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Disclosery

GOODWIN DANIEL L

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13F filer, CIK 1119191, Oak Brook, IL

GOODWIN DANIEL L reported $173,728,000 across 84 holdings for the quarter ended 2022-09-30, in a 13F-HR filed 2022-10-19. Its ten largest share positions make up 71.71% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001104659-22-109864

Period
2022-09-30
Reported value
$174M
Holdings
84
Top 10 weight
71.71%
New
2
Sold out
13

Largest buys vs the previous quarter

SecurityShares changeApprox. value
GOOGadded+35,919$3.46M
PANWadded+5,936$971K
TSLAadded+2,000$531K
TGTnew+2,000$298K
GHIadded+12,150$210K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AIGexited-9,650-$494K
BALLexited-7,100-$486K
AMERICAN CAMPUS COMMUNITIESexited-6,800-$438K
DIGITALBRIDGE GROUP INCexited-58,459-$285K
CEDAR FAIR L Pexited-6,000-$263K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2022

Share positions as resolved from 13F-HR 0001104659-22-109864, largest first. % of portfolio is the value over $173,728,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
KRGKITE REALTY GROUP TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,133,918 shares; 2022Q1: 5,133,918 shares; 2022Q2: 5,133,918 shares; 2022Q3: 5,133,918 shares 5,133,918$88.4M50.89%0Timeline
SPYSTATE STR SPDR S&P 500 ETF TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 10,537 shares; 2022Q1: 24,547 shares; 2022Q2: 24,580 shares; 2022Q3: 24,780 shares 24,780$8.85M5.09%+200Timeline
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 9,850 shares; 2022Q1: 9,730 shares; 2022Q2: 9,730 shares; 2022Q3: 9,730 shares 9,730$4.91M2.83%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,129 shares; 2022Q1: 2,171 shares; 2022Q2: 42,840 shares; 2022Q3: 41,640 shares 41,640$4.7M2.71%-1,200Timeline
GOOGALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,917 shares; 2022Q1: 1,918 shares; 2022Q2: 1,901 shares; 2022Q3: 37,820 shares 37,820$3.64M2.09%+35,919Timeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 29,611 shares; 2022Q1: 31,533 shares; 2022Q2: 32,773 shares; 2022Q3: 30,573 shares 30,573$3.45M1.99%-2,200Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 27,232 shares; 2022Q1: 28,250 shares; 2022Q2: 28,050 shares; 2022Q3: 28,550 shares 28,550$2.98M1.72%+500Timeline
NVGNUVEEN AMT FREE MUN CR INC FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 252,583 shares; 2022Q1: 252,583 shares; 2022Q2: 252,583 shares; 2022Q3: 252,583 shares 252,583$2.95M1.7%0Timeline
MPCMARATHON PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 24,900 shares; 2022Q1: 24,900 shares; 2022Q2: 24,900 shares; 2022Q3: 24,900 shares 24,900$2.47M1.42%0Timeline
APARTMENT INCOME REIT CORPAPARTMENT INCOME REIT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 57,263 shares; 2022Q1: 57,263 shares; 2022Q2: 57,263 shares; 2022Q3: 57,263 shares 57,263$2.21M1.27%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 8,334 shares; 2022Q1: 8,717 shares; 2022Q2: 8,915 shares; 2022Q3: 8,555 shares 8,555$1.99M1.15%-360Timeline
GSGOLDMAN SACHS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,000 shares; 2022Q1: 6,522 shares; 2022Q2: 6,722 shares; 2022Q3: 6,700 shares 6,700$1.96M1.13%-22Timeline
VMRKVIVMARK RESIDENTIALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 29,014 shares; 2022Q1: 29,014 shares; 2022Q2: 29,014 shares; 2022Q3: 29,014 shares 29,014$1.95M1.12%0Timeline
BANK OF AMER CORPBANK OF AMER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,637 shares; 2022Q1: 1,637 shares; 2022Q2: 1,637 shares; 2022Q3: 1,637 shares 1,637$1.92M1.11%0
DIASTATE STR SPDR DOW JONES INDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,177 shares; 2022Q1: 11,502 shares; 2022Q2: 6,242 shares; 2022Q3: 6,466 shares 6,466$1.86M1.07%+224Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 156,600 shares; 2022Q1: 156,600 shares; 2022Q2: 156,600 shares; 2022Q3: 156,600 shares 156,600$1.86M1.07%0Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,699 shares; 2022Q1: 12,761 shares; 2022Q2: 14,226 shares; 2022Q3: 13,226 shares 13,226$1.83M1.05%-1,000Timeline
