Skip to content
Disclosery

FALCON POINT CAPITAL, LLC

Follow

13F filer, CIK 1251557, SAN FRANCISCO, CA

FALCON POINT CAPITAL, LLC reported $182,511,000 across 108 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-13. Its ten largest share positions make up 31.78% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001567619-19-021139

Period
2019-09-30
Reported value
$183M
Holdings
108
Top 10 weight
31.78%
New
25
Sold out
22

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BMC STK HLDGS INCnew+86,420$2.33M
ABCBnew+52,325$2.24M
STNGnew+69,298$2.2M
HQYnew+33,129$1.88M
EDGIO INCadded+445,435$1.88M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
WAGEWORKS INCexited-124,647-$6.33M
STRAexited-35,065-$6.24M
BIOTELEMETRY INCexited-49,987-$2.41M
GDOTexited-35,851-$1.75M
IARTexited-22,097-$1.23M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0001567619-19-021139, largest first. % of portfolio is the value over $182,511,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 143,828 shares; 2019Q2: 160,405 shares; 2019Q3: 160,494 shares 160,494$7.14M3.91%+89
ICFIICF INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 49,689 shares; 2019Q2: 73,982 shares; 2019Q3: 77,074 shares 77,074$6.6M3.62%+3,092Timeline
JACKJACK IN THE BOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 67,881 shares; 2019Q2: 70,545 shares; 2019Q3: 70,434 shares 70,434$5.92M3.24%-111Timeline
FTAI AVIATION LTDFTAI AVIATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 346,315 shares; 2019Q2: 350,682 shares; 2019Q3: 368,032 shares 368,032$5.83M3.2%+17,350
MTZMASTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 79,884 shares; 2019Q2: 86,640 shares; 2019Q3: 91,131 shares 91,131$5.74M3.14%+4,491Timeline
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 414,285 shares; 2019Q2: 414,327 shares; 2019Q3: 361,425 shares 361,425$5.72M3.14%-52,902
ELDORADO RESORTS INCELDORADO RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 133,405 shares; 2019Q2: 135,207 shares; 2019Q3: 119,921 shares 119,921$5.37M2.94%-15,286
PERFICIENT INCPERFICIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 124,354 shares; 2019Q2: 127,814 shares; 2019Q3: 133,362 shares 133,362$5.23M2.86%+5,548
NEONEOGENOMICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 219,992 shares; 2019Q2: 218,343 shares; 2019Q3: 227,942 shares 227,942$5.23M2.86%+9,599Timeline
R1 RCM INCR1 RCM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 69,667 shares; 2019Q2: 425,869 shares; 2019Q3: 490,944 shares 490,944$5.22M2.86%+65,075
EDGIO INCEDGIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 868,970 shares; 2019Q2: 643,568 shares; 2019Q3: 1,089,003 shares 1,089,003$4.6M2.52%+445,435
VONAGE HLDGS CORPVONAGE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 352,483 shares; 2019Q2: 442,198 shares; 2019Q3: 465,108 shares 465,108$4.54M2.49%+22,910
CONNQCONNS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 115,360 shares; 2019Q2: 174,978 shares; 2019Q3: 181,712 shares 181,712$4.4M2.41%+6,734Timeline
WILLSCOT CORPWILLSCOT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 199,180 shares; 2019Q2: 257,560 shares; 2019Q3: 271,095 shares 271,095$4.27M2.34%+13,535
PROOFPOINT INCPROOFPOINT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 48,561 shares; 2019Q2: 41,146 shares; 2019Q3: 36,551 shares 36,551$4.22M2.31%-4,595
SWITCH INCSWITCH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 193,266 shares; 2019Q2: 278,995 shares; 2019Q3: 282,155 shares 282,155$4.17M2.28%+3,160
BCOBRINKS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 50,019 shares; 2019Q2: 56,123 shares; 2019Q3: 46,742 shares 46,742$3.97M2.18%-9,381Timeline
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 175,398 shares; 2019Q2: 179,090 shares; 2019Q3: 187,837 shares 187,837$3.89M2.13%+8,747Timeline
PLAYAGS INCPLAYAGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 201,458 shares; 2019Q2: 196,862 shares; 2019Q3: 334,584 shares 334,584$3.86M2.12%+137,722
OMCLOMNICELL COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 36,084 shares; 2019Q2: 44,765 shares; 2019Q3: 52,051 shares 52,051$3.66M2.01%+7,286Timeline
LGNDLIGAND PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,505 shares; 2019Q2: 31,132 shares; 2019Q3: 32,826 shares 32,826$3.57M1.96%+1,694Timeline
SEASPINE HLDGS CORPSEASPINE HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 253,858 shares; 2019Q2: 255,764 shares; 2019Q3: 237,212 shares 237,212$3.28M1.8%-18,552
FIVNFIVE9 INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 94,275 shares; 2019Q2: 69,972 shares; 2019Q3: 58,890 shares 58,890$3.27M1.79%-11,082Timeline
BOXBOX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 175,350 shares; 2019Q2: 178,353 shares; 2019Q3: 182,362 shares 182,362$3.09M1.69%+4,009Timeline
SAIASAIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 31,224 shares; 2019Q2: 31,903 shares; 2019Q3: 33,601 shares 33,601$3M1.64%+1,698Timeline
II VI INCII VI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 65,530 shares; 2019Q3: 87,435 shares 87,435$2.9M1.59%+21,905
WTFCWINTRUST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 38,434 shares; 2019Q2: 43,154 shares; 2019Q3: 45,386 shares 45,386$2.9M1.59%+2,232Timeline
MMSMAXIMUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 33,789 shares; 2019Q2: 34,543 shares; 2019Q3: 36,382 shares 36,382$2.79M1.53%+1,839Timeline
EFOREVERFORTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 39,346 shares; 2019Q2: 40,199 shares; 2019Q3: 42,326 shares 42,326$2.69M1.47%+2,127Timeline
BVBRIGHTVIEW HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 124,503 shares; 2019Q3: 148,519 shares 148,519$2.64M1.45%+24,016Timeline
CORNERSTONE ONDEMAND INC COMCORNERSTONE ONDEMAND INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 72,321 shares; 2019Q2: 53,362 shares; 2019Q3: 42,574 shares 42,574$2.49M1.37%-10,788
HOMBHOME BANCSHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 119,132 shares; 2019Q2: 121,746 shares; 2019Q3: 128,257 shares 128,257$2.37M1.3%+6,511Timeline
BMC STK HLDGS INCBMC STK HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 86,420 shares 86,420$2.33M1.28%new
ABCBAMERIS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 52,325 shares 52,325$2.24M1.23%newTimeline
STNGSCORPIO TANKERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 69,298 shares 69,298$2.2M1.21%newTimeline
CALAMP CORPCALAMP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 211,943 shares; 2019Q2: 131,615 shares; 2019Q3: 192,072 shares 192,072$2.15M1.18%+60,457
EVERBRIDGE INCEVERBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 26,624 shares; 2019Q2: 27,220 shares; 2019Q3: 28,562 shares 28,562$1.99M1.09%+1,342
HQYHEALTHEQUITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 33,129 shares 33,129$1.88M1.03%newTimeline
VCELVERICEL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 115,875 shares 115,875$1.84M1.01%newTimeline
APOGAPOGEE ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 70,416 shares; 2019Q2: 55,233 shares; 2019Q3: 47,775 shares 47,775$1.79M0.98%-7,458Timeline
WTSWATTS WATER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,842 shares; 2019Q2: 18,166 shares; 2019Q3: 19,103 shares 19,103$1.78M0.98%+937Timeline
VCYTVERACYTE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 11,930 shares; 2019Q3: 72,046 shares 72,046$1.65M0.91%+60,116Timeline
MMSIMERIT MED SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 61,087 shares; 2019Q2: 69,169 shares; 2019Q3: 72,737 shares 72,737$1.5M0.82%+3,568Timeline
BOINGO WIRELESS INCBOINGO WIRELESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 171,953 shares; 2019Q2: 174,670 shares; 2019Q3: 142,935 shares 142,935$1.35M0.74%-31,735
CRAICRA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 20,539 shares; 2019Q2: 20,770 shares; 2019Q3: 26,121 shares 26,121$1.29M0.7%+5,351Timeline
DYDYCOM INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 29,528 shares; 2019Q2: 42,028 shares; 2019Q3: 26,410 shares 26,410$1.2M0.66%-15,618Timeline
QNSTQUINSTREET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 37,809 shares; 2019Q2: 62,061 shares; 2019Q3: 65,001 shares 65,001$834K0.46%+2,940Timeline
CHUY'S HOLDINGS INCCHUY'S HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 22,488 shares; 2019Q2: 33,359 shares; 2019Q3: 33,610 shares 33,610$819K0.45%+251
UPLDUPLAND SOFTWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 21,268 shares; 2019Q2: 21,536 shares; 2019Q3: 21,772 shares 21,772$816K0.45%+236Timeline
CSVCARRIAGE SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 30,342 shares; 2019Q2: 30,661 shares; 2019Q3: 31,180 shares 31,180$803K0.44%+519Timeline
NMIHNMI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 25,619 shares; 2019Q2: 18,885 shares; 2019Q3: 26,111 shares 26,111$764K0.42%+7,226Timeline
GLDDGREAT LAKES DREDGE & DOCK COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 95,576 shares; 2019Q2: 94,174 shares; 2019Q3: 71,104 shares 71,104$764K0.42%-23,070Timeline
KRNTKORNIT DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 32,102 shares; 2019Q2: 19,360 shares; 2019Q3: 22,224 shares 22,224$755K0.41%+2,864Timeline
MEDALLIA INCMEDALLIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 24,750 shares 24,750$720K0.39%new
CARBONITE INCCARBONITE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 40,553 shares 40,553$696K0.38%new
SYSTEMAX INCSYSTEMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 25,964 shares; 2019Q2: 28,350 shares; 2019Q3: 30,010 shares 30,010$649K0.36%+1,660
HCKTHACKETT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 26,402 shares; 2019Q2: 37,637 shares; 2019Q3: 38,281 shares 38,281$647K0.35%+644Timeline
ASPUASPEN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 83,118 shares; 2019Q2: 90,754 shares; 2019Q3: 100,015 shares 100,015$625K0.34%+9,261Timeline
PLYMPLYMOUTH INDUSTRIAL REIT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 32,954 shares 32,954$622K0.34%newTimeline
AVEDRO INCAVEDRO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 21,301 shares; 2019Q2: 21,954 shares; 2019Q3: 22,325 shares 22,325$519K0.28%+371
VPGVISHAY PRECISION GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 8,333 shares; 2019Q2: 14,827 shares; 2019Q3: 14,941 shares 14,941$509K0.28%+114Timeline
ALNTALLIENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 12,708 shares; 2019Q2: 17,905 shares; 2019Q3: 13,039 shares 13,039$494K0.27%-4,866Timeline
PZENA INVESTMENT MANAGM-CL APZENA INVESTMENT MANAGM-CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 68,500 shares; 2019Q2: 57,443 shares; 2019Q3: 57,881 shares 57,881$480K0.26%+438
FLG-PUFLAGSTAR BANK NATIONAL ASSOCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares 9,000$457K0.25%0Timeline
RNGRINGCENTRAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 3,228 shares; 2019Q2: 2,886 shares; 2019Q3: 2,676 shares 2,676$432K0.24%-210Timeline
