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CREDIT SUISSE AG/

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13F filer, CIK 824468, ZURICH, Switzerland

CREDIT SUISSE AG/ reported $99,158,147,548 across 3,260 holdings for the quarter ended 2023-03-31, in a 13F-HR filed 2023-05-10. Its ten largest share positions make up 19.88% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001567619-23-006013

Period
2023-03-31
Reported value
$99.2B
Holdings
3,260
Top 10 weight
19.88%
New
71
Sold out
761

Largest buys vs the previous quarter

SecurityShares changeApprox. value
LINnew+1,207,283$429M
SPYadded+709,305$290M
MSFTadded+545,576$157M
UBSadded+6,277,444$134M
MELIadded+84,742$112M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
LINDE PLC/OLDexited-1,374,816-$448M
AMZNreduced-3,198,060-$330M
NVDAreduced-973,464-$270M
AAPLreduced-1,533,413-$253M
BABAreduced-2,249,984-$230M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2023

Share positions as resolved from 13F-HR 0001567619-23-006013, largest first. % of portfolio is the value over $97,064,436,135, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
CLBTCELLEBRITE DI LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,901 shares; 2022Q3: 41,862 shares; 2022Q4: 41,529 shares; 2023Q1: 29,948 shares 29,948$182K<0.01%-11,581Timeline
VUZIVUZIX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 44,182 shares; 2022Q3: 44,206 shares; 2022Q4: 43,734 shares; 2023Q1: 43,750 shares 43,750$181K<0.01%+16Timeline
PRMEPRIME MEDICINE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 800 shares; 2023Q1: 14,705 shares 14,705$181K<0.01%+13,905Timeline
TRDAENTRADA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 6 shares; 2022Q3: not reported; 2022Q4: 8,811 shares; 2023Q1: 12,399 shares 12,399$180K<0.01%+3,588Timeline
ORGOORGANOGENESIS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 92,961 shares; 2022Q3: 112,854 shares; 2022Q4: 84,233 shares; 2023Q1: 84,248 shares 84,248$179K<0.01%+15Timeline
ASLEAERSALE CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,378 shares; 2022Q3: 12,445 shares; 2022Q4: 10,373 shares; 2023Q1: 10,377 shares 10,377$179K<0.01%+4Timeline
TDCX INCTDCX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,164 shares; 2022Q3: 24,614 shares; 2022Q4: 20,127 shares; 2023Q1: 20,061 shares 20,061$179K<0.01%-66
OATLY GROUP ABOATLY GROUP ABQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 1,138,916 shares; 2022Q3: 736,094 shares; 2022Q4: 125,479 shares; 2023Q1: 73,061 shares 73,061$177K<0.01%-52,418
HCMHUTCHMED CHINA LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 174,534 shares; 2022Q3: 185,980 shares; 2022Q4: 13,548 shares; 2023Q1: 13,548 shares 13,548$176K<0.01%0Timeline
CLARCLARUS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,067 shares; 2022Q3: 18,708 shares; 2022Q4: 18,491 shares; 2023Q1: 18,497 shares 18,497$175K<0.01%+6Timeline
ALTALTIMMUNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21 shares; 2022Q3: not reported; 2022Q4: 38,137 shares; 2023Q1: 41,372 shares 41,372$175K<0.01%+3,235Timeline
LEVGQLION ELEC CO COM (CAN)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 32,053 shares; 2022Q3: 40,151 shares; 2022Q4: 92,609 shares; 2023Q1: 92,314 shares 92,314$172K<0.01%-295Timeline
BFLYBUTTERFLY NETWORK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 78,052 shares; 2022Q3: 75,899 shares; 2022Q4: 76,042 shares; 2023Q1: 90,581 shares 90,581$170K<0.01%+14,539Timeline
ALKTALKAMI TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,515 shares; 2022Q3: 12,685 shares; 2022Q4: 12,444 shares; 2023Q1: 13,442 shares 13,442$170K<0.01%+998Timeline
HYLNHYLIION HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 140,830 shares; 2022Q3: 89,750 shares; 2022Q4: 84,564 shares; 2023Q1: 84,594 shares 84,594$167K<0.01%+30Timeline
ALLOVIR INCALLOVIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,236 shares; 2022Q3: 30,400 shares; 2022Q4: 37,194 shares; 2023Q1: 41,972 shares 41,972$165K<0.01%+4,778
DOUGDOUGLAS ELLIMAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 60,548 shares; 2022Q3: 55,757 shares; 2022Q4: 52,582 shares; 2023Q1: 52,601 shares 52,601$164K<0.01%+19Timeline
PRTSCARPARTS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 32,458 shares; 2022Q3: 24,470 shares; 2022Q4: 24,123 shares; 2023Q1: 30,401 shares 30,401$162K<0.01%+6,278Timeline
KODKODIAK SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 26,130 shares; 2022Q3: 26,286 shares; 2022Q4: 26,021 shares; 2023Q1: 26,030 shares 26,030$161K<0.01%+9Timeline
