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Disclosery

FALCON POINT CAPITAL, LLC

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13F filer, CIK 1251557, SAN FRANCISCO, CA

FALCON POINT CAPITAL, LLC reported $78,527,000 across 109 holdings for the quarter ended 2019-12-31, in a 13F-HR filed 2020-01-23. Its ten largest share positions make up 28.98% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001567619-20-001403

Period
2019-12-31
Reported value
$78.5M
Holdings
109
Top 10 weight
28.98%
New
11
Sold out
10

Largest buys vs the previous quarter

SecurityShares changeApprox. value
LHC GROUPnew+5,827$803K
UTInew+84,192$649K
VIAVnew+40,924$614K
EVERI HLDGS INCadded+44,522$598K
COHUadded+25,740$588K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
CARDIOVASCULAR SYSTEMS INCreduced-103,528-$5.03M
ELDORADO RESORTS INCreduced-84,131-$5.02M
FIREEYE INCreduced-291,774-$4.82M
MTZreduced-68,760-$4.41M
CONNQexited-181,712-$4.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2019

Share positions as resolved from 13F-HR 0001567619-20-001403, largest first. % of portfolio is the value over $78,527,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
FTAI AVIATION LTDFTAI AVIATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 346,315 shares; 2019Q2: 350,682 shares; 2019Q3: 368,032 shares; 2019Q4: 152,186 shares 152,186$2.97M3.79%-215,846
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 143,828 shares; 2019Q2: 160,405 shares; 2019Q3: 160,494 shares; 2019Q4: 56,966 shares 56,966$2.77M3.52%-103,528
ICFIICF INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 49,689 shares; 2019Q2: 73,982 shares; 2019Q3: 77,074 shares; 2019Q4: 29,394 shares 29,394$2.69M3.43%-47,680Timeline
R1 RCM INCR1 RCM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 69,667 shares; 2019Q2: 425,869 shares; 2019Q3: 490,944 shares; 2019Q4: 187,923 shares 187,923$2.44M3.11%-303,021
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 219,992 shares; 2019Q2: 218,343 shares; 2019Q3: 227,942 shares; 2019Q4: 82,779 shares 82,779$2.42M3.08%-145,163Timeline
PERFICIENT INCPERFICIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 124,354 shares; 2019Q2: 127,814 shares; 2019Q3: 133,362 shares; 2019Q4: 48,718 shares 48,718$2.24M2.86%-84,644
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 133,405 shares; 2019Q2: 135,207 shares; 2019Q3: 119,921 shares; 2019Q4: 35,790 shares 35,790$2.13M2.72%-84,131
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 868,970 shares; 2019Q2: 643,568 shares; 2019Q3: 1,089,003 shares; 2019Q4: 478,798 shares 478,798$1.95M2.49%-610,205
FIVNFIVE9 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 94,275 shares; 2019Q2: 69,972 shares; 2019Q3: 58,890 shares; 2019Q4: 25,910 shares 25,910$1.7M2.16%-32,980Timeline
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 79,884 shares; 2019Q2: 86,640 shares; 2019Q3: 91,131 shares; 2019Q4: 22,371 shares 22,371$1.44M1.83%-68,760Timeline
CRAICRA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 20,539 shares; 2019Q2: 20,770 shares; 2019Q3: 26,121 shares; 2019Q4: 26,257 shares 26,257$1.43M1.82%+136Timeline
PLAYAGS INCPLAYAGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 201,458 shares; 2019Q2: 196,862 shares; 2019Q3: 334,584 shares; 2019Q4: 116,534 shares 116,534$1.41M1.8%-218,050
VCYTVERACYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 11,930 shares; 2019Q3: 72,046 shares; 2019Q4: 49,670 shares 49,670$1.39M1.77%-22,376Timeline
WILLSCOT CORPWILLSCOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 199,180 shares; 2019Q2: 257,560 shares; 2019Q3: 271,095 shares; 2019Q4: 66,770 shares 66,770$1.24M1.57%-204,325
STNGSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 69,298 shares; 2019Q4: 30,967 shares 30,967$1.22M1.55%-38,331Timeline
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 352,483 shares; 2019Q2: 442,198 shares; 2019Q3: 465,108 shares; 2019Q4: 162,376 shares 162,376$1.2M1.53%-302,732
OMCLOMNICELL COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 36,084 shares; 2019Q2: 44,765 shares; 2019Q3: 52,051 shares; 2019Q4: 14,416 shares 14,416$1.18M1.5%-37,635Timeline
EVERI HLDGS INCEVERI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,979 shares; 2019Q4: 87,501 shares 87,501$1.18M1.5%+44,522
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 414,285 shares; 2019Q2: 414,327 shares; 2019Q3: 361,425 shares; 2019Q4: 69,651 shares 69,651$1.15M1.47%-291,774
JACKJACK IN THE BOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 67,881 shares; 2019Q2: 70,545 shares; 2019Q3: 70,434 shares; 2019Q4: 14,707 shares 14,707$1.15M1.46%-55,727Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 175,398 shares; 2019Q2: 179,090 shares; 2019Q3: 187,837 shares; 2019Q4: 54,353 shares 54,353$1.15M1.46%-133,484Timeline
SEASPINE HLDGS CORPSEASPINE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 253,858 shares; 2019Q2: 255,764 shares; 2019Q3: 237,212 shares; 2019Q4: 88,409 shares 88,409$1.06M1.35%-148,803
BCOBRINKS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 50,019 shares; 2019Q2: 56,123 shares; 2019Q3: 46,742 shares; 2019Q4: 11,459 shares 11,459$1.04M1.32%-35,283Timeline
SWITCH INCSWITCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 193,266 shares; 2019Q2: 278,995 shares; 2019Q3: 282,155 shares; 2019Q4: 69,111 shares 69,111$1.02M1.3%-213,044
QNSTQUINSTREET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 37,809 shares; 2019Q2: 62,061 shares; 2019Q3: 65,001 shares; 2019Q4: 66,795 shares 66,795$1.02M1.3%+1,794Timeline
VCELVERICEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 115,875 shares; 2019Q4: 57,318 shares 57,318$997K1.27%-58,557Timeline
CHUY'S HOLDINGS INCCHUY'S HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 22,488 shares; 2019Q2: 33,359 shares; 2019Q3: 33,610 shares; 2019Q4: 33,610 shares 33,610$871K1.11%0
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 175,350 shares; 2019Q2: 178,353 shares; 2019Q3: 182,362 shares; 2019Q4: 51,833 shares 51,833$870K1.11%-130,529Timeline
CSVCARRIAGE SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,342 shares; 2019Q2: 30,661 shares; 2019Q3: 31,180 shares; 2019Q4: 33,735 shares 33,735$864K1.1%+2,555Timeline
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,505 shares; 2019Q2: 31,132 shares; 2019Q3: 32,826 shares; 2019Q4: 8,115 shares 8,115$846K1.08%-24,711Timeline
COHUCOHU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,102 shares; 2019Q4: 36,842 shares 36,842$842K1.07%+25,740Timeline
PROOFPOINT INCPROOFPOINT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 48,561 shares; 2019Q2: 41,146 shares; 2019Q3: 36,551 shares; 2019Q4: 7,173 shares 7,173$823K1.05%-29,378
GLDDGREAT LAKES DREDGE & DOCK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 95,576 shares; 2019Q2: 94,174 shares; 2019Q3: 71,104 shares; 2019Q4: 71,104 shares 71,104$806K1.03%0Timeline
MEDALLIA INCMEDALLIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 24,750 shares; 2019Q4: 25,886 shares 25,886$805K1.03%+1,136
EFOREVERFORTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 39,346 shares; 2019Q2: 40,199 shares; 2019Q3: 42,326 shares; 2019Q4: 11,318 shares 11,318$803K1.02%-31,008Timeline
LHC GROUPLHC GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 5,827 shares 5,827$803K1.02%new
WTFCWINTRUST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 38,434 shares; 2019Q2: 43,154 shares; 2019Q3: 45,386 shares; 2019Q4: 11,133 shares 11,133$789K1%-34,253Timeline
