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Disclosery

GOODWIN DANIEL L

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13F filer, CIK 1119191, Oak Brook, IL

GOODWIN DANIEL L reported $197,427,915 across 91 holdings for the quarter ended 2022-12-31, in a 13F-HR filed 2023-01-23. Its ten largest share positions make up 72.81% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-23-005616

Period
2022-12-31
Reported value
$197M
Holdings
91
Top 10 weight
72.81%
New
9
Sold out
2

Largest buys vs the previous quarter

SecurityShares changeApprox. value
COSTadded+1,016$464K
NZFadded+31,372$379K
NKEnew+2,300$269K
WMTnew+1,840$261K
NSCnew+1,050$259K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-2,693-$1.03M
NVDAreduced-6,800-$994K
AMZNreduced-7,800-$655K
PDexited-25,000-$577K
TGTexited-2,000-$298K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2022

Share positions as resolved from 13F-HR 0001104659-23-005616, largest first. % of portfolio is the value over $197,427,915, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KRGKITE REALTY GROUP TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,133,918 shares; 2022Q1: 5,133,918 shares; 2022Q2: 5,133,918 shares; 2022Q3: 5,133,918 shares; 2022Q4: 5,133,918 shares 5,133,918$108M54.74%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 10,537 shares; 2022Q1: 24,547 shares; 2022Q2: 24,580 shares; 2022Q3: 24,780 shares; 2022Q4: 22,087 shares 22,087$8.45M4.28%-2,693Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 9,850 shares; 2022Q1: 9,730 shares; 2022Q2: 9,730 shares; 2022Q3: 9,730 shares; 2022Q4: 10,180 shares 10,180$5.4M2.73%+450Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 27,232 shares; 2022Q1: 28,250 shares; 2022Q2: 28,050 shares; 2022Q3: 28,550 shares; 2022Q4: 28,550 shares 28,550$3.83M1.94%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,917 shares; 2022Q1: 1,918 shares; 2022Q2: 1,901 shares; 2022Q3: 37,820 shares; 2022Q4: 37,740 shares 37,740$3.35M1.7%-80Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 29,611 shares; 2022Q1: 31,533 shares; 2022Q2: 32,773 shares; 2022Q3: 30,573 shares; 2022Q4: 30,073 shares 30,073$3.31M1.67%-500Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 252,583 shares; 2022Q1: 252,583 shares; 2022Q2: 252,583 shares; 2022Q3: 252,583 shares; 2022Q4: 261,783 shares 261,783$3.18M1.61%+9,200Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 24,900 shares; 2022Q1: 24,900 shares; 2022Q2: 24,900 shares; 2022Q3: 24,900 shares; 2022Q4: 24,900 shares 24,900$2.9M1.47%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,129 shares; 2022Q1: 2,171 shares; 2022Q2: 42,840 shares; 2022Q3: 41,640 shares; 2022Q4: 33,840 shares 33,840$2.84M1.44%-7,800Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,000 shares; 2022Q1: 6,522 shares; 2022Q2: 6,722 shares; 2022Q3: 6,700 shares; 2022Q4: 7,070 shares 7,070$2.43M1.23%+370Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,177 shares; 2022Q1: 11,502 shares; 2022Q2: 6,242 shares; 2022Q3: 6,466 shares; 2022Q4: 7,004 shares 7,004$2.32M1.18%+538Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 8,334 shares; 2022Q1: 8,717 shares; 2022Q2: 8,915 shares; 2022Q3: 8,555 shares; 2022Q4: 8,605 shares 8,605$2.06M1.05%+50Timeline
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 57,263 shares; 2022Q1: 57,263 shares; 2022Q2: 57,263 shares; 2022Q3: 57,263 shares; 2022Q4: 56,767 shares 56,767$1.95M0.99%-496
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,637 shares; 2022Q1: 1,637 shares; 2022Q2: 1,637 shares; 2022Q3: 1,637 shares; 2022Q4: 1,637 shares 1,637$1.9M0.96%0
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 22,000 shares; 2022Q1: 22,000 shares; 2022Q2: 22,000 shares; 2022Q3: 22,000 shares; 2022Q4: 22,000 shares 22,000$1.87M0.95%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,699 shares; 2022Q1: 12,761 shares; 2022Q2: 14,226 shares; 2022Q3: 13,226 shares; 2022Q4: 13,626 shares 13,626$1.77M0.9%+400Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 156,600 shares; 2022Q1: 156,600 shares; 2022Q2: 156,600 shares; 2022Q3: 156,600 shares; 2022Q4: 156,600 shares 156,600$1.74M0.88%0Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 135,332 shares; 2022Q1: 135,832 shares; 2022Q2: 138,832 shares; 2022Q3: 143,832 shares; 2022Q4: 152,332 shares 152,332$1.73M0.88%+8,500Timeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 29,014 shares; 2022Q1: 29,014 shares; 2022Q2: 29,014 shares; 2022Q3: 29,014 shares; 2022Q4: 29,014 shares 29,014$1.71M0.87%0Timeline