SOHO HOUSE & CO INCSOHO HOUSE & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 24,642 shares; 2022Q3: 24,642 shares; 2022Q4: 24,322 shares; 2023Q1: 24,330 shares 24,330$159K<0.01%+8
DFHDREAM FINDERS HOMES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,970 shares; 2022Q3: 12,080 shares; 2022Q4: 11,918 shares; 2023Q1: 11,923 shares 11,923$158K<0.01%+5Timeline
RAIN ONCOLOGY INCRAIN ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 8 shares; 2022Q3: 18,000 shares; 2022Q4: 18,000 shares; 2023Q1: 18,000 shares 18,000$157K<0.01%0
MULTIPLAN CORPORATIONMULTIPLAN CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 169,535 shares; 2022Q3: 149,444 shares; 2022Q4: 146,883 shares; 2023Q1: 146,925 shares 146,925$156K<0.01%+42
IGM BIOSCIENCES INCIGM BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 5,390 shares; 2022Q3: 5,444 shares; 2022Q4: 8,388 shares; 2023Q1: 11,211 shares 11,211$154K<0.01%+2,823
LXRXLEXICON PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,975 shares; 2022Q3: 39,483 shares; 2022Q4: 63,365 shares; 2023Q1: 63,385 shares 63,385$154K<0.01%+20Timeline
DIANTHUS THERAPEUTICS INC C…DIANTHUS THERAPEUTICS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 193,516 shares; 2022Q3: 193,500 shares; 2022Q4: 193,500 shares; 2023Q1: 193,500 shares 193,500$154K<0.01%0
ACDCPROFRAC HLDG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 76 shares; 2022Q4: 12,116 shares; 2023Q1: 12,120 shares 12,120$154K<0.01%+4Timeline
NGM BIOPHARMACEUTICALS INCNGM BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 27,515 shares; 2022Q3: 27,709 shares; 2022Q4: 34,594 shares; 2023Q1: 37,582 shares 37,582$153K<0.01%+2,988
SWIMLATHAM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 44,593 shares; 2022Q3: 44,800 shares; 2022Q4: 52,157 shares; 2023Q1: 53,475 shares 53,475$153K<0.01%+1,318Timeline
ROOTROOT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 42,291 shares; 2022Q4: 32,565 shares; 2023Q1: 33,779 shares 33,779$152K<0.01%+1,214Timeline
PGENPRECIGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 112,319 shares; 2022Q3: 112,897 shares; 2022Q4: 113,942 shares; 2023Q1: 140,874 shares 140,874$149K<0.01%+26,932Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,000 shares; 2022Q3: 14,000 shares; 2022Q4: 14,100 shares; 2023Q1: 14,000 shares 14,000$149K<0.01%-100
FULCFULCRUM THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,261 shares; 2022Q3: 22,590 shares; 2022Q4: 43,820 shares; 2023Q1: 52,062 shares 52,062$148K<0.01%+8,242Timeline
LOCOEL POLLO LOCO HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,746 shares; 2022Q3: 12,836 shares; 2022Q4: 12,682 shares; 2023Q1: 15,354 shares 15,354$147K<0.01%+2,672Timeline
PACKRANPAK HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 323,831 shares; 2022Q3: 27,378 shares; 2022Q4: 27,547 shares; 2023Q1: 27,558 shares 27,558$144K<0.01%+11Timeline
HGTYHAGERTY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,463 shares; 2022Q3: 16,468 shares; 2022Q4: 16,249 shares; 2023Q1: 16,256 shares 16,256$142K<0.01%+7Timeline
EVLVEVOLV TECHNOLOGIES HLDNGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 49,686 shares; 2022Q3: 50,068 shares; 2022Q4: 45,214 shares; 2023Q1: 45,230 shares 45,230$141K<0.01%+16Timeline
PIMCO NY MUNICIPAL INCOME FDPIMCO NY MUNICIPAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,500 shares; 2022Q3: 15,500 shares; 2022Q4: 15,500 shares; 2023Q1: 15,500 shares 15,500$139K<0.01%0
KCKINGSOFT CLOUD HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 347,178 shares; 2022Q3: 305,328 shares; 2022Q4: 235,208 shares; 2023Q1: 15,265 shares 15,265$136K<0.01%-219,943Timeline
KEZAR LIFE SCIENCES INCKEZAR LIFE SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 27,777 shares; 2022Q3: 28,040 shares; 2022Q4: 32,731 shares; 2023Q1: 43,190 shares 43,190$135K<0.01%+10,459
BENSON HILL INCBENSON HILL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 74,284 shares; 2022Q3: 74,454 shares; 2022Q4: 113,937 shares; 2023Q1: 116,091 shares 116,091$134K<0.01%+2,154
ORGANIGRAM GLOBAL ORDORGANIGRAM GLOBAL ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 193,129 shares; 2022Q3: 193,232 shares; 2022Q4: 215,453 shares; 2023Q1: 207,794 shares 207,794$133K<0.01%-7,659
ARHSARHAUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 15,484 shares 15,484$128K<0.01%newTimeline
OMEROMEROS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 34,589 shares; 2022Q3: 59,969 shares; 2022Q4: 28,836 shares; 2023Q1: 27,236 shares 27,236$127K<0.01%-1,600Timeline
