Concert Wealth Management Inc.

13F filer, CIK 1456534, SAN JOSE, CA

Concert Wealth Management Inc. reported $822,956,000 across 1,063 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-27. Its ten largest share positions make up 15.19% of the portfolio.

Filed 2016-10-27 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC13F-HR 0001085146-16-004576

Period: 2016-09-30
Reported value: $823M
Holdings: 1,063
Top 10 weight: 15.19%
New: 389
Sold out: 64

Largest buys vs the previous quarter

Security	Shares change	Approx. value
IVVadded	+26,007	$5.66M
USMVnew	+87,177	$3.95M
AGGadded	+25,830	$2.9M
HDVnew	+33,475	$2.71M
ETFS Gold Trustadded	+20,163	$2.58M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
PGreduced	-29,822	-$2.68M
Oreduced	-27,360	-$1.83M
E M C CORP MASSexited	-58,016	-$1.58M
TBFreduced	-71,570	-$1.51M
ISHARES MSCIreduced	-119,769	-$1.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001085146-16-004576, largest first. % of portfolio is the value over $822,818,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
POWERSHARES FUNDAMENTAL PUREPOWERSHARES FUNDAMENTAL PURE	11,026	$291K	0.04%	-45
MAINMAIN STR CAP CORP	8,445	$290K	0.04%	-68		Timeline
CHICALAMOS CONV OPPORTUNITIES &	28,214	$289K	0.04%	+4,803		Timeline
HYSPIMCO ETF TR	2,904	$289K	0.04%	-63		Timeline
FXGFIRST TR EXCHANGE-TRADED FD	6,234	$289K	0.04%	+238		Timeline
RVTYREVVITY INC	5,152	$288K	0.04%	new		Timeline
SPYDSPDR SERIES TRUST	8,286	$286K	0.03%	new		Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	3,317	$284K	0.03%	0
NGNOVAGOLD RESOURCES INC	50,300	$282K	0.03%	-500		Timeline
CNICANADIAN NATL RY CO	4,298	$281K	0.03%	+21		Timeline
IEUSISHARES TR	6,211	$281K	0.03%	new		Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	8,911	$281K	0.03%	+5
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR	12,905	$279K	0.03%	0
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	7,148	$278K	0.03%	-790
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	5,233	$276K	0.03%	-183
XJQCXNUVEEN CR STRATEGIES INCOME	32,718	$275K	0.03%	-2,500		Timeline
ULTAULTA BEAUTY INC	1,147	$274K	0.03%	-138		Timeline
HIIHUNTINGTON INGALLS INDS INC	1,768	$273K	0.03%	-147		Timeline
BAKER HUGHES INCBAKER HUGHES INC	5,293	$273K	0.03%	-73
SCHXSCHWAB STRATEGIC TR	5,399	$272K	0.03%	new		Timeline
BGC PARTNERS INCBGC PARTNERS INC	30,928	$271K	0.03%	0
FBTFIRST TR EXCHANGE-TRADED FD	2,702	$270K	0.03%	+13		Timeline
VAWVANGUARD WORLD FD	2,503	$269K	0.03%	-124		Timeline
BCEBCE INC	5,822	$268K	0.03%	+1,301		Timeline
CCLCARNIVAL CORP	5,434	$268K	0.03%	+59		Timeline
PHYSSPROTT ASSET MANAGEMENT LP	24,426	$268K	0.03%	-290		Timeline
PRAXAIR INCPRAXAIR INC	2,208	$268K	0.03%	-5
NFRAFLEXSHARES TR	5,846	$264K	0.03%	new		Timeline
PROSHRE U/S DJ-UBS CRUDE OILPROSHRE U/S DJ-UBS CRUDE OIL	3,277	$264K	0.03%	new
CAGCONAGRA BRANDS INC	5,514	$263K	0.03%	-357		Timeline
TRGPTARGA RES CORP	5,384	$263K	0.03%	+274		Timeline
HALHALLIBURTON CO	5,900	$263K	0.03%	-2,299		Timeline
HOGHARLEY DAVIDSON INC	4,977	$261K	0.03%	+28		Timeline
DJPBARCLAYS BANK PLC	11,103	$260K	0.03%	new		Timeline
FPXFIRST TR EXCHANGE-TRADED FD	4,772	$259K	0.03%	0		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	5,171	$259K	0.03%	+72
INCYINCYTE CORP	2,740	$257K	0.03%	0		Timeline
FXIISHARES TR	6,653	$256K	0.03%	-760		Timeline
ICFISHARES TR	2,449	$256K	0.03%	-4,619		Timeline
STATE STREETSTATE STREET	2,308	$255K	0.03%	-315
XETYXEATON VANCE TAX-MANAGED DIVE	23,809	$254K	0.03%	-5,639		Timeline
OLNOLIN CORP	12,454	$254K	0.03%	-4,546		Timeline
AIVIWISDOMTREE TR	6,479	$254K	0.03%	+145		Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	8,004	$253K	0.03%	-182
DGDOLLAR GEN CORP	3,621	$252K	0.03%	+576		Timeline
PHKPIMCO HIGH INCOME FD	25,245	$252K	0.03%	-1,000		Timeline
EVFEATON VANCE SR INCOME TR	39,200	$252K	0.03%	0		Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	11,071	$251K	0.03%	-18,705
SLVISHARES SILVER TR	13,821	$249K	0.03%	+2,066		Timeline
DPZDOMINOS PIZZA INC	1,648	$249K	0.03%	new		Timeline
IYJISHARES TR	2,195	$249K	0.03%	-150		Timeline
EEMVISHARES INC	4,608	$249K	0.03%	new		Timeline
Mallinckrodt PlcMallinckrodt Plc	3,578	$248K	0.03%	-30
OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC	5,861	$247K	0.03%	-22
ISHARES TRISHARES TR	6,703	$247K	0.03%	new
PHMPULTE GROUP INC	12,291	$246K	0.03%	+399		Timeline
NNNNNN REIT INC	4,857	$246K	0.03%	-63		Timeline
DSIISHARES TR	3,036	$245K	0.03%	+125		Timeline
ETRENTERGY CORP NEW	3,161	$245K	0.03%	new		Timeline
