Dominick & Dominick LLC

13F filer, CIK 1453102, NEW YORK, NY

Dominick & Dominick LLC reported $180,282,000 across 172 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-07. Its ten largest share positions make up 30.59% of the portfolio.

Filed 2013-11-07 (acceptance time not in the bulk data set), ingested 2026-10-07 20:02:22 UTC13F-HR 0001085146-13-001838

Period: 2013-09-30
Reported value: $180M
Holdings: 172
Top 10 weight: 30.59%
New: 21
Sold out: 20

Largest buys vs the previous quarter

Security	Shares change	Approx. value
KMBnew	+15,371	$1.45M
KOadded	+32,241	$1.22M
MONSANTO CO NEWnew	+9,725	$1.01M
ALLERGAN INCnew	+10,950	$990K
B/E AEROSPACE INCnew	+11,300	$834K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PROSHARESexited	-42,245	-$1.25M
SWKexited	-11,525	-$891K
APDexited	-9,550	-$874K
UNHreduced	-10,900	-$780K
NVOreduced	-4,550	-$770K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001085146-13-001838, largest first. % of portfolio is the value over $180,282,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AAPLAPPLE INC	19,496	$9.29M	5.16%	+534	Timeline
XOMEXXON MOBIL CORP	94,881	$8.16M	4.53%	+853	Timeline
MRKMERCK & CO INC	149,578	$7.12M	3.95%	-5,800	Timeline
JNJJOHNSON & JOHNSON	64,830	$5.62M	3.12%	+1,200	Timeline
GENERAL ELEC COGENERAL ELEC CO	203,259	$4.86M	2.69%	+3,072
IBMINTERNATIONAL BUSINESS MACHS	26,020	$4.82M	2.67%	+3,286	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	43,372	$4.68M	2.59%	-561
CVXCHEVRON CORPORATION	32,352	$3.93M	2.18%	-518	Timeline
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	58,721	$3.44M	1.91%	+2,931
TIFFANY & CO NEWTIFFANY & CO NEW	42,200	$3.23M	1.79%	0
WALGREEN COWALGREEN CO	58,200	$3.13M	1.74%	-2,300
SLBSLB LIMITED	33,915	$3M	1.66%	+280	Timeline
DISDISNEY WALT CO	39,034	$2.52M	1.4%	-3,410	Timeline
NVSNOVARTIS AG	31,860	$2.44M	1.36%	-209	Timeline
KOCOCA COLA CO	64,057	$2.43M	1.35%	+32,241	Timeline
TAT&T INC	62,925	$2.13M	1.18%	+15,624	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	12,512	$2.1M	1.17%	+125	Timeline
ABBVABBVIE INC	46,200	$2.07M	1.15%	+850	Timeline
CATCATERPILLAR INC	24,588	$2.05M	1.14%	-625	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	30,635	$2.01M	1.12%	+2,350
UPSUNITED PARCEL SVCS INC	21,595	$1.97M	1.09%	-880	Timeline
INTCINTEL CORP	85,706	$1.96M	1.09%	+932	Timeline
PGPROCTER & GAMBLE CO	24,265	$1.83M	1.02%	+475	Timeline
ECLECOLAB INC	16,740	$1.65M	0.92%	+300	Timeline
NKENIKE INC	22,500	$1.63M	0.91%	0	Timeline
CSCOCISCO SYS INC	67,100	$1.57M	0.87%	+4,550	Timeline
COPCONOCOPHILLIPS	22,608	$1.57M	0.87%	+1,822	Timeline
MUNIPIMCO ETF TR	29,800	$1.55M	0.86%	-1,000	Timeline
BIVVANGUARD BD INDEX FDS	18,350	$1.53M	0.85%	0	Timeline
JPMJPMORGAN CHASE & CO	29,625	$1.53M	0.85%	-3,034	Timeline
SOSOUTHERN CO	36,800	$1.51M	0.84%	+2,900	Timeline
EDCONSOLIDATED EDISON INC	27,025	$1.49M	0.83%	+400	Timeline
BSVVANGUARD BD INDEX FDS	18,450	$1.48M	0.82%	-2,500	Timeline
TGTTARGET CORP	22,920	$1.47M	0.81%	+670	Timeline
KMBKIMBERLY-CLARK CORP	15,371	$1.45M	0.8%	new	Timeline
ABTABBOTT LABORATORIES	43,050	$1.43M	0.79%	+350	Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	63,833	$1.42M	0.79%	-1,182
Dow Chemical CompanyDow Chemical Company	34,800	$1.34M	0.74%	+6,250
MCDMCDONALDS CORP	13,818	$1.33M	0.74%	+202	Timeline
CVSCVS HEALTH CORP	21,892	$1.24M	0.69%	+1,197	Timeline
PEPPEPSICO INC	15,625	$1.24M	0.69%	+241	Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	24,495	$1.23M	0.68%	-2,575
HDHOME DEPOT INC	16,075	$1.22M	0.68%	+110	Timeline
LQDISHARES TR	10,600	$1.2M	0.67%	-900	Timeline
