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Disclosery

Concert Wealth Management Inc.

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13F filer, CIK 1456534, SAN JOSE, CA

Concert Wealth Management Inc. reported $24,688,000 across 25 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-14. Its ten largest share positions make up 69.62% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-17-002388

Period
2017-09-30
Reported value
$24.7M
Holdings
25
Top 10 weight
69.62%
New
2
Sold out
133

Largest buys vs the previous quarter

SecurityShares changeApprox. value
BBX CAP CORP NEWnew+34,794$257K
PHYSnew+21,592$229K
GWG HLDGS INCadded+220,000$220K
RWOadded+1,163$55.2K
MIDUadded+25$1.01K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
AAPLexited-47,138-$6.79M
SPYexited-21,833-$5.28M
CVXexited-19,897-$2.07M
PowerShares QQQ Trust Unit …exited-11,750-$1.62M
IVWexited-10,708-$1.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001085146-17-002388, largest first. % of portfolio is the value over $24,688,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VTIVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 18,481 shares; 2016Q1: 13,577 shares; 2016Q2: 32,966 shares; 2016Q3: 50,901 shares; 2016Q4: 60,647 shares; 2017Q1: 52,803 shares; 2017Q2: 36,524 shares; 2017Q3: 30,009 shares 30,009$3.89M15.74%-6,515Timeline
SHVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 1,915 shares; 2016Q1: 39,468 shares; 2016Q2: 21,001 shares; 2016Q3: 38,952 shares; 2016Q4: 20,427 shares; 2017Q1: 27,909 shares; 2017Q2: 20,096 shares; 2017Q3: 16,244 shares 16,244$1.79M7.27%-3,852Timeline
SCHBSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 57,276 shares; 2016Q1: 11,676 shares; 2016Q2: 26,349 shares; 2016Q3: 23,501 shares; 2016Q4: 32,403 shares; 2017Q1: 40,876 shares; 2017Q2: 51,373 shares; 2017Q3: 27,578 shares 27,578$1.68M6.8%-23,795Timeline
VEUVANGUARD INTL EQUITY INDEX FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 40,857 shares; 2016Q1: 33,176 shares; 2016Q2: 35,993 shares; 2016Q3: 52,455 shares; 2016Q4: 65,822 shares; 2017Q1: 61,032 shares; 2017Q2: 36,960 shares; 2017Q3: 31,574 shares 31,574$1.66M6.74%-5,386Timeline
RESONANT INCRESONANT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 348,202 shares; 2017Q3: 348,202 shares 348,202$1.54M6.25%0
ETFS Gold TrustETFS Gold TrustQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 38,092 shares; 2016Q1: 17,619 shares; 2016Q2: 17,929 shares; 2016Q3: 38,092 shares; 2016Q4: 23,462 shares; 2017Q1: 23,462 shares; 2017Q2: 14,249 shares; 2017Q3: 11,991 shares 11,991$1.49M6.02%-2,258
GWG HLDGS INCGWG HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 1,224,000 shares; 2017Q3: 1,444,000 shares 1,444,000$1.44M5.85%+220,000
AGGISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 18,078 shares; 2016Q1: 23,418 shares; 2016Q2: 31,271 shares; 2016Q3: 57,101 shares; 2016Q4: 47,019 shares; 2017Q1: 28,914 shares; 2017Q2: 22,644 shares; 2017Q3: 12,401 shares 12,401$1.36M5.51%-10,243Timeline
AKAMAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 34,005 shares; 2016Q1: 28,919 shares; 2016Q2: 28,919 shares; 2016Q3: 29,010 shares; 2016Q4: 26,419 shares; 2017Q1: 26,268 shares; 2017Q2: 25,654 shares; 2017Q3: 25,654 shares 25,654$1.25M5.06%0Timeline
VTVVANGUARD INDEX FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 5,314 shares; 2016Q1: 5,872 shares; 2016Q2: 32,009 shares; 2016Q3: 30,322 shares; 2016Q4: 18,912 shares; 2017Q1: 16,544 shares; 2017Q2: 14,278 shares; 2017Q3: 10,849 shares 10,849$1.08M4.38%-3,429Timeline
BKFISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 6,598 shares; 2016Q4: 19,934 shares; 2017Q1: 24,833 shares; 2017Q2: 18,462 shares; 2017Q3: 18,239 shares 18,239$786K3.18%-223Timeline
IJRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 9,004 shares; 2016Q1: 9,896 shares; 2016Q2: 15,892 shares; 2016Q3: 19,850 shares; 2016Q4: 22,628 shares; 2017Q1: 46,970 shares; 2017Q2: 12,140 shares; 2017Q3: 10,150 shares 10,150$753K3.05%-1,990Timeline
SJBPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 30,392 shares; 2017Q3: 30,392 shares 30,392$703K2.85%0Timeline
BWXSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 19,746 shares; 2016Q1: 7,200 shares; 2016Q2: 16,343 shares; 2016Q3: 47,644 shares; 2016Q4: 50,713 shares; 2017Q1: 36,411 shares; 2017Q2: 25,398 shares; 2017Q3: 23,448 shares 23,448$659K2.67%-1,950Timeline
RWOSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 15,453 shares; 2016Q1: 6,372 shares; 2016Q2: 11,151 shares; 2016Q3: 17,578 shares; 2016Q4: 22,842 shares; 2017Q1: not reported; 2017Q2: 12,196 shares; 2017Q3: 13,359 shares 13,359$634K2.57%+1,163Timeline
SCHFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 28,682 shares; 2016Q1: not reported; 2016Q2: 12,182 shares; 2016Q3: 13,307 shares; 2016Q4: 17,323 shares; 2017Q1: 22,013 shares; 2017Q2: 26,314 shares; 2017Q3: 16,385 shares 16,385$551K2.23%-9,929Timeline
POWERSHARESPOWERSHARESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 26,308 shares; 2016Q1: 10,235 shares; 2016Q2: 35,935 shares; 2016Q3: 62,711 shares; 2016Q4: 67,704 shares; 2017Q1: 65,071 shares; 2017Q2: 40,756 shares; 2017Q3: 34,894 shares 34,894$533K2.16%-5,862
MIDUDIREXION SHARES ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: 11,291 shares; 2017Q1: 11,504 shares; 2017Q2: 12,085 shares; 2017Q3: 12,110 shares 12,110$489K1.98%+25Timeline
FTLSFIRST TR EXCH TRADED FD IIIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: 14,132 shares; 2017Q3: 12,905 shares 12,905$482K1.95%-1,227Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 166,504 shares; 2016Q1: 169,106 shares; 2016Q2: 207,682 shares; 2016Q3: 206,434 shares; 2016Q4: 88,943 shares; 2017Q1: 89,805 shares; 2017Q2: 23,072 shares; 2017Q3: 11,675 shares 11,675$458K1.86%-11,397Timeline
SCHESCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 22,592 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2,196 shares; 2016Q4: 12,910 shares; 2017Q1: 18,062 shares; 2017Q2: 22,798 shares; 2017Q3: 12,608 shares 12,608$340K1.38%-10,190Timeline
QAINYLIM ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: 14,685 shares; 2016Q2: 35,214 shares; 2016Q3: 65,468 shares; 2016Q4: 70,956 shares; 2017Q1: 20,007 shares; 2017Q2: 11,677 shares; 2017Q3: 11,385 shares 11,385$338K1.37%-292Timeline
SJNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 29,229 shares; 2016Q1: not reported; 2016Q2: 21,457 shares; 2016Q3: 22,792 shares; 2016Q4: 14,694 shares; 2017Q1: 14,694 shares; 2017Q2: 12,806 shares; 2017Q3: 10,392 shares 10,392$287K1.16%-2,414Timeline
BBX CAP CORP NEWBBX CAP CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: not reported; 2016Q4: not reported; 2017Q1: not reported; 2017Q2: not reported; 2017Q3: 34,794 shares 34,794$257K1.04%new
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2015Q4: 22,908 shares; 2016Q1: 27,355 shares; 2016Q2: 24,716 shares; 2016Q3: 24,426 shares; 2016Q4: 21,592 shares; 2017Q1: 29,016 shares; 2017Q2: not reported; 2017Q3: 21,592 shares 21,592$229K0.93%newTimeline

