares; 2023Q2: 10,255 shares; 2023Q3: 10,255 shares 10,255$2.4M1.16%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 12,699 shares; 2022Q1: 12,761 shares; 2022Q2: 14,226 shares; 2022Q3: 13,226 shares; 2022Q4: 13,626 shares; 2023Q1: 13,526 shares; 2023Q2: 13,516 shares; 2023Q3: 13,496 shares 13,496$2.31M1.12%-20Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 6,000 shares; 2022Q1: 6,522 shares; 2022Q2: 6,722 shares; 2022Q3: 6,700 shares; 2022Q4: 7,070 shares; 2023Q1: 6,350 shares; 2023Q2: 6,350 shares; 2023Q3: 6,650 shares 6,650$2.15M1.04%+300Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 29,611 shares; 2022Q1: 31,533 shares; 2022Q2: 32,773 shares; 2022Q3: 30,573 shares; 2022Q4: 30,073 shares; 2023Q1: 30,073 shares; 2023Q2: 30,033 shares; 2023Q3: 18,723 shares 18,723$2.08M1.01%-11,310Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 5,125 shares; 2022Q1: 6,380 shares; 2022Q2: 2,420 shares; 2022Q3: 2,550 shares; 2022Q4: 3,000 shares; 2023Q1: 3,000 shares; 2023Q2: 3,280 shares; 2023Q3: 5,775 shares 5,775$2.07M1%+2,495Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,637 shares; 2022Q1: 1,637 shares; 2022Q2: 1,637 shares; 2022Q3: 1,637 shares; 2022Q4: 1,637 shares; 2023Q1: 1,637 shares; 2023Q2: 1,637 shares; 2023Q3: 1,637 shares 1,637$1.82M0.88%0
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 22,000 shares; 2022Q1: 22,000 shares; 2022Q2: 22,000 shares; 2022Q3: 22,000 shares; 2022Q4: 22,000 shares; 2023Q1: 22,000 shares; 2023Q2: 22,000 shares; 2023Q3: 22,000 shares 22,000$1.8M0.87%0Timeline
GHIGREYSTONE HOUSING IMPACT INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 14,900 shares; 2022Q3: 27,050 shares; 2022Q4: 30,273 shares; 2023Q1: 83,307 shares; 2023Q2: 87,753 shares; 2023Q3: 104,442 shares 104,442$1.61M0.78%+16,689Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 135,332 shares; 2022Q1: 135,832 shares; 2022Q2: 138,832 shares; 2022Q3: 143,832 shares; 2022Q4: 152,332 shares; 2023Q1: 156,332 shares; 2023Q2: 156,332 shares; 2023Q3: 156,332 shares 156,332$1.51M0.73%0Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 63,108 shares; 2022Q1: 64,453 shares; 2022Q2: 74,253 shares; 2022Q3: 79,302 shares; 2022Q4: 110,674 shares; 2023Q1: 114,374 shares; 2023Q2: 121,874 shares; 2023Q3: 122,658 shares 122,658$1.28M0.62%+784Timeline
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 76,340 shares; 2022Q1: 81,415 shares; 2022Q2: 104,515 shares; 2022Q3: 111,514 shares; 2022Q4: 120,901 shares; 2023Q1: 124,901 shares; 2023Q2: 124,901 shares; 2023Q3: 124,240 shares 124,240$1.26M0.61%-661Timeline
IIMINVESCO VALUE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 109,687 shares; 2022Q1: 109,687 shares; 2022Q2: 109,687 shares; 2022Q3: 109,687 shares; 2022Q4: 113,187 shares; 2023Q1: 114,187 shares; 2023Q2: 114,187 shares; 2023Q3: 114,187 shares 114,187$1.19M0.57%0Timeline
IVTINVENTRUST PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 45,968 shares; 2022Q3: 45,968 shares; 2022Q4: 45,968 shares; 2023Q1: 45,968 shares; 2023Q2: 45,968 shares; 2023Q3: 45,968 shares 45,968$1.09M0.53%0Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 58,668 shares; 2022Q1: 60,068 shares; 2022Q2: 74,568 shares; 2022Q3: 90,739 shares; 2022Q4: 100,855 shares; 2023Q1: 106,055 shares; 2023Q2: 99,055 shares; 2023Q3: 99,055 shares 99,055$1.02M0.49%0Timeline
