Skip to content
Disclosery

GOODWIN DANIEL L

Follow

13F filer, CIK 1119191, Oak Brook, IL

GOODWIN DANIEL L reported $197,806,453 across 88 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-04-20. Its ten largest share positions make up 73.4% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-23-047467

Period
2023-03-31
Reported value
$198M
Holdings
88
Top 10 weight
73.4%
New
7
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GHIadded+53,034$917K
XRNPXnew+17,500$341K
NMCOadded+27,000$308K
ABBVnew+1,690$269K
OCSLnew+13,016$244K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
APARTMENT INCOME REIT CORPreduced-36,981-$1.32M
MPTreduced-137,800-$1.13M
PEYexited-39,700-$821K
VMRKreduced-7,800-$468K
BRK-Bexited-1,500-$463K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2023

Share positions as resolved from 13F-HR 0001104659-23-047467, largest first. % of portfolio is the value over $197,806,453, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KRGKITE REALTY GROUP TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,133,918 shares; 2022Q1: 5,133,918 shares; 2022Q2: 5,133,918 shares; 2022Q3: 5,133,918 shares; 2022Q4: 5,133,918 shares; 2023Q1: 5,133,918 shares 5,133,918$107M54.3%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 10,537 shares; 2022Q1: 24,547 shares; 2022Q2: 24,580 shares; 2022Q3: 24,780 shares; 2022Q4: 22,087 shares; 2023Q1: 22,087 shares 22,087$9.04M4.57%0Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 9,850 shares; 2022Q1: 9,730 shares; 2022Q2: 9,730 shares; 2022Q3: 9,730 shares; 2022Q4: 10,180 shares; 2023Q1: 10,180 shares 10,180$4.81M2.43%0Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,917 shares; 2022Q1: 1,918 shares; 2022Q2: 1,901 shares; 2022Q3: 37,820 shares; 2022Q4: 37,740 shares; 2023Q1: 37,820 shares 37,820$3.93M1.99%+80Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 29,611 shares; 2022Q1: 31,533 shares; 2022Q2: 32,773 shares; 2022Q3: 30,573 shares; 2022Q4: 30,073 shares; 2023Q1: 30,073 shares 30,073$3.84M1.94%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 27,232 shares; 2022Q1: 28,250 shares; 2022Q2: 28,050 shares; 2022Q3: 28,550 shares; 2022Q4: 28,550 shares; 2023Q1: 27,550 shares 27,550$3.59M1.81%-1,000Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,129 shares; 2022Q1: 2,171 shares; 2022Q2: 42,840 shares; 2022Q3: 41,640 shares; 2022Q4: 33,840 shares; 2023Q1: 33,740 shares 33,740$3.49M1.76%-100Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 24,900 shares; 2022Q1: 24,900 shares; 2022Q2: 24,900 shares; 2022Q3: 24,900 shares; 2022Q4: 24,900 shares; 2023Q1: 24,900 shares 24,900$3.36M1.7%0Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 252,583 shares; 2022Q1: 252,583 shares; 2022Q2: 252,583 shares; 2022Q3: 252,583 shares; 2022Q4: 261,783 shares; 2023Q1: 270,583 shares 270,583$3.19M1.61%+8,800Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 8,334 shares; 2022Q1: 8,717 shares; 2022Q2: 8,915 shares; 2022Q3: 8,555 shares; 2022Q4: 8,605 shares; 2023Q1: 8,805 shares 8,805$2.54M1.28%+200Timeline
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,177 shares; 2022Q1: 11,502 shares; 2022Q2: 6,242 shares; 2022Q3: 6,466 shares; 2022Q4: 7,004 shares; 2023Q1: 7,004 shares 7,004$2.33M1.18%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,699 shares; 2022Q1: 12,761 shares; 2022Q2: 14,226 shares; 2022Q3: 13,226 shares; 2022Q4: 13,626 shares; 2023Q1: 13,526 shares 13,526$2.23M1.13%-100Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,000 shares; 2022Q1: 6,522 shares; 2022Q2: 6,722 shares; 2022Q3: 6,700 shares; 2022Q4: 7,070 shares; 2023Q1: 6,350 shares 6,350$2.08M1.05%-720Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,844 