13F-HR filed by Dominick & Dominick LLC
Dominick & Dominick LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-16, with 189 holding rows worth $208,568,000.
- Accession
- 0001085146-14-001907
- Filer
- CIK 1453102
- Filed
- 2014-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 189 entries on the cover page, a total value of $208,568,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,568,000 with VALUE read as thousands by filing date, 13F file number 028-13375. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 135,901 | $13,692,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 92,922 | $8,739,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 126,745 | $7,513,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 59,683 | $6,362,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 199,986 | $5,124,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,650 | $5,059,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 41,733 | $4,407,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 42,830 | $4,125,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 52,161 | $3,743,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 35,887 | $3,649,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 40,629 | $3,617,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,495 | $3,400,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 51,765 | $3,068,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 86,576 | $3,051,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 23,373 | $2,977,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 37,553 | $2,859,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,066 | $2,853,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 29,460 | $2,773,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,085 | $2,564,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 43,670 | $2,522,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,495 | $2,211,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 129,451 | $2,207,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 34,049 | $2,131,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,530 | $2,038,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,410 | $2,022,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 23,150 | $1,951,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 9,732 | $1,917,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 42,360 | $1,807,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 14,900 | $1,719,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,088 | $1,713,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 14,900 | $1,711,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,597 | $1,679,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 20,950 | $1,677,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 35,672 | $1,654,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,300 | $1,632,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,433 | $1,599,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 20,640 | $1,578,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 62,250 | $1,567,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 67,095 | $1,508,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 24,906 | $1,500,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 27,800 | $1,484,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 33,700 | $1,402,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 13,140 | $1,335,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 7,100 | $1,265,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 28,300 | $1,235,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 10,700 | $1,204,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 15,164 | $1,199,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 11,900 | $1,199,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,808 | $1,192,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 39,558 | $1,170,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 18,400 | $1,153,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 20,796 | $1,123,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 21,127 | $1,108,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 14,763 | $1,104,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,800 | $1,098,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 9,700 | $1,078,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 16,350 | $1,076,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 5,850 | $1,069,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 13,425 | $1,020,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4,650 | $1,018,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,079 | $1,005,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 42,500 | $997,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 42,903 | $983,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 7,105 | $981,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 9,900 | $940,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,527 | $937,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 14,600 | $931,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 28,500 | $929,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16,400 | $925,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 15,000 | $894,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 27,443 | $880,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 27,768 | $874,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,510 | $873,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 24,894 | $861,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 50,936 | $855,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 34,296 | $845,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,883 | $842,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,050 | $833,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,813 | $795,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,650 | $786,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,000 | $783,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 35,624 | $771,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,763 | $769,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 9,577 | $733,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,210 | $732,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 12,300 | $716,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9,800 | $704,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 35,800 | $692,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 19,259 | $683,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 30,300 | $676,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,400 | $662,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,847 | $654,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 19,968 | $652,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,305 | $646,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,400 | $646,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 5,100 | $639,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 9,880 | $609,000 | thousands by filing date | |
| 38259p508 | COM | 1,030 | $606,000 | thousands by filing date | ||
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,480 | $586,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,275 | $585,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,800 | $574,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 6,000 | $573,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,725 | $571,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,257 | $563,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,000 | $559,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,200 | $544,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,400 | $543,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 10,700 | $528,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 8,050 | $519,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,770 | $513,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 8,166 | $506,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,146 | $446,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,000 | $438,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,963 | $428,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,500 | $423,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,287 | $415,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,800 | $411,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,650 | $407,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,929 | $381,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 3,960 | $374,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 150,166 | $371,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,020 | $369,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,300 | $345,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,810 | $344,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,160 | $340,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 7,070 | $338,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 60,000 | $337,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,000 | $334,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,400 | $334,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,503 | $330,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 16,159 | $321,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 8,700 | $313,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,200 | $307,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,287 | $300,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,714 | $292,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 5,268 | $288,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,332 | $284,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,610 | $284,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 7,400 | $281,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,700 | $280,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,224 | $275,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 9,560 | $273,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 21,801 | $272,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,800 | $261,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,000 | $257,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 10,056 | $257,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,810 | $253,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,000 | $251,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 5,600 | $248,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,260 | $241,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,350 | $240,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,204 | $239,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,000 | $239,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,000 | $239,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,470 | $237,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,880 | $236,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,600 | $235,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,765 | $235,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 4,190 | $225,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 1,133 | $223,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 8,335 | $223,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,600 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,300 | $220,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,629 | $216,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,030 | $216,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,208 | $215,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,000 | $214,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 12,470 | $214,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,100 | $213,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 6,400 | $212,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $207,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,171 | $204,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,000 | $204,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,795 | $201,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 10,500 | $182,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 38,166 | $150,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,600 | $147,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,965 | $138,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,643 | $136,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,400 | $131,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 64,300 | $115,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,000 | $114,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 21,250 | $105,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 17,000 | $100,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 33,500 | $100,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 15,500 | $59,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,500 | $53,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,000 | $37,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 24,350 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001907 | this filing | 2014-10-16 | acceptance time not in the bulk data set |