Carroll Financial Associates, Inc.

13F filer, CIK 1567784, CHARLOTTE, NC

Carroll Financial Associates, Inc. reported $1,295,543,000 across 1,683 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-10-06. Its ten largest share positions make up 48.04% of the portfolio.

Filed 2020-10-06 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0000909012-20-000129

Period: 2020-09-30
Reported value: $1.3B
Holdings: 1,683
Top 10 weight: 48.04%
New: 105
Sold out: 129

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLadded	+264,206	$30.6M
VNLAadded	+192,392	$9.69M
PSEPadded	+207,718	$5.46M
PULSadded	+95,568	$4.77M
EJULnew	+181,830	$4.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
HYLBreduced	-200,007	-$9.55M
NJANreduced	-144,203	-$5.39M
PRFreduced	-21,699	-$2.47M
MSFTreduced	-11,491	-$2.42M
WISDOMTREE FLOATING RATETRE…reduced	-93,258	-$2.34M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0000909012-20-000129, largest first. % of portfolio is the value over $1,295,543,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
AUSFGLOBAL X FDS	6,186,879	$137M	10.54%	+207,336	Timeline
USMVISHARES TR	2,020,000	$129M	9.94%	+18,655	Timeline
INVESTMENT MANAGERS SER TRINVESTMENT MANAGERS SER TR	2,428,454	$91.9M	7.1%	+33,855
PRFINVESCO EXCHANGE TRADED FD T	529,689	$60.3M	4.65%	-21,699	Timeline
MTUMISHARES TR	290,354	$42.8M	3.3%	+1,258	Timeline
AAPLAPPLE INC	367,879	$42.6M	3.29%	+264,206	Timeline
MSFTMICROSOFT CORP	156,763	$33M	2.55%	-11,491	Timeline
ARKKARK ETF TR	315,440	$29M	2.24%	-20,686	Timeline
VIGVANGUARD SPECIALIZED FUNDS	223,981	$28.8M	2.22%	-4,192	Timeline
ARKGARK ETF TR	449,560	$28.6M	2.21%	-22,436	Timeline
IVVISHARES TR	67,644	$22.7M	1.75%	+1,936	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	67,788	$22.7M	1.75%	-551	Timeline
DGRWWISDOMTREE TR	447,523	$22.2M	1.71%	+48,733	Timeline
OMFLINVESCO EXCH TRD SLF IDX FD	620,506	$19.2M	1.48%	+10,506	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	88,792	$18.9M	1.46%	-1,083	Timeline
IWFISHARES TR	82,596	$17.9M	1.38%	-3,947	Timeline
DUKDUKE ENERGY CORP NEW	150,614	$13.3M	1.03%	-2,693	Timeline
VNLAJANUS DETROIT STR TR	214,695	$10.8M	0.84%	+192,392	Timeline
PULSPGIM ETF TR	180,053	$8.99M	0.69%	+95,568	Timeline
JNJJOHNSON & JOHNSON	57,905	$8.62M	0.67%	-1,993	Timeline
LOWLOWES COS INC	47,249	$7.84M	0.6%	-72	Timeline
TFCTRUIST FINL CORP	205,580	$7.82M	0.6%	-2,808	Timeline
VCSHVANGUARD SCOTTSDALE FDS	92,011	$7.62M	0.59%	-10,556	Timeline
IJHISHARES TR	40,127	$7.44M	0.57%	-3,045	Timeline
PRFZINVESCO EXCHANGE TRADED FD T	63,085	$7.39M	0.57%	+238	Timeline
IOOISHARES TR	130,565	$7.35M	0.57%	+443	Timeline
GSLCGOLDMAN SACHS ETF TR	102,226	$6.96M	0.54%	+7,846	Timeline
RSPINVESCO EXCHANGE TRADED FD T	63,813	$6.9M	0.53%	-15,512	Timeline
AGGYWISDOMTREE TR	125,163	$6.74M	0.52%	+12,014	Timeline
PJULINNOVATOR ETFS TRUST	236,721	$6.55M	0.51%	+41,334	Timeline
AMZNAMAZON COM INC	2,062	$6.49M	0.5%	-81	Timeline
PSEPINNOVATOR ETFS TRUST	234,668	$6.17M	0.48%	+207,718	Timeline
DGROISHARES TR	152,747	$6.08M	0.47%	-1,876	Timeline
PGPROCTER & GAMBLE CO	42,243	$5.87M	0.45%	-995	Timeline
IJRISHARES TR	81,618	$5.73M	0.44%	+1,083	Timeline
VUGVANGUARD INDEX FDS	24,882	$5.66M	0.44%	+5,254	Timeline
PFEPFIZER INC	149,739	$5.5M	0.42%	-5,229	Timeline
JPMJPMORGAN CHASE & CO	56,904	$5.48M	0.42%	-6,139	Timeline
AGZDWISDOMTREE TR	116,422	$5.45M	0.42%	+11,384	Timeline
ISTBISHARES TR	103,811	$5.35M	0.41%	+18,267	Timeline
XOMEXXON MOBIL CORP	154,328	$5.3M	0.41%	-4,630	Timeline
VIGIVANGUARD WHITEHALL FDS	72,943	$5.25M	0.41%	+803	Timeline
GSEWGOLDMAN SACHS ETF TR	104,540	$5.2M	0.4%	-1,108	Timeline
QQQINVESCO QQQ TR	17,605	$4.89M	0.38%	+61	Timeline
SCHXSCHWAB STRATEGIC TR	58,570	$4.72M	0.36%	+1,943	Timeline
AXPAMERICAN EXPRESS CO	46,758	$4.69M	0.36%	-215	Timeline
EJULINNOVATOR ETFS TRUST	181,830	$4.6M	0.36%	new	Timeline
BACBANK OF AMER CORP	175,904	$4.24M	0.33%	+5,108	Timeline
IVWISHARES TR	18,167	$4.2M	0.32%	-644	Timeline
ITOTISHARES TR	53,848	$4.07M	0.31%	+4,605	Timeline
SPEMSPDR INDEX SHS FDS	110,816	$4.05M	0.31%	+1,153	Timeline
AIQGLOBAL X FDS	159,560	$3.75M	0.29%	-538	Timeline
