Dominick & Dominick LLC

13F filer, CIK 1453102, NEW YORK, NY

Dominick & Dominick LLC reported $209,183,000 across 195 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-10. Its ten largest share positions make up 30.05% of the portfolio.

Filed 2014-02-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:53:46 UTC13F-HR 0001085146-14-000346

Period: 2013-12-31
Reported value: $209M
Holdings: 195
Top 10 weight: 30.05%
New: 39
Sold out: 16

Largest buys vs the previous quarter

Security	Shares change	Approx. value
NSRGYnew	+84,925	$6.24M
PROSHARESnew	+233,085	$3.93M
Knew	+23,430	$1.43M
BANXnew	+52,500	$1.29M
SYYnew	+33,450	$1.21M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
INTCreduced	-59,323	-$1.54M
Dow Chemical Companyreduced	-26,150	-$1.16M
BUDexited	-9,600	-$952K
UNHexited	-11,750	-$841K
B/E AEROSPACE INCexited	-11,300	-$834K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001085146-14-000346, largest first. % of portfolio is the value over $209,183,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	19,242	$10.8M	5.16%	-254	Timeline
XOMEXXON MOBIL CORP	95,414	$9.66M	4.62%	+533	Timeline
MRKMERCK & CO INC	145,642	$7.29M	3.48%	-3,936	Timeline
NSRGYNESTLE SA-SPONS ADR	84,925	$6.24M	2.98%	new	Timeline
JNJJOHNSON & JOHNSON	63,455	$5.81M	2.78%	-1,375	Timeline
GENERAL ELEC COGENERAL ELEC CO	187,031	$5.24M	2.51%	-16,228
IBMINTERNATIONAL BUSINESS MACHS	27,600	$5.18M	2.47%	+1,580	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	42,222	$4.8M	2.3%	-1,150
PROSHARESPROSHARES	233,085	$3.93M	1.88%	new
TIFFANY & CO NEWTIFFANY & CO NEW	42,200	$3.92M	1.87%	0
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	57,921	$3.76M	1.8%	-800
CVXCHEVRON CORPORATION	28,094	$3.51M	1.68%	-4,258	Timeline
WALGREEN COWALGREEN CO	57,630	$3.31M	1.58%	-570
SLBSLB LIMITED	33,526	$3.02M	1.44%	-389	Timeline
DISDISNEY WALT CO	39,049	$2.98M	1.43%	+15	Timeline
KOCOCA COLA CO	69,031	$2.85M	1.36%	+4,974	Timeline
NVSNOVARTIS AG	31,460	$2.53M	1.21%	-400	Timeline
TAT&T INC	71,114	$2.5M	1.2%	+8,189	Timeline
ABBVABBVIE INC	45,625	$2.41M	1.15%	-575	Timeline
UPSUNITED PARCEL SVCS INC	22,045	$2.32M	1.11%	+450	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	32,035	$2.28M	1.09%	+1,400
CATCATERPILLAR INC	23,758	$2.16M	1.03%	-830	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	10,712	$1.98M	0.95%	-1,800	Timeline
CVSCVS HEALTH CORP	27,548	$1.97M	0.94%	+5,656	Timeline
PGPROCTER & GAMBLE CO	24,015	$1.96M	0.93%	-250	Timeline
BAXBAXTER INTL INC	26,900	$1.87M	0.89%	+9,200	Timeline
KMBKIMBERLY-CLARK CORP	16,371	$1.71M	0.82%	+1,000	Timeline