BAXBAXTER INTL INC	17,700	$1.16M	0.65%	-200	Timeline
WMTWALMART INC	15,704	$1.16M	0.64%	+2,916	Timeline
EMREMERSON ELEC CO	17,649	$1.14M	0.63%	+3,025	Timeline
QCOMQUALCOMM INC	16,562	$1.11M	0.62%	+1,395	Timeline
AFLAFLAC INC	17,300	$1.07M	0.59%	+400	Timeline
UGLPROSHARES TR II	20,380	$1.04M	0.58%	0	Timeline
NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME	45,287	$1.03M	0.57%	+1,176
PPLPPL CORP	33,774	$1.03M	0.57%	+174	Timeline
KOFCOCA-COLA FEMSA SAB DE CV	8,100	$1.02M	0.57%	0	Timeline
MONSANTO CO NEWMONSANTO CO NEW	9,725	$1.01M	0.56%	new
WPCWP CAREY INC	15,407	$997K	0.55%	0	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	8,775	$996K	0.55%	+1,037	Timeline
GLDSPDR GOLD TR	7,750	$993K	0.55%	0	Timeline
ALLERGAN INCALLERGAN INC	10,950	$990K	0.55%	new
BGBBLACKSTONE STRATEGIC CRED 20	55,317	$979K	0.54%	-1,061	Timeline
PMPHILIP MORRIS INTL INC	11,272	$976K	0.54%	-816	Timeline
BUDANHEUSER BUSCH INBEV SA NV	9,600	$952K	0.53%	+1,600	Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	42,500	$949K	0.53%	0
BACBANK OF AMER CORP	67,953	$938K	0.52%	-16,060	Timeline
AIGAMERICAN INTL GROUP INC	19,290	$938K	0.52%	+4,426	Timeline
FFORD MTR CO	55,350	$934K	0.52%	+3,850	Timeline
METAMETA PLATFORMS INC	18,416	$925K	0.51%	+1,305	Timeline
DUKDUKE ENERGY CORP NEW	12,769	$853K	0.47%	+5,900	Timeline
NTT DOCOMO INCNTT DOCOMO INC	52,500	$852K	0.47%	0
SHWSHERWIN WILLIAMS CO	4,650	$847K	0.47%	0	Timeline
UNHUNITEDHEALTH GROUP INC	11,750	$841K	0.47%	-10,900	Timeline
B/E AEROSPACE INCB/E AEROSPACE INC	11,300	$834K	0.46%	new
CLHCLEAN HARBORS INC	14,200	$833K	0.46%	-800	Timeline
SNYSANOFI SA	16,400	$830K	0.46%	-2,350	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	43,400	$808K	0.45%	-2,100
DSLDOUBLELINE INCOME SOLUTIONS	36,600	$803K	0.45%	0	Timeline
FDXFEDEX CORP	7,000	$799K	0.44%	0	Timeline
LOWLOWES COS INC	15,700	$747K	0.41%	0	Timeline
CERNER CORPCERNER CORP	14,000	$736K	0.41%	+7,000
PFEPFIZER INC	25,314	$727K	0.4%	+11,891	Timeline
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	12,700	$717K	0.4%	-2,400
DEODIAGEO PLC	5,550	$705K	0.39%	new	Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	30,800	$677K	0.38%	new
WFCWELLS FARGO & CO	16,115	$666K	0.37%	-449	Timeline
VZVERIZON COMMUNICATIONS INC	13,651	$637K	0.35%	-1,885	Timeline
DHRDANAHER CORP DEL	9,050	$627K	0.35%	+1,550	Timeline
CSXCSX CORP	22,840	$588K	0.33%	+3,345	Timeline
MYLAN INCMYLAN INC	15,100	$576K	0.32%	-5,800
DDOMINION ENERGY INC	9,180	$574K	0.32%	0	Timeline
ORCLORACLE CORP	16,800	$557K	0.31%	-16,200	Timeline
DIRECTVDIRECTV	9,300	$556K	0.31%	+2,550
GLWCORNING INC	38,000	$554K	0.31%	+6,000	Timeline
AVON PRODS INCAVON PRODS INC	26,828	$553K	0.31%	-4,000
IDVISHARES TR	15,200	$551K	0.31%	0	Timeline
FCXFREEPORT MCMORAN INC	16,610	$549K	0.3%	-1,375	Timeline
BED BATH & BEYOND INCBED BATH & BEYOND INC	7,100	$549K	0.3%	+650
GoogleGoogle	618	$541K	0.3%	+10
MSFTMICROSOFT CORP	16,176	$538K	0.3%	-2,547	Timeline
MAMASTERCARD INCORPORATED	790	$531K	0.29%	-60	Timeline
COSTCOSTCO WHOLESALE CORPORATION	4,400	$507K	0.28%	0	Timeline
GISGENERAL MILLS INC	10,460	$501K	0.28%	0	Timeline
LVSLAS VEGAS SANDS CORP	7,464	$496K	0.28%	-2,628	Timeline
MSMORGAN STANLEY	18,382	$495K	0.27%	-8,435	Timeline
TIM HORTONS INCTIM HORTONS INC	8,500	$493K	0.27%	new
INGERSOLL-RAND PLCINGERSOLL-RAND PLC	7,500	$487K	0.27%	0
MOALTRIA GROUP INC	13,807	$474K	0.26%	-956	Timeline
IJHISHARES TR	3,747	$465K	0.26%	+168	Timeline
BPBP PLC	10,821	$455K	0.25%	-447	Timeline
PSMTPRICESMART INC	4,750	$452K	0.25%	new	Timeline
TDTORONTO DOMINION BK ONT	5,000	$450K	0.25%	new	Timeline
UNILEVER N VUNILEVER N V	11,925	$450K	0.25%	-1,200