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 76,340 shares; 2022Q1: 81,415 shares; 2022Q2: 104,515 shares; 2022Q3: 111,514 shares; 2022Q4: 120,901 shares 120,901$1.43M0.72%+9,387Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,844 shares; 2022Q1: 2,933 shares; 2022Q2: 3,133 shares; 2022Q3: 9,069 shares; 2022Q4: 10,069 shares 10,069$1.41M0.71%+1,000Timeline
IIMINVESCO VALUE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 109,687 shares; 2022Q1: 109,687 shares; 2022Q2: 109,687 shares; 2022Q3: 109,687 shares; 2022Q4: 113,187 shares 113,187$1.36M0.69%+3,500Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 63,108 shares; 2022Q1: 64,453 shares; 2022Q2: 74,253 shares; 2022Q3: 79,302 shares; 2022Q4: 110,674 shares 110,674$1.34M0.68%+31,372Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 58,668 shares; 2022Q1: 60,068 shares; 2022Q2: 74,568 shares; 2022Q3: 90,739 shares; 2022Q4: 100,855 shares 100,855$1.22M0.62%+10,116Timeline
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 33,165 shares; 2022Q1: 52,765 shares; 2022Q2: 79,210 shares; 2022Q3: 96,460 shares; 2022Q4: 100,410 shares 100,410$1.13M0.57%+3,950Timeline
IVTINVENTRUST PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 45,968 shares; 2022Q3: 45,968 shares; 2022Q4: 45,968 shares 45,968$1.09M0.55%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 25,700 shares; 2022Q1: 25,800 shares; 2022Q2: 25,800 shares; 2022Q3: 25,800 shares; 2022Q4: 26,000 shares 26,000$1.07M0.54%+200Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 20,000 shares 20,000$901K0.46%0Timeline
PEYINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 40,900 shares; 2022Q1: 41,900 shares; 2022Q2: 40,000 shares; 2022Q3: 39,700 shares; 2022Q4: 39,700 shares 39,700$821K0.42%0Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 10,600 shares; 2022Q1: 11,500 shares; 2022Q2: 12,400 shares; 2022Q3: 12,400 shares; 2022Q4: 5,600 shares 5,600$818K0.41%-6,800Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 570 shares; 2022Q1: 1,080 shares; 2022Q2: 1,075 shares; 2022Q3: 749 shares; 2022Q4: 1,765 shares 1,765$806K0.41%+1,016Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,125 shares; 2022Q1: 6,380 shares; 2022Q2: 2,420 shares; 2022Q3: 2,550 shares; 2022Q4: 3,000 shares 3,000$799K0.4%+450Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,700 shares; 2022Q1: 4,890 shares; 2022Q2: 3,990 shares; 2022Q3: 3,475 shares; 2022Q4: 3,800 shares 3,800$757K0.38%+325Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 7,300 shares; 2022Q3: 9,100 shares; 2022Q4: 10,100 shares 10,100$749K0.38%+1,000Timeline
UHTUNIVERSAL HEALTH RLTY INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,613 shares; 2022Q1: 15,613 shares; 2022Q2: 15,613 shares; 2022Q3: 15,613 shares; 2022Q4: 15,613 shares 15,613$745K0.38%0Timeline
XHRXENIA HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 56,222 shares; 2022Q1: 56,222 shares; 2022Q2: 56,222 shares; 2022Q3: 56,222 shares; 2022Q4: 56,222 shares 56,222$741K0.38%0Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 5,565 shares; 2022Q3: 6,785 shares; 2022Q4: 7,495 shares 7,495$698K0.35%+710Timeline
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 58,725 shares; 2022Q1: 56,431 shares; 2022Q2: 60,731 shares; 2022Q3: 60,731 shares; 2022Q4: 66,431 shares 66,431$690K0.35%+5,700Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,700 shares; 2022Q1: 5,700 shares; 2022Q2: 5,700 shares; 2022Q3: 5,700 shares; 2022Q4: 5,700 shares 5,700$673K0.34%0Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,500 shares; 2022Q1: 5,500 shares; 2022Q2: 5,500 shares; 2022Q3: 5,500 shares; 2022Q4: 6,500 shares 6,500$645K0.33%+1,000Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 43,022 shares; 2022Q1: 60,622 shares; 2022Q2: 78,527 shares; 2022Q3: 87,527 shares; 2022Q4: 104,127 shares 104,127$636K0.32%+16,600Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,102 shares; 2022Q1: 