shares; 2022Q1: 2,933 shares; 2022Q2: 3,133 shares; 2022Q3: 9,069 shares; 2022Q4: 10,069 shares; 2023Q1: 9,979 shares 9,979$1.99M1.01%-90Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 22,000 shares; 2022Q1: 22,000 shares; 2022Q2: 22,000 shares; 2022Q3: 22,000 shares; 2022Q4: 22,000 shares; 2023Q1: 22,000 shares 22,000$1.93M0.98%0Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,637 shares; 2022Q1: 1,637 shares; 2022Q2: 1,637 shares; 2022Q3: 1,637 shares; 2022Q4: 1,637 shares; 2023Q1: 1,637 shares 1,637$1.91M0.97%0
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 135,332 shares; 2022Q1: 135,832 shares; 2022Q2: 138,832 shares; 2022Q3: 143,832 shares; 2022Q4: 152,332 shares; 2023Q1: 156,332 shares 156,332$1.74M0.88%+4,000Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 10,600 shares; 2022Q1: 11,500 shares; 2022Q2: 12,400 shares; 2022Q3: 12,400 shares; 2022Q4: 5,600 shares; 2023Q1: 5,200 shares 5,200$1.44M0.73%-400Timeline
GHIGREYSTONE HOUSING IMPACT INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 14,900 shares; 2022Q3: 27,050 shares; 2022Q4: 30,273 shares; 2023Q1: 83,307 shares 83,307$1.44M0.73%+53,034Timeline
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 76,340 shares; 2022Q1: 81,415 shares; 2022Q2: 104,515 shares; 2022Q3: 111,514 shares; 2022Q4: 120,901 shares; 2023Q1: 124,901 shares 124,901$1.44M0.73%+4,000Timeline
IIMINVESCO VALUE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 109,687 shares; 2022Q1: 109,687 shares; 2022Q2: 109,687 shares; 2022Q3: 109,687 shares; 2022Q4: 113,187 shares; 2023Q1: 114,187 shares 114,187$1.39M0.7%+1,000Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 63,108 shares; 2022Q1: 64,453 shares; 2022Q2: 74,253 shares; 2022Q3: 79,302 shares; 2022Q4: 110,674 shares; 2023Q1: 114,374 shares 114,374$1.37M0.69%+3,700Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 58,668 shares; 2022Q1: 60,068 shares; 2022Q2: 74,568 shares; 2022Q3: 90,739 shares; 2022Q4: 100,855 shares; 2023Q1: 106,055 shares 106,055$1.28M0.65%+5,200Timeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 29,014 shares; 2022Q1: 29,014 shares; 2022Q2: 29,014 shares; 2022Q3: 29,014 shares; 2022Q4: 29,014 shares; 2023Q1: 21,214 shares 21,214$1.27M0.64%-7,800Timeline
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 33,165 shares; 2022Q1: 52,765 shares; 2022Q2: 79,210 shares; 2022Q3: 96,460 shares; 2022Q4: 100,410 shares; 2023Q1: 101,710 shares 101,710$1.15M0.58%+1,300Timeline
IVTINVENTRUST PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 45,968 shares; 2022Q3: 45,968 shares; 2022Q4: 45,968 shares; 2023Q1: 45,968 shares 45,968$1.08M0.54%0Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 25,700 shares; 2022Q1: 25,800 shares; 2022Q2: 25,800 shares; 2022Q3: 25,800 shares; 2022Q4: 26,000 shares; 2023Q1: 26,000 shares 26,000$972K0.49%0Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,125 shares; 2022Q1: 6,380 shares; 2022Q2: 2,420 shares; 2022Q3: 2,550 shares; 2022Q4: 3,000 shares; 2023Q1: 3,000 shares 3,000$963K0.49%0Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 7,300 shares; 2022Q3: 9,100 shares; 2022Q4: 10,100 shares; 2023Q1: 10,100 shares 10,100$887K0.45%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 570 shares; 2022Q1: 1,080 shares; 2022Q2: 1,075 shares; 2022Q3: 749 shares; 2022Q4: 1,765 shares; 2023Q1: 1,765 shares 1,765$877K0.44%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,000 shares; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 3,000 shares; 2022Q4: 3,825 shares; 2023Q1: 3,825 shares 3,825$794K0.4%0Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 89,112 shares; 2022Q1: 90,112 shares; 2022Q2: 93,612 shares; 2022Q3: 93,612 shares; 2022Q4: 96,112 shares; 2023Q1: 121,912 shares 121,912$747K0.38%+25,800Timeline