PSFCOHEN & STEERS SELECT PFD &	18,575	$445K	0.25%	-690	Timeline
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN	14,060	$440K	0.24%	new
HONHONEYWELL INTL INC	5,100	$424K	0.24%	-7,595	Timeline
CTASCINTAS CORP	7,833	$401K	0.22%	-100	Timeline
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	15,997	$400K	0.22%	+422
VARIAN MED SYS INCVARIAN MED SYS INC	5,250	$392K	0.22%	0
HESS CORPHESS CORP	5,060	$391K	0.22%	-60
VVISA INC	2,008	$384K	0.21%	+226	Timeline
RVTYREVVITY INC	9,540	$360K	0.2%	new	Timeline
EDFVIRTUS STONE HBR EMRG MKTS I	18,297	$359K	0.2%	-590	Timeline
DVADAVITA INC	6,300	$358K	0.2%	new	Timeline
MMM3M CO	2,986	$357K	0.2%	+181	Timeline
WMWASTE MGMT INC DEL	8,610	$355K	0.2%	-1,400	Timeline
BF-BBROWN FORMAN CORP	5,100	$347K	0.19%	+900	Timeline
AMGNAMGEN INC	3,005	$336K	0.19%	+600	Timeline
MARMARRIOTT INTL INC NEW	8,000	$336K	0.19%	-11,700	Timeline
INTUINTUIT	5,000	$332K	0.18%	-301	Timeline
BONDPIMCO ETF TR	3,100	$328K	0.18%	new	Timeline
GILDGILEAD SCIENCES INC	5,200	$327K	0.18%	+1,000	Timeline
XEROX CORPXEROX CORP	31,345	$323K	0.18%	0
CLNECLEAN ENERGY FUELS CORP	25,151	$321K	0.18%	+1,140	Timeline
AMZNAMAZON COM INC	955	$299K	0.17%	new	Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	5,150	$298K	0.17%	-1,900
BTTBLACKROCK MUN TARGET TERM TR	16,216	$294K	0.16%	+87	Timeline
TJXTJX COS INC NEW	5,085	$287K	0.16%	+100	Timeline
NUVEEN INTERMEDIATE DURATIO…NUVEEN INTERMEDIATE DURATION M	24,619	$283K	0.16%	+92
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	3,528	$282K	0.16%	+134
TIME WARNER CABLE INCTIME WARNER CABLE INC	2,501	$279K	0.15%	+1
AXPAMERICAN EXPRESS CO	3,650	$276K	0.15%	-4,479	Timeline
STARZSTARZ	9,765	$275K	0.15%	new
PEGPUBLIC SVC ENTERPRISE GROUP	8,270	$272K	0.15%	0	Timeline
BMYBRISTOL-MYERS SQUIBB CO	5,767	$267K	0.15%	+116	Timeline
INERGY MIDSTREAM LPINERGY MIDSTREAM LP	12,000	$265K	0.15%	new
BIOTA PHARMACEUTIALS INCBIOTA PHARMACEUTIALS INC	62,089	$260K	0.14%	+32,154
ISHARESISHARES	21,198	$253K	0.14%	-13,369
VCITVANGUARD SCOTTSDALE FDS	3,000	$250K	0.14%	0	Timeline
FLRFLUOR CORP	3,515	$249K	0.14%	-30	Timeline
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	9,760	$243K	0.13%	new
EMULEX CORPEMULEX CORP	30,150	$234K	0.13%	-1,000
DEDEERE & CO	2,835	$231K	0.13%	+69	Timeline
EEMISHARES TR	5,600	$228K	0.13%	0	Timeline
SEADRILL ORDSEADRILL ORD	5,035	$227K	0.13%	-1,000
LEALEAR CORP	3,100	$222K	0.12%	new	Timeline
PPGPPG INDS INC	1,330	$222K	0.12%	new	Timeline
NVONOVO-NORDISK A S	1,200	$203K	0.11%	-4,550	Timeline
VECTREN CORPVECTREN CORP	6,000	$200K	0.11%	0
XEXGXEATON VANCE TAX-MANAGED GLOB	20,000	$188K	0.1%	0	Timeline
ETGEATON VANCE TX ADV GLBL DIV	10,000	$156K	0.09%	0	Timeline
INTELLICHECK MOBILISA INCINTELLICHECK MOBILISA INC	242,900	$144K	0.08%	+28,851
NRKNUVEEN NY AMT FREE	10,643	$130K	0.07%	0	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	10,000	$129K	0.07%	0	Timeline
ZYNGA INC.ZYNGA INC.	24,500	$90K	0.05%	+2,250
VERMILLION INCVERMILLION INC	34,300	$88K	0.05%	+6,300
GLDDGREAT LAKES DREDGE & DOCK CO	11,600	$86K	0.05%	-800	Timeline
EXCO RESOURCES INCEXCO RESOURCES INC	12,500	$84K	0.05%	-2,500
MDXGMIMEDX GROUP INC	19,100	$80K	0.04%	new	Timeline
ALCATEL-LUCENTALCATEL-LUCENT	20,000	$71K	0.04%	new
CYTORI THERAPEUTICS INCCYTORI THERAPEUTICS INC	27,350	$64K	0.04%	0
HARRIS & HARRIS GROUP INCHARRIS & HARRIS GROUP INC	14,982	$45K	0.02%	+1,500
SIRIUS XM RADIO INCSIRIUS XM RADIO INC	11,000	$43K	0.02%	0
STAR SCIENTIFIC INC COMSTAR SCIENTIFIC INC COM	13,000	$25K	0.01%	-3,100
DYNAVAX TECHNOLOGIES CORPDYNAVAX TECHNOLOGIES CORP	16,800	$20K	0.01%	-12,500