PDECINNOVATOR ETFS TRUST	135,248	$3.74M	0.29%	+59,197	Timeline
KOMPSPDR SERIES TRUST	87,066	$3.73M	0.29%	+11,740	Timeline
DISDISNEY WALT CO	29,571	$3.67M	0.28%	-1,422	Timeline
ENBENBRIDGE INC	118,101	$3.45M	0.27%	+1,501	Timeline
PEPPEPSICO INC	24,758	$3.43M	0.26%	+71	Timeline
MNANYLIM ETF TR	101,690	$3.42M	0.26%	+18,185	Timeline
FNDXSCHWAB STRATEGIC TR	87,627	$3.39M	0.26%	-3,480	Timeline
HDHOME DEPOT INC	11,637	$3.23M	0.25%	+19	Timeline
QUALISHARES TR	31,119	$3.23M	0.25%	+2,552	Timeline
KOCOCA COLA CO	64,285	$3.17M	0.24%	-6,830	Timeline
SPMDSPDR SERIES TRUST	96,848	$3.16M	0.24%	-6,058	Timeline
FLOTISHARES TR	61,441	$3.12M	0.24%	-5,830	Timeline
VZVERIZON COMMUNICATIONS INC	51,854	$3.08M	0.24%	+239	Timeline
FTCSFIRST TR EXCHANGE-TRADED FD	48,408	$3.06M	0.24%	+3,038	Timeline
MINTPIMCO ETF TR	29,555	$3.01M	0.23%	+3,960	Timeline
SPLVINVESCO EXCH TRADED FD TR II	54,532	$2.92M	0.23%	+136	Timeline
HDEFDBX ETF TR	142,867	$2.91M	0.22%	+10,760	Timeline
SCHDSCHWAB STRATEGIC TR	51,869	$2.87M	0.22%	+6,334	Timeline
TAT&T INC	99,828	$2.85M	0.22%	-2,216	Timeline
VTIVANGUARD INDEX FDS	16,711	$2.85M	0.22%	+2,612	Timeline
VXFVANGUARD INDEX FDS	21,573	$2.8M	0.22%	+1,582	Timeline
CSCOCISCO SYS INC	70,280	$2.77M	0.21%	-625	Timeline
MCDMCDONALDS CORP	12,155	$2.67M	0.21%	-179	Timeline
MDTMEDTRONIC PLC	25,555	$2.65M	0.2%	-625	Timeline
PXHINVESCO EXCH TRADED FD TR II	148,980	$2.61M	0.2%	+602	Timeline
VVISA INC	12,613	$2.52M	0.19%	-4	Timeline
RYROYAL BK CDA	34,936	$2.45M	0.19%	0	Timeline
SONSONOCO PRODS CO	46,040	$2.35M	0.18%	+1,153	Timeline
SPTLSPDR SERIES TRUST	50,266	$2.35M	0.18%	new	Timeline
DDOMINION ENERGY INC	29,471	$2.33M	0.18%	-702	Timeline
VOOVANGUARD INDEX FDS	7,513	$2.31M	0.18%	+4,441	Timeline
SHYISHARES TR	26,585	$2.3M	0.18%	+4,633	Timeline
IUSGISHARES TR	28,485	$2.28M	0.18%	+1,013	Timeline
INTCINTEL CORP	43,378	$2.25M	0.17%	+1,936	Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	7	$2.24M	0.17%	0	Timeline
GOOGLALPHABET INC	1,491	$2.19M	0.17%	+1	Timeline
EMBDGLOBAL X FDS	82,142	$2.17M	0.17%	new	Timeline
MRKMERCK & CO INC	25,967	$2.15M	0.17%	-142	Timeline
WMTWALMART INC	15,135	$2.12M	0.16%	-221	Timeline
DGSWISDOMTREE TR	49,087	$2.03M	0.16%	+3,297	Timeline
ABTABBOTT LABORATORIES	18,533	$2.02M	0.16%	-283	Timeline
PREFPRINCIPAL EXCHANGE TRADED FD	96,094	$1.93M	0.15%	+82,413	Timeline
AMGNAMGEN INC	7,574	$1.93M	0.15%	+41	Timeline
UPSUNITED PARCEL SVCS INC	11,076	$1.84M	0.14%	-439	Timeline
SOSOUTHERN CO	33,781	$1.83M	0.14%	-1,288	Timeline
GOOGALPHABET INC	1,235	$1.81M	0.14%	-22	Timeline
CSXCSX CORP	23,279	$1.81M	0.14%	-2,002	Timeline
JHMLJOHN HANCOCK EXCHANGE TRADED	42,250	$1.76M	0.14%	+4,547	Timeline
PMPHILIP MORRIS INTL INC	23,276	$1.75M	0.13%	-739	Timeline
HRLHORMEL FOODS CORP	34,878	$1.71M	0.13%	0	Timeline
O'Shares FTSE U.S. Quality …O'Shares FTSE U.S. Quality Divid	45,343	$1.64M	0.13%	+1,201
MGKVANGUARD WORLD FD	8,834	$1.64M	0.13%	+163	Timeline
IEFISHARES TR	13,432	$1.64M	0.13%	+12,041	Timeline
IBMINTERNATIONAL BUSINESS MACHS	13,286	$1.62M	0.12%	-856	Timeline
NEENEXTERA ENERGY INC	5,781	$1.6M	0.12%	+683	Timeline
FCNCAFIRST CTZNS BANCSHARES INC D	4,890	$1.56M	0.12%	0	Timeline
EPSWISDOMTREE TR	42,971	$1.52M	0.12%	+2,718	Timeline
VGSHVANGUARD SCOTTSDALE FDS	24,210	$1.5M	0.12%	+1,610	Timeline
ANGLVANECK ETF TRUST	50,121	$1.49M	0.12%	+4,844	Timeline
IEIISHARES TR	11,067	$1.48M	0.11%	+426	Timeline
IWDISHARES TR	12,509	$1.48M	0.11%	-457	Timeline
VTVVANGUARD INDEX FDS	13,822	$1.44M	0.11%	+72	Timeline
VGTVANGUARD WORLD FD	4,614	$1.44M	0.11%	-992	Timeline
CATCATERPILLAR INC	9,522	$1.42M	0.11%	+1,121	Timeline
ADPAUTOMATIC DATA PROCESSING IN	10,076	$1.41M	0.11%	-742	Timeline
CVXCHEVRON CORPORATION	19,468	$1.4M	0.11%	-2,819	Timeline
XLKSELECT SECTOR SPDR TR	12,004	$1.4M	0.11%	+1,504	Timeline
ABBVABBVIE INC	15,678	$1.37M	0.11%	-35	Timeline
PDPINVESCO EXCHANGE TRADED FD T	17,923	$1.37M	0.11%	+284	Timeline
IXNISHARES TR	5,178	$1.36M	0.11%	-428	Timeline
VFMFVANGUARD WELLINGTON FD	19,031	$1.35M	0.1%	+582	Timeline
PKWINVESCO EXCHANGE TRADED FD T	21,851	$1.31M	0.1%	-1,000	Timeline
IGOVISHARES TR	24,677	$1.3M	0.1%	+24,660	Timeline