NKENIKE INC	21,700	$1.71M	0.82%	-800	Timeline
SOSOUTHERN CO	40,850	$1.68M	0.8%	+4,050	Timeline
ABTABBOTT LABORATORIES	42,500	$1.63M	0.78%	-550	Timeline
COPCONOCOPHILLIPS	22,386	$1.58M	0.76%	-222	Timeline
ECLECOLAB INC	15,100	$1.57M	0.75%	-1,640	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	69,697	$1.57M	0.75%	+5,864
MUNIPIMCO ETF TR	29,800	$1.54M	0.74%	0	Timeline
HDHOME DEPOT INC	18,623	$1.53M	0.73%	+2,548	Timeline
EDCONSOLIDATED EDISON INC	26,675	$1.48M	0.71%	-350	Timeline
KKELLANOVA	23,430	$1.43M	0.68%	new	Timeline
QCOMQUALCOMM INC	18,746	$1.39M	0.67%	+2,184	Timeline
TGTTARGET CORP	21,785	$1.38M	0.66%	-1,135	Timeline
BSVVANGUARD BD INDEX FDS	16,950	$1.35M	0.65%	-1,500	Timeline
DEDEERE & CO	14,560	$1.33M	0.64%	+11,725	Timeline
BIVVANGUARD BD INDEX FDS	15,950	$1.3M	0.62%	-2,400	Timeline
WMTWALMART INC	16,504	$1.3M	0.62%	+800	Timeline
PEPPEPSICO INC	15,625	$1.3M	0.62%	0	Timeline
BANXARROWMARK FINANCIAL CORP	52,500	$1.29M	0.62%	new	Timeline
ALLERGAN INCALLERGAN INC	11,350	$1.26M	0.6%	+400
JPMJPMORGAN CHASE & CO	21,443	$1.25M	0.6%	-8,182	Timeline
SYYSYSCO CORP	33,450	$1.21M	0.58%	new	Timeline
MMM3M CO	8,262	$1.16M	0.55%	+5,276	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	9,625	$1.14M	0.55%	+850	Timeline
BACBANK OF AMER CORP	68,545	$1.07M	0.51%	+592	Timeline
AFLAFLAC INC	15,800	$1.05M	0.5%	-1,500	Timeline
HESAYHERMES INTL S A UNSPONSORED AD	28,200	$1.02M	0.49%	new	Timeline
PPLPPL CORP	33,574	$1.01M	0.48%	-200	Timeline
EMREMERSON ELEC CO	14,349	$1.01M	0.48%	-3,300	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	8,100	$986K	0.47%	0	Timeline
BGBBLACKSTONE STRATEGIC CRED 20	55,009	$979K	0.47%	-308	Timeline
PMPHILIP MORRIS INTL INC	11,137	$970K	0.46%	-135	Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	42,962	$948K	0.45%	-2,325
SHWSHERWIN WILLIAMS CO	5,150	$945K	0.45%	+500	Timeline
WPCWP CAREY INC	15,407	$945K	0.45%	0	Timeline
RHHBYROCHE HOLDINGS LTD-SPONS ADR	13,350	$935K	0.45%	new	Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	42,500	$935K	0.45%	0
MCDMCDONALDS CORP	9,570	$929K	0.44%	-4,248	Timeline
LQDISHARES TR	8,100	$925K	0.44%	-2,500	Timeline
CSCOCISCO SYS INC	41,200	$924K	0.44%	-25,900	Timeline
GLDSPDR GOLD TR	7,860	$913K	0.44%	+110	Timeline
FDXFEDEX CORP	6,300	$906K	0.43%	-700	Timeline
BDXBECTON DICKINSON & CO	8,150	$900K	0.43%	new	Timeline
CFRUYCIE FINANCIERE RICH-UNSP ADR	89,000	$889K	0.42%	new	Timeline
SNYSANOFI SA	16,400	$880K	0.42%	0	Timeline
MONSANTO CO NEWMONSANTO CO NEW	7,475	$871K	0.42%	-2,250
DUKDUKE ENERGY CORP NEW	12,269	$847K	0.4%	-500	Timeline
UGLPROSHARES TR II	20,270	$836K	0.4%	-110	Timeline