UPLDUPLAND SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 21,268 shares; 2019Q2: 21,536 shares; 2019Q3: 21,772 shares; 2019Q4: 21,745 shares 21,745$777K0.99%-27Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 25,619 shares; 2019Q2: 18,885 shares; 2019Q3: 26,111 shares; 2019Q4: 23,293 shares 23,293$773K0.98%-2,818Timeline
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 31,224 shares; 2019Q2: 31,903 shares; 2019Q3: 33,601 shares; 2019Q4: 8,228 shares 8,228$766K0.98%-25,373Timeline
BMC STK HLDGS INCBMC STK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 86,420 shares; 2019Q4: 26,706 shares 26,706$766K0.98%-59,714
II VI INCII VI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 65,530 shares; 2019Q3: 87,435 shares; 2019Q4: 22,418 shares 22,418$755K0.96%-65,017
SYSTEMAX INCSYSTEMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 25,964 shares; 2019Q2: 28,350 shares; 2019Q3: 30,010 shares; 2019Q4: 30,010 shares 30,010$755K0.96%0
ASPUASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 83,118 shares; 2019Q2: 90,754 shares; 2019Q3: 100,015 shares; 2019Q4: 92,474 shares 92,474$740K0.94%-7,541Timeline
MMSMAXIMUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 33,789 shares; 2019Q2: 34,543 shares; 2019Q3: 36,382 shares; 2019Q4: 8,927 shares 8,927$664K0.85%-27,455Timeline
UTIUNIVERSAL TECHNICAL INST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 84,192 shares 84,192$649K0.83%newTimeline
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 72,321 shares; 2019Q2: 53,362 shares; 2019Q3: 42,574 shares; 2019Q4: 11,065 shares 11,065$648K0.83%-31,509
CALAMP CORPCALAMP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 211,943 shares; 2019Q2: 131,615 shares; 2019Q3: 192,072 shares; 2019Q4: 67,109 shares 67,109$643K0.82%-124,963
ALNTALLIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 12,708 shares; 2019Q2: 17,905 shares; 2019Q3: 13,039 shares; 2019Q4: 13,039 shares 13,039$632K0.8%0Timeline
HOMBHOME BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 119,132 shares; 2019Q2: 121,746 shares; 2019Q3: 128,257 shares; 2019Q4: 31,470 shares 31,470$619K0.79%-96,787Timeline
HCKTHACKETT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 26,402 shares; 2019Q2: 37,637 shares; 2019Q3: 38,281 shares; 2019Q4: 38,281 shares 38,281$618K0.79%0Timeline
BVBRIGHTVIEW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 124,503 shares; 2019Q3: 148,519 shares; 2019Q4: 36,452 shares 36,452$615K0.78%-112,067Timeline
VIAVVIAVI SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 40,924 shares 40,924$614K0.78%newTimeline
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 32,954 shares; 2019Q4: 32,954 shares 32,954$606K0.77%0Timeline
HQYHEALTHEQUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 33,129 shares; 2019Q4: 8,134 shares 8,134$602K0.77%-24,995Timeline
ABCBAMERIS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 52,325 shares; 2019Q4: 12,855 shares 12,855$547K0.7%-39,470Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 32,102 shares; 2019Q2: 19,360 shares; 2019Q3: 22,224 shares; 2019Q4: 15,581 shares 15,581$533K0.68%-6,643Timeline
VPGVISHAY PRECISION GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 8,333 shares; 2019Q2: 14,827 shares; 2019Q3: 14,941 shares; 2019Q4: 14,941 shares 14,941$508K0.65%0Timeline
PZENA INVESTMENT MANAGM-CL APZENA INVESTMENT MANAGM-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 68,500 shares; 2019Q2: 57,443 shares; 2019Q3: 57,881 shares; 2019Q4: 57,881 shares 57,881$499K0.64%0