VEUVANGUARD INTL EQUITY INDEX F	25,574	$1.29M	0.1%	-2,155	Timeline
NUENUCOR CORP	28,309	$1.27M	0.1%	-1,341	Timeline
EZMWISDOMTREE TR	37,111	$1.27M	0.1%	+4,941	Timeline
O'Shares Global InternetO'Shares Global Internet	28,486	$1.25M	0.1%	new
CLXCLOROX CO DEL	5,952	$1.25M	0.1%	-150	Timeline
FDXFEDEX CORP	4,838	$1.22M	0.09%	-158	Timeline
ARKWARK ETF TR	11,180	$1.21M	0.09%	-931	Timeline
METAMETA PLATFORMS INC	4,612	$1.21M	0.09%	+173	Timeline
VBVANGUARD INDEX FDS	7,812	$1.2M	0.09%	+34	Timeline
MMM3M CO	7,203	$1.15M	0.09%	-1,485	Timeline
NSCNORFOLK SOUTHN CORP	5,331	$1.14M	0.09%	-518	Timeline
NKENIKE INC	9,058	$1.14M	0.09%	-2,896	Timeline
RQICOHEN & STEERS QUALITY INCOM	101,701	$1.13M	0.09%	new	Timeline
COSTCOSTCO WHOLESALE CORPORATION	3,164	$1.12M	0.09%	+32	Timeline
TSLATESLA INC	2,589	$1.11M	0.09%	+1,949	Timeline
BMYBRISTOL-MYERS SQUIBB CO	18,253	$1.1M	0.08%	-900	Timeline
AMATAPPLIED MATLS INC	18,486	$1.1M	0.08%	+557	Timeline
CVSCVS HEALTH CORP	18,504	$1.08M	0.08%	-1,248	Timeline
ADBEADOBE INC	2,188	$1.07M	0.08%	+33	Timeline
HDVISHARES TR	13,086	$1.05M	0.08%	-1,600	Timeline
UNILEVER N VUNILEVER N V	17,326	$1.05M	0.08%	-1,603
VOTVANGUARD INDEX FDS	5,798	$1.04M	0.08%	+298	Timeline
RTXRTX CORPORATION	17,847	$1.03M	0.08%	-723	Timeline
LLYELI LILLY & CO	6,909	$1.02M	0.08%	-306	Timeline
VVVANGUARD INDEX FDS	6,507	$1.02M	0.08%	0	Timeline
GLDSPDR GOLD TR	5,606	$992K	0.08%	-817	Timeline
UNHUNITEDHEALTH GROUP INC	3,170	$988K	0.08%	+75	Timeline
QCOMQUALCOMM INC	8,395	$987K	0.08%	+377	Timeline
BABAALIBABA GROUP HLDG LTD	3,319	$975K	0.08%	+489	Timeline
BABOEING CO	5,780	$955K	0.07%	-560	Timeline
DEDEERE & CO	4,287	$950K	0.07%	-57	Timeline
MOALTRIA GROUP INC	23,694	$915K	0.07%	-470	Timeline
CMCSACOMCAST CORP NEW	19,744	$913K	0.07%	-942	Timeline
WISDOMTREE FLOATING RATETRE…WISDOMTREE FLOATING RATETREASURY …	36,157	$907K	0.07%	-93,258
XMLVINVESCO EXCH TRADED FD TR II	21,407	$891K	0.07%	+1,215	Timeline
UNPUNION PAC CORP	4,469	$879K	0.07%	-272	Timeline
ORCLORACLE CORP	14,633	$873K	0.07%	-823	Timeline
KMBKIMBERLY-CLARK CORP	5,777	$853K	0.07%	-41	Timeline
SCHBSCHWAB STRATEGIC TR	10,693	$851K	0.07%	-436	Timeline
PYPLPAYPAL HLDGS INC	4,237	$834K	0.06%	-184	Timeline
ITBISHARES TR	14,664	$830K	0.06%	+4,864	Timeline
NJANINNOVATOR ETFS TRUST	21,585	$807K	0.06%	-144,203	Timeline
NVONOVO-NORDISK A S	11,180	$776K	0.06%	+38	Timeline
VOVANGUARD INDEX FDS	4,400	$775K	0.06%	-53	Timeline
NVDANVIDIA CORPORATION	1,427	$772K	0.06%	+95	Timeline
IJKISHARES TR	3,196	$764K	0.06%	-130	Timeline
POWAINVESCO EXCH TRD SLF IDX FD	13,670	$760K	0.06%	+84	Timeline
CSBVICTORY PORTFOLIOS II	19,953	$752K	0.06%	+18,319	Timeline
GOVTISHARES TR	26,417	$738K	0.06%	new	Timeline
TGTTARGET CORP	4,662	$733K	0.06%	+20	Timeline
TREELENDINGTREE INC	2,376	$729K	0.06%	0	Timeline
AUBATLANTIC UN BANKSHARES CORP	34,041	$727K	0.06%	0	Timeline
AFLAFLAC INC	19,926	$724K	0.06%	-116	Timeline
ETNEATON CORP PLC	7,026	$716K	0.06%	0	Timeline
WFCWELLS FARGO & CO	30,288	$712K	0.05%	-5,242	Timeline
AJGGALLAGHER ARTHUR J & CO	6,617	$698K	0.05%	-1,000	Timeline
SPTSSPDR SERIES TRUST	22,589	$693K	0.05%	-11,664	Timeline
GILDGILEAD SCIENCES INC	10,952	$692K	0.05%	+321	Timeline
ITWILLINOIS TOOL WKS INC	3,579	$691K	0.05%	+56	Timeline
XSWSPDR SERIES TRUST	5,715	$681K	0.05%	new	Timeline
BXBLACKSTONE INC	12,953	$676K	0.05%	-4,000	Timeline
AMTAMERICAN TOWER CORP	2,787	$673K	0.05%	0	Timeline
AORISHARES TR	13,807	$668K	0.05%	-715	Timeline
XLFSELECT SECTOR SPDR TR	27,705	$666K	0.05%	-5,396	Timeline
VYMVANGUARD WHITEHALL FDS	8,124	$657K	0.05%	-211	Timeline
BDXBECTON DICKINSON & CO	2,752	$640K	0.05%	-361	Timeline
IUSVISHARES TR	11,747	$637K	0.05%	+178	Timeline
MAMASTERCARD INCORPORATED	1,881	$636K	0.05%	+117	Timeline
TMOTHERMO FISHER SCIENTIFIC INC	1,431	$631K	0.05%	-2	Timeline
IGVISHARES TR	1,998	$621K	0.05%	-237	Timeline
MDLZMONDELEZ INTL INC	10,747	$617K	0.05%	-179	Timeline
SOXXISHARES TR	2,018	$614K	0.05%	+35	Timeline
INNOVATOR ETFS TR IIINNOVATOR ETFS TR II	19,147	$608K	0.05%	new
PFMINVESCO EXCHANGE TRADED FD T	20,015	$605K	0.05%	+49	Timeline
IEFAISHARES TR	9,660	$582K	0.04%	-643	Timeline
