LIBERTY GLOBAL PLC-A LIBERTY GLOBAL PLC-A More: the full row for LIBERTY GLOBAL PLC-A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 122 shares; 2020Q2: 52 shares; 2020Q3: 52 shares; 2020Q4: 52 shares 52 $1K <0.01% 0 ALTAIR ENGINEERING INC ALTAIR ENGINEERING INC More: the full row for ALTAIR ENGINEERING INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 37 shares; 2020Q2: 130 shares; 2020Q3: 28 shares; 2020Q4: 28 shares 28 $1K <0.01% 0 IMMUNOGEN INC IMMUNOGEN INC More: the full row for IMMUNOGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 221 shares; 2020Q2: 221 shares; 2020Q3: 221 shares; 2020Q4: 221 shares 221 $1K <0.01% 0 BROOKFIELD PPTY REIT INC BROOKFIELD PPTY REIT INC More: the full row for BROOKFIELD PPTY REIT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 90 shares; 2020Q2: 90 shares; 2020Q3: 90 shares; 2020Q4: 90 shares 90 $1K <0.01% 0 HYCROFT MINING HOLDING CORP HYCROFT MINING HOLDING CORP More: the full row for HYCROFT MINING HOLDING CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 200 shares; 2020Q4: 200 shares 200 $1K <0.01% 0 CONTRAFECT CORP CONTRAFECT CORP More: the full row for CONTRAFECT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 200 shares; 2020Q4: 200 shares 200 $1K <0.01% 0 AGEAGLE AERIAL SYS INC NEW AGEAGLE AERIAL SYS INC NEW More: the full row for AGEAGLE AERIAL SYS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 230 shares 230 $1K <0.01% new NORTHERN LTS FD TR IV NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 58 shares; 2020Q2: 246 shares; 2020Q3: 58 shares; 2020Q4: 58 shares 58 $1K <0.01% 0 PLURISTEM THERAPEUTICS INC PLURISTEM THERAPEUTICS INC More: the full row for PLURISTEM THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 150 shares 150 $1K <0.01% new FREL FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 39 shares; 2020Q2: 39 shares; 2020Q3: 39 shares; 2020Q4: 39 shares 39 $0 0% 0 Value filed as zero, left out of ratios. Timeline SHYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 16 shares; 2020Q3: 65 shares; 2020Q4: 16 shares 16 $0 0% -49 Value filed as zero, left out of ratios. Timeline FNDE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 29 shares; 2020Q2: 29 shares; 2020Q3: 29 shares; 2020Q4: 29 shares 29 $0 0% 0 Value filed as zero, left out of ratios. Timeline SCHH SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8 shares; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares 8 $0 0% 0 Value filed as zero, left out of ratios. Timeline CWI SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28 shares; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares 28 $0 0% 0 Value filed as zero, left out of ratios. Timeline SLYV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 4 shares; 2020Q2: 4 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. Timeline VNQI VANGUARD INTL EQUITY INDEX F More: the full row for VANGUARD INTL EQUITY INDEX F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 4 shares; 2020Q2: 4 shares; 2020Q3: 97 shares; 2020Q4: 4 shares 4 $0 0% -93 Value filed as zero, left out of ratios. Timeline NOK NOKIA CORP More: the full row for NOKIA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 147 shares; 2020Q2: 147 shares; 2020Q3: 147 shares; 2020Q4: 147 shares 147 $0 0% 0 Value filed as zero, left out of ratios. Timeline SSO PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 4 shares; 2020Q4: 4 shares 4 $0 0% 0 Value filed as zero, left out of ratios. Timeline STLD STEEL DYNAMICS INC More: the full row for STEEL DYNAMICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1 shares; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. Timeline GATX GATX CORP More: the full row for GATX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares 5 $0 0% 0 Value filed as zero, left out of ratios. Timeline YELP YELP INC More: the full row for YELP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 17 shares; 2020Q2: 17 shares; 2020Q3: 17 shares; 2020Q4: 17 shares 17 $0 0% 0 Value filed as zero, left out of ratios. Timeline NRG NRG ENERGY INC More: the full row for NRG ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 13 shares; 2020Q2: 13 shares; 