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Disclosery

FALCON POINT CAPITAL, LLC

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13F filer, CIK 1251557, SAN FRANCISCO, CA

FALCON POINT CAPITAL, LLC reported $20,413,000 across 65 holdings for the quarter ended 2020-06-30, in a 13F-HR filed 2020-07-21. Its ten largest share positions make up 29.3% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001567619-20-013525

Period
2020-06-30
Reported value
$20.4M
Holdings
65
Top 10 weight
29.3%
New
12
Sold out
42

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AGInew+35,867$336K
WSCnew+22,526$277K
QUIDEL CORPnew+1,175$263K
UPWKnew+18,101$261K
WINTRUST FINL CORPnew+10,000$260K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
EDGIO INCreduced-287,563-$2.12M
NEOreduced-56,727-$1.76M
FIVNreduced-15,735-$1.74M
R1 RCM INCreduced-134,339-$1.5M
CARDIOVASCULAR SYSTEMS INCreduced-37,780-$1.19M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2020

Share positions as resolved from 13F-HR 0001567619-20-013525, largest first. % of portfolio is the value over $20,413,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 868,970 shares; 2019Q2: 643,568 shares; 2019Q3: 1,089,003 shares; 2019Q4: 478,798 shares; 2020Q1: 409,691 shares; 2020Q2: 122,128 shares 122,128$899K4.4%-287,563
FIVNFIVE9 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 94,275 shares; 2019Q2: 69,972 shares; 2019Q3: 58,890 shares; 2019Q4: 25,910 shares; 2020Q1: 22,765 shares; 2020Q2: 7,030 shares 7,030$778K3.81%-15,735Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 352,483 shares; 2019Q2: 442,198 shares; 2019Q3: 465,108 shares; 2019Q4: 162,376 shares; 2020Q1: 139,929 shares; 2020Q2: 72,131 shares 72,131$726K3.56%-67,798
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 3,228 shares; 2019Q2: 2,886 shares; 2019Q3: 2,676 shares; 2019Q4: 2,588 shares; 2020Q1: 2,388 shares; 2020Q2: 2,183 shares 2,183$622K3.05%-205Timeline
FTAI AVIATION LTDFTAI AVIATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 346,315 shares; 2019Q2: 350,682 shares; 2019Q3: 368,032 shares; 2019Q4: 152,186 shares; 2020Q1: 139,196 shares; 2020Q2: 47,552 shares 47,552$618K3.03%-91,644
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 175,398 shares; 2019Q2: 179,090 shares; 2019Q3: 187,837 shares; 2019Q4: 54,353 shares; 2020Q1: 47,918 shares; 2020Q2: 25,663 shares 25,663$482K2.36%-22,255Timeline
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 175,350 shares; 2019Q2: 178,353 shares; 2019Q3: 182,362 shares; 2019Q4: 51,833 shares; 2020Q1: 46,792 shares; 2020Q2: 22,838 shares 22,838$474K2.32%-23,954Timeline
LHC GROUPLHC GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,827 shares; 2020Q1: 6,822 shares; 2020Q2: 2,717 shares 2,717$474K2.32%-4,105
II VI INCII VI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 65,530 shares; 2019Q3: 87,435 shares; 2019Q4: 22,418 shares; 2020Q1: 19,356 shares; 2020Q2: 9,813 shares 9,813$463K2.27%-9,543
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 219,992 shares; 2019Q2: 218,343 shares; 2019Q3: 227,942 shares; 2019Q4: 82,779 shares; 2020Q1: 71,139 shares; 2020Q2: 14,412 shares 14,412$446K2.18%-56,727Timeline
PROOFPOINT INCPROOFPOINT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 48,561 shares; 2019Q2: 41,146 shares; 2019Q3: 36,551 shares; 2019Q4: 7,173 shares; 2020Q1: 6,437 shares; 2020Q2: 3,889 shares 3,889$432K2.12%-2,548
SWITCH INCSWITCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 193,266 shares; 2019Q2: 278,995 shares; 2019Q3: 282,155 shares; 2019Q4: 69,111 shares; 2020Q1: 58,874 shares; 2020Q2: 23,451 shares 23,451$418K2.05%-35,423
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,096 shares; 2020Q1: 1,066 shares; 2020Q2: 1,066 shares 1,066$405K1.98%0Timeline
CSGPCOSTAR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 636 shares; 2019Q2: 593 shares; 2019Q3: 702 shares; 2019Q4: 692 shares; 2020Q1: 567 shares; 2020Q2: 567 shares 567$403K1.97%0Timeline
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares; 2019Q4: 9,000 shares; 2020Q1: 9,000 shares; 2020Q2: 9,000 shares 9,000$402K1.97%0Timeline
ICFIICF INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 49,689 shares; 2019Q2: 73,982 shares; 2019Q3: 77,074 shares; 2019Q4: 29,394 shares; 2020Q1: 23,743 shares; 2020Q2: 5,766 shares 5,766$374K1.83%-17,977Timeline