PPGPPG INDS INC	4,752	$580K	0.04%	+1,632	Timeline
SBUXSTARBUCKS CORP	6,732	$578K	0.04%	+379	Timeline
HONHONEYWELL INTL INC	3,488	$574K	0.04%	-836	Timeline
HFROHIGHLAND OPPS & INCOME FD	66,900	$574K	0.04%	+600	Timeline
PARSONS CORPORATION COMPARSONS CORPORATION COM	16,636	$557K	0.04%	+636
WCLDWISDOMTREE TR	12,908	$551K	0.04%	-1,317	Timeline
GISGENERAL MILLS INC	8,905	$549K	0.04%	-347	Timeline
CRMSALESFORCE INC	2,174	$546K	0.04%	+57	Timeline
IHIISHARES TR	1,821	$545K	0.04%	+80	Timeline
LQDISHARES TR	3,975	$535K	0.04%	-7,433	Timeline
IGCIGC PHARMA INC	515,000	$535K	0.04%	0	Timeline
IYCISHARES TR	2,129	$532K	0.04%	+64	Timeline
IYWISHARES TR	1,746	$525K	0.04%	0	Timeline
ZMZOOM COMMUNICATIONS INC	1,109	$521K	0.04%	-500	Timeline
DBEFDBX ETF TR	16,929	$518K	0.04%	-2,998	Timeline
LOBLIVE OAK BANCSHARES INC	20,445	$517K	0.04%	-16,145	Timeline
IGSBISHARES TR	9,255	$508K	0.04%	+10	Timeline
IBBISHARES TR	3,734	$505K	0.04%	-4,136	Timeline
TJXTJX COS INC NEW	8,890	$494K	0.04%	-552	Timeline
SCHRSCHWAB STRATEGIC TR	8,410	$493K	0.04%	+1,656	Timeline
EEMVISHARES INC	8,938	$493K	0.04%	-128	Timeline
YUMYUM BRANDS INC	5,286	$482K	0.04%	-49	Timeline
IEMGISHARES INC	9,029	$476K	0.04%	-55	Timeline
ZBHZIMMER BIOMET HOLDINGS INC	3,437	$467K	0.04%	-297	Timeline
TXNTEXAS INSTRS INC	3,264	$466K	0.04%	-13	Timeline
SLVISHARES SILVER TR	20,984	$454K	0.04%	+17,253	Timeline
EMREMERSON ELEC CO	6,938	$454K	0.04%	-1,435	Timeline
GENERAL ELEC COGENERAL ELEC CO	72,398	$451K	0.03%	-4,991
VLUEISHARES TR	6,096	$449K	0.03%	+3,090	Timeline
LMTLOCKHEED MARTIN CORP	1,166	$447K	0.03%	-114	Timeline
SNASNAP ON INC	3,010	$442K	0.03%	0	Timeline
PKGPACKAGING CORP AMER	4,031	$439K	0.03%	new	Timeline
DDDUPONT DE NEMOURS INC	7,929	$439K	0.03%	-8,665	Timeline
AGGISHARES TR	3,694	$436K	0.03%	-133	Timeline
VWOVANGUARD INTL EQUITY INDEX F	10,062	$435K	0.03%	+1,215	Timeline
RJFRAYMOND JAMES FINL INC	5,958	$433K	0.03%	-2,983	Timeline
EPDENTERPRISE PRODS PARTNERS L	26,931	$425K	0.03%	+470	Timeline
TLTISHARES TR	2,546	$415K	0.03%	-294	Timeline
VCITVANGUARD SCOTTSDALE FDS	4,330	$414K	0.03%	-110	Timeline
AEPAMERICAN ELEC PWR CO INC	5,047	$412K	0.03%	0	Timeline
IWMISHARES TR	2,749	$411K	0.03%	-29	Timeline
JPSTJ P MORGAN EXCHANGE TRADED F	8,045	$408K	0.03%	-1,100	Timeline
ACNACCENTURE PLC IRELAND	1,796	$406K	0.03%	-59	Timeline
EFAVISHARES TR	5,945	$405K	0.03%	-1,069	Timeline
BNDWVANGUARD SCOTTSDALE FDS	4,895	$400K	0.03%	+2,017	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	4,885	$396K	0.03%	+1,019	Timeline
LNCLINCOLN NATL CORP IND	12,639	$396K	0.03%	0	Timeline
VHTVANGUARD WORLD FD	1,901	$387K	0.03%	+1	Timeline
GQREFLEXSHARES TR	7,389	$387K	0.03%	+180	Timeline
ARKQARK ETF TR	6,707	$384K	0.03%	+2,701	Timeline
SouthState CorpSouthState Corp	7,994	$384K	0.03%	-200
COPCONOCOPHILLIPS	11,573	$380K	0.03%	-562	Timeline
GLWCORNING INC	11,727	$380K	0.03%	-169	Timeline
CARRCARRIER GLOBAL CORPORATION	12,355	$377K	0.03%	-704	Timeline
DOWDOW HLDGS INC	7,949	$374K	0.03%	-8,833	Timeline
OTISOTIS WORLDWIDE CORP	5,967	$372K	0.03%	-405	Timeline
ICLNISHARES TR	19,941	$368K	0.03%	+2,300	Timeline
NVSNOVARTIS AG	4,222	$367K	0.03%	-789	Timeline
AMPAMERIPRISE FINL INC	2,364	$364K	0.03%	0	Timeline
XYZBLOCK INC	2,236	$363K	0.03%	+1,909	Timeline
IYTISHARES TR	1,822	$362K	0.03%	+1,721	Timeline
PJANINNOVATOR ETFS TRUST	11,900	$348K	0.03%	new	Timeline
BAXBAXTER INTL INC	4,319	$347K	0.03%	0	Timeline
AGF INVTS TRAGF INVTS TR	11,216	$347K	0.03%	+6,769
DHRDANAHER CORP DEL	1,591	$342K	0.03%	+29	Timeline
NWBINORTHWEST BANCSHARES INC	37,156	$341K	0.03%	+254	Timeline
ALGNALIGN TECHNOLOGY INC	1,038	$339K	0.03%	0	Timeline
PSXPHILLIPS 66	6,384	$330K	0.03%	-55	Timeline
FITBFIFTH THIRD BANCORP	15,458	$329K	0.03%	+17	Timeline
ARKFARK ETF TR	8,317	$329K	0.03%	+1,407	Timeline
SDYSPDR SERIES TRUST	3,556	$328K	0.03%	+7	Timeline
ALBALBEMARLE CORP	3,487	$311K	0.02%	+194	Timeline
SPGIS&P GLOBAL INC	861	$310K	0.02%	-7	Timeline
FNDASCHWAB STRATEGIC TR	9,373	$309K	0.02%	0	Timeline
IWBISHARES TR	1,645	$307K	0.02%	+353	Timeline
BPBP PLC	17,174	$299K	0.02%	-1,974	Timeline
IDVISHARES TR	11,982	$298K	0.02%	+8,815	Timeline
