Dominick & Dominick LLC: BAX position timeline

Dominick & Dominick LLC held 20,450 BAX shares at 2014-12-31 per its 13F-HR filed 2015-01-22.

the latest 13F is the newest step

1. period ended2014-12-31

   13F 20,450 shares

   Change vs previous 13F +17,655 shares

   0.76% of the 13F portfolio, value $1,499,000.

   13F-HR 0001085146-15-000137 filed by Dominick & Dominick LLC
   Filed 2015-01-22 (acceptance time not in the bulk data set), ingested 2026-10-07 19:17:13 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2014-09-30

   13F 2,795 shares

   Change vs previous 13F +2,795 shares

   0.1% of the 13F portfolio, value $201,000.

   13F-HR 0001085146-14-001907 filed by Dominick & Dominick LLC
   Filed 2014-10-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2014-06-30

   13F 0 shares

   Change vs previous 13F -4,500 shares

   13F-HR 0001085146-14-001641 filed by Dominick & Dominick LLC
   Filed 2014-08-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:34:04 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

4. period ended2014-03-31

   13F 4,500 shares

   Change vs previous 13F -22,400 shares

   0.16% of the 13F portfolio, value $331,000.

   13F-HR 0001085146-14-001064 filed by Dominick & Dominick LLC
   Filed 2014-05-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:42:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2013-12-31

   13F 26,900 shares

   Change vs previous 13F +9,200 shares

   0.89% of the 13F portfolio, value $1,871,000.

   13F-HR 0001085146-14-000346 filed by Dominick & Dominick LLC
   Filed 2014-02-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2013-09-30

   13F 17,700 shares

   Change vs previous 13F -200 shares

   0.65% of the 13F portfolio, value $1,163,000.

   13F-HR 0001085146-13-001838 filed by Dominick & Dominick LLC
   Filed 2013-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2013-06-30

   13F 17,900 shares

   Change vs previous 13F not available

   0.72% of the 13F portfolio, value $1,240,000.

   13F-HR 0001085146-13-001150 filed by Dominick & Dominick LLC
   Filed 2013-07-12 (acceptance time not in the bulk data set), ingested 2026-10-06 09:59:42 UTC

   Acceptance time not in the bulk data set (spec §4.2).