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 33,165 shares; 2022Q1: 52,765 shares; 2022Q2: 79,210 shares; 2022Q3: 96,460 shares; 2022Q4: 100,410 shares; 2023Q1: 101,710 shares; 2023Q2: 102,910 shares; 2023Q3: 103,210 shares 103,210$986K0.48%+300Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 25,700 shares; 2022Q1: 25,800 shares; 2022Q2: 25,800 shares; 2022Q3: 25,800 shares; 2022Q4: 26,000 shares; 2023Q1: 26,000 shares; 2023Q2: 24,500 shares; 2023Q3: 23,900 shares 23,900$977K0.47%-600Timeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 29,014 shares; 2022Q1: 29,014 shares; 2022Q2: 29,014 shares; 2022Q3: 29,014 shares; 2022Q4: 29,014 shares; 2023Q1: 21,214 shares; 2023Q2: 16,214 shares; 2023Q3: 16,214 shares 16,214$952K0.46%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 4,160 shares; 2022Q1: 4,965 shares; 2022Q2: 4,570 shares; 2022Q3: 4,570 shares; 2022Q4: 2,820 shares; 2023Q1: 2,820 shares; 2023Q2: 2,020 shares; 2023Q3: 2,830 shares 2,830$850K0.41%+810Timeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 11,560 shares; 2022Q4: 22,710 shares; 2023Q1: 35,010 shares; 2023Q2: 45,610 shares; 2023Q3: 51,760 shares 51,760$825K0.4%+6,150Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,102 shares; 2022Q1: 2,105 shares; 2022Q2: 2,100 shares; 2022Q3: 2,100 shares; 2022Q4: 2,100 shares; 2023Q1: 2,100 shares; 2023Q2: 2,100 shares; 2023Q3: 2,100 shares 2,100$793K0.38%0Timeline
EVNEATON VANCE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 21,400 shares; 2022Q2: 39,400 shares; 2022Q3: 43,650 shares; 2022Q4: 50,950 shares; 2023Q1: 62,250 shares; 2023Q2: 80,800 shares; 2023Q3: 85,300 shares 85,300$760K0.37%+4,500Timeline
NMCONUVEEN MUN CR OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 16,300 shares; 2022Q2: 18,800 shares; 2022Q3: 21,200 shares; 2022Q4: 25,750 shares; 2023Q1: 52,750 shares; 2023Q2: 62,350 shares; 2023Q3: 75,350 shares 75,350$730K0.35%+13,000Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 89,112 shares; 2022Q1: 90,112 shares; 2022Q2: 93,612 shares; 2022Q3: 93,612 shares; 2022Q4: 96,112 shares; 2023Q1: 121,912 shares; 2023Q2: 125,912 shares; 2023Q3: 132,912 shares 132,912$727K0.35%+7,000Timeline
PTLOPORTILLOS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 44,825 shares 44,825$690K0.33%newTimeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 5,700 shares; 2022Q1: 5,700 shares; 2022Q2: 5,700 shares; 2022Q3: 5,700 shares; 2022Q4: 5,700 shares; 2023Q1: 5,700 shares; 2023Q2: 5,700 shares; 2023Q3: 5,700 shares 5,700$683K0.33%0Timeline
XHRXENIA HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 56,222 shares; 2022Q1: 56,222 shares; 2022Q2: 56,222 shares; 2022Q3: 56,222 shares; 2022Q4: 56,222 shares; 2023Q1: 56,222 shares; 2023Q2: 56,222 shares; 2023Q3: 56,222 shares 56,222$662K0.32%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,000 shares; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 3,000 shares; 2022Q4: 3,825 shares; 2023Q1: 3,825 shares; 2023Q2: 2,575 shares; 2023Q3: 2,575 shares 2,575$644K0.31%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 872 shares; 2022Q1: 1,564 shares; 2022Q2: 1,114 shares; 2022Q3: 1,084 shares; 2022Q4: 1,289 shares; 2023Q1: 1,289 shares; 2023Q2: 1,269 shares; 2023Q3: 1,644 shares 1,644$620K0.3%+375Timeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 12,200 shares; 2022Q1: 12,200 shares; 2022Q2: 14,200 shares; 2022Q3: 14,200 shares; 2022Q4: 17,700 shares; 2023Q1: 33,500 shares; 2023Q2: 59,800 shares; 2023Q3: 66,000 shares 66,000$612K0.3%+6,200Timeline