NTT DOCOMO INCNTT DOCOMO INC	50,500	$834K	0.4%	-2,000
FCXFREEPORT MCMORAN INC	21,698	$819K	0.39%	+5,088	Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	33,000	$792K	0.38%	+2,200
CERNER CORPCERNER CORP	14,000	$780K	0.37%	0
METAMETA PLATFORMS INC	14,234	$778K	0.37%	-4,182	Timeline
PFEPFIZER INC	25,225	$773K	0.37%	-89	Timeline
DSLDOUBLELINE INCOME SOLUTIONS	36,500	$770K	0.37%	-100	Timeline
AIGAMERICAN INTL GROUP INC	14,866	$759K	0.36%	-4,424	Timeline
ZTSZOETIS INC	23,100	$755K	0.36%	new	Timeline
DEODIAGEO PLC	5,550	$735K	0.35%	0	Timeline
DHRDANAHER CORP DEL	9,250	$714K	0.34%	+200	Timeline
MSFTMICROSOFT CORP	18,785	$703K	0.34%	+2,609	Timeline
GLWCORNING INC	39,000	$695K	0.33%	+1,000	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	12,995	$694K	0.33%	-11,500
GoogleGoogle	616	$690K	0.33%	-2
DVNDEVON ENERGY CORP NEW	11,124	$688K	0.33%	new	Timeline
INTCINTEL CORP	26,383	$685K	0.33%	-59,323	Timeline
LOWLOWES COS INC	13,500	$669K	0.32%	-2,200	Timeline
MAMASTERCARD INCORPORATED	790	$660K	0.32%	0	Timeline
CSXCSX CORP	21,761	$626K	0.3%	-1,079	Timeline
JARDEN CORPJARDEN CORP	10,200	$626K	0.3%	new
SWGAYSWATCH GROUP AG UNSPON ADR (SW	18,550	$615K	0.29%	new	Timeline
DGDOLLAR GEN CORP	10,100	$609K	0.29%	new	Timeline
ORCLORACLE CORP	15,900	$608K	0.29%	-900	Timeline
COACH INCCOACH INC	10,650	$598K	0.29%	new
WFCWELLS FARGO & CO	13,100	$595K	0.28%	-3,015	Timeline
LVSLAS VEGAS SANDS CORP	7,384	$582K	0.28%	-80	Timeline
VZVERIZON COMMUNICATIONS INC	11,753	$578K	0.28%	-1,898	Timeline
IDVISHARES TR	15,200	$577K	0.28%	0	Timeline
MSMORGAN STANLEY	18,040	$566K	0.27%	-342	Timeline
PSMTPRICESMART INC	4,750	$549K	0.26%	0	Timeline
DDOMINION ENERGY INC	8,480	$549K	0.26%	-700	Timeline
PROSHARES SHORT MDCP 400PROSHARES SHORT MDCP 400	29,335	$542K	0.26%	new
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	17,021	$536K	0.26%	+7,261
MOALTRIA GROUP INC	13,807	$530K	0.25%	0	Timeline
GISGENERAL MILLS INC	10,460	$522K	0.25%	0	Timeline
BF-BBROWN FORMAN CORP	6,900	$521K	0.25%	+1,800	Timeline
FFORD MTR CO	33,500	$517K	0.25%	-21,850	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	6,250	$502K	0.24%	-850
TIM HORTONS INCTIM HORTONS INC	8,500	$496K	0.24%	0
IJHISHARES TR	3,697	$495K	0.24%	-50	Timeline
DVADAVITA INC	7,600	$482K	0.23%	+1,300	Timeline
TDTORONTO DOMINION BK ONT	5,000	$471K	0.23%	0	Timeline
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	7,500	$462K	0.22%	0
PSFCOHEN & STEERS SELECT PFD &	18,628	$460K	0.22%	+53	Timeline
BPBP PLC	9,294	$452K	0.22%	-1,527	Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	13,674	$451K	0.22%	-386
CTASCINTAS CORP	7,433	$443K	0.21%	-400	Timeline