MSMORGAN STANLEYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 22,000 shares; 2022Q1: 22,000 shares; 2022Q2: 22,000 shares; 2022Q3: 22,000 shares 22,000$1.74M1%0Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 135,332 shares; 2022Q1: 135,832 shares; 2022Q2: 138,832 shares; 2022Q3: 143,832 shares 143,832$1.52M0.88%+5,000Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 10,600 shares; 2022Q1: 11,500 shares; 2022Q2: 12,400 shares; 2022Q3: 12,400 shares 12,400$1.51M0.87%0Timeline
PANWPALO ALTO NETWORKS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,844 shares; 2022Q1: 2,933 shares; 2022Q2: 3,133 shares; 2022Q3: 9,069 shares 9,069$1.48M0.85%+5,936Timeline
IIMINVESCO VALUE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 109,687 shares; 2022Q1: 109,687 shares; 2022Q2: 109,687 shares; 2022Q3: 109,687 shares 109,687$1.26M0.73%0Timeline
NADNUVEEN QUALITY MUNCP INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 76,340 shares; 2022Q1: 81,415 shares; 2022Q2: 104,515 shares; 2022Q3: 111,514 shares 111,514$1.23M0.71%+6,999Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 25,700 shares; 2022Q1: 25,800 shares; 2022Q2: 25,800 shares; 2022Q3: 25,800 shares 25,800$1.04M0.6%0Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 58,668 shares; 2022Q1: 60,068 shares; 2022Q2: 74,568 shares; 2022Q3: 90,739 shares 90,739$1.02M0.59%+16,171Timeline
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 33,165 shares; 2022Q1: 52,765 shares; 2022Q2: 79,210 shares; 2022Q3: 96,460 shares 96,460$1M0.58%+17,250Timeline
IVTINVENTRUST PPTYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 45,968 shares; 2022Q3: 45,968 shares 45,968$981K0.56%0Timeline
NZFNUVEEN MUN CR INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 63,108 shares; 2022Q1: 64,453 shares; 2022Q2: 74,253 shares; 2022Q3: 79,302 shares 79,302$902K0.52%+5,049Timeline
VTRVENTAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,000 shares; 2022Q1: 20,000 shares; 2022Q2: 20,000 shares; 2022Q3: 20,000 shares 20,000$804K0.46%0Timeline
TSLATESLA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,000 shares; 2022Q1: 1,000 shares; 2022Q2: 1,000 shares; 2022Q3: 3,000 shares 3,000$796K0.46%+2,000Timeline
XHRXENIA HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 56,222 shares; 2022Q1: 56,222 shares; 2022Q2: 56,222 shares; 2022Q3: 56,222 shares 56,222$775K0.45%0Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 7,300 shares; 2022Q3: 9,100 shares 9,100$762K0.44%+1,800Timeline
PEYINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 40,900 shares; 2022Q1: 41,900 shares; 2022Q2: 40,000 shares; 2022Q3: 39,700 shares 39,700$739K0.43%-300Timeline
QQQINVESCO QQQ TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,125 shares; 2022Q1: 6,380 shares; 2022Q2: 2,420 shares; 2022Q3: 2,550 shares 2,550$681K0.39%+130Timeline
UHTUNIVERSAL HEALTH RLTY INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,613 shares; 2022Q1: 15,613 shares; 2022Q2: 15,613 shares; 2022Q3: 15,613 shares 15,613$675K0.39%0Timeline
LOWLOWES COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,700 shares; 2022Q1: 4,890 shares; 2022Q2: 3,990 shares; 2022Q3: 3,475 shares 3,475$653K0.38%-515Timeline
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 5,565 shares; 2022Q3: 6,785 shares 6,785$648K0.37%+1,220Timeline
METAMETA PLATFORMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,160 shares; 2022Q1: 4,965 shares; 2022Q2: 4,570 shares; 2022Q3: 4,570 shares 4,570$622K0.36%0Timeline
AVBAVALONBAY CMNTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,230 shares; 2022Q1: 3,230 shares; 2022Q2: 3,233 shares; 2022Q3: 3,233 shares 3,233$594K0.34%0Timeline
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 58,725 shares; 2022Q1: 56,431 shares; 2022Q2: 60,731 shares; 2022Q3: 60,731 shares 60,731$588K0.34%0Timeline
COPCONOCOPHILLIPSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,700 shares; 2022Q1: 5,700 shares; 2022Q2: 5,700 shares; 2022Q3: 5,700 shares 5,700$583K0.34%0Timeline
PDPAGERDUTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 25,080 shares; 2022Q1: 25,000 shares; 2022Q2: 25,000 shares; 2022Q3: 25,000 shares 25,000$577K0.33%0Timeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 43,022 shares; 2022Q1: 60,622 shares; 2022Q2: 78,527 shares; 2022Q3: 87,527 shares 87,527$532K0.31%+9,000Timeline
PMMFRANKLIN MANAGED MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 89,112 shares; 2022Q1: 90,112 shares; 2022Q2: 93,612 shares; 2022Q3: 93,612 shares 93,612$528K0.3%0Timeline
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 51,866 shares; 2022Q1: 51,866 shares; 2022Q2: 51,866 shares; 2022Q3: 51,866 shares 51,866$509K0.29%0Timeline
NFLXNETFLIX INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,102 shares; 2022Q1: 2,105 shares; 2022Q2: 2,100 shares; 2022Q3: 2,100 shares 2,100$494K0.28%0Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 36,622 shares; 2022Q1: 36,622 shares; 2022Q2: 39,622 shares; 2022Q3: 43,572 shares 43,572$478K0.28%+3,950
GHIGREYSTONE HOUSING IMPACT INVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 14,900 shares; 2022Q3: 27,050 shares 27,050$468K0.27%+12,150Timeline
SBUXSTARBUCKS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,500 shares; 2022Q1: 5,500 shares; 2022Q2: 5,500 shares; 2022Q3: 5,500 shares 5,500$464K0.27%0Timeline
OHIOMEGA HEALTHCARE INVS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 15,700 shares; 2022Q1: 15,700 shares; 2022Q2: 15,700 shares; 2022Q3: 15,600 shares 15,600$461K0.27%-100Timeline
EVNEATON VANCE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 21,400 shares; 2022Q2: 39,400 shares; 2022Q3: 43,650 shares 43,650$426K0.25%+4,250Timeline
OLPONE LIBERTY PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 19,672 shares; 2022Q1: 19,672 shares; 2022Q2: 19,672 shares; 2022Q3: 19,672 shares 19,672$414K0.24%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,700 shares; 2022Q1: 11,620 shares; 2022Q2: 11,500 shares; 2022Q3: 9,900 shares 9,900$377K0.22%-1,600Timeline
SOSOUTHERN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 2,900 shares; 2022Q2: 3,600 shares; 2022Q3: 5,450 shares 5,450$371K0.21%+1,850Timeline
DEDEERE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 872 shares; 2022Q1: 1,564 shares; 2022Q2: 1,114 shares; 2022Q3: 1,084 shares 1,084$363K0.21%-30Timeline
CCICROWN CASTLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,500 shares; 2022Q1: 2,500 shares; 2022Q2: 2,500 shares; 2022Q3: 2,500 shares 2,500$361K0.21%0Timeline
COSTCOSTCO WHOLESALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 570 shares; 2022Q1: 1,080 shares; 2022Q2: 1,075 shares; 2022Q3: 749 shares 749$353K0.2%-326Timeline
SMDVPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 5,850 shares; 2022Q1: 5,850 shares; 2022Q2: 5,850 shares; 2022Q3: 5,750 shares 5,750$322K0.19%-100Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 900 shares; 2022Q1: 1,100 shares; 2022Q2: 1,100 shares; 2022Q3: 1,200 shares 1,200$320K0.18%+100Timeline
TGTTARGET CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 2,000 shares 2,000$298K0.17%newTimeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 20,300 shares; 2022Q1: 20,300 shares; 2022Q2: 21,800 shares; 2022Q3: 27,200 shares 27,200$296K0.17%+5,400
AREALEXANDRIA REAL ESTATE EQ INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 2,010 shares; 2022Q1: 2,010 shares; 2022Q2: 2,010 shares; 2022Q3: 2,010 shares 2,010$282K0.16%0Timeline
SAICSCIENCE APPLICATIONS INTL COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 3,800 shares; 2022Q1: 3,100 shares; 2022Q2: 3,100 shares; 2022Q3: 3,100 shares 3,100$275K0.16%0Timeline