WISDOMTREE TOTAL EARNINGSWISDOMTREE TOTAL EARNINGS	3,323	$244K	0.03%	-1,156
IWOISHARES TR	1,627	$242K	0.03%	0		Timeline
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	47,265	$242K	0.03%	+4,687
KKELLANOVA	3,117	$241K	0.03%	-213		Timeline
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	9,201	$239K	0.03%	new
CSLCARLISLE COS INC	2,323	$238K	0.03%	-32		Timeline
PMMFRANKLIN MANAGED MUN INCOME	29,830	$238K	0.03%	+8,139		Timeline
SOXXISHARES TR	2,098	$237K	0.03%	-840		Timeline
EIXEDISON INTL	3,298	$237K	0.03%	0		Timeline
IHEISHARES TR	1,574	$237K	0.03%	-251		Timeline
FEFIRSTENERGY CORP	7,179	$236K	0.03%	+828		Timeline
BIDUBAIDU INC	1,304	$236K	0.03%	-69		Timeline
UAAUNDER ARMOUR INC	6,061	$236K	0.03%	-698		Timeline
SPIPSPDR SERIES TRUST	4,059	$236K	0.03%	-24		Timeline
KRKROGER CO	7,930	$235K	0.03%	-606		Timeline
DLTRDOLLAR TREE INC	3,002	$235K	0.03%	-191		Timeline
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	13,266	$234K	0.03%	-4,236
EXPRO GROUP HOLDINGS NV COMEXPRO GROUP HOLDINGS NV COM	17,861	$233K	0.03%	new
CMACOMERICA INC	4,959	$232K	0.03%	-391		Timeline
BFHBREAD FINANCIAL HOLDINGS INC	1,071	$232K	0.03%	new		Timeline
NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY	10,132	$232K	0.03%	new
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	7,500	$231K	0.03%	-762
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	17,359	$230K	0.03%	+72		Timeline
XSDSPDR SERIES TRUST	4,254	$230K	0.03%	new		Timeline
PowerShares CEF Income Comp…PowerShares CEF Income Composite	10,058	$230K	0.03%	new
DNPDNP SELECT INCOME FD INC	22,052	$227K	0.03%	+2,100		Timeline
AMERICAN INTL GROUP INCAMERICAN INTL GROUP INC	11,260	$227K	0.03%	new
AALAMERICAN AIRLINES GROUP INC	6,241	$226K	0.03%	new		Timeline
NOCNORTHROP GRUMMAN CORP	1,061	$226K	0.03%	-6		Timeline
KEPKOREA ELEC PWR CORP	9,342	$226K	0.03%	new		Timeline
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	13,915	$226K	0.03%	0
ECLECOLAB INC	1,839	$225K	0.03%	0		Timeline
DBLDOUBLELINE OPPORTUNISTIC CR	8,739	$225K	0.03%	new		Timeline
GTGOODYEAR TIRE & RUBR CO	6,989	$225K	0.03%	-1,700		Timeline
BKFISHARES INC	6,598	$225K	0.03%	new		Timeline
IEURISHARES TR	5,443	$224K	0.03%	-549		Timeline
VRSNVERISIGN INC	2,850	$223K	0.03%	-9		Timeline
EOTEATON VANCE NATL MUN OPPORT	9,633	$223K	0.03%	new		Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	8,701	$223K	0.03%	new
HPEHEWLETT PACKARD ENTERPRISE C	9,654	$222K	0.03%	new		Timeline
NUENUCOR CORP	4,514	$221K	0.03%	-178		Timeline
NVRNVR INC	132	$220K	0.03%	-3		Timeline
YORWYORK WTR CO	7,411	$220K	0.03%	new		Timeline
FADFIRST TR EXCHANGE-TRADED ALP	4,196	$220K	0.03%	new		Timeline
TXTTEXTRON INC	5,561	$219K	0.03%	0		Timeline
BCVBANCROFT FD LTD	10,439	$219K	0.03%	0		Timeline
MICHAELS COS INCMICHAELS COS INC	9,098	$218K	0.03%	-60
INTUINTUIT	1,959	$217K	0.03%	-155		Timeline
WHRWHIRLPOOL CORP	1,367	$217K	0.03%	-51		Timeline
XFFCXFLAHERTY & CRUMRIN PFD & INM	10,445	$217K	0.03%	-600		Timeline
GGTGABELLI MULTIMEDIA TR INC	28,292	$217K	0.03%	0		Timeline
TEVATEVA PHARMACEUTICAL INDS LTD	4,637	$216K	0.03%	+111		Timeline
ADMARCHER DANIELS MIDLAND CO	5,115	$215K	0.03%	+265		Timeline
WMBWILLIAMS COS INC	6,945	$215K	0.03%	new		Timeline
IWVISHARES TR	1,666	$214K	0.03%	-724		Timeline
MDIVFIRST TR EXCHANGE TRADED FD	11,321	$214K	0.03%	new		Timeline
CEDAR FAIR L PCEDAR FAIR L P	3,725	$214K	0.03%	0
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	13,654	$213K	0.03%	+369
DTEDTE ENERGY CO	2,258	$212K	0.03%	new		Timeline
BB & T CORPBB & T CORP	5,592	$212K	0.03%	-263
EFADPROSHARES TR	6,033	$212K	0.03%	new		Timeline
POWERSHARESPOWERSHARES	8,913	$212K	0.03%	+1
AMNAMN HEALTHCARE SVCS INC	6,537	$211K	0.03%	+138		Timeline
ADVENT CLAY CONV SEC INC FDADVENT CLAY CONV SEC INC FD	36,744	$211K	0.03%	new
TEITEMPLETON EMERGING MKTS INCO	18,794	$209K	0.03%	+1,546		Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	10,449	$209K	0.03%	-250
PEGPUBLIC SVC ENTERPRISE GROUP	5,003	$208K	0.03%	+5		Timeline
ETENERGY TRANSFER L P	12,353	$206K	0.03%	+31		Timeline
ETOEATON VANCE TAX-ADVANTAGED G	9,621	$206K	0.03%	new		Timeline
CABELAS INCCABELAS INC	3,764	$206K	0.03%	-500
FTCFIRST TR EXCHANGE-TRADED ALP	4,048	$206K	0.03%	new		Timeline
UNILEVER PLCUNILEVER PLC	4,370	$205K	0.02%	-1,476
VEREIT INCVEREIT INC	19,820	$205K	0.02%	-1,338
SBIWESTERN ASSET INTER MUNI	19,393	$205K	0.02%	0		Timeline
ABERDEENABERDEEN	34,848	$205K	0.02%	+68
AMSURG CORPAMSURG CORP	3,091	$205K	0.02%	new