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 58,725 shares; 2022Q1: 56,431 shares; 2022Q2: 60,731 shares; 2022Q3: 60,731 shares; 2022Q4: 66,431 shares; 2023Q1: 66,431 shares; 2023Q2: 66,431 shares; 2023Q3: 66,431 shares 66,431$595K0.29%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 5,500 shares; 2022Q1: 5,500 shares; 2022Q2: 5,500 shares; 2022Q3: 5,500 shares; 2022Q4: 6,500 shares; 2023Q1: 6,500 shares; 2023Q2: 6,500 shares; 2023Q3: 6,500 shares 6,500$593K0.29%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 570 shares; 2022Q1: 1,080 shares; 2022Q2: 1,075 shares; 2022Q3: 749 shares; 2022Q4: 1,765 shares; 2023Q1: 1,765 shares; 2023Q2: 1,095 shares; 2023Q3: 1,050 shares 1,050$593K0.29%-45Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 43,022 shares; 2022Q1: 60,622 shares; 2022Q2: 78,527 shares; 2022Q3: 87,527 shares; 2022Q4: 104,127 shares; 2023Q1: 104,127 shares; 2023Q2: 109,127 shares; 2023Q3: 111,127 shares 111,127$592K0.29%+2,000Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 4,700 shares; 2022Q1: 4,890 shares; 2022Q2: 3,990 shares; 2022Q3: 3,475 shares; 2022Q4: 3,800 shares; 2023Q1: 3,400 shares; 2023Q2: 2,750 shares; 2023Q3: 2,645 shares 2,645$550K0.27%-105Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 12,700 shares; 2022Q1: 11,620 shares; 2022Q2: 11,500 shares; 2022Q3: 9,900 shares; 2022Q4: 13,650 shares; 2023Q1: 13,650 shares; 2023Q2: 12,900 shares; 2023Q3: 16,600 shares 16,600$538K0.26%+3,700Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 36,622 shares; 2022Q1: 36,622 shares; 2022Q2: 39,622 shares; 2022Q3: 43,572 shares; 2022Q4: 47,527 shares; 2023Q1: 47,527 shares; 2023Q2: 47,527 shares; 2023Q3: 48,527 shares 48,527$478K0.23%+1,000
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 51,866 shares; 2022Q1: 51,866 shares; 2022Q2: 51,866 shares; 2022Q3: 51,866 shares; 2022Q4: 51,866 shares; 2023Q1: 51,866 shares; 2023Q2: 51,866 shares; 2023Q3: 51,866 shares 51,866$477K0.23%0Timeline
UHTUNIVERSAL HEALTH RLTY INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 15,613 shares; 2022Q1: 15,613 shares; 2022Q2: 15,613 shares; 2022Q3: 15,613 shares; 2022Q4: 15,613 shares; 2023Q1: 11,613 shares; 2023Q2: 11,413 shares; 2023Q3: 11,413 shares 11,413$461K0.22%0Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 15,700 shares; 2022Q1: 15,700 shares; 2022Q2: 15,700 shares; 2022Q3: 15,600 shares; 2022Q4: 15,600 shares; 2023Q1: 13,600 shares; 2023Q2: 13,600 shares; 2023Q3: 13,600 shares 13,600$451K0.22%0Timeline
AVBAVALONBAY CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 3,230 shares; 2022Q1: 3,230 shares; 2022Q2: 3,233 shares; 2022Q3: 3,233 shares; 2022Q4: 3,233 shares; 2023Q1: 3,233 shares; 2023Q2: 2,533 shares; 2023Q3: 2,533 shares 2,533$435K0.21%0Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 5,565 shares; 2022Q3: 6,785 shares; 2022Q4: 7,495 shares; 2023Q1: 7,495 shares; 2023Q2: 5,785 shares; 2023Q3: 5,885 shares 5,885$411K0.2%+100Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,040 shares; 2023Q1: 1,040 shares; 2023Q2: 1,040 shares; 2023Q3: 1,480 shares 1,480$404K0.2%+440Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 7,300 shares; 2022Q3: 9,100 shares; 2022Q4: 10,100 shares; 2023Q1: 10,100 shares; 2023Q2: 10,100 shares; 2023Q3: 3,700 shares 3,700$396K0.19%-6,400Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares; 2022Q4: 700 shares; 2023Q1: 800 shares; 2023Q2: 700 shares; 2023Q3: 700 shares 700$376K0.18%0Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 2,900 shares; 2022Q2: 3,600 shares; 2022Q3: 5,450 shares; 2022Q4: 5,645 shares; 2023Q1: 5,545 shares; 2023Q2: 5,495 shares; 2023Q3: 5,495 shares 5,495$356K0.17%0Timeline
EPDENTERPRISE PRODS PARTNERS LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,400 shares 12,400$339K0.16%newTimeline