ECECOPETROL S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,308 shares; 2022Q3: 11,308 shares; 2022Q4: not reported; 2023Q1: 11,865 shares 11,865$125K<0.01%newTimeline
GRFSGRIFOLS S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 165,000 shares; 2022Q3: 165,000 shares; 2022Q4: 15,200 shares; 2023Q1: 17,000 shares 17,000$125K<0.01%+1,800Timeline
CAREMAX INCCAREMAX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 31,218 shares; 2022Q3: 31,527 shares; 2022Q4: 31,976 shares; 2023Q1: 46,482 shares 46,482$124K<0.01%+14,506
MYNBLACKROCK MUNIYIELD N Y QUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,200 shares; 2022Q3: 12,200 shares; 2022Q4: 12,200 shares; 2023Q1: 12,200 shares 12,200$124K<0.01%0Timeline
CHARGE ENTERPRISES INCCHARGE ENTERPRISES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 24,255 shares; 2022Q3: 24,472 shares; 2022Q4: 111,905 shares; 2023Q1: 111,934 shares 111,934$123K<0.01%+29
ENFUSION INCENFUSION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,897 shares; 2022Q3: 14,210 shares; 2022Q4: 11,737 shares; 2023Q1: 11,718 shares 11,718$123K<0.01%-19
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 177,598 shares; 2022Q3: 172,816 shares; 2022Q4: 174,824 shares; 2023Q1: 174,859 shares 174,859$123K<0.01%+35
PHATPHATHOM PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,321 shares; 2022Q3: 10,812 shares; 2022Q4: 15,445 shares; 2023Q1: 16,661 shares 16,661$119K<0.01%+1,216Timeline
ANGI INC CLASS AANGI INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 57,613 shares; 2022Q3: 57,430 shares; 2022Q4: 54,995 shares; 2023Q1: 51,434 shares 51,434$117K<0.01%-3,561
MVSTMICROVAST HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 93,662 shares; 2022Q3: 93,966 shares; 2022Q4: 93,794 shares; 2023Q1: 93,824 shares 93,824$116K<0.01%+30Timeline
Vivid Seats IncVivid Seats IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,645 shares; 2022Q3: 17,781 shares; 2022Q4: 14,824 shares; 2023Q1: 14,830 shares 14,830$113K<0.01%+6
CANO HEALTH INCCANO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 113,555 shares; 2022Q3: 153,449 shares; 2022Q4: 158,732 shares; 2023Q1: 123,819 shares 123,819$113K<0.01%-34,913
WEWORK INCWEWORK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 141,995 shares; 2022Q3: 143,402 shares; 2022Q4: 144,348 shares; 2023Q1: 144,401 shares 144,401$112K<0.01%+53
ENICENEL CHILE SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 41,500 shares; 2022Q3: 41,500 shares; 2022Q4: 41,500 shares; 2023Q1: 41,500 shares 41,500$112K<0.01%0Timeline
PRPLPURPLE INNOVATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 42,399 shares; 2022Q3: 42,420 shares; 2022Q4: 42,166 shares; 2023Q1: 42,184 shares 42,184$111K<0.01%+18Timeline
POSEIDA THERAPEUTICS INCPOSEIDA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 36,029 shares 36,029$111K<0.01%new
TSPHCREATEAI HOLDINGS INC COMMON SQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 36,112 shares; 2022Q3: 49,808 shares; 2022Q4: 44,637 shares; 2023Q1: 75,166 shares 75,166$110K<0.01%+30,529Timeline
CGEMCULLINAN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,419 shares; 2022Q3: 10,563 shares; 2022Q4: 10,747 shares; 2023Q1: 10,750 shares 10,750$110K<0.01%+3Timeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 47,789 shares; 2022Q3: 16,123 shares; 2022Q4: 61,932 shares; 2023Q1: 66,599 shares 66,599$106K<0.01%+4,667Timeline
BOQII HLDG LTDBOQII HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 93,057 shares 93,057$106K<0.01%new
RXTRACKSPACE TECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,216 shares; 2022Q3: 48,492 shares; 2022Q4: 53,321 shares; 2023Q1: 55,280 shares 55,280$104K<0.01%+1,959Timeline
BRCCBRC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,162 shares; 2022Q3: 24,801 shares; 2022Q4: 20,138 shares; 2023Q1: 20,145 shares 20,145$104K<0.01%+7Timeline
G1 THERAPEUTICS INCG1 THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 1 shares; 2022Q3: not reported; 2022Q4: 34,589 shares; 2023Q1: 38,602 shares 38,602$103K<0.01%+4,013
LORDSTOWN MOTORS CORPLORDSTOWN MOTORS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 320,635 shares; 2022Q3: 257,280 shares; 2022Q4: 230,063 shares; 2023Q1: 150,875 shares 150,875$100K<0.01%-79,188
LUTHER BURBANK CORPLUTHER BURBANK CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,211 shares; 2022Q3: 13,277 shares; 2022Q4: 10,498 shares; 2023Q1: 10,502 shares 10,502$99.6K<0.01%+4
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 7,083 shares; 2022Q3: 7,567 shares; 2022Q4: 7,012 shares; 2023Q1: 10,686 shares 10,686$97.9K<0.01%+3,674