APDAIR PRODUCTS AND CHEMICALS I	994	$296K	0.02%	-2	Timeline
DEODIAGEO PLC	2,153	$296K	0.02%	-331	Timeline
TANINVESCO EXCH TRADED FD TR II	4,528	$293K	0.02%	0	Timeline
SJMSMUCKER J M CO	2,532	$292K	0.02%	+13	Timeline
IVEISHARES TR	2,587	$290K	0.02%	+194	Timeline
EWEDWARDS LIFESCIENCES CORP	3,631	$289K	0.02%	+85	Timeline
GPCGENUINE PARTS CO	3,045	$289K	0.02%	-450	Timeline
DLTRDOLLAR TREE INC	3,155	$288K	0.02%	+38	Timeline
BIIBBIOGEN INC	1,016	$288K	0.02%	+72	Timeline
IZRLARK ETF TR	11,500	$288K	0.02%	0	Timeline
XLYSELECT SECTOR SPDR TR	1,929	$283K	0.02%	-13	Timeline
PNFPPINNACLE FINANCIAL PARTNERS	7,771	$276K	0.02%	+2,301	Timeline
SIZEISHARES TR	2,944	$276K	0.02%	new	Timeline
RFREGIONS FINANCIAL CORP NEW	23,841	$274K	0.02%	0	Timeline
MUBISHARES TR	2,372	$274K	0.02%	-4,840	Timeline
PAUGINNOVATOR ETFS TRUST	10,063	$272K	0.02%	new	Timeline
SIVRABRDN SILVER ETF TRUST	12,000	$269K	0.02%	0	Timeline
BNYBANK OF NY MELLON CORP	7,799	$267K	0.02%	-306	Timeline
HYGISHARES TR	3,129	$262K	0.02%	+451	Timeline
BSVVANGUARD BD INDEX FDS	3,148	$261K	0.02%	+404	Timeline
FVFIRST TR EXCHANGE TRADED FD	7,666	$261K	0.02%	-13,058	Timeline
AHRTAH RLTY TR INC	28,292	$261K	0.02%	-2	Timeline
JPINJ P MORGAN EXCHANGE TRADED F	5,028	$259K	0.02%	-242	Timeline
JOHN HANCOCK EXCHANGE TRADEDJOHN HANCOCK EXCHANGE TRADED	3,930	$259K	0.02%	+7
FNDBSCHWAB STRATEGIC TR	6,792	$258K	0.02%	-753	Timeline
CCITIGROUP INC	5,966	$257K	0.02%	-2,438	Timeline
SHWSHERWIN WILLIAMS CO	369	$257K	0.02%	-342	Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	1,368	$257K	0.02%	0
IWPISHARES TR	1,466	$253K	0.02%	-30	Timeline
TROWPRICE T ROWE GROUP INC	1,918	$245K	0.02%	0	Timeline
WMWASTE MGMT INC DEL	2,126	$240K	0.02%	+378	Timeline
TRISTATE CAP HLDGS INC COMTRISTATE CAP HLDGS INC COM	18,100	$239K	0.02%	+5,700
NFLXNETFLIX INC.	469	$234K	0.02%	-16	Timeline
PFFISHARES TR	6,403	$233K	0.02%	+44	Timeline
CTVACORTEVA INC	8,064	$232K	0.02%	-8,504	Timeline
DIVOAMPLIFY ETF TR	7,625	$232K	0.02%	new	Timeline
ADMARCHER DANIELS MIDLAND CO	4,976	$231K	0.02%	+91	Timeline
BHPBHP BILLITON LIMITED	4,438	$229K	0.02%	-689	Timeline
EXCEXELON CORP	6,431	$229K	0.02%	-1,513	Timeline
YUMCYUM CHINA HLDGS INC	4,339	$229K	0.02%	0	Timeline
SYKSTRYKER CORPORATION	1,090	$227K	0.02%	-21	Timeline
DIASTATE STR SPDR DOW JONES IND	820	$227K	0.02%	-93	Timeline
INTUINTUIT	694	$226K	0.02%	-105	Timeline
STTSTATE STR CORP	3,800	$225K	0.02%	-12	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	12,558	$225K	0.02%	-25,153
KMIKINDER MORGAN INC DEL	18,195	$224K	0.02%	+1,299	Timeline
SYYSYSCO CORP	3,573	$222K	0.02%	-1,430	Timeline
FCXFREEPORT MCMORAN INC	14,254	$222K	0.02%	+13,148	Timeline
MRSHMARSH & MCLENNAN COS INC	1,932	$221K	0.02%	+2	Timeline
HANESBRANDS INCHANESBRANDS INC	13,963	$219K	0.02%	+411
NOWSERVICENOW INC	451	$218K	0.02%	+96	Timeline
SUBISHARES TR	2,021	$218K	0.02%	+1,393	Timeline
TOTLSSGA ACTIVE ETF TR	4,435	$218K	0.02%	-9,186	Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	2,658	$215K	0.02%	-699
MGCVANGUARD WORLD FD	1,780	$213K	0.02%	+85	Timeline
HSYHERSHEY CO	1,490	$213K	0.02%	+77	Timeline
ALLALLSTATE CORP	2,261	$212K	0.02%	+37	Timeline
CLCOLGATE PALMOLIVE CO	2,750	$212K	0.02%	0	Timeline
OREALTY INCOME CORP	3,449	$209K	0.02%	0	Timeline
KOCTINNOVATOR ETFS TRUST	8,690	$208K	0.02%	-19,790	Timeline
IWSISHARES TR	2,568	$207K	0.02%	0	Timeline
DTECALPS ETF TR	5,390	$207K	0.02%	-1,000	Timeline
CCICROWN CASTLE INC	1,242	$206K	0.02%	-241	Timeline
COKECOCA COLA CONS INC	850	$204K	0.02%	0	Timeline
KEYKEYCORP	17,059	$203K	0.02%	+2,846	Timeline
DVYISHARES TR	2,476	$201K	0.02%	0	Timeline
MKLMARKEL GROUP INC	206	$200K	0.02%	0	Timeline
FNVFRANCO NEV CORP	1,422	$198K	0.02%	0	Timeline
CTASCINTAS CORP	595	$198K	0.02%	-149	Timeline
UJULINNOVATOR ETFS TRUST	7,706	$198K	0.02%	-432	Timeline
AVGOBROADCOM INC	542	$197K	0.02%	+3	Timeline
PEGAPEGASYSTEMS INC	1,613	$195K	0.02%	0	Timeline
BOTZGLOBAL X FDS	6,873	$191K	0.01%	+487	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	7,593	$191K	0.01%	-1,023
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	5,058	$190K	0.01%	-2,572
VDCVANGUARD WORLD FD	1,150	$187K	0.01%	+311	Timeline