XHRXENIA HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 56,222 shares; 2022Q1: 56,222 shares; 2022Q2: 56,222 shares; 2022Q3: 56,222 shares; 2022Q4: 56,222 shares; 2023Q1: 56,222 shares 56,222$736K0.37%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,102 shares; 2022Q1: 2,105 shares; 2022Q2: 2,100 shares; 2022Q3: 2,100 shares; 2022Q4: 2,100 shares; 2023Q1: 2,100 shares 2,100$726K0.37%0Timeline
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 57,263 shares; 2022Q1: 57,263 shares; 2022Q2: 57,263 shares; 2022Q3: 57,263 shares; 2022Q4: 56,767 shares; 2023Q1: 19,786 shares 19,786$709K0.36%-36,981
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 58,725 shares; 2022Q1: 56,431 shares; 2022Q2: 60,731 shares; 2022Q3: 60,731 shares; 2022Q4: 66,431 shares; 2023Q1: 66,431 shares 66,431$691K0.35%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,700 shares; 2022Q1: 4,890 shares; 2022Q2: 3,990 shares; 2022Q3: 3,475 shares; 2022Q4: 3,800 shares; 2023Q1: 3,400 shares 3,400$680K0.34%-400Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,500 shares; 2022Q1: 5,500 shares; 2022Q2: 5,500 shares; 2022Q3: 5,500 shares; 2022Q4: 6,500 shares; 2023Q1: 6,500 shares 6,500$677K0.34%0Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 43,022 shares; 2022Q1: 60,622 shares; 2022Q2: 78,527 shares; 2022Q3: 87,527 shares; 2022Q4: 104,127 shares; 2023Q1: 104,127 shares 104,127$650K0.33%0Timeline
EVNEATON VANCE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 21,400 shares; 2022Q2: 39,400 shares; 2022Q3: 43,650 shares; 2022Q4: 50,950 shares; 2023Q1: 62,250 shares 62,250$631K0.32%+11,300Timeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 11,560 shares; 2022Q4: 22,710 shares; 2023Q1: 35,010 shares 35,010$608K0.31%+12,300Timeline
NMCONUVEEN MUN CR OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 16,300 shares; 2022Q2: 18,800 shares; 2022Q3: 21,200 shares; 2022Q4: 25,750 shares; 2023Q1: 52,750 shares 52,750$602K0.3%+27,000Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,160 shares; 2022Q1: 4,965 shares; 2022Q2: 4,570 shares; 2022Q3: 4,570 shares; 2022Q4: 2,820 shares; 2023Q1: 2,820 shares 2,820$598K0.3%0Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares; 2022Q4: 20,000 shares; 2023Q1: 13,500 shares 13,500$585K0.3%-6,500Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,700 shares; 2022Q1: 5,700 shares; 2022Q2: 5,700 shares; 2022Q3: 5,700 shares; 2022Q4: 5,700 shares; 2023Q1: 5,700 shares 5,700$565K0.29%0Timeline
UHTUNIVERSAL HEALTH RLTY INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,613 shares; 2022Q1: 15,613 shares; 2022Q2: 15,613 shares; 2022Q3: 15,613 shares; 2022Q4: 15,613 shares; 2023Q1: 11,613 shares 11,613$559K0.28%-4,000Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 5,565 shares; 2022Q3: 6,785 shares; 2022Q4: 7,495 shares; 2023Q1: 7,495 shares 7,495$557K0.28%0Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 36,622 shares; 2022Q1: 36,622 shares; 2022Q2: 39,622 shares; 2022Q3: 43,572 shares; 2022Q4: 47,527 shares; 2023Q1: 47,527 shares 47,527$544K0.27%0