2020Q3: 16 shares; 2020Q4: 10 shares 10 $0 0% -6 Value filed as zero, left out of ratios. Timeline DK DELEK US HLDGS INC NEW More: the full row for DELEK US HLDGS INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 24 shares; 2020Q2: 24 shares; 2020Q3: 24 shares; 2020Q4: 24 shares 24 $0 0% 0 Value filed as zero, left out of ratios. Timeline HBAN HUNTINGTON BANCSHARES INC More: the full row for HUNTINGTON BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 41 shares; 2020Q2: 41 shares; 2020Q3: 41 shares; 2020Q4: 41 shares 41 $0 0% 0 Value filed as zero, left out of ratios. Timeline ERIC TELEFONAKTIEBOLAGET LM ERICS More: the full row for TELEFONAKTIEBOLAGET LM ERICS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares 20 $0 0% 0 Value filed as zero, left out of ratios. Timeline TXNM TXNM ENERGY INC More: the full row for TXNM ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10 shares; 2020Q2: 10 shares; 2020Q3: 10 shares; 2020Q4: 10 shares 10 $0 0% 0 Value filed as zero, left out of ratios. Timeline BOKF BOK FINL CORP More: the full row for BOK FINL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares 12 $0 0% 0 Value filed as zero, left out of ratios. Timeline PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 70 shares 70 $0 0% +68 Value filed as zero, left out of ratios. Timeline NVT NVENT ELEC PLC More: the full row for NVENT ELEC PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 15 shares; 2020Q3: 15 shares; 2020Q4: 15 shares 15 $0 0% 0 Value filed as zero, left out of ratios. Timeline UEC URANIUM ENERGY CORP More: the full row for URANIUM ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 400 shares 400 $0 0% new Value filed as zero, left out of ratios. Timeline MT ARCELORMITTAL SA LUXEMBOURG More: the full row for ARCELORMITTAL SA LUXEMBOURG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 302 shares; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 2 shares 2 $0 0% 0 Value filed as zero, left out of ratios. Timeline NWSA NEWS CORP NEW More: the full row for NEWS CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 48 shares; 2020Q2: 40 shares; 2020Q3: 15 shares; 2020Q4: 15 shares 15 $0 0% 0 Value filed as zero, left out of ratios. Timeline HUBB HUBBELL INC More: the full row for HUBBELL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 6 shares; 2020Q2: 6 shares; 2020Q3: 6 shares; 2020Q4: 6 shares 6 $0 0% 0 Value filed as zero, left out of ratios. Timeline RIG TRANSOCEAN LTD More: the full row for TRANSOCEAN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 30 shares; 2020Q2: 30 shares; 2020Q3: 56 shares; 2020Q4: 56 shares 56 $0 0% 0 Value filed as zero, left out of ratios. Timeline DXC DXC TECHNOLOGY CO More: the full row for DXC TECHNOLOGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20 shares; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares 8 $0 0% 0 Value filed as zero, left out of ratios. Timeline TLH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 606 shares; 2020Q2: 4 shares; 2020Q3: 4 shares; 2020Q4: 4 shares 4 $0 0% 0 Value filed as zero, left out of ratios. Timeline NGD NEW GOLD INC More: the full row for NEW GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 80 shares; 2020Q4: 80 shares 80 $0 0% 0 Value filed as zero, left out of ratios. Timeline PHK PIMCO HIGH INCOME FD More: the full row for PIMCO HIGH INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7 shares; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares 7 $0 0% 0 Value filed as zero, left out of ratios. Timeline UWM PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 5 shares; 2020Q2: 5 shares; 2020Q3: 5 shares; 2020Q4: 5 shares 5 $0 0% 0 Value filed as zero, left out of ratios. Timeline BKLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 0 shares 0 $0 0% new Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios. Timeline FNDF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 29 shares; 2020Q2: 29 shares; 2020Q3: 29 shares; 2020Q4: 29 shares 29 $0 0% 0 Value filed as zero, left out of ratios. Timeline ENFR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 11 shares; 2020Q2: 11 shares; 2020Q3: 11 shares; 2020Q4: 11 shares 11 $0 0% 0 Value filed as zero, left out of ratios. Timeline CLSK CLEANSPARK INC More: the full row for CLEANSPARK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 29 shares 29 $0 0% -71 Value filed as zero, left out of ratios. Timeline DAKT DAKTRONICS INC More: the full row for DAKTRONICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 32 shares; 2020Q2: 32 shares; 2020Q3: 32 shares; 2020Q4: 32 shares 32 $0 0% 0 Value filed as zero, left out of ratios. Timeline BHF BRIGHTHOUSE FINL INC More: the full row for BRIGHTHOUSE FINL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 42 shares; 2020Q2: 42 shares; 2020Q3: 6 shares; 2020Q4: 6 shares 6 $0 0% 0 Value filed as zero, left out of ratios. Timeline VTOL BRISTOW GROUP INC More: the full row for BRISTOW GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 5 shares 5 $0 0% new Value filed as zero, left out of ratios. Timeline GTX GARRETT MOTION INC More: the full row for GARRETT MOTION INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 163 shares; 2020Q2: 163 shares; 2020Q3: 81 shares; 2020Q4: 91 shares 91 $0 0% +10 Value filed as zero, left out of ratios. Timeline JPEM J P MORGAN EXCHANGE TRADED F More: the full row for J P MORGAN EXCHANGE TRADED F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 16 shares; 2020Q3: 11 shares; 2020Q4: 12 shares 12 $0 0% +1 Value filed as zero, left out of ratios. Timeline OPLN OPENLANE INC More: the full row for OPENLANE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28 shares; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares 28 $0 0% 0 Value filed as zero, left out of ratios. Timeline LILAK LIBERTY LATIN AMERICA LTD More: the full row for LIBERTY LATIN AMERICA LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 26 shares; 2020Q2: 26 shares; 2020Q3: 26 shares; 2020Q4: 26 shares 26 $0 0% 0 Value filed as zero, left out of ratios. Timeline LILA LIBERTY LATIN AMERICA LTD More: the full row for LIBERTY LATIN AMERICA LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 8 shares; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares 8 $0 0% 0 Value filed as zero, left out of ratios. Timeline SCHE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares 18 $0 0% 0 Value filed as zero, left out of ratios. Timeline SCHC SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 252 shares; 2020Q4: 12 shares 12 $0 0% -240 Value filed as zero, left out of ratios. Timeline FNDC SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 18 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares 18 $0 0% 0 Value filed as zero, left out of ratios. Timeline ADNT ADIENT PLC More: the full row for ADIENT PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 28 shares; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares 28 $0 0% 0 Value filed as zero, left out of ratios. Timeline ASIX ADVANSIX INC More: the full row for ADVANSIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 48 shares; 2020Q2: 48 shares; 2020Q3: 28 shares; 2020Q4: 32 shares 32 $0 0% +4 Value filed as zero, left out of ratios. Timeline CNDT CONDUENT INC More: the full row for CONDUENT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 120 shares; 2020Q2: 120 shares; 2020Q3: 120 shares; 2020Q4: 120 shares 120 $0 0% 0 Value filed as zero, left out of ratios. Timeline KTB KONTOOR BRANDS INC More: the full row for KONTOOR BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 300 shares; 2020Q2: 54 shares; 2020Q3: 12 shares; 2020Q4: 12 shares 12 $0 0% 0 Value filed as zero, left out of ratios. Timeline MVV PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 9 shares; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares 9 $0 0% 0 Value filed as zero, left out of ratios. Timeline TDC TERADATA CORP DEL More: the full row for TERADATA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,012 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares 12 $0 0% 0 Value filed as zero, left out of ratios. Timeline UAA UNDER ARMOUR INC More: the full row for UNDER ARMOUR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 3 shares; 2020Q2: 3 shares; 2020Q3: 3 shares; 2020Q4: 3 shares 3 $0 0% 0 Value filed as zero, left out of ratios. Timeline VIAV VIAVI SOLUTIONS INC More: the full row for VIAVI SOLUTIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 2 shares; 2020Q2: 2 shares; 2020Q3: 2 shares; 2020Q4: 2 shares 2 $0 0% 0 Value filed as zero, left out of ratios. Timeline GT GOODYEAR TIRE & RUBR CO More: the full row for GOODYEAR TIRE & RUBR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 38 shares; 2020Q4: 38 shares 38 $0 0% 0 Value filed as zero, left out of ratios. Timeline BCX BLACKROCK RES & COMMODITIES More: the full row for BLACKROCK RES & COMMODITIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 98 shares; 2020Q2: 98 shares; 2020Q3: 98 shares; 2020Q4: 98 shares 98 $0 0% 0 Value filed as zero, left out of ratios. Timeline PICB INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 23 shares; 2020Q2: 24 shares; 2020Q3: 21 shares; 2020Q4: 21 shares 21 $0 0% 0 Value filed as zero, left out of ratios. Timeline SCS STEELCASE INC-CLASS A More: the full row for STEELCASE INC-CLASS A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,050 shares; 2020Q2: 50 shares; 2020Q3: 50 shares; 2020Q4: 50 shares 50 $0 0% 0 Value filed as zero, left out of ratios. Timeline IGLB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 9 shares; 2020Q2: 9 shares; 2020Q3: 9 shares; 2020Q4: 9 shares 9 $0 0% 0 Value filed as zero, left out of ratios. Timeline ERC ALLSPRING MULTI SECTOR INCOM More: the full row for ALLSPRING MULTI SECTOR INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 570 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares 20 $0 0% 0 Value filed as zero, left out of ratios. Timeline Mallinckrodt Plc Mallinckrodt Plc More: the full row for Mallinckrodt Plc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7 shares; 2020Q2: 7 shares; 2020Q3: 7 shares; 2020Q4: 7 shares 7 $0 0% 0 Value filed as zero, left out of ratios. UNILEVER N V UNILEVER N V More: the full row for UNILEVER N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20,157 shares; 2020Q2: 18,929 shares; 2020Q3: 17,326 shares; 2020Q4: 0 shares 0 $0 0% -17,326 Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios. BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 200 shares; 2020Q2: 200 shares; 2020Q3: 211 shares; 2020Q4: 217 shares 217 $0 0% +6 Value filed as zero, left out of ratios. CUBIC CORP CUBIC CORP More: the full row for CUBIC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. L BRANDS INC L BRANDS INC More: the full row for L BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 246 shares; 2020Q2: 136 shares; 2020Q3: 136 shares; 2020Q4: 11 shares 11 $0 0% -125 Value filed as zero, left out of ratios. TILRAY INC TILRAY INC More: the full row for TILRAY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 80 shares; 2020Q4: 50 shares 50 $0 0% -30 Value filed as zero, left out of ratios. OLP ONE LIBERTY PPTYS INC More: the full row for ONE LIBERTY PPTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 2,324 shares; 2020Q4: 11 shares 11 $0 0% -2,313 Value filed as zero, left out of ratios. Timeline WASH WASHINGTON TR BANCORP INC More: the full row for WASHINGTON TR BANCORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 21 shares; 2020Q2: 21 shares; 2020Q3: 21 shares; 2020Q4: 21 shares 21 $0 0% 0 Value filed as zero, left out of ratios. Timeline ARLO ARLO TECHNOLOGIES INC More: the full row for ARLO TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 49 shares; 2020Q2: 49 shares; 2020Q3: 49 shares; 2020Q4: 49 shares 49 $0 0% 0 Value filed as zero, left out of ratios. Timeline ZNTL ZENTALIS PHARMACEUTICALS INC More: the full row for ZENTALIS PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 10 shares 10 $0 0% new Value filed as zero, left out of ratios. Timeline OCGN OCUGEN INC More: the full row for OCUGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 125 shares 125 $0 0% new Value filed as zero, left out of ratios. Timeline TEEKAY CORPORATION TEEKAY CORPORATION More: the full row for TEEKAY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 300 shares; 2020Q2: 300 shares; 2020Q3: 300 shares; 2020Q4: 300 shares 300 $0 0% 0 Value filed as zero, left out of ratios. MIST MILESTONE PHARMACEUTICALS IN More: the full row for MILESTONE PHARMACEUTICALS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 40 shares; 2020Q3: 40 shares; 2020Q4: 40 shares 40 $0 0% 0 Value filed as zero, left out of ratios. Timeline AOUT AMERICAN OUTDOOR BRANDS INC More: the full row for AMERICAN OUTDOOR BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 25 shares 25 $0 0% new Value filed as zero, left out of ratios. Timeline VALARIS PLC XXX SH… VALARIS PLC XXX SHS CL A More: the full row for VALARIS PLC XXX SHS CL A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 240 shares; 2020Q2: 240 shares; 2020Q3: 240 shares; 2020Q4: 240 shares 240 $0 0% 0 Value filed as zero, left out of ratios. DOG PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares 12 $0 0% 0 Value filed as zero, left out of ratios. Timeline KIE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 21 shares; 2020Q2: 21 shares; 2020Q3: 21 shares; 2020Q4: 21 shares 21 $0 0% 0 Value filed as zero, left out of ratios. Timeline ENLINK MIDSTREAM LLC ENLINK MIDSTREAM LLC More: the full row for ENLINK MIDSTREAM LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 154 shares; 2020Q2: 293 shares; 2020Q3: 293 shares; 2020Q4: 139 shares 139 $0 0% -154 Value filed as zero, left out of ratios. PFIG INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 22 shares; 2020Q2: 21 shares; 2020Q3: 18 shares; 2020Q4: 18 shares 18 $0 0% 0 Value filed as zero, left out of ratios. Timeline EWD ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 20 shares; 2020Q2: 20 shares; 2020Q3: 20 shares; 2020Q4: 20 shares 20 $0 0% 0 Value filed as zero, left out of ratios. Timeline RDOG ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,203 shares; 2020Q2: 15 shares; 2020Q3: 19 shares; 2020Q4: 20 shares 20 $0 0% +1 Value filed as zero, left out of ratios. Timeline SRV NXG CUSHING MIDSTREAM ENERGY More: the full row for NXG CUSHING MIDSTREAM ENERGY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 28 shares; 2020Q3: 28 shares; 2020Q4: 28 shares 28 $0 0% 0 Value filed as zero, left out of ratios. Timeline DIEBOLD NXDF INC DIEBOLD NXDF INC More: the full row for DIEBOLD NXDF INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: not reported; 2020Q4: 40 shares 40 $0 0% new Value filed as zero, left out of ratios. LIBERTY MEDIA CORP-BRAVES C LIBERTY MEDIA CORP-BRAVES C More: the full row for LIBERTY MEDIA CORP-BRAVES C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 16 shares; 2020Q2: 38 shares; 2020Q3: 38 shares; 2020Q4: 38 shares 38 $0 0% 0 Value filed as zero, left out of ratios. MERITOR INC MERITOR INC More: the full row for MERITOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 9 shares; 2020Q4: 9 shares 9 $0 0% 0 Value filed as zero, left out of ratios. VERITIV CORP VERITIV CORP More: the full row for VERITIV CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1 shares; 2020Q2: 1 shares; 2020Q3: 1 shares; 2020Q4: 1 shares 1 $0 0% 0 Value filed as zero, left out of ratios. DRIL-QUIP INC DRIL-QUIP INC More: the full row for DRIL-QUIP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 12 shares; 2020Q2: 12 shares; 2020Q3: 12 shares; 2020Q4: 12 shares 12 $0 0% 0 Value filed as zero, left out of ratios. LIBERTY TRIPADVISOR HLDGS IN LIBERTY TRIPADVISOR HLDGS IN More: the full row for LIBERTY TRIPADVISOR HLDGS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 36 shares; 2020Q2: 36 shares; 2020Q3: 36 shares; 2020Q4: 36 shares 36 $0 0% 0 Value filed as zero, left out of ratios. INVESCO QQQ TRUST SERIES 1 INVESCO QQQ TRUST SERIES 1 More: the full row for INVESCO QQQ TRUST SERIES 1 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 15,000 shares; 2020Q3: 15,000 shares; 2020Q4: 0 shares 0 $0 0% -15,000 Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios. DZSIQ DZS INC COM More: the full row for DZS INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 4 shares; 2020Q4: 4 shares 4 $0 0% 0 Value filed as zero, left out of ratios. Timeline AURORA CANNABIS INC-NEW AURORA CANNABIS INC-NEW More: the full row for AURORA CANNABIS INC-NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 8 shares; 2020Q3: 8 shares; 2020Q4: 8 shares 8 $0 0% 0 Value filed as zero, left out of ratios. RITE AID CORP RITE AID CORP More: the full row for RITE AID CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 50 shares; 2020Q2: 50 shares; 2020Q3: 50 shares; 2020Q4: 50 shares 50 $0 0% 0 Value filed as zero, left out of ratios. LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 7 shares; 2020Q2: 18 shares; 2020Q3: 18 shares; 2020Q4: 18 shares 18 $0 0% 0 Value filed as zero, left out of ratios. BRISTOL-MYERS SQUIBB CO BRISTOL-MYERS SQUIBB CO More: the full row for BRISTOL-MYERS SQUIBB CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 46 shares; 2020Q4: 46 shares 46 $0 0% 0 Value filed as zero, left out of ratios. AMERICAN INTL GROUP INC AMERICAN INTL GROUP INC More: the full row for AMERICAN INTL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 45 shares; 2020Q2: 45 shares; 2020Q3: 45 shares; 2020Q4: 45 shares 45 $0 0% 0 Value filed as zero, left out of ratios. GLOBAL X FDS GLOBAL X FDS More: the full row for GLOBAL X FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,974 shares; 2020Q2: 3,025 shares; 2020Q3: 5,645 shares; 2020Q4: 70 shares 70 $0 0% -5,575 Value filed as zero, left out of ratios. 9 METERS BIOPHARMA INC 9 METERS BIOPHARMA INC More: the full row for 9 METERS BIOPHARMA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 600 shares; 2020Q3: 600 shares; 2020Q4: 600 shares 600 $0 0% 0 Value filed as zero, left out of ratios. YAMANA GOLD INC YAMANA GOLD INC More: the full row for YAMANA GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 100 shares; 2020Q2: 100 shares; 2020Q3: 100 shares; 2020Q4: 100 shares 100 $0 0% 0 Value filed as zero, left out of ratios. PROSHARES TR PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 25 shares; 2020Q2: 25 shares; 2020Q3: 25 shares; 2020Q4: 25 shares 25 $0 0% 0 Value filed as zero, left out of ratios. CHARLES + COLVARD LTD CHARLES + COLVARD LTD More: the full row for CHARLES + COLVARD LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 120 shares; 2020Q2: 120 shares; 2020Q3: 120 shares; 2020Q4: 120 shares 120 $0 0% 0 Value filed as zero, left out of ratios. STATE AUTO FINANCIAL CORP STATE AUTO FINANCIAL CORP More: the full row for STATE AUTO FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 10 shares; 2020Q2: 10 shares; 2020Q3: 10 shares; 2020Q4: 10 shares 10 $0 0% 0 Value filed as zero, left out of ratios. NEW ENERGY SYS GROUP NEW ENERGY SYS GROUP More: the full row for NEW ENERGY SYS GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 30 shares; 2020Q2: 30 shares; 2020Q3: 30 shares; 2020Q4: 30 shares 30 $0 0% 0 Value filed as zero, left out of ratios. ETF SER SOLUTIONS ETF SER SOLUTIONS More: the full row for ETF SER SOLUTIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 18 shares; 2020Q4: 18 shares 18 $0 0% 0 Value filed as zero, left out of ratios. PROSHARES TR PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: not reported; 2020Q3: 3,000 shares; 2020Q4: 0 shares 0 $0 0% -3,000 Value filed as zero, left out of ratios. Amount filed as zero, left out of ratios. CELSION CORP CELSION CORP More: the full row for CELSION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 40 shares; 2020Q2: 40 shares; 2020Q3: 40 shares; 2020Q4: 40 shares 40 $0 0% 0 Value filed as zero, left out of ratios. NORTHERN LTS FD TR IV NORTHERN LTS FD TR IV More: the full row for NORTHERN LTS FD TR IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 15 shares; 2020Q2: 814 shares; 2020Q3: 15 shares; 2020Q4: 15 shares 15 $0 0% 0 Value filed as zero, left out of ratios. SONNET BIOTHERAPEUTC HLDNG I SONNET BIOTHERAPEUTC HLDNG I More: the full row for SONNET BIOTHERAPEUTC HLDNG I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: not reported; 2020Q2: 10 shares; 2020Q3: 10 shares; 2020Q4: 10 shares 10 $0 0% 0 Value filed as zero, left out of ratios. NOVAN INC NOVAN INC More: the full row for NOVAN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2019Q1: restricted; 2019Q2: restricted; 2019Q3: restricted; 2019Q4: restricted; 2020Q1: 1,000 shares; 2020Q2: 1,000 shares; 2020Q3: 1,000 shares; 2020Q4: 1,000 shares 1,000 $0 0% 0 Value filed as zero, left out of ratios.