EVERI HLDGS INCEVERI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,979 shares 42,979$432K0.24%new
AMG CAPITAL TRUST IIAMG CAPITAL TRUST IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 9,000 shares; 2019Q3: 9,000 shares 9,000$429K0.24%0
PFENEX INCPFENEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 83,005 shares; 2019Q2: 69,644 shares; 2019Q3: 44,217 shares 44,217$408K0.22%-25,427
CSGPCOSTAR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 636 shares; 2019Q2: 593 shares; 2019Q3: 702 shares 702$386K0.21%+109Timeline
TRAVELCENTERS OF AMERICA IN…TRAVELCENTERS OF AMERICA INC 8 pe…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 20,000 shares; 2019Q2: 15,000 shares; 2019Q3: 15,000 shares 15,000$382K0.21%0
BBSIBARRETT BUSINESS SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,216 shares 4,216$370K0.2%newTimeline
ATECALPHATEC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,936 shares 42,936$295K0.16%newTimeline
PWRQUANTA SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,632 shares 6,632$279K0.15%newTimeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,402 shares 5,402$279K0.15%newTimeline
LEAF GROUP LTDLEAF GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 95,511 shares; 2019Q2: 98,634 shares; 2019Q3: 88,880 shares 88,880$264K0.14%-9,754
Apollo Global Management LLCApollo Global Management LLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 10,000 shares 10,000$264K0.14%0
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 4,952 shares; 2019Q2: 5,216 shares; 2019Q3: 4,223 shares 4,223$260K0.14%-993Timeline
AMDADVANCED MICRO DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,426 shares 7,426$252K0.14%newTimeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,721 shares; 2019Q2: 1,721 shares; 2019Q3: 1,751 shares 1,751$251K0.14%+30Timeline
WPMWHEATON PRECIOUS METALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 10,574 shares; 2019Q2: 9,761 shares; 2019Q3: 8,946 shares 8,946$251K0.14%-815Timeline
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,753 shares; 2019Q2: 11,753 shares; 2019Q3: 11,753 shares 11,753$248K0.14%0Timeline
VVISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,560 shares; 2019Q2: 1,560 shares; 2019Q3: 1,358 shares 1,358$243K0.13%-202Timeline
MAMASTERCARD INCORPORATEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 1,001 shares; 2019Q2: 978 shares; 2019Q3: 872 shares 872$241K0.13%-106Timeline
TRITON INTL LTDTRITON INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 6,540 shares; 2019Q2: 6,540 shares; 2019Q3: 6,540 shares 6,540$240K0.13%0
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,440 shares 9,440$230K0.13%new
GP STRATEGIES CORPGP STRATEGIES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 19,194 shares; 2019Q2: 19,391 shares; 2019Q3: 19,718 shares 19,718$219K0.12%+327
WINTRUST FINANCIAL CORP-CAL…WINTRUST FINANCIAL CORP-CALLABLEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 7,500 shares; 2019Q2: 7,500 shares; 2019Q3: 7,500 shares 7,500$219K0.12%0
XPOXPO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,857 shares 2,857$218K0.12%newTimeline
ONTOONTO INNOVATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,698 shares 6,698$216K0.12%newTimeline
BLFSBIOLIFE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,662 shares 12,662$215K0.12%newTimeline
AMERICAN HOMES 4 RENTAMERICAN HOMES 4 RENTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 8,000 shares; 2019Q2: 8,000 shares; 2019Q3: 8,000 shares 8,000$213K0.12%0
KRUSKURA SUSHI USA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,068 shares 10,068$186K0.1%newTimeline
COHUCOHU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,102 shares 11,102$185K0.1%newTimeline
ALDXALDEYRA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 24,421 shares; 2019Q2: 24,701 shares; 2019Q3: 25,118 shares 25,118$140K0.08%+417Timeline
APOLLO ENDOSURGERY INCAPOLLO ENDOSURGERY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 64,999 shares; 2019Q2: 40,749 shares; 2019Q3: 42,207 shares 42,207$130K0.07%+1,458
OPTINOSE INCOPTINOSE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,894 shares 15,894$124K0.07%new
VRAYQVIEWRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 17,834 shares; 2019Q2: 25,556 shares; 2019Q3: 43,092 shares 43,092$112K0.06%+17,536Timeline
XENEXENON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: 25,608 shares; 2019Q3: 12,980 shares 12,980$111K0.06%-12,628Timeline
CHEMBIO DIAGNOSTICSCHEMBIO DIAGNOSTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 19,345 shares 19,345$103K0.06%new
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,955 shares 17,955$99K0.05%newTimeline
PETROQUEST ENERGY INCPETROQUEST ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: restricted; 2018Q4: restricted; 2019Q1: 11,910 shares; 2019Q2: 11,910 shares; 2019Q3: 11,910 shares 11,910$11K0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
CALAMP CORPCALAMP CORP NOTE 1.625% 5/1principal500,000$493K0
SCORPIO TANKERS INCSCORPIO TANKERS INC NOTE 3.000% 5/1principal250,000$273K0
ENCORE CAP GROUP INCENCORE CAP GROUP INC NOTE 2.875% 3/1principal250,000$243K0
MANDIANT INCMANDIANT INC NOTE 1.625% 6/0principal250,000$239Knew
BOINGO WIRELESS INCBOINGO WIRELESS INC NOTE 1.000%10/0principal250,000$212Knew
HORIZON GLOBAL CORPHORIZON GLOBAL CORP NOTE 2.750% 7/0principal250,000$199K0
PROS HOLDINGS INCPROS HOLDINGS INC NOTE 2.00012/0principal100,000$152K0