AVBAVALONBAY CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,230 shares; 2022Q1: 3,230 shares; 2022Q2: 3,233 shares; 2022Q3: 3,233 shares; 2022Q4: 3,233 shares; 2023Q1: 3,233 shares 3,233$543K0.27%0Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 51,866 shares; 2022Q1: 51,866 shares; 2022Q2: 51,866 shares; 2022Q3: 51,866 shares; 2022Q4: 51,866 shares; 2023Q1: 51,866 shares 51,866$537K0.27%0Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 872 shares; 2022Q1: 1,564 shares; 2022Q2: 1,114 shares; 2022Q3: 1,084 shares; 2022Q4: 1,289 shares; 2023Q1: 1,289 shares 1,289$532K0.27%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,700 shares; 2022Q1: 11,620 shares; 2022Q2: 11,500 shares; 2022Q3: 9,900 shares; 2022Q4: 13,650 shares; 2023Q1: 13,650 shares 13,650$531K0.27%0Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 2,900 shares; 2022Q2: 3,600 shares; 2022Q3: 5,450 shares; 2022Q4: 5,645 shares; 2023Q1: 5,545 shares 5,545$386K0.2%-100Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,700 shares; 2022Q1: 15,700 shares; 2022Q2: 15,700 shares; 2022Q3: 15,600 shares; 2022Q4: 15,600 shares; 2023Q1: 13,600 shares 13,600$373K0.19%-2,000Timeline
OLPONE LIBERTY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 19,672 shares; 2022Q1: 19,672 shares; 2022Q2: 19,672 shares; 2022Q3: 19,672 shares; 2022Q4: 19,672 shares; 2023Q1: 16,172 shares 16,172$371K0.19%-3,500Timeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,200 shares; 2022Q1: 12,200 shares; 2022Q2: 14,200 shares; 2022Q3: 14,200 shares; 2022Q4: 17,700 shares; 2023Q1: 33,500 shares 33,500$362K0.18%+15,800Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,300 shares; 2022Q1: 20,300 shares; 2022Q2: 21,800 shares; 2022Q3: 27,200 shares; 2022Q4: 29,755 shares; 2023Q1: 29,755 shares 29,755$348K0.18%0
XRNPXCOHEN & STEERS REIT & PFD &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 7,500 shares; 2022Q1: 7,500 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 17,500 shares 17,500$341K0.17%newTimeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 2,500 shares; 2022Q3: 2,500 shares; 2022Q4: 2,500 shares; 2023Q1: 2,500 shares 2,500$335K0.17%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,500 shares; 2022Q1: 6,500 shares; 2022Q2: 6,500 shares; 2022Q3: 6,500 shares; 2022Q4: 5,500 shares; 2023Q1: 5,500 shares 5,500$288K0.15%0Timeline
NKENIKE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,300 shares; 2022Q1: 2,300 shares; 2022Q2: 2,300 shares; 2022Q3: not reported; 2022Q4: 2,300 shares; 2023Q1: 2,300 shares 2,300$282K0.14%0Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,653 shares; 2022Q1: 4,653 shares; 2022Q2: 4,653 shares; 2022Q3: 4,653 shares; 2022Q4: 4,653 shares; 2023Q1: 4,371 shares 4,371$277K0.14%-282Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares; 2022Q4: 700 shares; 2023Q1: 800 shares 800$275K0.14%+100Timeline
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 1,800 shares; 2022Q3: 1,800 shares; 2022Q4: 2,200 shares; 2023Q1: 2,000 shares 2,000$270K0.14%-200Timeline
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,900 shares; 2022Q1: 13,900 shares; 2022Q2: 15,900 shares; 2022Q3: 21,500 shares; 2022Q4: 24,500 shares; 2023Q1: 26,000 shares 26,000$270K0.14%+1,500
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,690 shares 1,690$269K0.14%newTimeline
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 24,400 shares; 2022Q2: 24,400 shares; 2022Q3: 38,800 shares; 2022Q4: 38,800 shares; 2023Q1: 38,800 shares 38,800$268K0.14%0
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 30,000 shares; 2022Q1: 35,200 shares; 2022Q2: 35,900 shares; 2022Q3: 34,400 shares; 2022Q4: 33,400 shares; 2023Q1: 33,400 shares 33,400$267K0.14%0Timeline
WMTWALMART INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,840 shares; 2023Q1: 1,800 shares 1,800$265K0.13%-40Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares; 2022Q4: 700 shares; 2023Q1: 700 shares 700$249K0.13%0Timeline
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,750 shares; 2022Q1: 4,100 shares; 2022Q2: 3,400 shares; 2022Q3: not reported; 2022Q4: 4,000 shares; 2023Q1: 4,000 shares 4,000$248K0.13%0Timeline