2,105 shares; 2022Q2: 2,100 shares; 2022Q3: 2,100 shares; 2022Q4: 2,100 shares 2,100$619K0.31%0Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 89,112 shares; 2022Q1: 90,112 shares; 2022Q2: 93,612 shares; 2022Q3: 93,612 shares; 2022Q4: 96,112 shares 96,112$604K0.31%+2,500Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 51,866 shares; 2022Q1: 51,866 shares; 2022Q2: 51,866 shares; 2022Q3: 51,866 shares; 2022Q4: 51,866 shares 51,866$563K0.29%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 872 shares; 2022Q1: 1,564 shares; 2022Q2: 1,114 shares; 2022Q3: 1,084 shares; 2022Q4: 1,289 shares 1,289$553K0.28%+205Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 36,622 shares; 2022Q1: 36,622 shares; 2022Q2: 39,622 shares; 2022Q3: 43,572 shares; 2022Q4: 47,527 shares 47,527$539K0.27%+3,955
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,700 shares; 2022Q1: 11,620 shares; 2022Q2: 11,500 shares; 2022Q3: 9,900 shares; 2022Q4: 13,650 shares 13,650$538K0.27%+3,750Timeline
GHIGREYSTONE HOUSING IMPACT INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 14,900 shares; 2022Q3: 27,050 shares; 2022Q4: 30,273 shares 30,273$527K0.27%+3,223Timeline
AVBAVALONBAY CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,230 shares; 2022Q1: 3,230 shares; 2022Q2: 3,233 shares; 2022Q3: 3,233 shares; 2022Q4: 3,233 shares 3,233$522K0.26%0Timeline
EVNEATON VANCE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 21,400 shares; 2022Q2: 39,400 shares; 2022Q3: 43,650 shares; 2022Q4: 50,950 shares 50,950$503K0.25%+7,300Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,000 shares; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 3,000 shares; 2022Q4: 3,825 shares 3,825$471K0.24%+825Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 900 shares; 2022Q1: 1,100 shares; 2022Q2: 1,100 shares; 2022Q3: 1,200 shares; 2022Q4: 1,500 shares 1,500$463K0.23%+300Timeline
OLPONE LIBERTY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 19,672 shares; 2022Q1: 19,672 shares; 2022Q2: 19,672 shares; 2022Q3: 19,672 shares; 2022Q4: 19,672 shares 19,672$437K0.22%0Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,700 shares; 2022Q1: 15,700 shares; 2022Q2: 15,700 shares; 2022Q3: 15,600 shares; 2022Q4: 15,600 shares 15,600$436K0.22%0Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 2,900 shares; 2022Q2: 3,600 shares; 2022Q3: 5,450 shares; 2022Q4: 5,645 shares 5,645$403K0.2%+195Timeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 11,560 shares; 2022Q4: 22,710 shares 22,710$365K0.18%+11,150Timeline
SMDVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,850 shares; 2022Q1: 5,850 shares; 2022Q2: 5,850 shares; 2022Q3: 5,750 shares; 2022Q4: 5,750 shares 5,750$353K0.18%0Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,160 shares; 2022Q1: 4,965 shares; 2022Q2: 4,570 shares; 2022Q3: 4,570 shares; 2022Q4: 2,820 shares 2,820$339K0.17%-1,750Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 2,500 shares; 2022Q3: 2,500 shares; 2022Q4: 2,500 shares 2,500$339K0.17%0Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,300 shares; 2022Q1: 20,300 shares; 2022Q2: 21,800 shares; 2022Q3: 27,200 shares; 2022Q4: 29,755 shares 29,755$337K0.17%+2,555
SAICSCIENCE APPLICATIONS INTL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,800 shares; 2022Q1: 3,100 shares; 2022Q2: 3,100 shares; 2022Q3: 3,100 shares; 2022Q4: 2,800 shares 2,800$311K0.16%-300Timeline
AREALEXANDRIA REAL ESTATE EQ INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,010 shares; 2022Q1: 2,010 shares; 2022Q2: 2,010 shares; 2022Q3: 2,010 shares; 2022Q4: 2,110 shares 2,110$307K0.16%+100Timeline
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 1,800 shares; 2022Q3: 1,800 shares; 2022Q4: 2,200 shares 2,200$301K0.15%+400Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,653 shares; 2022Q1: 4,653 shares; 2022Q2: 4,653 shares; 2022Q3: 4,653 shares; 2022Q4: 4,653 shares 4,653$295K0.15%0Timeline
NMCONUVEEN MUN CR OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 16,300 shares; 2022Q2: 18,800 shares; 2022Q3: 21,200 shares; 2022Q4: 25,750 shares 25,750$283K0.14%+4,550Timeline
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 30,000 shares; 2022Q1: 35,200 shares; 2022Q2: 35,900 shares; 2022Q3: 34,400 shares; 2022Q4: 33,400 shares 33,400$273K0.14%-1,000Timeline