NOWSERVICENOW INC	2,565	$203K	0.02%	new		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	2,176	$203K	0.02%	new
VVVANGUARD INDEX FDS	2,029	$202K	0.02%	new		Timeline
PPGPPG INDS INC	1,970	$202K	0.02%	+1		Timeline
XYLXYLEM INC	3,849	$201K	0.02%	new		Timeline
BTZBLACKROCK CR ALLOCATION	14,938	$201K	0.02%	+1,844		Timeline
ARCCARES CAPITAL CORP	12,737	$200K	0.02%	+228		Timeline
EUFNISHARES TR	11,573	$199K	0.02%	new		Timeline
SCHMSCHWAB STRATEGIC TR	4,549	$198K	0.02%	-598		Timeline
AORISHARES TR	4,775	$198K	0.02%	new		Timeline
EFTEATON VANCE FLOATING RATE IN	14,011	$198K	0.02%	+1,880		Timeline
NUVEENNUVEEN	20,263	$195K	0.02%	-5,616
BLACKROCK MUNIENHANCED FD INBLACKROCK MUNIENHANCED FD IN	15,264	$194K	0.02%	0
EWAISHARES INC	9,189	$192K	0.02%	new		Timeline
MINTPIMCO ETF TR	1,841	$188K	0.02%	new		Timeline
AOMISHARES TR	5,170	$188K	0.02%	new		Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	14,059	$187K	0.02%	new		Timeline
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	10,316	$187K	0.02%	new
OSURORASURE TECHNOLOGIES INC	22,900	$186K	0.02%	-3,000		Timeline
XSSPXNUVEEN S&P 500 DYNAMIC OVERW	13,401	$185K	0.02%	-3,975		Timeline
FXOFIRST TR EXCHANGE-TRADED FD	7,624	$185K	0.02%	new		Timeline
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI	9,818	$185K	0.02%	new
PPTFRANKLIN PREMIER INCOME TR	37,318	$183K	0.02%	+12,778		Timeline
DIMWISDOMTREE TR	3,245	$183K	0.02%	-1,430		Timeline
XCHYXCALAMOS CONV & HIGH INCOME F	16,556	$182K	0.02%	+75		Timeline
SHYISHARES TR	2,136	$181K	0.02%	new		Timeline
ETGEATON VANCE TX ADV GLBL DIV	12,055	$181K	0.02%	-606		Timeline
PROSHARES TRPROSHARES TR	4,668	$181K	0.02%	new
GLVCLOUGH GLOBAL DIVID & INCOME	14,838	$180K	0.02%	0		Timeline
WTREWISDOMTREE TR	6,203	$179K	0.02%	new		Timeline
RR DONNELLEY + SONS CORR DONNELLEY + SONS CO	11,313	$179K	0.02%	new
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	3,339	$177K	0.02%	-1,216
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	13,700	$176K	0.02%	0
PDTHANCOCK JOHN PREM DIVID FD	10,776	$176K	0.02%	+43		Timeline
TOLZPROSHARES TR	4,240	$176K	0.02%	new		Timeline
ADXADAMS DIVERSIFIED EQUITY FD	13,177	$174K	0.02%	0		Timeline
BGBBLACKSTONE STRATEGIC CRED 20	11,519	$172K	0.02%	0		Timeline
PENNEY J C INCPENNEY J C INC	18,561	$171K	0.02%	new
IWNISHARES TR	1,617	$169K	0.02%	new		Timeline
HYIWESTERN ASSET HIGH YIELD OPP	10,912	$168K	0.02%	new		Timeline
PROFIRE ENERGY INCPROFIRE ENERGY INC	135,786	$168K	0.02%	0
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INC	10,255	$166K	0.02%	0
IYCISHARES TR	1,133	$165K	0.02%	new		Timeline
PSECPROSPECT CAP CORP	20,255	$164K	0.02%	+165		Timeline
NADNUVEEN QUALITY MUNCP INCOME	10,813	$162K	0.02%	new		Timeline
RFICOHEN & STEERS TOTAL RETURN	12,299	$162K	0.02%	0		Timeline
EWWISHARES INC	3,322	$161K	0.02%	new		Timeline
VBRVANGUARD INDEX FDS	1,464	$161K	0.02%	new		Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	14,999	$160K	0.02%	0
EIRLISHARES TR	4,145	$160K	0.02%	new		Timeline
BBX CAPITAL CORP-ABBX CAPITAL CORP-A	32,205	$160K	0.02%	new
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	34,047	$158K	0.02%	0
IOOISHARES TR	2,121	$157K	0.02%	new		Timeline
UAUNDER ARMOUR INC	4,603	$154K	0.02%	new		Timeline
POWRISHARES INC	8,000	$154K	0.02%	new		Timeline
DEWWISDOMTREE TR	3,635	$154K	0.02%	new		Timeline
AMSURG CORPAMSURG CORP	1,200	$154K	0.02%	new
XTNSPDR SERIES TRUST	3,321	$153K	0.02%	new		Timeline
GLOBAL X MLP & ENERGY INFRASGLOBAL X MLP & ENERGY INFRAS	10,000	$152K	0.02%	0
ETJEATON VANCE RISK-MANAGED DIV	15,652	$147K	0.02%	0		Timeline
HTBKHERITAGE COMM CORP	13,398	$147K	0.02%	0		Timeline
EOIEATON VANCE ENHANCED EQUITY	11,495	$146K	0.02%	0		Timeline
HBANHUNTINGTON BANCSHARES INC	14,766	$145K	0.02%	+163		Timeline
NUVNUVEEN MUN VALUE FD INC	13,751	$145K	0.02%	-40		Timeline
TBFPROSHARES TR	6,822	$144K	0.02%	-71,570		Timeline
SBSCOMPANHIA DE SANEAMENTO BASI	15,150	$141K	0.02%	0		Timeline
EIMEATON VANCE MUN BD FD	10,265	$141K	0.02%	new		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	16,067	$140K	0.02%	-8,810		Timeline
XNROXNEUBERGER R/EST SECS INC FD	24,093	$139K	0.02%	new		Timeline
APOLLO INVT CORPAPOLLO INVT CORP	23,893	$139K	0.02%	-1,700
IHIISHARES TR	940	$137K	0.02%	new		Timeline
CALPINE CORPCALPINE CORP	10,735	$136K	0.02%	+220
JP MORGAN CHASE & COJP MORGAN CHASE & CO	4,195	$133K	0.02%	new
AGZISHARES TR	1,125	$132K	0.02%	new		Timeline
POWERSHARES DWA TACTICAL SE…POWERSHARES DWA TACTICAL SECTOR R…	5,171	$132K	0.02%	new
SCHASCHWAB STRATEGIC TR	2,261	$131K	0.02%	new		Timeline