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 133. All 133

SecurityShares beforeValue beforeType
AAPLAPPLE INC47,138$6.79Mshares
SPYSTATE STR SPDR S&P 500 ETF T21,833$5.28Mshares
CVXCHEVRON CORPORATION19,897$2.07Mshares
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser11,750$1.62Mshares
IVWISHARES TR10,708$1.47Mshares
RYDEX S&P EQ WEIGHT TECHN E…RYDEX S&P EQ WEIGHT TECHN ETF(RYT)11,527$1.44Mshares
ISRGINTUITIVE SURGICAL INC1,500$1.4Mshares
SCHDSCHWAB STRATEGIC TR30,530$1.38Mshares
IVVISHARES TR5,518$1.34Mshares
ABBVABBVIE INC17,870$1.3Mshares
JNJJOHNSON & JOHNSON9,137$1.21Mshares
DHSWISDOMTREE TR16,560$1.13Mshares
EDCONSOLIDATED EDISON INC13,830$1.12Mshares
MSFTMICROSOFT CORP15,749$1.09Mshares
AMZNAMAZON COM INC1,086$1.05Mshares
BACBANK OF AMER CORP37,592$989Kshares
QCOMQUALCOMM INC16,785$931Kshares
ABTABBOTT LABORATORIES53,096$914Kshares
EZMWISDOMTREE TR24,274$864Kshares
PGPROCTER & GAMBLE CO9,179$801Kshares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…8,631$801Kshares
BABOEING CO3,800$756Kshares
XLPSELECT SECTOR SPDR TR13,363$727Kshares
VCSHVANGUARD SCOTTSDALE FDS9,029$724Kshares
XLKSELECT SECTOR SPDR TR13,170$717Kshares
KKR & CO LPKKR & CO LP37,625$699Kshares
DONWISDOMTREE TR7,012$689Kshares
INTCINTEL CORP20,358$685Kshares
GENERAL ELEC COGENERAL ELEC CO24,893$674Kshares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE20,014$667Kshares
FTSE RAFI 1000 US Lg CapFTSE RAFI 1000 US Lg Cap6,000$620Kshares
UNHUNITEDHEALTH GROUP INC3,296$616Kshares
WFCWELLS FARGO & CO11,093$615Kshares
XOMEXXON MOBIL CORP7,624$613Kshares
UTFCOHEN & STEERS INFRASTRUCTUR25,285$598Kshares
PFFISHARES TR14,948$588Kshares
HDHOME DEPOT INC3,701$568Kshares
BMYBRISTOL-MYERS SQUIBB CO9,818$548Kshares
IEFISHARES TR5,123$548Kshares
DTDWISDOMTREE TR6,310$539Kshares
DISDISNEY WALT CO5,058$535Kshares
CSCOCISCO SYS INC16,789$525Kshares
SCHXSCHWAB STRATEGIC TR9,024$525Kshares
BRK-BBERKSHIRE HATHAWAY INC DEL3,075$515Kshares
IJTISHARES TR3,141$490Kshares
VYMVANGUARD WHITEHALL FDS5,863$460Kshares
HYGISHARES TR5,025$444Kshares
FDXFEDEX CORP2,039$442Kshares
XLVSELECT SECTOR SPDR TR5,394$428Kshares
DESWISDOMTREE TR5,334$426Kshares
IJHISHARES TR2,442$425Kshares
DIASTATE STR SPDR DOW JONES IND1,982$424Kshares
SMDVPROSHARES TR7,150$391Kshares
WALWESTERN ALLIANCE BANCORP7,833$385Kshares
XNEAXNUVEEN AMT FREE QLTY MUN INC27,940$382Kshares
SOXLDIREXION SHARES ETF TRUST4,652$380Kshares
SOXXISHARES TR2,700$378Kshares
METAMETA PLATFORMS INC2,474$376Kshares
SCHMSCHWAB STRATEGIC TR7,770$373Kshares
EFAISHARES TR5,691$371Kshares
JPMJPMORGAN CHASE & CO4,052$370Kshares
WMTWALMART INC4,858$366Kshares
VGTVANGUARD WORLD FD2,502$354Kshares
CWBSPDR SERIES TRUST7,125$352Kshares
PEPPEPSICO INC2,949$342Kshares
SCHZSCHWAB STRATEGIC TR6,504$340Kshares
VIGVANGUARD SPECIALIZED FUNDS3,604$335Kshares
EESWISDOMTREE TR10,071$333Kshares
TRVTRAVELERS COMPANIES INC2,569$326Kshares
XLYSELECT SECTOR SPDR TR3,594$323Kshares
MAINMAIN STR CAP CORP8,356$322Kshares
IBMINTERNATIONAL BUSINESS MACHS2,075$320Kshares
VVISA INC3,396$319Kshares
AMDADVANCED MICRO DEVICES INC25,500$318Kshares
PCARPACCAR INC4,762$316Kshares
POWERSHARES ETF TRUST DWA T…POWERSHARES ETF TRUST DWA TECH6,706$314Kshares
POWERSHARES ETF TR II S&P50…POWERSHARES ETF TR II S&P500 L6,971$310Kshares
LMTLOCKHEED MARTIN CORP1,092$303Kshares
EEMISHARES TR7,251$299Kshares
VZVERIZON COMMUNICATIONS INC6,648$295Kshares
IEIISHARES TR2,389$295Kshares
XLFSELECT SECTOR SPDR TR11,945$288Kshares
CARA THERAPEUTICS INCCARA THERAPEUTICS INC18,600$285Kshares
MRKMERCK & CO INC4,335$278Kshares
DLNWISDOMTREE TR3,343$278Kshares
DALDELTA AIR LINES INC5,165$277Kshares
MOALTRIA GROUP INC3,696$276Kshares
CMCSACOMCAST CORP NEW7,124$276Kshares
LOWLOWES COS INC3,410$264Kshares
MRAMEVERSPIN TECHNOLOGIES INC13,200$264Kshares
PMPHILIP MORRIS INTL INC2,225$261Kshares
VBRVANGUARD INDEX FDS2,093$258Kshares
TLTISHARES TR2,041$256Kshares
AETNA INC NEWAETNA INC NEW1,661$252Kshares
SCHASCHWAB STRATEGIC TR3,898$249Kshares
VLOVALERO ENERGY CORP3,705$249Kshares
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf4,159$249Kshares
IEMGISHARES INC4,993$248Kshares
VBVANGUARD INDEX FDS1,832$248Kshares
FVFIRST TR EXCHANGE TRADED FD9,968$244Kshares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-17-002388 base2017-11-14acceptance time not in the bulk data set

Filings

Every filing of this filer: 13F reports and notices, the 13D and 13G it filed or is a reporting person of, and Forms 3, 4 and 5 it reported as an owner.

FilingSubjectFiledAcceptedIngested
13F-HR 0001085146-17-002388 Quarter ended 2017-09-302017-11-14acceptance time not in the bulk data set
13F-HR 0001085146-17-001733 Quarter ended 2017-06-302017-08-10acceptance time not in the bulk data set
13F-HR 0001085146-17-001171 Quarter ended 2017-03-312017-05-10acceptance time not in the bulk data set
13F-HR 0001085146-17-000507 Quarter ended 2016-12-312017-02-10acceptance time not in the bulk data set
13F-HR 0001085146-16-004576 Quarter ended 2016-09-302016-10-27acceptance time not in the bulk data set
13F-HR/A 0001085146-16-004095 Quarter ended 2016-06-302016-08-01acceptance time not in the bulk data set
13F-HR 0001085146-16-004071 Quarter ended 2016-06-302016-07-28acceptance time not in the bulk data set
13F-HR 0001085146-16-003821 Quarter ended 2016-03-312016-05-16acceptance time not in the bulk data set
13F-HR 0001085146-16-002852 Quarter ended 2015-12-312016-02-09acceptance time not in the bulk data set
13F-HR 0001085146-15-002121 Quarter ended 2015-09-302015-11-02acceptance time not in the bulk data set
13F-HR 0001085146-15-001727 Quarter ended 2015-06-302015-08-12acceptance time not in the bulk data set
13F-HR 0001085146-15-000983 Quarter ended 2015-03-312015-04-27acceptance time not in the bulk data set
13F-HR 0001085146-15-000403 Quarter ended 2014-12-312015-02-11acceptance time not in the bulk data set
13F-HR 0001085146-14-002247 Quarter ended 2014-09-302014-11-13acceptance time not in the bulk data set
13F-HR 0001085146-14-001463 Quarter ended 2014-06-302014-07-31acceptance time not in the bulk data set
13F-HR 0001085146-14-001063 Quarter ended 2014-03-312014-05-13acceptance time not in the bulk data set
13F-HR 0001085146-14-000516 Quarter ended 2013-12-312014-02-12acceptance time not in the bulk data set
13F-HR 0001085146-13-001912 Quarter ended 2013-09-302013-11-12acceptance time not in the bulk data set
13F-HR 0001085146-13-001436 Quarter ended 2013-06-302013-08-14acceptance time not in the bulk data set