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
PROSHARESPROSHARES	42,245	$1.25M	shares
SWKSTANLEY BLACK & DECKER INC	11,525	$891K	shares
APDAIR PRODUCTS AND CHEMICALS I	9,550	$874K	shares
BARD C R INCBARD C R INC	5,550	$603K	shares
CNICANADIAN NATL RY CO	6,150	$598K	shares
HALHALLIBURTON CO	13,700	$572K	shares
NUVEEN LG/SHT COMMODITY TOTRNUVEEN LG/SHT COMMODITY TOTR	19,200	$382K	shares
MDLZMONDELEZ INTL INC	13,329	$380K	shares
Chubb CorporationChubb Corporation	4,350	$368K	shares
LUXOTTICA GROUP SPA ADRLUXOTTICA GROUP SPA ADR	7,000	$354K	shares
BABOEING CO	3,099	$317K	shares
RYROYAL BK CDA	5,250	$306K	shares
EL PASO ELECTRIC COEL PASO ELECTRIC CO	8,400	$297K	shares
OXYOCCIDENTAL PETE CORP	3,000	$268K	shares
HEHAWAIIAN ELEC INDS INC MTN B	9,700	$246K	shares
SCANA CORP NEWSCANA CORP NEW	4,933	$242K	shares
PNCPNC FINL SVCS GROUP INC	3,250	$237K	shares
CCITIGROUP INC	4,293	$206K	shares
CLCOLGATE PALMOLIVE CO	3,500	$201K	shares
HLHECLA MINING COMPANY	14,700	$44K	shares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-13-001838	base		2013-11-07	acceptance time not in the bulk data set	2026-10-07 20:02:22 UTC