TRINA SOLAR LIMITEDTRINA SOLAR LIMITED	12,745	$131K	0.02%	0
IYGISHARES TR	1,468	$130K	0.02%	new		Timeline
OEFISHARES TR	1,370	$129K	0.02%	new		Timeline
PACBPACIFIC BIOSCIENCES CALIF IN	14,500	$129K	0.02%	0		Timeline
ETWEATON VANCE TAX-MANAGED GLOB	11,641	$129K	0.02%	-1,000		Timeline
EWGISHARES INC	4,790	$126K	0.02%	new		Timeline
RENREN INCRENREN INC	60,000	$124K	0.02%	0
SCHRSCHWAB STRATEGIC TR	2,202	$123K	0.01%	new		Timeline
IAGIAMGOLD CORP	30,000	$122K	0.01%	0		Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	17,653	$119K	0.01%	0
VOTVANGUARD INDEX FDS	1,102	$118K	0.01%	new		Timeline
iShares MSCI Frontier 100iShares MSCI Frontier 100	4,555	$117K	0.01%	new
HEFAISHARES TR	4,704	$116K	0.01%	new		Timeline
IJJISHARES TR	854	$114K	0.01%	new		Timeline
EWZISHARES INC	3,413	$114K	0.01%	new		Timeline
FCXFREEPORT MCMORAN INC	10,557	$113K	0.01%	+280		Timeline
POWERSHARESPOWERSHARES	3,545	$111K	0.01%	new
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC	11,921	$111K	0.01%	-2,770
SPWRQSUNPOWER CORP	12,083	$110K	0.01%	-1,015		Timeline
EWNISHARES INC	4,363	$109K	0.01%	new		Timeline
UNITED DEV FUNDING XXXREG…UNITED DEV FUNDING XXXREGISTRAT…	34,073	$109K	0.01%	new
SCHHSCHWAB STRATEGIC TR	2,673	$108K	0.01%	new		Timeline
OIAINVESCO MUNI INCOME OPP TRST	12,864	$106K	0.01%	new		Timeline
POWERSHARES ETF TR II S&P S…POWERSHARES ETF TR II S&P SMCP	1,651	$106K	0.01%	new
XEROX CORPXEROX CORP	10,375	$104K	0.01%	+59
STAPLES INCSTAPLES INC	12,099	$104K	0.01%	+145
ISHARESISHARES	6,588	$103K	0.01%	new
IYKISHARES TR	900	$102K	0.01%	new		Timeline
POWERSHARES S&P SMALLCA…POWERSHARES S&P SMALLCAP LOW	2,642	$102K	0.01%	new
EWKISHARES INC	5,369	$100K	0.01%	new		Timeline
PNNTPENNANTPARK INVTS CORP	12,967	$98K	0.01%	new		Timeline
EPIWISDOMTREE TR	4,516	$98K	0.01%	new		Timeline
EIDOISHARES TR	3,706	$98K	0.01%	new		Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	15,390	$97K	0.01%	+796
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTGB	4,347	$96K	0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	4,298	$95K	0.01%	new
EWLISHARES INC	3,078	$93K	0.01%	new		Timeline
BANK OF AMER CORPBANK OF AMER CORP	75	$91K	0.01%	new
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	19,833	$91K	0.01%	+5,865
MINABERDEEN INTER INCOME FD	19,370	$88K	0.01%	0		Timeline
WISDOMTREE TRUSTWISDOMTREE TRUST	1,456	$88K	0.01%	new
FNDXSCHWAB STRATEGIC TR	2,817	$87K	0.01%	new		Timeline
IWPISHARES TR	887	$86K	0.01%	new		Timeline
KRESPDR SERIES TRUST	2,043	$85K	0.01%	new		Timeline
KGCKINROSS GOLD CORP	20,000	$84K	0.01%	-1,675		Timeline
MNANYLIM ETF TR	2,812	$83K	0.01%	new		Timeline
PSLVSPROTT ASSET MANAGEMENT LP	10,950	$81K	0.01%	0		Timeline
RWXSPDR INDEX SHS FDS	1,922	$81K	0.01%	new		Timeline
BWZSPDR SERIES TRUST	2,500	$80K	0.01%	new		Timeline
INDEXIQ ETF TR HDG MACTRKINDEXIQ ETF TR HDG MACTRK	3,142	$79K	0.01%	new
SUSAISHARES TR	856	$77K	0.01%	new		Timeline
LEGACY RESERVES LPLEGACY RESERVES LP	57,219	$77K	0.01%	new
SCHCSCHWAB STRATEGIC TR	2,509	$76K	0.01%	new		Timeline
CMFISHARES TR	626	$76K	0.01%	new		Timeline
WTMFWISDOMTREE TR	1,816	$76K	0.01%	new		Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	11,684	$75K	0.01%	0
VALEVALE S A	13,255	$75K	0.01%	+408		Timeline
FCOMFIDELITY COVINGTON TRUST	2,452	$73K	0.01%	new		Timeline
IGLBISHARES TR	1,128	$73K	0.01%	new		Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	11,892	$71K	0.01%	+31		Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	3,449	$71K	0.01%	new
SPIBSPDR SERIES TRUST	2,001	$70K	0.01%	new		Timeline
CORPPIMCO ETF TR	696	$69K	0.01%	new		Timeline
ISHARES MSCIISHARES MSCI	6,157	$69K	0.01%	-119,769
DEMWISDOMTREE TR	1,791	$68K	0.01%	new		Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	26,000	$68K	0.01%	new		Timeline
VOCVOC ENERGY TR	22,349	$66K	0.01%	new		Timeline
RYDEX ETF TRUSTRYDEX ETF TRUST	888	$65K	0.01%	new
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	1,077	$65K	0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	3,182	$65K	0.01%	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	1,550	$63K	0.01%	new
POWERSHARES S&PPOWERSHARES S&P	3,088	$63K	0.01%	new
CIGCIA ENERGETICA DE MINAS GERA	23,458	$62K	0.01%	0		Timeline
PROSHARES TRPROSHARES TR	1,553	$62K	0.01%	new
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	2,236	$62K	0.01%	new
GABGABELLI EQUITY TR INC	10,806	$61K	0.01%	0		Timeline
ACWVISHARES INC	805	$61K	0.01%	new		Timeline
SPDR SERIES TRUSTSPDR SERIES TRUST	1,597	$61K	0.01%	new
MSMLISHARES TR	430	$61K	0.01%	new		Timeline