HBIOHARVARD BIOSCIENCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21 shares; 2022Q3: not reported; 2022Q4: 23,100 shares; 2023Q1: 23,100 shares 23,100$97K<0.01%0Timeline
ALXOALX ONCOLOGY HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,157 shares; 2022Q3: 26,233 shares; 2022Q4: 21,293 shares; 2023Q1: 21,297 shares 21,297$96.3K<0.01%+4Timeline
NXDRNEXTDOOR HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 41,886 shares; 2022Q3: 42,028 shares; 2022Q4: 43,861 shares; 2023Q1: 43,888 shares 43,888$94.4K<0.01%+27Timeline
Veru IncVeru IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 52,069 shares; 2022Q3: 58,786 shares; 2022Q4: 77,545 shares; 2023Q1: 81,260 shares 81,260$94.3K<0.01%+3,715
CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 4,868 shares; 2022Q3: 4,868 shares; 2022Q4: 54,868 shares; 2023Q1: 104,868 shares 104,868$93.3K<0.01%+50,000
META MATERIALS INCMETA MATERIALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 131,599 shares; 2022Q3: 224,354 shares; 2022Q4: 349,192 shares; 2023Q1: 228,202 shares 228,202$93K<0.01%-120,990
SEERSEER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,227 shares; 2022Q3: 23,001 shares; 2022Q4: 23,367 shares; 2023Q1: 23,376 shares 23,376$90.2K<0.01%+9Timeline
NRGVENERGY VAULT HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 35,385 shares; 2022Q3: 35,771 shares; 2022Q4: 41,581 shares; 2023Q1: 41,599 shares 41,599$89K<0.01%+18Timeline
AMRXAMNEAL PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 61,508 shares; 2022Q3: 62,099 shares; 2022Q4: 61,854 shares; 2023Q1: 61,879 shares 61,879$86K<0.01%+25Timeline
AEVA TECHNOLOGIES INCAEVA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 71,476 shares; 2022Q3: 71,617 shares; 2022Q4: 70,820 shares; 2023Q1: 70,849 shares 70,849$84.3K<0.01%+29
NYAXNAYAX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 5,179 shares; 2022Q4: 4,773 shares; 2023Q1: 4,775 shares 4,775$82.4K<0.01%+2Timeline
CCCCC4 THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,664 shares; 2022Q3: 24,030 shares; 2022Q4: 25,989 shares; 2023Q1: 25,997 shares 25,997$81.6K<0.01%+8Timeline
VELO3D INCVELO3D INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 46,588 shares; 2022Q3: 43,953 shares; 2022Q4: 34,840 shares; 2023Q1: 34,855 shares 34,855$79.1K<0.01%+15
ADVADVANTAGE SOLUTIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 40,936 shares; 2022Q3: 58,248 shares; 2022Q4: 49,950 shares; 2023Q1: 49,971 shares 49,971$79K<0.01%+21Timeline
ADICET BIO INCADICET BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,910 shares; 2022Q3: 14,043 shares; 2022Q4: 13,353 shares; 2023Q1: 13,358 shares 13,358$76.9K<0.01%+5
HLLYHOLLEY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 27,344 shares; 2022Q3: 27,592 shares; 2022Q4: 28,028 shares; 2023Q1: 28,040 shares 28,040$76.8K<0.01%+12Timeline
APIAGORA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 74,997 shares; 2022Q3: 97,225 shares; 2022Q4: 21,042 shares; 2023Q1: 20,976 shares 20,976$75.9K<0.01%-66Timeline
SICPQSILVERGATE CAP CORP CL A (MD)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 32,494 shares; 2022Q3: 27,739 shares; 2022Q4: 25,877 shares; 2023Q1: 43,500 shares 43,500$70.5K<0.01%+17,623Timeline
NEXTERS INCNEXTERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 70,862 shares; 2022Q3: 60,527 shares; 2022Q4: 11,141 shares; 2023Q1: 10,241 shares 10,241$70.2K<0.01%-900
PMVPPMV PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,540 shares; 2022Q3: 16,766 shares; 2022Q4: 14,117 shares; 2023Q1: 14,122 shares 14,122$67.4K<0.01%+5Timeline
Allbirds IncAllbirds IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 51,665 shares; 2022Q3: 52,205 shares; 2022Q4: 51,443 shares; 2023Q1: 51,468 shares 51,468$61.8K<0.01%+25
OCGNOCUGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 165,081 shares; 2022Q3: 241,856 shares; 2022Q4: 222,052 shares; 2023Q1: 68,000 shares 68,000$58K<0.01%-154,052Timeline
LANNET INCLANNET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 33,276 shares 33,276$57.9K<0.01%new
TIGRUP FINTECH HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 217,808 shares; 2022Q3: 195,638 shares; 2022Q4: 17,369 shares; 2023Q1: 17,271 shares 17,271$57.5K<0.01%-98Timeline
ONECONNECT FINL TECHNOLOGY CONECONNECT FINL TECHNOLOGY CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares 10,000$53.2K<0.01%0
ESS TECH INCESS TECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 65,945 shares; 2022Q3: 55,785 shares; 2022Q4: 39,489 shares; 2023Q1: 37,587 shares 37,587$52.2K<0.01%-1,902