WTSWATTS WATER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,842 shares; 2019Q2: 18,166 shares; 2019Q3: 19,103 shares; 2019Q4: 4,720 shares 4,720$471K0.6%-14,383Timeline
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares; 2019Q4: 9,000 shares 9,000$454K0.58%0Timeline
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 3,228 shares; 2019Q2: 2,886 shares; 2019Q3: 2,676 shares; 2019Q4: 2,588 shares 2,588$437K0.56%-88Timeline
AMG CAPITAL TRUST IIAMG CAPITAL TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares; 2019Q4: 9,000 shares 9,000$434K0.55%0
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 171,953 shares; 2019Q2: 174,670 shares; 2019Q3: 142,935 shares; 2019Q4: 38,191 shares 38,191$418K0.53%-104,744
CSGPCOSTAR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 636 shares; 2019Q2: 593 shares; 2019Q3: 702 shares; 2019Q4: 692 shares 692$414K0.53%-10Timeline
LEAF GROUP LTDLEAF GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 95,511 shares; 2019Q2: 98,634 shares; 2019Q3: 88,880 shares; 2019Q4: 98,915 shares 98,915$396K0.5%+10,035
PFENEX INCPFENEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 83,005 shares; 2019Q2: 69,644 shares; 2019Q3: 44,217 shares; 2019Q4: 35,072 shares 35,072$385K0.49%-9,145
BBSIBARRETT BUSINESS SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,216 shares; 2019Q4: 4,216 shares 4,216$381K0.49%0Timeline
TRAVELCENTERS OF AMERICA IN…TRAVELCENTERS OF AMERICA INC 8 pe…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 20,000 shares; 2019Q2: 15,000 shares; 2019Q3: 15,000 shares; 2019Q4: 15,000 shares 15,000$379K0.48%0
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,936 shares; 2019Q4: 48,955 shares 48,955$347K0.44%+6,019Timeline
QUMU CORPQUMU CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 126,335 shares 126,335$330K0.42%new
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,402 shares; 2019Q4: 5,402 shares 5,402$314K0.4%0Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 29,528 shares; 2019Q2: 42,028 shares; 2019Q3: 26,410 shares; 2019Q4: 6,480 shares 6,480$306K0.39%-19,930Timeline
BABAALIBABA GROUP HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,311 shares 1,311$278K0.35%newTimeline
ONTOONTO INNOVATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,698 shares; 2019Q4: 7,616 shares 7,616$278K0.35%+918Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,721 shares; 2019Q2: 1,721 shares; 2019Q3: 1,751 shares; 2019Q4: 1,722 shares 1,722$272K0.35%-29Timeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,632 shares; 2019Q4: 6,632 shares 6,632$270K0.34%0Timeline
Apollo Global Management LLCApollo Global Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 10,000 shares; 2019Q4: 10,000 shares 10,000$266K0.34%0
TRITON INTL LTDTRITON INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 6,540 shares; 2019Q2: 6,540 shares; 2019Q3: 6,540 shares; 2019Q4: 6,540 shares 6,540$263K0.33%0
GP STRATEGIES CORPGP STRATEGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 19,194 shares; 2019Q2: 19,391 shares; 2019Q3: 19,718 shares; 2019Q4: 19,718 shares 19,718$261K0.33%0
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,001 shares; 2019Q2: 978 shares; 2019Q3: 872 shares; 2019Q4: 872 shares 872$260K0.33%0Timeline
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 4,952 shares; 2019Q2: 5,216 shares; 2019Q3: 4,223 shares; 2019Q4: 4,223 shares 4,223$260K0.33%0Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 1,096 shares 1,096$258K0.33%newTimeline
STRASTRATEGIC ED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 34,387 shares; 2019Q2: 35,065 shares; 2019Q3: not reported; 2019Q4: 1,626 shares 1,626$258K0.33%newTimeline