GLOBALSTAR INCGLOBALSTAR INC	50,000	$61K	0.01%	0
VOXVANGUARD WORLD FD	665	$60K	0.01%	new		Timeline
LYGLLOYDS BANKING GROUP PLC	20,980	$60K	0.01%	0		Timeline
THDISHARES INC	786	$60K	0.01%	new		Timeline
ENZLISHARES TR	1,222	$60K	0.01%	new		Timeline
VGITVANGUARD SCOTTSDALE FDS	868	$58K	0.01%	new		Timeline
EFGISHARES TR	819	$57K	0.01%	new		Timeline
DIVGLOBAL X FDS	2,289	$56K	0.01%	new		Timeline
DLSWISDOMTREE TR	888	$54K	0.01%	new		Timeline
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	2,220	$54K	0.01%	new
OFFICE DEPOT INCOFFICE DEPOT INC	15,919	$54K	0.01%	-5
TURISHARES INC	1,358	$52K	0.01%	new		Timeline
SPDWSPDR INDEX SHS FDS	1,902	$51K	0.01%	new		Timeline
IYEISHARES TR	1,298	$51K	0.01%	new		Timeline
SCHESCHWAB STRATEGIC TR	2,196	$51K	0.01%	new		Timeline
USRTISHARES TR	1,000	$51K	0.01%	new		Timeline
USTPROSHARES TR	798	$51K	0.01%	new		Timeline
POWERSHARES DYN SEMICONDUCTPOWERSHARES DYN SEMICONDUCT	1,555	$51K	0.01%	new
WISDOMTREE TRWISDOMTREE TR	1,963	$51K	0.01%	new
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	10,255	$49K	0.01%	0
ASGLIBERTY ALL-STAR GROWTH FD I	11,470	$48K	0.01%	0		Timeline
GVIISHARES TR	419	$47K	0.01%	new		Timeline
IWSISHARES TR	601	$47K	0.01%	new		Timeline
WIPSPDR SERIES TRUST	809	$47K	0.01%	new		Timeline
IYTISHARES TR	318	$47K	0.01%	new		Timeline
RYDEX ETF TRUSTRYDEX ETF TRUST	1,521	$47K	0.01%	new
VPLVANGUARD INTL EQUITY INDEX F	758	$46K	0.01%	new		Timeline
FEZSPDR INDEX SHS FDS	1,445	$46K	0.01%	new		Timeline
HYHGPROSHARES TR	700	$46K	0.01%	new		Timeline
DFEWISDOMTREE TR	818	$45K	0.01%	new		Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	1,146	$45K	0.01%	new
FNDBSCHWAB STRATEGIC TR	1,338	$43K	0.01%	new		Timeline
DDMPROSHARES TR	602	$43K	0.01%	new		Timeline
POWERSHARES ETF TRUST DYN M…POWERSHARES ETF TRUST DYN MEDI	1,660	$43K	0.01%	new
VGLTVANGUARD SCOTTSDALE FDS	500	$42K	0.01%	-11,150		Timeline
IFVFIRST TR EXCHANGE TRADED FD	2,372	$42K	0.01%	new		Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	1,722	$42K	0.01%	new
ILCGISHARES TR	339	$41K	<0.01%	new		Timeline
IUSGISHARES TR	962	$41K	<0.01%	new		Timeline
FXHFIRST TR EXCHANGE-TRADED FD	665	$41K	<0.01%	new		Timeline
FHLCFIDELITY COVINGTON TRUST	1,199	$41K	<0.01%	new		Timeline
EPPISHARES INC	1,004	$41K	<0.01%	new		Timeline
GNRSPDR INDEX SHS FDS	1,008	$40K	<0.01%	new		Timeline
EPHEISHARES TR	1,075	$39K	<0.01%	new		Timeline
CIKUBS ASSET MGMT INCOME FD INC	12,129	$38K	<0.01%	-700		Timeline
IXPISHARES TR	622	$38K	<0.01%	new		Timeline
MXIISHARES TR	725	$38K	<0.01%	new		Timeline
POWERSHARESPOWERSHARES	1,119	$38K	<0.01%	new
EUHYISHARES INC	767	$37K	<0.01%	new		Timeline
HUNTINGTON BANCSHARES INCHUNTINGTON BANCSHARES INC	26	$37K	<0.01%	new
PSKSPDR SERIES TRUST	797	$36K	<0.01%	new		Timeline
HYMBSPDR SERIES TRUST	606	$36K	<0.01%	new		Timeline
VONVVANGUARD SCOTTSDALE FDS	380	$35K	<0.01%	new		Timeline
IDUISHARES TR	293	$35K	<0.01%	new		Timeline
FDISFIDELITY COVINGTON TRUST	1,136	$35K	<0.01%	new		Timeline
INDAISHARES TR	1,130	$34K	<0.01%	new		Timeline
ILFISHARES TR	1,188	$34K	<0.01%	new		Timeline
IEZISHARES TR	820	$33K	<0.01%	new		Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	780	$33K	<0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	657	$33K	<0.01%	new
SPBOSPDR SERIES TRUST	970	$32K	<0.01%	new		Timeline
DTHWISDOMTREE TR	840	$32K	<0.01%	new		Timeline
DGROISHARES TR	1,065	$31K	<0.01%	new		Timeline
FIDUFIDELITY COVINGTON TRUST	1,029	$31K	<0.01%	new		Timeline
SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR	1,014	$31K	<0.01%	new
SPSMSPDR SERIES TRUST	400	$30K	<0.01%	new		Timeline
DNLWISDOMTREE TR	615	$30K	<0.01%	new		Timeline
FSTAFIDELITY COVINGTON TRUST	951	$30K	<0.01%	new		Timeline
XHSSPDR SERIES TRUST	543	$30K	<0.01%	new		Timeline
EFVISHARES TR	659	$29K	<0.01%	new		Timeline
AOAISHARES TR	586	$28K	<0.01%	new		Timeline
KIESPDR SERIES TRUST	384	$28K	<0.01%	new		Timeline
POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW	700	$28K	<0.01%	new
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	587	$28K	<0.01%	new
PROSHARES TRPROSHARES TR	1,117	$28K	<0.01%	new
SDOGALPS ETF TR	650	$27K	<0.01%	new		Timeline
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	738	$27K	<0.01%	new
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIAL	11,609	$27K	<0.01%	0
WTVWISDOMTREE TR	400	$25K	<0.01%	new		Timeline
POWERSHARES FUNDAMENTAL PUR…POWERSHARES FUNDAMENTAL PURE LARG…	800	$25K	<0.01%	new
SRLNSSGA ACTIVE ETF TR	513	$24K	<0.01%	new		Timeline