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,000 shares; 2022Q1: 2,000 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,000 shares; 2023Q1: 2,000 shares; 2023Q2: 2,000 shares; 2023Q3: 3,000 shares 3,000$330K0.16%+1,000Timeline
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,300 shares 2,300$318K0.15%newTimeline
OCSLOAKTREE SPECIALTY LENDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 13,016 shares; 2023Q2: 13,016 shares; 2023Q3: 15,716 shares 15,716$316K0.15%+2,700Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares; 2022Q4: 700 shares; 2023Q1: 700 shares; 2023Q2: 700 shares; 2023Q3: 700 shares 700$304K0.15%0Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 20,300 shares; 2022Q1: 20,300 shares; 2022Q2: 21,800 shares; 2022Q3: 27,200 shares; 2022Q4: 29,755 shares; 2023Q1: 29,755 shares; 2023Q2: 29,755 shares; 2023Q3: 29,755 shares 29,755$302K0.15%0
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,500 shares 2,500$300K0.15%newTimeline
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 7,500 shares; 2022Q1: 7,500 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 17,500 shares; 2023Q2: 17,500 shares; 2023Q3: 17,500 shares 17,500$300K0.15%0Timeline
ONON SEMICONDUCTOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 3,200 shares 3,200$297K0.14%newTimeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 6,500 shares; 2022Q1: 6,500 shares; 2022Q2: 6,500 shares; 2022Q3: 6,500 shares; 2022Q4: 5,500 shares; 2023Q1: 5,500 shares; 2023Q2: 5,500 shares; 2023Q3: 5,500 shares 5,500$296K0.14%0Timeline
CSQCALAMOS STRATEGIC TOTAL RETUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,500 shares; 2023Q3: 20,825 shares 20,825$293K0.14%+5,325Timeline
ISRGINTUITIVE SURGICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 600 shares; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 600 shares; 2023Q3: 1,000 shares 1,000$292K0.14%+400Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 13,000 shares; 2022Q2: 15,000 shares; 2022Q3: 20,000 shares; 2022Q4: 21,800 shares; 2023Q1: 25,200 shares; 2023Q2: 36,700 shares; 2023Q3: 40,200 shares 40,200$291K0.14%+3,500
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,840 shares; 2023Q1: 1,800 shares; 2023Q2: 1,800 shares; 2023Q3: 1,800 shares 1,800$288K0.14%0Timeline
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 1,800 shares; 2022Q3: 1,800 shares; 2022Q4: 2,200 shares; 2023Q1: 2,000 shares; 2023Q2: 2,000 shares; 2023Q3: 1,800 shares 1,800$279K0.13%-200Timeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 30,000 shares; 2022Q1: 35,200 shares; 2022Q2: 35,900 shares; 2022Q3: 34,400 shares; 2022Q4: 33,400 shares; 2023Q1: 33,400 shares; 2023Q2: 29,900 shares; 2023Q3: 29,100 shares 29,100$270K0.13%-800Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 1,003 shares; 2022Q1: 1,018 shares; 2022Q2: 1,048 shares; 2022Q3: 1,048 shares; 2022Q4: 1,058 shares; 2023Q1: 1,058 shares; 2023Q2: 1,058 shares; 2023Q3: 1,073 shares 1,073$270K0.13%+15Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 100 shares; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,000 shares; 2023Q2: 2,000 shares; 2023Q3: 2,000 shares 2,000$262K0.13%0Timeline
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 12,900 shares; 2022Q1: 13,900 shares; 2022Q2: 15,900 shares; 2022Q3: 21,500 shares; 2022Q4: 24,500 shares; 2023Q1: 26,000 shares; 2023Q2: 26,000 shares; 2023Q3: 28,500 shares 28,500$256K0.12%+2,500