BCOBRINKS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 50,019 shares; 2019Q2: 56,123 shares; 2019Q3: 46,742 shares; 2019Q4: 11,459 shares; 2020Q1: 10,450 shares; 2020Q2: 8,065 shares 8,065$367K1.8%-2,385Timeline
PERFICIENT INCPERFICIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 124,354 shares; 2019Q2: 127,814 shares; 2019Q3: 133,362 shares; 2019Q4: 48,718 shares; 2020Q1: 42,043 shares; 2020Q2: 10,169 shares 10,169$364K1.78%-31,874
TRAVELCENTERS OF AMERICA IN…TRAVELCENTERS OF AMERICA INC 8 pe…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 20,000 shares; 2019Q2: 15,000 shares; 2019Q3: 15,000 shares; 2019Q4: 15,000 shares; 2020Q1: 15,000 shares; 2020Q2: 15,000 shares 15,000$364K1.78%0
AMG CAPITAL TRUST IIAMG CAPITAL TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares; 2019Q4: 9,000 shares; 2020Q1: 9,000 shares; 2020Q2: 9,000 shares 9,000$356K1.74%0
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,721 shares; 2019Q2: 1,721 shares; 2019Q3: 1,751 shares; 2019Q4: 1,722 shares; 2020Q1: 1,722 shares; 2020Q2: 1,722 shares 1,722$350K1.71%0Timeline
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,753 shares; 2019Q2: 11,753 shares; 2019Q3: 11,753 shares; 2019Q4: 11,753 shares; 2020Q1: 11,753 shares; 2020Q2: 16,753 shares 16,753$350K1.71%+5,000Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 135 shares; 2020Q2: 123 shares 123$339K1.66%-12Timeline
AGIALAMOS GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 26,320 shares; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 35,867 shares 35,867$336K1.65%newTimeline
JACKJACK IN THE BOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 67,881 shares; 2019Q2: 70,545 shares; 2019Q3: 70,434 shares; 2019Q4: 14,707 shares; 2020Q1: 10,830 shares; 2020Q2: 4,357 shares 4,357$323K1.58%-6,473Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 171,953 shares; 2019Q2: 174,670 shares; 2019Q3: 142,935 shares; 2019Q4: 38,191 shares; 2020Q1: 66,989 shares; 2020Q2: 24,237 shares 24,237$323K1.58%-42,752
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,505 shares; 2019Q2: 31,132 shares; 2019Q3: 32,826 shares; 2019Q4: 8,115 shares; 2020Q1: 6,925 shares; 2020Q2: 2,871 shares 2,871$321K1.57%-4,054Timeline
R1 RCM INCR1 RCM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 69,667 shares; 2019Q2: 425,869 shares; 2019Q3: 490,944 shares; 2019Q4: 187,923 shares; 2020Q1: 162,915 shares; 2020Q2: 28,576 shares 28,576$319K1.56%-134,339
GLDSPDR GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 2,040 shares; 2020Q2: 1,790 shares 1,790$300K1.47%-250Timeline
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 143,828 shares; 2019Q2: 160,405 shares; 2019Q3: 160,494 shares; 2019Q4: 56,966 shares; 2020Q1: 46,737 shares; 2020Q2: 8,957 shares 8,957$283K1.39%-37,780
WSCWILLSCOT HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 22,526 shares 22,526$277K1.36%newTimeline
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 414,285 shares; 2019Q2: 414,327 shares; 2019Q3: 361,425 shares; 2019Q4: 69,651 shares; 2020Q1: 50,459 shares; 2020Q2: 21,900 shares 21,900$267K1.31%-28,559
QUIDEL CORPQUIDEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 1,175 shares 1,175$263K1.29%new
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,560 shares; 2019Q2: 1,560 shares; 2019Q3: 1,358 shares; 2019Q4: 1,358 shares; 2020Q1: 1,358 shares; 2020Q2: 1,358 shares 1,358$262K1.28%0Timeline
UPWKUPWORK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 18,101 shares 18,101$261K1.28%newTimeline
WINTRUST FINL CORPWINTRUST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,000 shares 10,000$260K1.27%new
VCYTVERACYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 11,930 shares; 2019Q3: 72,046 shares; 2019Q4: 49,670 shares; 2020Q1: 43,322 shares; 2020Q2: 9,948 shares 9,948$258K1.26%-33,374Timeline
Apollo Global Management LLCApollo Global Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares; 2020Q1: 10,000 shares; 2020Q2: 10,000 shares 10,000$257K1.26%0
BARRICK GOLD CORPBARRICK GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 12,448 shares; 2019Q2: 10,093 shares; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 14,963 shares; 2020Q2: 9,463 shares 9,463$255K1.25%-5,500