BLVVANGUARD BD INDEX FDS	243	$24K	<0.01%	new		Timeline
GWXSPDR INDEX SHS FDS	771	$24K	<0.01%	new		Timeline
XTLSPDR SERIES TRUST	372	$24K	<0.01%	new		Timeline
POWERSHARESPOWERSHARES	1,112	$24K	<0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	1,110	$24K	<0.01%	new
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	899	$24K	<0.01%	new
FENYFIDELITY COVINGTON TRUST	1,115	$23K	<0.01%	new		Timeline
FTECFIDELITY COVINGTON TRUST	619	$23K	<0.01%	new		Timeline
IEOISHARES TR	371	$23K	<0.01%	new		Timeline
VTWOVANGUARD SCOTTSDALE FDS	240	$23K	<0.01%	new		Timeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	2,115	$23K	<0.01%	new
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	264	$23K	<0.01%	new
ISCGISHARES TR	150	$22K	<0.01%	new		Timeline
XMESPDR SERIES TRUST	851	$22K	<0.01%	new		Timeline
VGSHVANGUARD SCOTTSDALE FDS	355	$22K	<0.01%	new		Timeline
Invesco Intl Developed Low …Invesco Intl Developed Low Vol	725	$22K	<0.01%	new
Powershares Etf Fd Tr IIPowershares Etf Fd Tr II	450	$22K	<0.01%	new
PROSHARES ULTRAPROSHARES ULTRA	569	$22K	<0.01%	new
FRELFIDELITY COVINGTON TRUST	879	$21K	<0.01%	new		Timeline
VSSVANGUARD INTL EQUITY INDEX F	218	$21K	<0.01%	new		Timeline
SCHVSCHWAB STRATEGIC TR	464	$21K	<0.01%	new		Timeline
FMATFIDELITY COVINGTON TRUST	760	$21K	<0.01%	new		Timeline
IYMISHARES TR	250	$20K	<0.01%	new		Timeline
EZAISHARES INC	346	$20K	<0.01%	new		Timeline
INDYISHARES TR	667	$20K	<0.01%	new		Timeline
RYDEX ETF TRUSTRYDEX ETF TRUST	224	$20K	<0.01%	new
PROSHARES TRPROSHARES TR	535	$20K	<0.01%	new
POWERSHARESETF TRUST DYN SF…POWERSHARESETF TRUST DYN SFTWR	400	$19K	<0.01%	new
TDIVFIRST TR EXCHANGE TRADED FD	600	$18K	<0.01%	new		Timeline
USDUWISDOMTREE TR	673	$18K	<0.01%	new		Timeline
POWERSHARES TR II S&P SMALL…POWERSHARES TR II S&P SMALLCAP	1,095	$18K	<0.01%	new
GURUGLOBAL X FDS	782	$18K	<0.01%	new		Timeline
XPHSPDR SERIES TRUST	388	$17K	<0.01%	new		Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	1,169	$17K	<0.01%	new		Timeline
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	1,040	$17K	<0.01%	new
CARZFIRST TR EXCHANGE-TRADED FD	500	$16K	<0.01%	new		Timeline
Guggenheim Exch Trd FdGuggenheim Exch Trd Fd	865	$16K	<0.01%	new
KEYCORP NEWKEYCORP NEW	121	$16K	<0.01%	new
INDEXIQ ETF TR IQ GLBINDEXIQ ETF TR IQ GLB	600	$16K	<0.01%	new
XARSPDR SERIES TRUST	260	$15K	<0.01%	new		Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	750	$15K	<0.01%	new		Timeline
AOKISHARES TR	443	$15K	<0.01%	new		Timeline
FXRFIRST TR EXCHANGE-TRADED FD	480	$14K	<0.01%	new		Timeline
PSTPROSHARES TR	668	$14K	<0.01%	new		Timeline
USIGISHARES TR	121	$13K	<0.01%	new		Timeline
GSIEGOLDMAN SACHS ETF TR	494	$13K	<0.01%	new		Timeline
FOX CORP CLASS BFOX CORP CLASS B	543	$13K	<0.01%	new
POWERSHARES ETF TRUST HLTHC…POWERSHARES ETF TRUST HLTHCR S	245	$13K	<0.01%	new
POWERSHARES FUNDAMENTALPOWERSHARES FUNDAMENTAL	440	$13K	<0.01%	new
SKYYFIRST TR EXCHANGE-TRADED FD	347	$12K	<0.01%	new		Timeline
SPSBSPDR SERIES TRUST	407	$12K	<0.01%	new		Timeline
GLOBAL X FDSGLOBAL X FDS	1,000	$12K	<0.01%	new
POWERSHARES WILDERHILL PRGPOWERSHARES WILDERHILL PRG	500	$12K	<0.01%	new
SPMBSPDR SERIES TRUST	400	$11K	<0.01%	new		Timeline
EWPISHARES INC	400	$11K	<0.01%	new		Timeline
FTDSFIRST TR EXCHANGE-TRADED FD	400	$11K	<0.01%	new		Timeline
ALPS ETF TRALPS ETF TR	575	$11K	<0.01%	new
IXUSISHARES TR	200	$10K	<0.01%	new		Timeline
VONGVANGUARD SCOTTSDALE FDS	92	$10K	<0.01%	new		Timeline
IXCISHARES TR	300	$10K	<0.01%	new		Timeline
ROYAL BANK OF SCOTLAND GROU…ROYAL BANK OF SCOTLAND GROUP PLC	400	$10K	<0.01%	new
SPDR SERIES TRUST OILGAS EQ…SPDR SERIES TRUST OILGAS EQUIP	513	$10K	<0.01%	new
VANGUARDVANGUARD	14,107	$10K	<0.01%	+2,000
WISDOMTREE AUSTRALIAWISDOMTREE AUSTRALIA	187	$10K	<0.01%	new
POWERSHARES ETF TR II EURO …POWERSHARES ETF TR II EURO CUR HDG	417	$10K	<0.01%	new
VXFVANGUARD INDEX FDS	96	$9K	<0.01%	new		Timeline
VWOBVANGUARD WHITEHALL FDS	115	$9K	<0.01%	new		Timeline
ILCVISHARES TR	102	$9K	<0.01%	new		Timeline
IWYISHARES TR	166	$9K	<0.01%	new		Timeline
Viacom Inc Cl AViacom Inc Cl A	200	$9K	<0.01%	new
RYDEX ETF TRUSTRYDEX ETF TRUST	100	$9K	<0.01%	new
INDEXIQ ETF TRINDEXIQ ETF TR	300	$9K	<0.01%	new
DGTSPDR SERIES TRUST	123	$8K	<0.01%	new		Timeline
SPEMSPDR INDEX SHS FDS	110	$7K	<0.01%	new		Timeline
CMBSISHARES TR	141	$7K	<0.01%	new		Timeline
EZUISHARES INC	176	$6K	<0.01%	new		Timeline
MDYVSPDR SERIES TRUST	79	$6K	<0.01%	new		Timeline
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	300	$6K	<0.01%	new