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 3,100 shares; 2022Q1: 3,100 shares; 2022Q2: 3,100 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,400 shares; 2023Q2: 2,400 shares; 2023Q3: 2,400 shares 2,400$254K0.12%0Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,690 shares; 2023Q2: 1,690 shares; 2023Q3: 1,690 shares 1,690$252K0.12%0Timeline
RQICOHEN & STEERS QUALITY INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 24,000 shares 24,000$243K0.12%newTimeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 11,000 shares; 2022Q3: 11,000 shares; 2022Q4: 11,000 shares; 2023Q1: 14,000 shares; 2023Q2: 34,400 shares; 2023Q3: 35,900 shares 35,900$242K0.12%+1,500
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: 24,400 shares; 2022Q2: 24,400 shares; 2022Q3: 38,800 shares; 2022Q4: 38,800 shares; 2023Q1: 38,800 shares; 2023Q2: 38,800 shares; 2023Q3: 38,800 shares 38,800$235K0.11%0
BXSLBLACKSTONE SECD LENDING FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 7,950 shares; 2023Q3: 8,450 shares 8,450$231K0.11%+500Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 2,500 shares; 2022Q3: 2,500 shares; 2022Q4: 2,500 shares; 2023Q1: 2,500 shares; 2023Q2: 2,500 shares; 2023Q3: 2,500 shares 2,500$230K0.11%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 3,750 shares; 2022Q1: 4,100 shares; 2022Q2: 3,400 shares; 2022Q3: not reported; 2022Q4: 4,000 shares; 2023Q1: 4,000 shares; 2023Q2: 4,000 shares; 2023Q3: 4,000 shares 4,000$224K0.11%0Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 2,300 shares; 2022Q1: 2,300 shares; 2022Q2: 2,300 shares; 2022Q3: not reported; 2022Q4: 2,300 shares; 2023Q1: 2,300 shares; 2023Q2: 2,300 shares; 2023Q3: 2,300 shares 2,300$220K0.11%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 20,000 shares; 2023Q1: 13,500 shares; 2023Q2: 4,950 shares; 2023Q3: 4,950 shares 4,950$209K0.1%0Timeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 700 shares; 2022Q1: 700 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,050 shares; 2023Q1: 1,050 shares; 2023Q2: 1,050 shares; 2023Q3: 1,050 shares 1,050$207K0.1%0Timeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 6,600 shares; 2023Q1: not reported; 2023Q2: 6,600 shares; 2023Q3: 6,600 shares 6,600$203K0.1%0Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 16,597 shares; 2022Q1: 15,597 shares; 2022Q2: 17,097 shares; 2022Q3: 22,897 shares; 2022Q4: 22,897 shares; 2023Q1: 22,897 shares; 2023Q2: 22,897 shares; 2023Q3: 22,897 shares 22,897$201K0.1%0
ETENERGY TRANSFER L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,000 shares; 2023Q3: 13,500 shares 13,500$189K0.09%+2,500Timeline
RMMZRIVERNORTH MANAGED DUR MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,700 shares 12,700$182K0.09%newTimeline
SELFGLOBAL SELF STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares; 2023Q2: 35,000 shares; 2023Q3: 32,000 shares 32,000$156K0.08%-3,000Timeline
WCCWESCO INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 539 shares 539$77.5K0.04%newTimeline
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: 13,157 shares; 2022Q1: 13,157 shares; 2022Q2: 13,157 shares; 2022Q3: 13,157 shares; 2022Q4: 13,157 shares; 2023Q1: 13,157 shares; 2023Q2: 13,157 shares; 2023Q3: 13,157 shares 13,157$74.6K0.04%0
NRDYNERDY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$37K0.02%0Timeline

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
VMWARE, INC.VMWARE, INC.1,700$244Kshares
OREALTY INCOME CORP3,525$211Kshares
NXPINXP SEMICONDUCTORS N V1,000$205Kshares
TCPCBLACKROCK TCP CAPITAL CORP10,000$109Kshares
BALLBALL CORP875$50.9Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-23-110980 base2023-10-24acceptance time not in the bulk data set