OREALTY INCOME CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 4,653 shares; 2022Q1: 4,653 shares; 2022Q2: 4,653 shares; 2022Q3: 4,653 shares 4,653$270K0.16%0Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 6,500 shares; 2022Q1: 6,500 shares; 2022Q2: 6,500 shares; 2022Q3: 6,500 shares 6,500$260K0.15%0Timeline
BLACKROCK MUNIVEST FUNDBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 24,400 shares; 2022Q2: 24,400 shares; 2022Q3: 38,800 shares 38,800$257K0.15%+14,400
RITMRITHM CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 30,000 shares; 2022Q1: 35,200 shares; 2022Q2: 35,900 shares; 2022Q3: 34,400 shares 34,400$253K0.15%-1,500Timeline
STZCONSTELLATION BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 1,003 shares; 2022Q1: 1,018 shares; 2022Q2: 1,048 shares; 2022Q3: 1,048 shares 1,048$241K0.14%0Timeline
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares 700$238K0.14%0Timeline
LLYELI LILLY & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 700 shares; 2022Q2: 700 shares; 2022Q3: 700 shares 700$227K0.13%0Timeline
NMCONUVEEN MUN CR OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 16,300 shares; 2022Q2: 18,800 shares; 2022Q3: 21,200 shares 21,200$227K0.13%+2,400Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 16,597 shares; 2022Q1: 15,597 shares; 2022Q2: 17,097 shares; 2022Q3: 22,897 shares 22,897$223K0.13%+5,800
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 35,600 shares; 2022Q2: 42,800 shares; 2022Q3: 36,800 shares 36,800$221K0.13%-6,000
FANGDIAMONDBACK ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 1,800 shares; 2022Q3: 1,800 shares 1,800$216K0.12%0Timeline
BLACKROCK MUNIYEILD QUALITY…BLACKROCK MUNIYEILD QUALITY FUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,900 shares; 2022Q1: 13,900 shares; 2022Q2: 15,900 shares; 2022Q3: 21,500 shares 21,500$215K0.12%+5,600
GSBDGOLDMAN SACHS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 12,450 shares; 2022Q2: 13,650 shares; 2022Q3: 13,650 shares 13,650$197K0.11%0Timeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: not reported; 2022Q3: 11,560 shares 11,560$180K0.1%newTimeline
TCPCBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 12,500 shares; 2022Q2: 16,000 shares; 2022Q3: 16,000 shares 16,000$175K0.1%0Timeline
KREFKKR REAL ESTATE FIN TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 10,500 shares; 2022Q3: 10,500 shares 10,500$171K0.1%0Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: 13,000 shares; 2022Q2: 15,000 shares; 2022Q3: 20,000 shares 20,000$164K0.09%+5,000
VODVODAFONE GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 18,420 shares; 2022Q1: 15,370 shares; 2022Q2: 14,870 shares; 2022Q3: 13,870 shares 13,870$159K0.09%-1,000Timeline
NMZNUVEEN MUN HIGH INCOME OPPORQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 12,200 shares; 2022Q1: 12,200 shares; 2022Q2: 14,200 shares; 2022Q3: 14,200 shares 14,200$146K0.08%0Timeline
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: not reported; 2022Q1: not reported; 2022Q2: 11,000 shares; 2022Q3: 11,000 shares 11,000$83K0.05%0
BNY MELLON MUN INCOME INCBNY MELLON MUN INCOME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q4: restricted; 2021Q1: restricted; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: 13,157 shares; 2022Q1: 13,157 shares; 2022Q2: 13,157 shares; 2022Q3: 13,157 shares 13,157$79K0.05%0

Sold out in Q3 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
AIGAMERICAN INTL GROUP INC9,650$494Kshares
BALLBALL CORP7,100$486Kshares
AMERICAN CAMPUS COMMUNITIESAMERICAN CAMPUS COMMUNITIES6,800$438Kshares
DIGITALBRIDGE GROUP INCDIGITALBRIDGE GROUP INC58,459$285Kshares
CEDAR FAIR L PCEDAR FAIR L P6,000$263Kshares
BXMTBLACKSTONE MORTGAGE TRUST IN9,050$250Kshares
NKENIKE INC2,300$235Kshares
ELLAUDER ESTEE COS INC900$229Kshares
GOOGLALPHABET INC100$218Kshares
ORCLORACLE CORP3,100$217Kshares
KOCOCA COLA CO3,400$213Kshares
PFEPFIZER INC3,900$204Kshares
DHCDIVERSIFIED HEALTHCARE TR10,664$19Kshares

How Q3 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001104659-22-109864 base2022-10-19acceptance time not in the bulk data set