VVISA INC	1,983	$442K	0.21%	-25	Timeline
AGL RES INCAGL RES INC	9,300	$439K	0.21%	new
COSTCOSTCO WHOLESALE CORPORATION	3,600	$428K	0.2%	-800	Timeline
CLHCLEAN HARBORS INC	7,000	$415K	0.2%	-7,200	Timeline
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INC	7,600	$414K	0.2%	new
GILDGILEAD SCIENCES INC	5,500	$413K	0.2%	+300	Timeline
MARMARRIOTT INTL INC NEW	8,000	$395K	0.19%	0	Timeline
Dow Chemical CompanyDow Chemical Company	8,650	$384K	0.18%	-26,150
INTUINTUIT	5,000	$382K	0.18%	0	Timeline
AMZNAMAZON COM INC	955	$381K	0.18%	0	Timeline
WMWASTE MGMT INC DEL	8,460	$380K	0.18%	-150	Timeline
BONDPIMCO ETF TR	3,600	$377K	0.18%	+500	Timeline
VARIAN MED SYS INCVARIAN MED SYS INC	4,800	$373K	0.18%	-450
BIOTA PHARMACEUTIALS INCBIOTA PHARMACEUTIALS INC	88,089	$369K	0.18%	+26,000
AMGNAMGEN INC	2,980	$340K	0.16%	-25	Timeline
CARLYLE GROUP L PCARLYLE GROUP L P	9,500	$338K	0.16%	new
AXPAMERICAN EXPRESS CO	3,650	$331K	0.16%	0	Timeline
TJXTJX COS INC NEW	5,085	$324K	0.15%	0	Timeline
EWEDWARDS LIFESCIENCES CORP	4,900	$322K	0.15%	new	Timeline
CLNECLEAN ENERGY FUELS CORP	24,801	$319K	0.15%	-350	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	5,150	$316K	0.15%	0
BHPBHP BILLITON LIMITED	4,550	$310K	0.15%	new	Timeline
EDFVIRTUS STONE HBR EMRG MKTS I	16,793	$308K	0.15%	-1,504	Timeline
BMYBRISTOL-MYERS SQUIBB CO	5,769	$307K	0.15%	+2	Timeline
DIRECTVDIRECTV	4,425	$306K	0.15%	-4,875
HCP INCHCP INC	8,300	$301K	0.14%	new
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	24,749	$285K	0.14%	+130
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	3,527	$284K	0.14%	-1
BTTBLACKROCK MUN TARGET TERM TR	16,340	$280K	0.13%	+124	Timeline
STARZSTARZ	9,515	$278K	0.13%	-250
HONHONEYWELL INTL INC	3,000	$274K	0.13%	-2,100	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	8,270	$265K	0.13%	0	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	20,000	$261K	0.12%	+10,000	Timeline
FLRFLUOR CORP	3,255	$261K	0.12%	-260	Timeline
SJMSMUCKER J M CO	2,500	$259K	0.12%	new	Timeline
ISHARESISHARES	20,995	$255K	0.12%	-203
XEXGXEATON VANCE TAX-MANAGED GLOB	25,000	$250K	0.12%	+5,000	Timeline
MDLZMONDELEZ INTL INC	7,030	$248K	0.12%	new	Timeline
VCITVANGUARD SCOTTSDALE FDS	3,000	$248K	0.12%	0	Timeline
BNYBANK OF NY MELLON CORP	7,101	$248K	0.12%	new	Timeline
SEADRILL ORDSEADRILL ORD	6,035	$248K	0.12%	+1,000
LWLGLIGHTWAVE LOGIC INC	332,495	$238K	0.11%	new	Timeline
CMCSACOMCAST CORP NEW	4,544	$236K	0.11%	new	Timeline
EEMISHARES TR	5,600	$234K	0.11%	0	Timeline
MYLAN INCMYLAN INC	5,400	$234K	0.11%	-9,700
BABOEING CO	1,676	$229K	0.11%	new	Timeline
UNILEVER N VUNILEVER N V	5,700	$229K	0.11%	-6,225
RVTYREVVITY INC	5,540	$228K	0.11%	-4,000	Timeline
AVON PRODS INCAVON PRODS INC	12,628	$217K	0.1%	-14,200
VECTREN CORPVECTREN CORP	6,000	$213K	0.1%	0
AALAMERICAN AIRLINES GROUP INC	8,325	$210K	0.1%	new	Timeline
PVHPVH CORPORATION	1,540	$209K	0.1%	new	Timeline
LNCLINCOLN NATL CORP IND	4,030	$208K	0.1%	new	Timeline
IDAIDACORP INC	4,000	$207K	0.1%	new	Timeline
CCITIGROUP INC	3,950	$206K	0.1%	new	Timeline
ETGEATON VANCE TX ADV GLBL DIV	12,000	$203K	0.1%	+2,000	Timeline
TIME WARNER CABLE INCTIME WARNER CABLE INC	1,501	$203K	0.1%	-1,000
AETNA INC NEWAETNA INC NEW	2,945	$202K	0.1%	new
EMULEX CORPEMULEX CORP	28,150	$202K	0.1%	-2,000
MDXGMIMEDX GROUP INC	20,600	$180K	0.09%	+1,500	Timeline
WHARF(HLDGS)WHARF(HLDGS)	22,275	$170K	0.08%	new
INTELLICHECK MOBILISA INCINTELLICHECK MOBILISA INC	274,500	$137K	0.07%	+31,600
NRKNUVEEN NY AMT FREE	10,643	$131K	0.06%	0	Timeline
VERMILLION INCVERMILLION INC	49,300	$116K	0.06%	+15,000
GLDDGREAT LAKES DREDGE & DOCK CO	11,600	$107K	0.05%	0	Timeline
Crailer Technologies Inc.Crailer Technologies Inc.	115,348	$95K	0.05%	new
ZYNGA INC.ZYNGA INC.	24,500	$93K	0.04%	0
ALCATEL-LUCENTALCATEL-LUCENT	20,000	$88K	0.04%	0
MANNKIND CORPMANNKIND CORP	14,500	$75K	0.04%	new
Gulf Keystone Pete OrdGulf Keystone Pete Ord	21,506	$62K	0.03%	new
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	22,350	$57K	0.03%	-5,000
HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INC	12,700	$38K	0.02%	-2,282
ALPHA BANK AE-SPON ADRALPHA BANK AE-SPON ADR	100,000	$26K	0.01%	new

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
BUDANHEUSER BUSCH INBEV SA NV	9,600	$952K	shares
UNHUNITEDHEALTH GROUP INC	11,750	$841K	shares
B/E AEROSPACE INCB/E AEROSPACE INC	11,300	$834K	shares
BARRICK GOLD CORPBARRICK GOLD CORP	43,400	$808K	shares
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	12,700	$717K	shares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	15,997	$400K	shares
HESS CORPHESS CORP	5,060	$391K	shares
XEROX CORPXEROX CORP	31,345	$323K	shares
INERGY MIDSTREAM LPINERGY MIDSTREAM LP	12,000	$265K	shares
LEALEAR CORP	3,100	$222K	shares
PPGPPG INDS INC	1,330	$222K	shares
NVONOVO-NORDISK A S	1,200	$203K	shares
EXCO RESOURCES INCEXCO RESOURCES INC	12,500	$84K	shares
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	11,000	$43K	shares
STAR SCIENTIFIC INC COMSTAR SCIENTIFIC INC COM	13,000	$25K	shares
DYNAVAX TECHNOLOGIES CORPDYNAVAX TECHNOLOGIES CORP	16,800	$20K	shares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-14-000346	base		2014-02-10	acceptance time not in the bulk data set	2026-10-07 19:53:46 UTC