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
WAGEWORKS INCWAGEWORKS INC124,647$6.33Mshares
STRASTRATEGIC ED INC35,065$6.24Mshares
BIOTELEMETRY INCBIOTELEMETRY INC49,987$2.41Mshares
GDOTGREEN DOT CORP35,851$1.75Mshares
IARTINTEGRA LIFESCIENCES HLDGS C22,097$1.23Mshares
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC110,211$1.1Mshares
RGENREPLIGEN CORP6,820$586Kshares
TRAVELCENTERS OF AMERICA LLCTRAVELCENTERS OF AMERICA LLC152,601$552Kshares
INTRICON CORPINTRICON CORP22,046$515Kshares
MONOTYPE IMAGING HOLDINGS, …MONOTYPE IMAGING HOLDINGS, INC22,116$372Kshares
PROS HOLDINGS INCPROS HOLDINGS INC250,000$343Kprincipal
UNIT CORPUNIT CORP30,854$274Kshares
Scorpio Tankers Inc.Scorpio Tankers Inc.250,000$250Kprincipal
Boingo WirelessBoingo Wireless250,000$214Kprincipal
KIRKLAND LAKE GOLD LTDKIRKLAND LAKE GOLD LTD4,814$207Kshares
HBIOHARVARD BIOSCIENCE INC102,829$206Kshares
CASTLIGHT HEALTH INC CL BCASTLIGHT HEALTH INC CL B60,984$197Kshares
AGIALAMOS GOLD INC26,320$159Kshares
BARRICK GOLD CORPBARRICK GOLD CORP10,093$159Kshares
PEAK RESORTS INCPEAK RESORTS INC30,000$142Kshares
CHICKEN SOUP FOR THE SOUL ENCHICKEN SOUP FOR THE SOUL EN11,902$89Kshares
IWOISHARES TR327$66Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001567619-19-021139 base2019-11-13acceptance time not in the bulk data set