KRUSKURA SUSHI USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,068 shares; 2019Q4: 10,068 shares 10,068$256K0.33%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,560 shares; 2019Q2: 1,560 shares; 2019Q3: 1,358 shares; 2019Q4: 1,358 shares 1,358$255K0.32%0Timeline
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,753 shares; 2019Q2: 11,753 shares; 2019Q3: 11,753 shares; 2019Q4: 11,753 shares 11,753$242K0.31%0Timeline
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,440 shares; 2019Q4: 9,440 shares 9,440$234K0.3%0
VRAYQVIEWRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 17,834 shares; 2019Q2: 25,556 shares; 2019Q3: 43,092 shares; 2019Q4: 55,085 shares 55,085$232K0.3%+11,993Timeline
XPOXPO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,857 shares; 2019Q4: 2,839 shares 2,839$226K0.29%-18Timeline
WINTRUST FINANCIAL CORP-CAL…WINTRUST FINANCIAL CORP-CALLABLEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 7,500 shares; 2019Q2: 7,500 shares; 2019Q3: 7,500 shares; 2019Q4: 7,500 shares 7,500$217K0.28%0
MGMMGM RESORTS INTERNATIONALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 6,294 shares 6,294$209K0.27%newTimeline
AMERICAN HOMES 4 RENTAMERICAN HOMES 4 RENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 8,000 shares; 2019Q2: 8,000 shares; 2019Q3: 8,000 shares; 2019Q4: 8,000 shares 8,000$207K0.26%0
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,662 shares; 2019Q4: 12,662 shares 12,662$205K0.26%0Timeline
ADESTO TECHNOLOGIES CORPADESTO TECHNOLOGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 21,109 shares 21,109$179K0.23%new
XENEXENON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 25,608 shares; 2019Q3: 12,980 shares; 2019Q4: 12,980 shares 12,980$170K0.22%0Timeline
OPTINOSE INCOPTINOSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,894 shares; 2019Q4: 15,894 shares 15,894$147K0.19%0
APOLLO ENDOSURGERY INCAPOLLO ENDOSURGERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 64,999 shares; 2019Q2: 40,749 shares; 2019Q3: 42,207 shares; 2019Q4: 42,207 shares 42,207$120K0.15%0
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,955 shares; 2019Q4: 11,249 shares 11,249$91K0.12%-6,706Timeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19,345 shares; 2019Q4: 19,345 shares 19,345$88K0.11%0
SPRINT CORPSPRINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: not reported; 2019Q4: 14,594 shares 14,594$76K0.1%new
PETROQUEST ENERGY INCPETROQUEST ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,910 shares; 2019Q2: 11,910 shares; 2019Q3: 11,910 shares; 2019Q4: 11,910 shares 11,910$11K0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1principal500,000$493K0
SCORPIO TANKERS INCSCORPIO TANKERS INC NOTE 3.000% 5/1principal250,000$307K0
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 2.875% 3/1principal250,000$245K0
MANDIANT INCMANDIANT INC NOTE 1.625% 6/0principal250,000$241K0
Vonage Holdings CorpVonage Holdings Corp CVBONDprincipal250,000$223Knew
BOINGO WIRELESS INCBOINGO WIRELESS INC NOTE 1.000%10/0principal250,000$221K0
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0principal250,000$199K0

Sold out in Q4 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
CONNQCONNS INC181,712$4.4Mshares
EVERBRIDGE INCEVERBRIDGE INC28,562$1.99Mshares
APOGAPOGEE ENTERPRISES INC47,775$1.79Mshares
MMSIMERIT MED SYS INC72,737$1.5Mshares
CARBONITE INCCARBONITE INC40,553$696Kshares
AVEDRO INCAVEDRO INC22,325$519Kshares
AMDADVANCED MICRO DEVICES INC7,426$252Kshares
WPMWHEATON PRECIOUS METALS CORP8,946$251Kshares
PROS HOLDINGS INCPROS HOLDINGS INC100,000$152Kprincipal
ALDXALDEYRA THERAPEUTICS INC25,118$140Kshares

How Q4 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001567619-20-001403 base2020-01-23acceptance time not in the bulk data set