WECWEC ENERGY GROUP INC	1,920	$186K	0.01%	0	Timeline
DMOWESTERN ASSET MTG DEFINED OP	14,219	$186K	0.01%	-22,813	Timeline
IRMIRON MTN INC DEL	6,893	$184K	0.01%	-55,143	Timeline
OSI ETF TROSI ETF TR	6,973	$183K	0.01%	0
PROSHARES TRPROSHARES TR	10,000	$181K	0.01%	new
DNPDNP SELECT INCOME FD INC	17,989	$180K	0.01%	0	Timeline
VNQVANGUARD INDEX FDS	2,267	$179K	0.01%	-38	Timeline
AONAON PLC	869	$179K	0.01%	0	Timeline
USIGISHARES TR	2,940	$178K	0.01%	+133	Timeline
XELXCEL ENERGY INC	2,565	$177K	0.01%	0	Timeline
GDGENERAL DYNAMICS CORP	1,275	$176K	0.01%	-4	Timeline
MLPXGLOBAL X FDS	7,752	$171K	0.01%	-6,173	Timeline
EFAISHARES TR	2,664	$169K	0.01%	-2,947	Timeline
RSPUINVESCO EXCHANGE TRADED FD T	1,795	$169K	0.01%	0	Timeline
MSIMOTOROLA SOLUTIONS INC	1,069	$167K	0.01%	+80	Timeline
JSMDJANUS DETROIT STR TR	3,235	$167K	0.01%	-395	Timeline
PAYXPAYCHEX INC	2,082	$166K	0.01%	0	Timeline
EDCONSOLIDATED EDISON INC	2,145	$166K	0.01%	-1,300	Timeline
VFCV F CORP	2,369	$166K	0.01%	0	Timeline
DOCUDOCUSIGN INC	764	$164K	0.01%	-19	Timeline
IJJISHARES TR	1,209	$163K	0.01%	0	Timeline
CRWDCROWDSTRIKE HLDGS INC	1,187	$162K	0.01%	+119	Timeline
GPNGLOBAL PMTS INC	913	$162K	0.01%	+126	Timeline
FASTFASTENAL CO	3,557	$160K	0.01%	-1,150	Timeline
FDNFIRST TR EXCHANGE-TRADED FD	853	$160K	0.01%	-239	Timeline
DGDOLLAR GEN CORP	762	$159K	0.01%	-12	Timeline
HSCZISHARES TR	5,400	$156K	0.01%	0	Timeline
BSXBOSTON SCIENTIFIC CORP	4,070	$155K	0.01%	0	Timeline
XHBSPDR SERIES TRUST	2,862	$154K	0.01%	new	Timeline
AZNASTRAZENECA PLC-SPONS ADR	2,814	$154K	0.01%	-682	Timeline
EDVVANGUARD WORLD FD	936	$154K	0.01%	new	Timeline
CNICANADIAN NATL RY CO	1,442	$153K	0.01%	0	Timeline
UNILEVER PLCUNILEVER PLC	2,496	$153K	0.01%	0
PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC	1,510	$153K	0.01%	0
IATISHARES TR	4,682	$153K	0.01%	0	Timeline
IMKTAINGLES MKTS INC	4,000	$152K	0.01%	0	Timeline
POCTINNOVATOR ETFS TRUST	5,769	$152K	0.01%	new	Timeline
IWRISHARES TR	2,638	$151K	0.01%	0	Timeline
PHPARKER-HANNIFIN CORP	750	$151K	0.01%	0	Timeline
WYWEYERHAEUSER CO	5,303	$151K	0.01%	0	Timeline
MCKMCKESSON CORP	1,016	$151K	0.01%	0	Timeline
ALLYALLY FINL INC	6,029	$151K	0.01%	-10,000	Timeline
DIREXION SHS ETF TRDIREXION SHS ETF TR	10,007	$151K	0.01%	0
ORLYOREILLY AUTOMOTIVE INC	325	$149K	0.01%	-3	Timeline
ELLAUDER ESTEE COS INC	684	$149K	0.01%	+184	Timeline
ACWIISHARES TR	1,872	$149K	0.01%	-2,987	Timeline
NULVNUSHARES ETF TR	5,121	$148K	0.01%	0	Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	4,125	$148K	0.01%	+2,709
RGENREPLIGEN CORP	1,000	$147K	0.01%	0	Timeline
DOVDOVER CORP	1,350	$146K	0.01%	0	Timeline
VTIPVANGUARD MALVERN FDS	2,852	$145K	0.01%	+311	Timeline
IWOISHARES TR	656	$145K	0.01%	-8	Timeline
NUAGNUSHARES ETF TR	5,676	$145K	0.01%	0	Timeline
SHOPSHOPIFY INC	141	$144K	0.01%	+16	Timeline
IDXXIDEXX LABS INC	368	$144K	0.01%	+99	Timeline
ROKROCKWELL AUTOMATION INC	649	$143K	0.01%	+53	Timeline
VTRVENTAS INC	3,417	$143K	0.01%	0	Timeline
PSAPUBLIC STORAGE	640	$142K	0.01%	-35	Timeline
PNCPNC FINL SVCS GROUP INC	1,297	$142K	0.01%	-1,129	Timeline
WTRGESSENTIAL UTILS INC	3,502	$140K	0.01%	+2	Timeline
QCLNFIRST TR EXCHANGE-TRADED FD	3,164	$140K	0.01%	0	Timeline
JETSETF SER SOLUTIONS	8,292	$140K	0.01%	-1,081	Timeline
VGLTVANGUARD SCOTTSDALE FDS	1,398	$139K	0.01%	new	Timeline
JSMLJANUS DETROIT STR TR	2,930	$138K	0.01%	0	Timeline
WELLWELLTOWER INC	2,485	$136K	0.01%	0	Timeline
GBILGOLDMAN SACHS ETF TR	1,341	$134K	0.01%	-340	Timeline
MARMARRIOTT INTL INC NEW	1,449	$134K	0.01%	0	Timeline
ANSYS INCANSYS INC	407	$133K	0.01%	-3
FFORD MTR CO	19,825	$132K	0.01%	-3,590	Timeline
METMETLIFE INC	3,574	$132K	0.01%	+189	Timeline
ROSTROSS STORES INC	1,403	$131K	0.01%	+23	Timeline
FLTRVANECK ETF TRUST	5,212	$131K	0.01%	0	Timeline
SCHFSCHWAB STRATEGIC TR	4,158	$130K	0.01%	+4,097	Timeline
INVESCO QQQ TRUST SERIES 1INVESCO QQQ TRUST SERIES 1	15,000	$130K	0.01%	0
FISFIDELITY NATL INFORMATION SV	874	$128K	0.01%	+129	Timeline
XBISPDR SERIES TRUST	1,150	$128K	0.01%	-2,527	Timeline
XLVSELECT SECTOR SPDR TR	1,213	$127K	0.01%	0	Timeline
CORCENCORA INC	1,316	$127K	0.01%	+114	Timeline