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	250	$6K	<0.01%	new
RYDEX GUGGENHEIMRYDEX GUGGENHEIM	63	$6K	<0.01%	new
IWCISHARES TR	60	$5K	<0.01%	new		Timeline
EWXSPDR INDEX SHS FDS	114	$5K	<0.01%	new		Timeline
ENFRALPS ETF TR	200	$5K	<0.01%	new		Timeline
EDOGALPS ETF TR	224	$5K	<0.01%	new		Timeline
GLOBAL X FTSE GREECE 20 ETFGLOBAL X FTSE GREECE 20 ETF	662	$5K	<0.01%	new
CLAYMORE EXCHANGE-TRADED FD…CLAYMORE EXCHANGE-TRADED FD WI	190	$5K	<0.01%	new
POWERSHARES ETF TRUST DYN B…POWERSHARES ETF TRUST DYN BLDG	200	$5K	<0.01%	new
Galena Biopharma IncGalena Biopharma Inc	14,961	$5K	<0.01%	new
ISHARES TRISHARES TR	82	$5K	<0.01%	new
IGFISHARES TR	100	$4K	<0.01%	new		Timeline
RXIISHARES TR	40	$4K	<0.01%	new		Timeline
SPTISPDR SERIES TRUST	68	$4K	<0.01%	new		Timeline
IDGTISHARES TR	100	$4K	<0.01%	new		Timeline
SLVPISHARES INC	300	$4K	<0.01%	new		Timeline
ISHARESISHARES	467	$4K	<0.01%	new
FTSE RAFI Internat'l Dev Mk…FTSE RAFI Internat'l Dev Mkts	101	$4K	<0.01%	new
EG DJ EMRG MKT CNSUMR TITAEG DJ EMRG MKT CNSUMR TITA	160	$4K	<0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	124	$4K	<0.01%	new
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	174	$4K	<0.01%	new
GOVTISHARES TR	124	$3K	<0.01%	new		Timeline
Powershs Exch Trad Fd TrPowershs Exch Trad Fd Tr	770	$3K	<0.01%	new
POWERSHARES GOLDEN DRAGON (…POWERSHARES GOLDEN DRAGON (PGJ)	92	$3K	<0.01%	new
GLOBAL X FDSGLOBAL X FDS	239	$3K	<0.01%	new
POWERSHARES GLOBALPOWERSHARES GLOBAL	250	$3K	<0.01%	new
GLOBAL X FDSGLOBAL X FDS	326	$3K	<0.01%	new
PIMCO DIVERSIFIED INCOME AC…PIMCO DIVERSIFIED INCOME ACTIVE E…	61	$3K	<0.01%	new
IMTMISHARES TR	59	$2K	<0.01%	new		Timeline
DGSWISDOMTREE TR	38	$2K	<0.01%	new		Timeline
SCJISHARES INC	26	$2K	<0.01%	new		Timeline
POWERSHARES ETF TRUST DYN F…POWERSHARES ETF TRUST DYN FD &	50	$2K	<0.01%	new
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	110	$2K	<0.01%	new
SHYGISHARES TR	19	$1K	<0.01%	new		Timeline
EBNDSPDR SERIES TRUST	48	$1K	<0.01%	new		Timeline
IBNDSPDR SERIES TRUST	15	$1K	<0.01%	new		Timeline
LEN-BLENNAR CORP	30	$1K	<0.01%	new		Timeline
ENORISHARES TR	64	$1K	<0.01%	new		Timeline
HEEMISHARES INC	55	$1K	<0.01%	new		Timeline
SPFFGLOBAL X FDS	90	$1K	<0.01%	new		Timeline
ISHARES TRISHARES TR	61	$1K	<0.01%	new
GLOBAL X FDSGLOBAL X FDS	54	$1K	<0.01%	new
REETISHARES TR	5	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
CWISPDR INDEX SHS FDS	170	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VCLTVANGUARD SCOTTSDALE FDS	500	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
VTVANGUARD INTL EQUITY INDEX F	8	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
STIPISHARES TR	557	$0	0%	-14,476	Value filed as zero, left out of ratios.	Timeline
VTWGVANGUARD SCOTTSDALE FDS	308	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FXUFIRST TR EXCHANGE-TRADED FD	1	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
EWCISHARES INC	50	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
IGEISHARES TR	80	$0	0%	new	Value filed as zero, left out of ratios.	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	2,500	$41K	-500
NVDANVIDIA CORPORATION COM	call	2,000	$40K	+700
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	30,800	$33K	-32,400
IWMISHARES TR SHS	put	22,900	$16K	-22,900
GILDGILEAD SCIENCES INC COM	call	100	$3K	-800
MSFTMICROSOFT CORP COM	call	300	$3K	-700
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP COM NEW	call	500	$2K	new
ADBEADOBE INC COM	call	1,700	$0	0
CVXCHEVRON CORPORATION COM	put	200	$0	0
CVXCHEVRON CORPORATION COM	call	700	$0	new
XLESELECT SECTOR SPDR TR SHS	put	300	$0	0
XLESELECT SECTOR SPDR TR SHS	call	300	$0	+100
INTCINTEL CORP COM	call	2,500	$0	-600
IBMINTERNATIONAL BUSINESS MACHS COM	call	100	$0	0
IWMISHARES TR SHS	call	200	$0	0
MCDMCDONALDS CORP COM	put	200	$0	-100
MCDMCDONALDS CORP COM	call	700	$0	0
MUMICRON TECHNOLOGY INC COM	call	10,000	$0	0
ORCLORACLE CORP COM	call	10,000	$0	0
QCOMQUALCOMM INC COM	call	100	$0	0
SBUXSTARBUCKS CORP COM	call	2,500	$0	0
UNHUNITEDHEALTH GROUP INC COM	call	100	$0	0
VVISA INC COM	put	700	$0	0
VWOVANGUARD INTL EQUITY INDEX F SHS	put	300	$0	0
DISDISNEY WALT CO COM	call	100	$0	0
WFCWELLS FARGO & CO COM	call	100	$0	0
IWFISHARES TR STOK	put	400	$0	0
DIASTATE STR SPDR DOW JONES IND UT SER 1	put	200	$0	0
DIASTATE STR SPDR DOW JONES IND UT SER 1	call	700	$0	0
EEMISHARES TR MSCI EMG MKT ETF	call	100	$0	new
FCXFREEPORT MCMORAN INC Stock	call	1,100	$0	0
FFIVF5 INC Stock	call	1,400	$0	0
BIIBBIOGEN INC Stock	call	300	$0	0
