13F-HR filed by Dominick & Dominick LLC
Dominick & Dominick LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-10, with 195 holding rows worth $209,183,000.
- Accession
- 0001085146-14-000346
- Filer
- CIK 1453102
- Filed
- 2014-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 195 entries on the cover page, a total value of $209,183,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $209,183,000 with VALUE read as thousands by filing date, 13F file number 028-13375. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 19,242 | $10,795,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 95,414 | $9,656,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 145,642 | $7,289,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 84,925 | $6,236,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 63,455 | $5,812,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 187,031 | $5,242,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 27,600 | $5,177,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 42,222 | $4,805,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 233,085 | $3,934,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 42,200 | $3,915,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 57,921 | $3,763,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 28,094 | $3,509,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 57,630 | $3,310,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 33,526 | $3,021,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 39,049 | $2,983,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 69,031 | $2,852,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 31,460 | $2,529,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 71,114 | $2,500,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 45,625 | $2,409,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,045 | $2,316,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 32,035 | $2,283,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 23,758 | $2,157,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,712 | $1,978,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 27,548 | $1,972,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 24,015 | $1,955,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 26,900 | $1,871,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,371 | $1,710,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21,700 | $1,706,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 40,850 | $1,679,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 42,500 | $1,629,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,386 | $1,582,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 15,100 | $1,574,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 69,697 | $1,567,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 29,800 | $1,543,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 18,623 | $1,533,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 26,675 | $1,475,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 23,430 | $1,431,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,746 | $1,392,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 21,785 | $1,378,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,950 | $1,355,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 14,560 | $1,330,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 15,950 | $1,303,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 16,504 | $1,299,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 15,625 | $1,296,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 52,500 | $1,289,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 11,350 | $1,261,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,443 | $1,254,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 33,450 | $1,208,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,262 | $1,159,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,625 | $1,141,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 68,545 | $1,067,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 15,800 | $1,055,000 | thousands by filing date | |
| HERMES INTL SCA FSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 42751Q105 | AMERICAN DEPOSITORY | 28,200 | $1,024,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 33,574 | $1,010,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,349 | $1,007,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 8,100 | $986,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 55,009 | $979,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,137 | $970,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 42,962 | $948,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,150 | $945,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 15,407 | $945,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 13,350 | $935,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 42,500 | $935,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,570 | $929,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,100 | $925,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 41,200 | $924,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,860 | $913,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 6,300 | $906,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 8,150 | $900,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 89,000 | $889,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 16,400 | $880,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 7,475 | $871,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,269 | $847,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 20,270 | $836,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 50,500 | $834,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 21,698 | $819,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 33,000 | $792,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 14,000 | $780,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,234 | $778,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,225 | $773,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 36,500 | $770,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 14,866 | $759,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 23,100 | $755,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,550 | $735,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,250 | $714,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,785 | $703,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 39,000 | $695,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 12,995 | $694,000 | thousands by filing date | |
| 38259p508 | COM | 616 | $690,000 | thousands by filing date | ||
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,124 | $688,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,383 | $685,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,500 | $669,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 790 | $660,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 21,761 | $626,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 10,200 | $626,000 | thousands by filing date | |
| SWATCH GROUP AG ADR | 870123106 | USD | 18,550 | $615,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 10,100 | $609,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,900 | $608,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 10,650 | $598,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 13,100 | $595,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,384 | $582,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 11,753 | $578,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 15,200 | $577,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 18,040 | $566,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 4,750 | $549,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,480 | $549,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 29,335 | $542,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 17,021 | $536,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,807 | $530,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,460 | $522,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6,900 | $521,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 33,500 | $517,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,250 | $502,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 8,500 | $496,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,697 | $495,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 7,600 | $482,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,000 | $471,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 7,500 | $462,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 18,628 | $460,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 9,294 | $452,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 13,674 | $451,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 7,433 | $443,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,983 | $442,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 9,300 | $439,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,600 | $428,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 7,000 | $415,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 7,600 | $414,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,500 | $413,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 8,000 | $395,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,650 | $384,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 5,000 | $382,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 955 | $381,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,460 | $380,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,600 | $377,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 4,800 | $373,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 88,089 | $369,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,980 | $340,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 9,500 | $338,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,650 | $331,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,085 | $324,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 4,900 | $322,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 24,801 | $319,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,150 | $316,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,550 | $310,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 16,793 | $308,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,769 | $307,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 4,425 | $306,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,300 | $301,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 24,749 | $285,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,527 | $284,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 16,340 | $280,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 9,515 | $278,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,000 | $274,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 8,270 | $265,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 20,000 | $261,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,255 | $261,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,500 | $259,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 20,995 | $255,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 25,000 | $250,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,030 | $248,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,000 | $248,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 7,101 | $248,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,035 | $248,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 332,495 | $238,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,544 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 5,600 | $234,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 5,400 | $234,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,676 | $229,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 5,700 | $229,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 5,540 | $228,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 12,628 | $217,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 6,000 | $213,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 8,325 | $210,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,540 | $209,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,030 | $208,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,000 | $207,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 3,950 | $206,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,000 | $203,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,501 | $203,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,945 | $202,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 28,150 | $202,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,600 | $180,000 | thousands by filing date | |
| WHARF(HLDGS) | Y8800U127 | COM | 22,275 | $170,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 274,500 | $137,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 10,643 | $131,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 49,300 | $116,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 11,600 | $107,000 | thousands by filing date | |
| Crailer Technologies Inc. | 224248104 | COM | 115,348 | $95,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,500 | $93,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 20,000 | $88,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,500 | $75,000 | thousands by filing date | |
| Gulf Keystone Pete Ord | G4209G108 | COM | 21,506 | $62,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 22,350 | $57,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 12,700 | $38,000 | thousands by filing date | |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 100,000 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000346 | this filing | 2014-02-10 | acceptance time not in the bulk data set |