FIRST HORIZON CORPFIRST HORIZON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 10,000 shares 10,000$253K1.24%new
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,001 shares; 2019Q2: 978 shares; 2019Q3: 872 shares; 2019Q4: 872 shares; 2020Q1: 852 shares; 2020Q2: 852 shares 852$252K1.23%0Timeline
DTDYNATRACE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 6,128 shares 6,128$249K1.22%newTimeline
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 79,884 shares; 2019Q2: 86,640 shares; 2019Q3: 91,131 shares; 2019Q4: 22,371 shares; 2020Q1: 19,057 shares; 2020Q2: 5,170 shares 5,170$232K1.14%-13,887Timeline
EFOREVERFORTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 39,346 shares; 2019Q2: 40,199 shares; 2019Q3: 42,326 shares; 2019Q4: 11,318 shares; 2020Q1: 9,642 shares; 2020Q2: 3,441 shares 3,441$229K1.12%-6,201Timeline
CYRXCRYOPORT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: 17,219 shares; 2020Q2: 7,404 shares 7,404$224K1.1%-9,815Timeline
UTIUNIVERSAL TECHNICAL INST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 84,192 shares; 2020Q1: 79,041 shares; 2020Q2: 31,319 shares 31,319$218K1.07%-47,722Timeline
MMSMAXIMUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 33,789 shares; 2019Q2: 34,543 shares; 2019Q3: 36,382 shares; 2019Q4: 8,927 shares; 2020Q1: 7,606 shares; 2020Q2: 3,030 shares 3,030$213K1.04%-4,576Timeline
WPMWHEATON PRECIOUS METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,574 shares; 2019Q2: 9,761 shares; 2019Q3: 8,946 shares; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 4,803 shares 4,803$212K1.04%newTimeline
VIAVVIAVI SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 40,924 shares; 2020Q1: 35,255 shares; 2020Q2: 15,732 shares 15,732$200K0.98%-19,523Timeline
SEASPINE HLDGS CORPSEASPINE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 253,858 shares; 2019Q2: 255,764 shares; 2019Q3: 237,212 shares; 2019Q4: 88,409 shares; 2020Q1: 75,957 shares; 2020Q2: 17,755 shares 17,755$186K0.91%-58,202
ASPUASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 83,118 shares; 2019Q2: 90,754 shares; 2019Q3: 100,015 shares; 2019Q4: 92,474 shares; 2020Q1: 78,658 shares; 2020Q2: 19,519 shares 19,519$177K0.87%-59,139Timeline
VCELVERICEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 115,875 shares; 2019Q4: 57,318 shares; 2020Q1: 49,291 shares; 2020Q2: 12,329 shares 12,329$170K0.83%-36,962Timeline
HOMBHOME BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 119,132 shares; 2019Q2: 121,746 shares; 2019Q3: 128,257 shares; 2019Q4: 31,470 shares; 2020Q1: 26,812 shares; 2020Q2: 10,680 shares 10,680$164K0.8%-16,132Timeline
EVERI HLDGS INCEVERI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,979 shares; 2019Q4: 87,501 shares; 2020Q1: 75,045 shares; 2020Q2: 27,635 shares 27,635$143K0.7%-47,410
BVBRIGHTVIEW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 124,503 shares; 2019Q3: 148,519 shares; 2019Q4: 36,452 shares; 2020Q1: 31,052 shares; 2020Q2: 12,369 shares 12,369$139K0.68%-18,683Timeline
CERSCERUS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: not reported; 2020Q1: not reported; 2020Q2: 17,200 shares 17,200$114K0.56%newTimeline
PFENEX INCPFENEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 83,005 shares; 2019Q2: 69,644 shares; 2019Q3: 44,217 shares; 2019Q4: 35,072 shares; 2020Q1: 48,099 shares; 2020Q2: 13,158 shares 13,158$110K0.54%-34,941
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,955 shares; 2019Q4: 11,249 shares; 2020Q1: not reported; 2020Q2: 17,400 shares 17,400$88K0.43%newTimeline
PETROQUEST ENERGY INCPETROQUEST ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,910 shares; 2019Q2: 11,910 shares; 2019Q3: 11,910 shares; 2019Q4: 11,910 shares; 2020Q1: 11,910 shares; 2020Q2: 11,910 shares 11,910$6K0.03%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 2.875% 3/1principal250,000$240K0
MANDIANT INCMANDIANT INC NOTE 1.625% 6/0principal250,000$236K0
VONAGE HLDGS CORPVONAGE HLDGS CORP NOTE 1.750% 6/0principal250,000$233Knew
BOINGO WIRELESS INCBOINGO WIRELESS INC NOTE 1.000%10/0principal250,000$222K0
LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1principal250,000$219Knew
SCORPIO TANKERS INCSCORPIO TANKERS INC NOTE 3.000% 5/1principal250,000$213K0