GOTUGAOTU TECHEDU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 1,619,340 shares; 2022Q3: 812,336 shares; 2022Q4: 18,672 shares; 2023Q1: 12,262 shares 12,262$51.7K<0.01%-6,410Timeline
DIBS1STDIBS COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22 shares; 2022Q3: 133 shares; 2022Q4: 13,009 shares; 2023Q1: 13,008 shares 13,008$51.6K<0.01%-1Timeline
VISTRA CORPVISTRA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 1,404,829 shares; 2022Q3: 439,257 shares; 2022Q4: 439,257 shares; 2023Q1: 439,257 shares 439,257$46K<0.01%0
CANCANAAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 29 shares; 2022Q3: 52 shares; 2022Q4: 16,547 shares; 2023Q1: 16,408 shares 16,408$44.3K<0.01%-139Timeline
HYZON MOTORS INCHYZON MOTORS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 55,550 shares; 2022Q3: 54,988 shares; 2022Q4: 54,321 shares; 2023Q1: 54,340 shares 54,340$44.3K<0.01%+19
TLSTELOS CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,999 shares; 2022Q3: 21,614 shares; 2022Q4: 17,267 shares; 2023Q1: 17,273 shares 17,273$43.7K<0.01%+6Timeline
DDLDINGDONG CAYMAN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,574 shares; 2023Q1: 10,486 shares 10,486$40.5K<0.01%-88Timeline
GAMIDA CELL LTDGAMIDA CELL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 47,500 shares; 2023Q1: 47,500 shares 47,500$38.5K<0.01%0
BED BATH & BEYOND INCBED BATH & BEYOND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 230,485 shares; 2022Q3: 86,849 shares; 2022Q4: 94,011 shares; 2023Q1: 87,328 shares 87,328$37.3K<0.01%-6,683
VROOM INCVROOM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 51,715 shares; 2022Q3: 33,738 shares; 2022Q4: 33,738 shares; 2023Q1: 35,838 shares 35,838$32.2K<0.01%+2,100
COOL CO LTDCOOL CO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 28,995 shares 28,995$30.8K<0.01%new
SURFACE ONCOLOGY INCSURFACE ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 40,019 shares; 2022Q3: 40,000 shares; 2022Q4: 40,000 shares; 2023Q1: 40,000 shares 40,000$28K<0.01%0
CASA SYS INCCASA SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,438 shares; 2022Q3: 19,611 shares; 2022Q4: 19,318 shares; 2023Q1: 19,330 shares 19,330$24.6K<0.01%+12
ALPINE 4 HOLDINGS INCALPINE 4 HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 45,000 shares; 2022Q3: 45,000 shares; 2022Q4: 45,000 shares; 2023Q1: 45,000 shares 45,000$22.9K<0.01%0
Cinedigm Corp CL ACinedigm Corp CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 50,000 shares; 2022Q3: 50,000 shares; 2022Q4: 50,000 shares; 2023Q1: 50,000 shares 50,000$21K<0.01%0
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,367 shares; 2022Q3: 11,367 shares; 2022Q4: 11,367 shares; 2023Q1: 11,367 shares 11,367$17.1K<0.01%0
DOUYU INTL HLDGS LTDDOUYU INTL HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,192 shares; 2022Q3: 12,192 shares; 2022Q4: 10,810 shares; 2023Q1: 10,670 shares 10,670$12.7K<0.01%-140
ATIXFY COMMUNICATIONS LTDATIXFY COMMUNICATIONS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 13,963 shares 13,963$9.44K<0.01%new
EIGER BIOPHARMACEUTICALS INCEIGER BIOPHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,545 shares; 2022Q3: 10,737 shares; 2022Q4: 10,502 shares; 2023Q1: 10,500 shares 10,500$9.42K<0.01%-2
CYXTERA TECHNOLOGIES INCCYXTERA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 30,626 shares; 2022Q3: 30,816 shares; 2022Q4: 30,506 shares; 2023Q1: 30,518 shares 30,518$9.32K<0.01%+12
SDCCQSMILEDIRECTCLUB INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,270 shares; 2022Q3: 11,334 shares; 2022Q4: 11,334 shares; 2023Q1: 11,334 shares 11,334$4.87K<0.01%0Timeline
EXELA TECHNOLOGIES INCEXELA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 28,000 shares 28,000$1.09K<0.01%new
POLYMET MNG CORPPOLYMET MNG CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q2: restricted; 2021Q3: restricted; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 37,794 shares 37,794$93<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
EFAISHARES TR MSCI EAFE ETFcall1,721,000$123M+41,000
EEMISHARES TR MSCI EMG MKT ETFcall2,400,000$94.7M-3,796,300
BACBANK OF AMER CORP COMcall3,000,000$85.8Mnew
EFAISHARES TR MSCI EAFE ETFput1,035,800$74.1M+41,000
CVXCHEVRON CORPORATION COMcall403,400$65.8M-8,500
SPYSTATE STR SPDR S&P 500 ETF T SHScall148,100$60.6M-132,800
SPYSTATE STR SPDR S&P 500 ETF T SHSput136,100$55.7M-107,900
XLFSELECT SECTOR SPDR TR SHScall1,700,000$54.7Mnew
UPSUNITED PARCEL SVCS INC COMcall218,900$42.5M-494,900
XLFSELECT SECTOR SPDR TR SHSput1,300,000$41.8Mnew