ITMVANECK ETF TRUST	2,485	$127K	0.01%	0	Timeline
TXTTEXTRON INC	3,500	$126K	0.01%	0	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	1,218	$125K	0.01%	0	Timeline
ATOATMOS ENERGY CORP	1,299	$124K	0.01%	0	Timeline
TRVTRAVELERS COMPANIES INC	1,152	$124K	0.01%	+28	Timeline
ESGFLEXSHARES TR	1,510	$122K	0.01%	-260	Timeline
CMECME GROUP INC	726	$121K	0.01%	-348	Timeline
NHINATIONAL HEALTH INVS INC	2,013	$121K	0.01%	0	Timeline
SMOGVANECK ETF TRUST	1,101	$121K	0.01%	0	Timeline
LHXL3HARRIS TECHNOLOGIES INC	712	$120K	0.01%	+7	Timeline
AWKAMERICAN WTR WKS CO INC NEW	832	$120K	0.01%	0	Timeline
PBWINVESCO EXCHANGE TRADED FD T	1,983	$120K	0.01%	0	Timeline
HYLBDBX ETF TR	2,493	$119K	0.01%	-200,007	Timeline
PXFINVESCO EXCH TRADED FD TR II	3,348	$118K	0.01%	-26	Timeline
GWWWW GRAINGER INC	328	$117K	0.01%	0	Timeline
ETENERGY TRANSFER L P	21,488	$116K	0.01%	-3,118	Timeline
VISVANGUARD WORLD FD	808	$116K	0.01%	0	Timeline
XLBSELECT SECTOR SPDR TR	1,828	$116K	0.01%	+1,633	Timeline
LINDE PLC/OLDLINDE PLC/OLD	489	$116K	0.01%	-3
PHYSSPROTT ASSET MANAGEMENT LP	7,671	$115K	0.01%	+3,221	Timeline
GRMNGARMIN LTD	1,208	$114K	0.01%	0	Timeline
XHESPDR SERIES TRUST	1,180	$114K	0.01%	-266	Timeline
ZTSZOETIS INC	687	$113K	0.01%	-356	Timeline
KHCKRAFT HEINZ CO	3,786	$113K	0.01%	-115	Timeline
HSICSCHEIN HENRY INC	1,930	$113K	0.01%	0	Timeline
RIORIO TINTO PLC	1,859	$112K	0.01%	+100	Timeline
BNDVANGUARD BD INDEX FDS	1,260	$111K	0.01%	-5,207	Timeline
JCIJOHNSON CONTROLS INTERNATION	2,723	$111K	0.01%	-22	Timeline
ELVELEVANCE HEALTH INC FORMERLY	411	$110K	0.01%	+31	Timeline
VTCVANGUARD SCOTTSDALE FDS	1,200	$110K	0.01%	0	Timeline
PFFDGLOBAL X FDS	4,467	$110K	0.01%	+1,257	Timeline
IHFISHARES TR	548	$110K	0.01%	new	Timeline
CITHE CIGNA GROUP	634	$107K	0.01%	-233	Timeline
TIPZPIMCO ETF TR	1,658	$107K	0.01%	0	Timeline
TIPISHARES TR	840	$106K	0.01%	+232	Timeline
VAWVANGUARD WORLD FD	789	$106K	0.01%	0	Timeline
CMICUMMINS INC	502	$106K	0.01%	-43	Timeline
NYTNEW YORK TIMES CO MTN BE	2,481	$106K	0.01%	0	Timeline
KMXCARMAX INC	1,156	$106K	0.01%	+21	Timeline
RPMRPM INTL INC	1,279	$105K	0.01%	-71	Timeline
XLISELECT SECTOR SPDR TR	1,365	$105K	0.01%	-15	Timeline
THFFFIRST FINANCIAL CORPORATION	3,361	$105K	0.01%	0	Timeline
PCEFINVESCO EXCH TRADED FD TR II	5,200	$105K	0.01%	0	Timeline
IXJISHARES TR	1,460	$104K	0.01%	0	Timeline
BIVVANGUARD BD INDEX FDS	1,115	$104K	0.01%	0	Timeline
ECLECOLAB INC	525	$104K	0.01%	+31	Timeline
TTTRANE TECHNOLOGIES PLC	853	$103K	0.01%	-201	Timeline
STZCONSTELLATION BRANDS INC	547	$103K	0.01%	-263	Timeline
FVDFIRST TR EXCHANGE-TRADED FD	3,290	$103K	0.01%	-1,168	Timeline
TWLOTWILIO INC	413	$102K	0.01%	+298	Timeline
NTAPNETAPP INC	2,331	$102K	0.01%	+200	Timeline
POOLPOOL CORP	304	$101K	0.01%	+24	Timeline
VRTXVERTEX PHARMACEUTICALS INC	366	$99K	0.01%	-64	Timeline
XYLDGLOBAL X FDS	2,222	$99K	0.01%	-305	Timeline
TAILCAMBRIA ETF TR	4,546	$98K	0.01%	-2,916	Timeline
GSGOLDMAN SACHS GROUP INC	484	$97K	0.01%	-508	Timeline
VEAVANGUARD TAX-MANAGED FDS	2,395	$97K	0.01%	+139	Timeline
STIPISHARES TR	938	$97K	0.01%	+149	Timeline
DLNWISDOMTREE TR	1,000	$97K	0.01%	0	Timeline
KWEBKRANESHARES TRUST	1,429	$97K	0.01%	0	Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	3,367	$94K	0.01%	+2,110
VOEVANGUARD INDEX FDS	927	$93K	0.01%	+36	Timeline
DPZDOMINOS PIZZA INC	220	$93K	0.01%	+189	Timeline
IMCBISHARES TR	465	$93K	0.01%	-140	Timeline
DNLWISDOMTREE TR	1,382	$92K	0.01%	+298	Timeline
PDNINVESCO EXCH TRADED FD TR II	3,065	$91K	0.01%	0	Timeline
SLBSLB LIMITED	5,845	$90K	0.01%	+100	Timeline
VTVANGUARD INTL EQUITY INDEX F	1,125	$90K	0.01%	0	Timeline
BABINVESCO EXCH TRADED FD TR II	2,700	$90K	0.01%	0	Timeline

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 129. All 129

Security	Shares before	Value before	Type
GLOBAL X FDSGLOBAL X FDS	48,086	$1.49M	shares
OUNZVANECK MERK GOLD ETF	59,038	$1.03M	shares
LRGFISHARES TR	16,737	$520K	shares
IEZISHARES TR	44,566	$383K	shares
CAPITALA FIN CORPCAPITALA FIN CORP	141,614	$372K	shares
IHEISHARES TR	1,716	$264K	shares
PPAINVESCO EXCHANGE TRADED FD T	2,621	$145K	shares
UMCUNITED MICROELECTRONICS CORP	53,974	$142K	shares