TLTISHARES TR 20 YR TR BD ETF	call	100	$0	-400
UAAUNDER ARMOUR INC CL A	call	200	$0	new
PSECPROSPECT CAP CORP COM	call	20,000	$0	0
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC COM	call	1,000	$0	0
CELGENE CORPCELGENE CORP COM	call	2,700	$0	0
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM	put	800	$0	0
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM	call	3,300	$0	+1,900
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN COMMON STOCK-FO	call	1,900	$0	0
PROSHARES TRPROSHARES TR PSHS ULSHT SP500	call	5,000	$0	new
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT CEF	put	400	$0	new
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT CEF	call	100	$0	new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST DYN BIOT & GEN	principal	27,344	$1.14M	new
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST HI YLD EQ DVDN	principal	53,535	$853K	new
KBESPDR SERIES TRUST ST STR SP BANK	principal	17,383	$588K	new
ICFISHARES TR SELECT US REIT	principal	4,809	$502K	new
IJKISHARES TR S&P MC 400GR ETF	principal	1,778	$308K	new
EPSWISDOMTREE TR US LARGECAP FUND	principal	4,010	$291K	new
IXNISHARES TR SHS	principal	855	$95K	new
ITBISHARES TR US HOME CONS ETF	principal	2,981	$84K	new
IXJISHARES TR SHS	principal	325	$33K	new
IUSVISHARES TR SHS	principal	115	$5K	new
INTEL CORPINTEL CORP SDCV 2.950%12/1	principal	3,000	$4K	new
DANAHER CORP DELDANAHER CORP DEL NOTE 1/2	principal	1,000	$3K	new

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
E M C CORP MASSE M C CORP MASS	58,016	$1.58M	shares
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F	30,086	$1.33M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	27,404	$1.01M	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	53,504	$836K	shares
NETSUITE INCNETSUITE INC	9,873	$719K	shares
WMWASTE MGMT INC DEL	8,175	$541K	shares
STARWOOD HOTELS&RESORTS WRLDSTARWOOD HOTELS&RESORTS WRLD	7,298	$533K	shares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD	33,557	$519K	shares
KBESPDR SERIES TRUST	15,325	$462K	shares
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	9,073	$313K	shares
IJKISHARES TR	1,751	$297K	shares
TAPMOLSON COORS BEVERAGE CO	2,856	$295K	shares
ST JUDE MED INCST JUDE MED INC	3,683	$288K	shares
EPSWISDOMTREE TR	4,010	$277K	shares
WALWESTERN ALLIANCE BANCORP	8,357	$276K	shares
AMCXAMC GLOBAL MEDIA INC	4,308	$265K	shares
FTFFRANKLIN LTD DURATION INCOME	21,633	$251K	shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	5,026	$232K	shares
INTREXON CORPINTREXON CORP	9,081	$224K	shares
SJMSMUCKER J M CO	1,482	$223K	shares
EXREXTRA SPACE STORAGE INC	2,386	$221K	shares
SPXLDIREXION SHARES ETF TRUST	2,481	$219K	shares
PANERA BREAD COPANERA BREAD CO	1,043	$219K	shares
MOBILE MINI INCMOBILE MINI INC	6,293	$219K	shares
FXNFIRST TR EXCHANGE-TRADED FD	14,595	$216K	shares
ITGARTNER INC	2,210	$213K	shares
MHFWESTERN ASSET MUN HIGH INCOM	18,977	$156K	shares
RCSPIMCO STRATEGIC INCOME FD	10,638	$102K	shares
GLOCLOUGH GLOBAL OPPORTUNITIES	10,043	$94K	shares
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	13,263	$64K	shares
WILCFG WILLI FOOD INTL LTD	10,402	$45K	shares
SANBANCO SANTANDER SA	10,171	$38K	shares
RED HAT INCRED HAT INC	300	$3K	put
NFLXNETFLIX INC.	100	$1K	call
BABAALIBABA GROUP HLDG LTD	400	$1K	put
AXPAMERICAN EXPRESS CO	300	$0	call
AAPLAPPLE INC	100	$0	call
AMATAPPLIED MATLS INC	400	$0	call
BACBANK OF AMER CORP	600	$0	call
COFCAPITAL ONE FINL CORP	200	$0	call
CATCATERPILLAR INC	200	$0	call
CSCOCISCO SYS INC	200	$0	call
HCAHCA HEALTHCARE INC	200	$0	call
LOWLOWES COS INC	200	$0	call
MSMORGAN STANLEY	200	$0	call
NKENIKE INC	100	$0	call
ORCLORACLE CORP	300	$0	put
XHBSPDR SERIES TRUST	100	$0	call
UPSUNITED PARCEL SVCS INC	211,000	$0	put
UPSUNITED PARCEL SVCS INC	331,500	$0	call
VRTXVERTEX PHARMACEUTICALS INC	800	$0	call
GLDSPDR GOLD TR	100	$0	call
WDCWESTERN DIGITAL CORP	200	$0	call
ALLALLSTATE CORP	300	$0	call
DALDELTA AIR LINES INC	200	$0	call
ADMARCHER DANIELS MIDLAND CO	300	$0	call
CLCOLGATE PALMOLIVE CO	200	$0	call
SWKSSKYWORKS SOLUTIONS INC	200	$0	call
FOOT LOCKER INCFOOT LOCKER INC	200	$0	call
TWITTER INCTWITTER INC	100	$0	call
Mallinckrodt PlcMallinckrodt Plc	1,300	$0	call
BIGGQBIG LOTS INC.	200	$0	call
UNITED TECH CORPUNITED TECH CORP	100	$0	call
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	200	$0	call

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-16-004576	base		2016-10-27	acceptance time not in the bulk data set	2026-10-07 19:11:14 UTC