GRMNGARMIN LTD Stockcall350,000$35.3Mnew
FXIISHARES TR CHINA LG-CAP ETFcall1,000,000$29.5Mnew
DISDISNEY WALT CO COMcall200,000$20Mnew
MPCMARATHON PETE CORP Stockcall110,400$14.9M0
XOMEXXON MOBIL CORP COMcall64,400$7.06M-122,600
MARATHON OIL CORPMARATHON OIL CORP COMcall52,400$1.26M0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

The largest 100 of 125. All 125

SecurityTypeAmountValueChange
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0principal47,747,000$53.4M-4,006,000
PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1principal15,350,000$33.8M-3,300,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1principal16,753,000$18.3M+821,000
ILLUMINA INCILLUMINA INC NOTE 8/1principal17,759,000$17.3M-3,000,000
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0principal15,000,000$14.2M-5,750,000
SSR Mining IncSSR Mining Inc Convertible bondprincipal9,800,000$12M0
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal12,457,000$11.4M-805,000
DEXCOM INCDEXCOM INC NOTE 0.250%11/1principal9,408,000$10.2M+3,797,000
SPLUNK INCSPLUNK INC BONDprincipal10,631,000$10.2M+1,200,000
EQT CORPEQT CORP NOTE 1.750% 5/0principal4,090,000$8.71M0
FIRST MAJESTIC SILVER CORPFIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1principal8,500,000$8.5M+5,500,000
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0principal5,830,000$8.38M-1,348,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1principal7,800,000$6.95M-1,501,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0principal5,209,000$6.88M+1,583,000
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0principal8,000,000$6.73M0
ARES CAPITAL CORPARES CAPITAL CORP NOTE 4.625% 3/0principal5,810,000$6.12M-3,000,000
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0principal10,500,000$5.79M0
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0principal3,270,000$5.38M+220,000
MGP INGREDIENTS INC NEWMGP INGREDIENTS INC NEW NOTE 1.875%11/1principal4,600,000$5.32M-1,026,000
SNAP INCSNAP INC NOTE 0.75% 08/01/2026principal5,699,000$5.17M+1,928,000
OMNICELL COMOMNICELL COM NOTE 0.250% 9/1principal5,800,000$5.14M0
PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INC NOTE 0.750% 8/0principal5,605,000$5.14M-558,000
NATIONAL VISION HLDGS INCNATIONAL VISION HLDGS INC NOTE 2.500% 5/1principal5,136,000$5.13Mnew
LI AUTO INCLI AUTO INC NOTE 0.250% 5/0principal4,475,000$4.92M0
VAIL RESORTS INCVAIL RESORTS INC NOTE 1/0principal5,471,000$4.87M+991,000
MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1principal4,906,000$4.82Mnew
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 0.250% 3/0principal5,469,000$4.79M+950,000
TECHTARGET INCTECHTARGET INC NOTE 12/1principal6,000,000$4.68Mnew
EXACT SCIENCES CORPEXACT SCIENCES CORP 2.000 03/01/30 CVTprincipal4,600,000$4.6Mnew
CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1principal5,373,000$4.5M-2,000,000
ZSCALER INCZSCALER INC NOTE 0.125% 7/0principal3,960,000$4.22M+232,000
MONGODB INCMONGODB INC NOTE 0.250% 1/1principal3,048,000$4.08M0
LIVONGO HEALTH INCLIVONGO HEALTH INC NOTE 0.875% 6/0principal4,569,000$4.03M+459,000
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1principal5,300,000$4.03M0
OKTA INCOKTA INC NOTE 0.375% 6/1principal4,600,000$3.94M0
Shopify IncShopify Inc Convertible bondprincipal4,472,000$3.9M-1,000,000
JBT MAREL CORPORATIONJBT MAREL CORPORATION NOTE 0.250% 5/1principal4,100,000$3.85M-323,000
INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1principal3,860,000$3.8M+60,000
GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1principal5,324,000$3.61M-460,000
WOLFSPEED INCWOLFSPEED INC NOTE 0.250% 2/1principal4,145,000$3.59Mnew
BILIBILI INCBILIBILI INC NOTE 1.375% 4/0principal2,500,000$3.18M+600,000
SEA LTDSEA LTD NOTE 0.250% 9/1principal4,050,000$3.09M-4,000,000
CNX RES CORPCNX RES CORP NOTE 2.250% 5/0principal1,600,000$2.98M0
PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1principal3,844,000$2.86Mnew
SEA LTDSEA LTD NOTE 2.375%12/0principal2,814,000$2.81M+298,000
ZILLOW GROUP INCZILLOW GROUP INC NOTE 1.375% 9/0principal2,489,000$2.79M+1,089,000
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1principal3,008,000$2.7M-50,000
CYBERARK SOFTWARE LTDCYBERARK SOFTWARE LTD NOTE 11/1principal2,267,000$2.66M-3,338,000
SNAP INCSNAP INC NOTE 0.125% 3/0principal2,574,000$2.57Mnew
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1principal3,600,000$2.51M0
INSMED INCINSMED INC NOTE 0.750% 6/0principal2,700,000$2.33M-189,000
TripAdvisor IncTripAdvisor Inc CONVprincipal2,900,000$2.3M0