MDBMONGODB INC	604	$136K	shares
ProShares UltraPro ShtProShares UltraPro Sht	15,000	$113K	shares
DSTLETF SER SOLUTIONS	3,354	$101K	shares
LIFE STORAGE INCLIFE STORAGE INC	900	$85K	shares
LSCCLATTICE SEMICONDUCTOR CORP	2,598	$73K	shares
EVREVERCORE INC	1,225	$72K	shares
ALTYGLOBAL X FDS	6,671	$71K	shares
RVTYREVVITY INC	722	$70K	shares
TNADIREXION SHARES ETF TRUST	2,500	$68K	shares
XRTSPDR SERIES TRUST	1,589	$68K	shares
ATLASSIAN CORPATLASSIAN CORP	367	$66K	shares
CHWYCHEWY INC	1,412	$63K	shares
BTALAGF INVTS TR	2,460	$59K	shares
ODFLOLD DOMINION FREIGHT LINE IN	301	$51K	shares
WSMWILLIAMS SONOMA INC	526	$43K	shares
FORMFORMFACTOR INC	1,329	$38K	shares
SILK ROAD MEDICAL INCSILK ROAD MEDICAL INC	877	$36K	shares
AGIOAGIOS PHARMACEUTICALS INC	655	$35K	shares
APPNAPPIAN CORP	671	$34K	shares
DFEWISDOMTREE TR	700	$34K	shares
TERTERADYNE INC	398	$33K	shares
ILMNILLUMINA INC	87	$32K	shares
BYNDBEYOND MEAT INC	235	$31K	shares
RNGRINGCENTRAL INC	110	$31K	shares
UDOWPROSHARES TR	500	$31K	shares
JP MORGAN CHASE & COJP MORGAN CHASE & CO	2,330	$30K	shares
SYSBISHARES TR	290	$29K	shares
PTLCPACER FDS TR	1,000	$27K	shares
FDLFIRST TR EXCHANGE-TRADED FD	910	$23K	shares
IBERIABANK CORPIBERIABANK CORP	471	$21K	shares
HIWHIGHWOODS PPTYS INC	550	$20K	shares
ACADACADIA PHARMACEUTICALS INC	432	$20K	shares
VIDIETF SER SOLUTIONS	970	$19K	shares
AIRTAIR T INC	1,512	$17K	shares
DWXSPDR INDEX SHS FDS	503	$16K	shares
DLSWISDOMTREE TR	261	$14K	shares
FCNFTI CONSULTING INC	125	$14K	shares
WTMFWISDOMTREE TR	382	$13K	shares
BXMTBLACKSTONE MORTGAGE TRUST IN	500	$12K	shares
RWOSPDR INDEX SHS FDS	274	$10K	shares
AYIACUITY INC	100	$9K	shares
IFFINTERNATIONAL FLAVORS&FRAGRA	76	$9K	shares
ILCVISHARES TR	99	$9K	shares
XNEAXNUVEEN AMT FREE QLTY MUN INC	710	$9K	shares
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	3,645	$9K	shares
MCYMERCURY GENL CORP NEW	210	$8K	shares
CATALENT INC USD 0.01CATALENT INC USD 0.01	113	$8K	shares
JBTMJBT MAREL CORPORATION	92	$7K	shares
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	27,600	$7K	shares
IWCISHARES TR	69	$6K	shares
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	2,420	$6K	shares
LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC	10,000	$6K	shares
SPSCSPS COMM INC	70	$5K	shares
BMOBANK OF MONTREAL	105	$5K	shares
LECOLINCOLN ELEC HLDGS INC	63	$5K	shares
WHWYNDHAM HOTELS & RESORTS INC	140	$5K	shares
AMANTERO MIDSTREAM CORP	827	$4K	shares
RMBSRAMBUS INC DEL	282	$4K	shares
CRUSCIRRUS LOGIC INC	69	$4K	shares
LYGLLOYDS BANKING GROUP PLC	2,826	$4K	shares
IXCISHARES TR	250	$4K	shares
TALOTALOS ENERGY INC	466	$4K	shares
TNDMTANDEM DIABETES CARE INC	45	$4K	shares
MLCOMELCO RESORTS AND ENTMNT LTD	270	$4K	shares
PERFICIENT INCPERFICIENT INC	118	$4K	shares
IAC INTERACTIVECORPIAC INTERACTIVECORP	14	$4K	shares
MDRXVERADIGM INC. COMMON STOCK(DE)	643	$4K	shares
RUBICON PROJ INCRUBICON PROJ INC	633	$4K	shares
APPFAPPFOLIO INC	23	$3K	shares
FIVNFIVE9 INC	35	$3K	shares
QLYSQUALYS INC	38	$3K	shares
CDNSCADENCE DESIGN SYSTEM INC	41	$3K	shares
PAGPENSKE AUTOMOTIVE GRP INC	97	$3K	shares
BURLBURLINGTON STORES INC	19	$3K	shares
AKAMAKAMAI TECHNOLOGIES INC	37	$3K	shares
SBHSALLY BEAUTY HLDGS INC	256	$3K	shares
NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN	27	$3K	shares
DAYDAYFORCE INC	49	$3K	shares
WYNDHAM DESTINATIONS INCWYNDHAM DESTINATIONS INC	140	$3K	shares
TIFFANY & CO NEWTIFFANY & CO NEW	31	$3K	shares
INPHI CORPINPHI CORP	33	$3K	shares
ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC	57	$3K	shares
TECH DATA CORPTECH DATA CORP	24	$3K	shares
AKCEA THERAPEUTICS INCAKCEA THERAPEUTICS INC	275	$3K	shares
VOYAVOYA FINANCIAL INC	60	$2K	shares
NBIXNEUROCRINE BIOSCIENCES INC	18	$2K	shares
XEMDXWESTERN ASSET EMERGING MKTS	169	$2K	shares
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	900	$2K	shares
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	900	$2K	shares
VECOVEECO INSTRS INC DEL	80	$1K	shares
PIIMPINJ INC	50	$1K	shares
CARAVIS BUDGET GROUP INC	70	$1K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000909012-20-000129	base		2020-10-06	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC