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Disclosery

Concert Wealth Management Inc.

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13F filer, CIK 1456534, SAN JOSE, CA

Concert Wealth Management Inc. reported $822,956,000 across 1,063 holdings for the quarter ended 2016-09-30, in a 13F-HR filed 2016-10-27. Its ten largest share positions make up 15.19% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-16-004576

Period
2016-09-30
Reported value
$823M
Holdings
1,063
Top 10 weight
15.19%
New
389
Sold out
64

Largest buys vs the previous quarter

SecurityShares changeApprox. value
IVVadded+26,007$5.66M
USMVnew+87,177$3.95M
AGGadded+25,830$2.9M
HDVnew+33,475$2.71M
ETFS Gold Trustadded+20,163$2.58M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
PGreduced-29,822-$2.68M
Oreduced-27,360-$1.83M
E M C CORP MASSexited-58,016-$1.58M
TBFreduced-71,570-$1.51M
ISHARES MSCIreduced-119,769-$1.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2016

Share positions as resolved from 13F-HR 0001085146-16-004576, largest first. % of portfolio is the value over $822,818,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
JXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 7 shares 7$00%newValue filed as zero, left out of ratios.Timeline
IAKISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 2 shares 2$00%newValue filed as zero, left out of ratios.Timeline
SANOFISANOFIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 15 shares 15$00%newValue filed as zero, left out of ratios.
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 14 shares 14$00%newValue filed as zero, left out of ratios.
CLAYMORE EXCHANGE TRD FD TR…CLAYMORE EXCHANGE TRD FD TR GUGG …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 200 shares 200$00%newValue filed as zero, left out of ratios.
Wilshire US REIT ETFWilshire US REIT ETFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 300 shares 300$00%newValue filed as zero, left out of ratios.
POWERSHARES ETF TR IIPOWERSHARES ETF TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 1,000 shares 1,000$00%newValue filed as zero, left out of ratios.

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall2,500$41K-500
NVDANVIDIA CORPORATION COMcall2,000$40K+700
SPYSTATE STR SPDR S&P 500 ETF T SHSput30,800$33K-32,400
IWMISHARES TR SHSput22,900$16K-22,900
GILDGILEAD SCIENCES INC COMcall100$3K-800
MSFTMICROSOFT CORP COMcall300$3K-700
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP COM NEWcall500$2Knew
ADBEADOBE INC COMcall1,700$00
CVXCHEVRON CORPORATION COMput200$00
CVXCHEVRON CORPORATION COMcall700$0new
XLESELECT SECTOR SPDR TR SHSput300$00
XLESELECT SECTOR SPDR TR SHScall300$0+100
INTCINTEL CORP COMcall2,500$0-600
IBMINTERNATIONAL BUSINESS MACHS COMcall100$00
IWMISHARES TR SHScall200$00
MCDMCDONALDS CORP COMput200$0-100
MCDMCDONALDS CORP COMcall700$00
MUMICRON TECHNOLOGY INC COMcall10,000$00
ORCLORACLE CORP COMcall10,000$00
QCOMQUALCOMM INC COMcall100$00
SBUXSTARBUCKS CORP COMcall2,500$00
UNHUNITEDHEALTH GROUP INC COMcall100$00
VVISA INC COMput700$00
VWOVANGUARD INTL EQUITY INDEX F SHSput300$00
DISDISNEY WALT CO COMcall100$00
WFCWELLS FARGO & CO COMcall100$00
IWFISHARES TR STOKput400$00
DIASTATE STR SPDR DOW JONES IND UT SER 1put200$00
DIASTATE STR SPDR DOW JONES IND UT SER 1call700$00
EEMISHARES TR MSCI EMG MKT ETFcall100$0new
FCXFREEPORT MCMORAN INC Stockcall1,100$00
FFIVF5 INC Stockcall1,400$00
BIIBBIOGEN INC Stockcall300$00
TLTISHARES TR 20 YR TR BD ETFcall100$0-400
UAAUNDER ARMOUR INC CL Acall200$0new
PSECPROSPECT CAP CORP COMcall20,000$00
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC COMcall1,000$00
CELGENE CORPCELGENE CORP COMcall2,700$00
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMput800$00
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COMcall3,300$0+1,900
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWAN COMMON STOCK-FOcall1,900$00
PROSHARES TRPROSHARES TR PSHS ULSHT SP500call5,000$0new
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT CEFput400$0new
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT CEFcall100$0new

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST DYN BIOT & GENprincipal27,344$1.14Mnew
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST HI YLD EQ DVDNprincipal53,535$853Knew
KBESPDR SERIES TRUST ST STR SP BANKprincipal17,383$588Knew
ICFISHARES TR SELECT US REITprincipal4,809$502Knew
IJKISHARES TR S&P MC 400GR ETFprincipal1,778$308Knew
EPSWISDOMTREE TR US LARGECAP FUNDprincipal4,010$291Knew
IXNISHARES TR SHSprincipal855$95Knew
ITBISHARES TR US HOME CONS ETFprincipal2,981$84Knew
IXJISHARES TR SHSprincipal325$33Knew
IUSVISHARES TR SHSprincipal115$5Knew
INTEL CORPINTEL CORP SDCV 2.950%12/1principal3,000$4Knew
DANAHER CORP DELDANAHER CORP DEL NOTE 1/2principal1,000$3Knew

Sold out in Q3 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
E M C CORP MASSE M C CORP MASS58,016$1.58Mshares
JOHNSON CONTROLS INT FJOHNSON CONTROLS INT F30,086$1.33Mshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST27,404$1.01Mshares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST53,504$836Kshares
NETSUITE INCNETSUITE INC9,873$719Kshares
WMWASTE MGMT INC DEL8,175$541Kshares
STARWOOD HOTELS&RESORTS WRLDSTARWOOD HOTELS&RESORTS WRLD7,298$533Kshares
NUVEEN PREM INCOME MUN FDNUVEEN PREM INCOME MUN FD33,557$519Kshares
KBESPDR SERIES TRUST15,325$462Kshares
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV9,073$313Kshares
IJKISHARES TR1,751$297Kshares
TAPMOLSON COORS BEVERAGE CO2,856$295Kshares
ST JUDE MED INCST JUDE MED INC3,683$288Kshares
EPSWISDOMTREE TR4,010$277Kshares
WALWESTERN ALLIANCE BANCORP8,357$276Kshares
AMCXAMC GLOBAL MEDIA INC4,308$265Kshares
FTFFRANKLIN LTD DURATION INCOME21,633$251Kshares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…5,026$232Kshares
INTREXON CORPINTREXON CORP9,081$224Kshares
SJMSMUCKER J M CO1,482$223Kshares
EXREXTRA SPACE STORAGE INC2,386$221Kshares
SPXLDIREXION SHARES ETF TRUST2,481$219Kshares
PANERA BREAD COPANERA BREAD CO1,043$219Kshares
MOBILE MINI INCMOBILE MINI INC6,293$219Kshares
FXNFIRST TR EXCHANGE-TRADED FD14,595$216Kshares
ITGARTNER INC2,210$213Kshares
MHFWESTERN ASSET MUN HIGH INCOM18,977$156Kshares
RCSPIMCO STRATEGIC INCOME FD10,638$102Kshares
GLOCLOUGH GLOBAL OPPORTUNITIES10,043$94Kshares
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART13,263$64Kshares
WILCFG WILLI FOOD INTL LTD10,402$45Kshares
SANBANCO SANTANDER SA10,171$38Kshares
RED HAT INCRED HAT INC300$3Kput
NFLXNETFLIX INC.100$1Kcall
BABAALIBABA GROUP HLDG LTD400$1Kput
AXPAMERICAN EXPRESS CO300$0call
AAPLAPPLE INC100$0call
AMATAPPLIED MATLS INC400$0call
BACBANK OF AMER CORP600$0call
COFCAPITAL ONE FINL CORP200$0call
CATCATERPILLAR INC200$0call
CSCOCISCO SYS INC200$0call
HCAHCA HEALTHCARE INC200$0call
LOWLOWES COS INC200$0call
MSMORGAN STANLEY200$0call
NKENIKE INC100$0call
ORCLORACLE CORP300$0put
XHBSPDR SERIES TRUST100$0call
UPSUNITED PARCEL SVCS INC211,000$0put
UPSUNITED PARCEL SVCS INC331,500$0call
VRTXVERTEX PHARMACEUTICALS INC800$0call
GLDSPDR GOLD TR100$0call
WDCWESTERN DIGITAL CORP200$0call
ALLALLSTATE CORP300$0call
DALDELTA AIR LINES INC200$0call
ADMARCHER DANIELS MIDLAND CO300$0call
CLCOLGATE PALMOLIVE CO200$0call
SWKSSKYWORKS SOLUTIONS INC200$0call
FOOT LOCKER INCFOOT LOCKER INC200$0call
TWITTER INCTWITTER INC100$0call
Mallinckrodt PlcMallinckrodt Plc1,300$0call
BIGGQBIG LOTS INC.200$0call
UNITED TECH CORPUNITED TECH CORP100$0call
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO200$0call

How Q3 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-16-004576 base2016-10-27acceptance time not in the bulk data set