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNVprincipal3,000,000$2.3M0
ETSY INCETSY INC NOTE 0.250% 6/1principal2,711,000$2.26M-6,000,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal2,350,000$2.24M-5,100,000
RAPID7 INCRAPID7 INC NOTE 0.250% 3/1principal2,400,000$2.18M0
LCI INDSLCI INDS NOTE 1.125% 5/1principal2,400,000$2.14M-3,744,000
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0principal1,659,000$1.99M-1,700,000
GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1principal2,354,000$1.95M+1,554,000
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0principal2,187,000$1.89M-5,013,000
DAYFORCE INCDAYFORCE INC NOTE 0.250% 3/1principal2,074,000$1.83Mnew
INSULET CORPINSULET CORP NOTE 0.375% 9/0principal1,300,000$1.81M-1,763,000
PERFICIENT INCPERFICIENT INC BONDprincipal2,250,000$1.77M0
SUNNOVA ENERGY INTL INC.SUNNOVA ENERGY INTL INC. NOTE 0.250%12/0principal2,300,000$1.76M0
CONFLUENT INCCONFLUENT INC NOTE 1/1principal2,100,000$1.62M0
Shift4 Payments IncShift4 Payments Inc Convertible bondprincipal1,400,000$1.57M0
ARRAY TECHNOLOGIES INCARRAY TECHNOLOGIES INC NOTE 1.000%12/0principal1,500,000$1.54M+600,000
IMPINJ INCIMPINJ INC NOTE 1.125% 5/1principal1,500,000$1.5M0
SUPERNUS PHARMACEUTICALSSUPERNUS PHARMACEUTICALS BONDprincipal1,500,000$1.47M0
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0principal1,841,000$1.43M+429,000
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0principal1,734,000$1.35M0
ALARM COM HLDGS INCALARM COM HLDGS INC NOTE 1/1principal1,600,000$1.33M0
RINGCENTRAL INCRINGCENTRAL INC NOTE 3/0principal1,500,000$1.33M0
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0principal840,000$1.31M0
LYFT INCLYFT INC NOTE 1.500% 5/1principal1,500,000$1.31M0
HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0principal831,000$1.27M-2,199,000
THE REALREAL INCTHE REALREAL INC CNVprincipal3,747,000$1.23Mnew
SNAP INCSNAP INC NOTE 5/0principal1,645,000$1.21Mnew
BLOCK INCBLOCK INC NOTE 5/0principal1,500,000$1.2M-5,200,000
CABLE ONE INCCABLE ONE INC NOTEprincipal1,600,000$1.16M0
PURE STORAGE INCPURE STORAGE INC NOTE 0.125% 4/1principal1,000,000$1.16M-1,000,000
PARSONS CORP DELPARSONS CORP DEL BONDprincipal1,000,000$1.11M0
XOMETRY INCXOMETRY INC NOTE 1.000% 2/0principal1,000,000$1Mnew
DROPBOX INCDROPBOX INC NOTE 3/0principal1,178,000$997Knew
JAMF HLDG CORPJAMF HLDG CORP NOTE 0.125% 9/0principal1,200,000$984K-1,318,000
INFINERA CORPINFINERA CORP CNVprincipal750,000$960K0
SABRE GLBL INCSABRE GLBL INC BONDprincipal800,000$916K0
LITHIUM ARGENTINA AGLITHIUM ARGENTINA AG NOTE 1.750% 1/1principal900,000$900K0
BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1principal909,000$836Knew
OKTA INCOKTA INC NOTE 0.125% 9/0principal928,000$811K0
MARA HOLDINGS INCMARA HOLDINGS INC NOTE 1.000%12/0principal800,000$800K0
THE REALREAL INCTHE REALREAL INC NOTE 3.000% 6/1principal1,257,000$776K-500,000
AMYRIS INCAMYRIS INC BONDprincipal2,200,000$763K0
NCL CORP LTDNCL CORP LTD BONDprincipal1,000,000$761Knew
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1principal750,000$750Knew
Q2 HLDGS INCQ2 HLDGS INC NOTE 0.750% 6/0principal900,000$731K0
PERMIAN RES OPER LLCPERMIAN RES OPER LLC NOTE 3.250% 4/0principal354,000$650K-4,546,000
NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1principal900,000$637Knew
WIX COM LTDWIX COM LTD NOTE 7/0principal650,000$620K0
COMMERCE.COM INCCOMMERCE.COM INC NOTE 0.250%10/0principal600,000$600K0

Sold out in Q1 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 761. All 761

SecurityShares beforeValue beforeType
LINDE PLC/OLDLINDE PLC/OLD1,374,816$448Mshares
UPSUNITED PARCEL SVCS INC394,900$68.6Mput
Cresud S A C I F Y A Warran…Cresud S A C I F Y A Warrant Exp …538,230$59.2Mshares
VMBSVANGUARD SCOTTSDALE FDS725,106$33Mshares
SVB FINANCIAL GROUPSVB FINANCIAL GROUP133,940$30.8Mshares
STORE CAP CORPSTORE CAP CORP669,335$21.5Mshares
RSXVANECK VECTORS RUSSIA ETF3,669,143$20.7Mshares
ATLAS CORPATLAS CORP1,148,794$17.6Mshares
IWMISHARES TR90,400$15.8Mcall
SBNYSIGNATURE BANK107,251$12.4Mshares
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED144,379$11.4Mshares
LHC GROUPLHC GROUP69,461$11.2Mshares
OAKTREE SPECIALTY LENDING C…OAKTREE SPECIALTY LENDING CORP1,210,863$8.32Mshares
SOUTH JERSEY INDUSTRIES INCSOUTH JERSEY INDUSTRIES INC233,718$8.3Mshares
HSBCHSBC HLDGS PLC250,350$7.8Mshares
ALTRA HOLDINGS INCALTRA HOLDINGS INC127,365$7.61Mshares
IAA INCIAA INC190,103$7.6Mshares
IWMISHARES TR43,400$7.57Mput
POSHMARK INCPOSHMARK INC412,038$7.37Mshares
MYOVANT SCIENCES LTDMYOVANT SCIENCES LTD233,976$6.31Mshares