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 24,400 shares; 2022Q2: 24,400 shares; 2022Q3: 38,800 shares; 2022Q4: 38,800 shares 38,800$272K0.14%0
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 35,600 shares; 2022Q2: 42,800 shares; 2022Q3: 36,800 shares; 2022Q4: 39,300 shares 39,300$270K0.14%+2,500
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,300 shares; 2022Q1: 2,300 shares; 2022Q2: 2,300 shares; 2022Q3: not reported; 2022Q4: 2,300 shares 2,300$269K0.14%newTimeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares; 2022Q4: 700 shares 700$263K0.13%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,500 shares; 2022Q1: 6,500 shares; 2022Q2: 6,500 shares; 2022Q3: 6,500 shares; 2022Q4: 5,500 shares 5,500$262K0.13%-1,000Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,840 shares 1,840$261K0.13%newTimeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 700 shares; 2022Q1: 700 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,050 shares 1,050$259K0.13%newTimeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares; 2022Q4: 700 shares 700$256K0.13%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,750 shares; 2022Q1: 4,100 shares; 2022Q2: 3,400 shares; 2022Q3: not reported; 2022Q4: 4,000 shares 4,000$254K0.13%newTimeline
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,900 shares; 2022Q1: 13,900 shares; 2022Q2: 15,900 shares; 2022Q3: 21,500 shares; 2022Q4: 24,500 shares 24,500$250K0.13%+3,000
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,040 shares 1,040$249K0.13%newTimeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,003 shares; 2022Q1: 1,018 shares; 2022Q2: 1,048 shares; 2022Q3: 1,048 shares; 2022Q4: 1,058 shares 1,058$245K0.12%+10Timeline
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 9,400 shares; 2022Q1: 9,625 shares; 2022Q2: 9,650 shares; 2022Q3: not reported; 2022Q4: 3,750 shares 3,750$237K0.12%newTimeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 16,597 shares; 2022Q1: 15,597 shares; 2022Q2: 17,097 shares; 2022Q3: 22,897 shares; 2022Q4: 22,897 shares 22,897$228K0.12%0
TCPCBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 12,500 shares; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 17,500 shares 17,500$226K0.11%+1,500Timeline
VMWARE, INC.VMWARE, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,720 shares; 2022Q1: 2,000 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,700 shares 1,700$209K0.11%new
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,000 shares; 2022Q1: 2,000 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,000 shares 2,000$205K0.1%newTimeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 6,600 shares 6,600$204K0.1%newTimeline
GSBDGOLDMAN SACHS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 12,450 shares; 2022Q2: 13,650 shares; 2022Q3: 13,650 shares; 2022Q4: 14,650 shares 14,650$201K0.1%+1,000Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 13,000 shares; 2022Q2: 15,000 shares; 2022Q3: 20,000 shares; 2022Q4: 21,800 shares 21,800$187K0.09%+1,800
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,200 shares; 2022Q1: 12,200 shares; 2022Q2: 14,200 shares; 2022Q3: 14,200 shares; 2022Q4: 17,700 shares 17,700$183K0.09%+3,500Timeline
KREFKKR REAL ESTATE FIN TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 10,500 shares; 2022Q3: 10,500 shares; 2022Q4: 10,500 shares 10,500$147K0.07%0Timeline
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 18,420 shares; 2022Q1: 15,370 shares; 2022Q2: 14,870 shares; 2022Q3: 13,870 shares; 2022Q4: 10,870 shares 10,870$110K0.06%-3,000Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 11,000 shares; 2022Q3: 11,000 shares; 2022Q4: 11,000 shares 11,000$89.1K0.05%0
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 13,157 shares; 2022Q1: 13,157 shares; 2022Q2: 13,157 shares; 2022Q3: 13,157 shares; 2022Q4: 13,157 shares 13,157$82.4K0.04%0

Sold out in Q4 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PDPAGERDUTY INC25,000$577Kshares
TGTTARGET CORP2,000$298Kshares

How Q4 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-23-005616 base2023-01-23acceptance time not in the bulk data set