Sold out in Q2 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
OMCLOMNICELL COM12,293$806Kshares
CRAICRA INTL INC23,598$788Kshares
WILLSCOT CORPWILLSCOT CORP56,553$573Kshares
UPLDUPLAND SOFTWARE INC19,890$529Kshares
SAIASAIA INC7,009$515Kshares
GLDDGREAT LAKES DREDGE & DOCK CO61,654$512Kshares
CALAMP CORPCALAMP CORP500,000$493Kprincipal
HCKTHACKETT GROUP INC37,673$479Kshares
CSVCARRIAGE SVCS INC29,504$476Kshares
SYSTEMAX INCSYSTEMAX INC25,942$460Kshares
MEDALLIA INCMEDALLIA INC22,112$443Kshares
AMNAMN HEALTHCARE SVCS INC7,070$409Kshares
BMC STK HLDGS INCBMC STK HLDGS INC22,636$401Kshares
HQYHEALTHEQUITY INC6,929$351Kshares
WTSWATTS WATER TECHNOLOGIES INC4,025$341Kshares
KRNTKORNIT DIGITAL LTD13,560$338Kshares
QNSTQUINSTREET INC41,361$333Kshares
PLYMPLYMOUTH INDUSTRIAL REIT INC29,518$329Kshares
WTFCWINTRUST FINL CORP9,485$312Kshares
CHUY'S HOLDINGS INCCHUY'S HOLDINGS INC29,251$295Kshares
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COM8,720$277Kshares
ALNTALLIENT INC11,364$269Kshares
ELDORADO RESORTS INCELDORADO RESORTS INC18,286$263Kshares
ABCBAMERIS BANCORP10,951$260Kshares
NMIHNMI HLDGS INC22,304$259Kshares
COHUCOHU INC19,606$243Kshares
PENNYMAC CORPPENNYMAC CORP250,000$240Kprincipal
ONTOONTO INNOVATION INC7,616$226Kshares
PZENA INVESTMENT MANAGM-CL APZENA INVESTMENT MANAGM-CL A48,861$218Kshares
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORP18,347$205Kshares
Vonage Holdings CorpVonage Holdings Corp250,000$202Kprincipal
HORIZON GLOBAL CORPHORIZON GLOBAL CORP250,000$195Kprincipal
NTICNORTHERN TECHNOLOGIES INTL C24,770$183Kshares
GDENGOLDEN ENTMT INC26,189$173Kshares
ATECALPHATEC HLDGS INC42,683$147Kshares
XENEXENON PHARMACEUTICALS INC11,286$128Kshares
VRAYQVIEWRAY INC47,942$120Kshares
LEAF GROUP LTDLEAF GROUP LTD86,418$116Kshares
GP STRATEGIES CORPGP STRATEGIES CORP17,111$111Kshares
BLFSBIOLIFE SOLUTIONS INC11,091$105Kshares
APOLLO ENDOSURGERY INCAPOLLO ENDOSURGERY INC36,543$70Kshares
OPTINOSE INCOPTINOSE INC13,817$62Kshares

How Q2 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001567619-20-013525 base2020-07-21acceptance time not in the bulk data set