KNOWBE4 INCKNOWBE4 INC244,845$6.07Mshares
1LIFE HEALTHCARE INC1LIFE HEALTHCARE INC353,675$5.91Mshares
Proshares Short S&PProshares Short S&P330,789$5.3Mshares
OEFISHARES TR30,012$5.12Mshares
VIVINT SMART HOME INCVIVINT SMART HOME INC427,995$5.09Mshares
EVO PMTS INCEVO PMTS INC150,431$5.09Mshares
UMPQUA HOLDINGSUMPQUA HOLDINGS271,594$4.85Mshares
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I46,721$4.71Mshares
SLBSLB LIMITED87,500$4.68Mcall
BBUCBROOKFIELD BUSINESS HOLDINGS248,813$4.68Mshares
MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC134,566$4.47Mshares
NEXTERA ENERGY INCNEXTERA ENERGY INC80,000$4.06Mshares
LEAD EDGE GROWTH OPRTUNTS LTLEAD EDGE GROWTH OPRTUNTS LT400,000$4.04Mshares
BILANDER ACQUISITION CORPBILANDER ACQUISITION CORP400,000$3.96Mshares
SIERRA WIRELESS INCSIERRA WIRELESS INC130,720$3.79Mshares
COWEN GROUP INCCOWEN GROUP INC94,115$3.63Mshares
EQNREQUINOR ASA101,118$3.62Mshares
SIGNIFY HEALTH INCSIGNIFY HEALTH INC125,384$3.59Mshares
RICE ACQUISITION CORP IIRICE ACQUISITION CORP II350,000$3.56Mshares
COUPA SOFTWARE INCCOUPA SOFTWARE INC3,900,000$3.55Mprincipal
CI FINL CORPCI FINL CORP252,524$3.41Mshares
DIREXION SHS ETF TRDIREXION SHS ETF TR447,000$3.41Mshares
ETSY INCETSY INC3,800,000$3.36Mprincipal
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC3,021,000$3.11Mprincipal
IMAGO BIOSCIENCES INCIMAGO BIOSCIENCES INC86,174$3.1Mshares
DIREXION SHS ETF TRDIREXION SHS ETF TR147,289$2.84Mshares
TATA MTRS LTDTATA MTRS LTD117,130$2.71Mshares
STRIDE INCSTRIDE INC2,754,000$2.46Mprincipal
IJKISHARES TR33,760$2.31Mshares
OAK STR HEALTH INCOAK STR HEALTH INC3,000,000$2.28Mprincipal
Coupa SoftwareCoupa Software2,370,000$2.1Mprincipal
MALLINCKRODT PLCMALLINCKRODT PLC266,534$2.07Mshares
USERTESTING INCUSERTESTING INC274,184$2.06Mshares
CATALYST PARTNRS ACQUISITN CCATALYST PARTNRS ACQUISITN C200,000$2.02Mshares
COLONNADE ACQUISITION CORP ICOLONNADE ACQUISITION CORP I200,000$2.01Mshares
OSIRIS ACQUISITION CORPOSIRIS ACQUISITION CORP188,671$1.88Mshares
LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN1,716,000$1.77Mprincipal
WARBURG PINCUS CAPTAL CORP IWARBURG PINCUS CAPTAL CORP I175,000$1.77Mshares
EEMISHARES TR46,300$1.75Mput
WEBER INCWEBER INC206,635$1.66Mshares
KENSINGTON CAPITAL ACQUISITIKENSINGTON CAPITAL ACQUISITI160,000$1.63Mshares
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL I150,000$1.5Mshares
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC574,460$1.47Mshares
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC1,347,000$1.43Mprincipal
SNAP INCSNAP INC1,579,000$1.42Mprincipal
FRONTLINE PLC FFRONTLINE PLC F112,105$1.36Mshares
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC800,000$1.31Mprincipal
IJSISHARES TR14,176$1.29Mshares
Dropbox IncDropbox Inc1,400,000$1.29Mprincipal
STNGSCORPIO TANKERS INC23,880$1.28Mshares
FTXHFIRST TR EXCHANGE TRADED FD44,800$1.23Mshares
WDSWOODSIDE ENERGY GROUP LTD50,568$1.22Mshares
NOVOCURE LTDNOVOCURE LTD1,356,000$1.2Mprincipal
TENTSAKOS ENERGY NAVIGATION LTD69,500$1.18Mshares
BLOCK INCBLOCK INC1,500,000$1.13Mprincipal
SMHVANECK ETF TRUST5,492$1.11Mshares
NVSNOVARTIS AG12,000$1.09Mshares
DACDANAOS CORPORATION20,600$1.08Mshares
SAFEHOLD INCSAFEHOLD INC35,973$1.03Mshares
ISTAR INCISTAR INC133,567$1.02Mshares
SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC960,000$1.01Mprincipal
ACCELERATE DIAGNOSTICS INCACCELERATE DIAGNOSTICS INC1,000,000$1Mprincipal
CALLAWAY GOLF COCALLAWAY GOLF CO704,000$957Kprincipal
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC800,000$867Kprincipal
RESOLUTE FOREST PRODUCTSRESOLUTE FOREST PRODUCTS38,437$830Kshares
CHEGG INCCHEGG INC900,000$828Kprincipal
BIOTECH ACQUISITION COMPANYBIOTECH ACQUISITION COMPANY79,251$800Kshares
DUCK CREEK TECHNOLOGIES INCDUCK CREEK TECHNOLOGIES INC65,596$790Kshares
BENEFITFOCUS INCBENEFITFOCUS INC74,007$774Kshares
XMTRXOMETRY INC21,959$708Kshares
JXIISHARES TR11,321$681Kshares
CINEMARK HLDGS INCCINEMARK HLDGS INC650,000$664Kprincipal
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL484,000$646Kprincipal
IVEISHARES TR4,440$644Kshares
PAYA HOLDINGS INCPAYA HOLDINGS INC80,494$633Kshares
AUTHENTIC EQUITY ACQUISTN COAUTHENTIC EQUITY ACQUISTN CO61,572$622Kshares
KHOSLA VENTURES ACQUT CO IIIKHOSLA VENTURES ACQUT CO III62,404$621Kshares
KRBNKRANESHARES TRUST16,741$611Kshares
ABG ACQUISITION CORP IABG ACQUISITION CORP I59,543$601Kshares
EUFNISHARES TR34,183$599Kshares

How Q1 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001567619-23-006013 base2023-05-10acceptance time not in the bulk data set