OCSLOAKTREE SPECIALTY LENDINGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 13,016 shares 13,016$244K0.12%newTimeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,003 shares; 2022Q1: 1,018 shares; 2022Q2: 1,048 shares; 2022Q3: 1,048 shares; 2022Q4: 1,058 shares; 2023Q1: 1,058 shares 1,058$239K0.12%0Timeline
CATCATERPILLAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,040 shares; 2023Q1: 1,040 shares 1,040$238K0.12%0Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 16,597 shares; 2022Q1: 15,597 shares; 2022Q2: 17,097 shares; 2022Q3: 22,897 shares; 2022Q4: 22,897 shares; 2023Q1: 22,897 shares 22,897$230K0.12%0
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 13,000 shares; 2022Q2: 15,000 shares; 2022Q3: 20,000 shares; 2022Q4: 21,800 shares; 2023Q1: 25,200 shares 25,200$224K0.11%+3,400
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,100 shares; 2022Q1: 3,100 shares; 2022Q2: 3,100 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,400 shares 2,400$223K0.11%newTimeline
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 700 shares; 2022Q1: 700 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,050 shares; 2023Q1: 1,050 shares 1,050$223K0.11%0Timeline
VMWARE, INC.VMWARE, INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,720 shares; 2022Q1: 2,000 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 1,700 shares; 2023Q1: 1,700 shares 1,700$212K0.11%0
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,000 shares; 2022Q1: 2,000 shares; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 2,000 shares; 2023Q1: 2,000 shares 2,000$209K0.11%0Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 100 shares; 2022Q1: 100 shares; 2022Q2: 100 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,000 shares 2,000$207K0.1%newTimeline
SHELSHELL PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 3,500 shares 3,500$201K0.1%newTimeline
TCPCBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 12,500 shares; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares; 2022Q4: 17,500 shares; 2023Q1: 17,500 shares 17,500$180K0.09%0Timeline
SELFGLOBAL SELF STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 35,000 shares 35,000$180K0.09%newTimeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 156,600 shares; 2022Q1: 156,600 shares; 2022Q2: 156,600 shares; 2022Q3: 156,600 shares; 2022Q4: 156,600 shares; 2023Q1: 18,800 shares 18,800$155K0.08%-137,800Timeline
GSBDGOLDMAN SACHS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 12,450 shares; 2022Q2: 13,650 shares; 2022Q3: 13,650 shares; 2022Q4: 14,650 shares; 2023Q1: 10,100 shares 10,100$138K0.07%-4,550Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 11,000 shares; 2022Q3: 11,000 shares; 2022Q4: 11,000 shares; 2023Q1: 14,000 shares 14,000$115K0.06%+3,000
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 13,157 shares; 2022Q1: 13,157 shares; 2022Q2: 13,157 shares; 2022Q3: 13,157 shares; 2022Q4: 13,157 shares; 2023Q1: 13,157 shares 13,157$85.4K0.04%0

Sold out in Q1 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
PEYINVESCO EXCHANGE TRADED FD T39,700$821Kshares
BRK-BBERKSHIRE HATHAWAY INC DEL1,500$463Kshares
SMDVPROSHARES TR5,750$353Kshares
SAICSCIENCE APPLICATIONS INTL CO2,800$311Kshares
AREALEXANDRIA REAL ESTATE EQ IN2,110$307Kshares
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP39,300$270Kshares
AIGAMERICAN INTL GROUP INC3,750$237Kshares
CSXCSX CORP6,600$204Kshares
KREFKKR REAL ESTATE FIN TR INC10,500$147Kshares
VODVODAFONE GROUP PLC10,870$110Kshares

How Q1 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-23-047467 base2023-04-20acceptance time not in the bulk data set