Carroll Financial Associates, Inc.

13F filer, CIK 1567784, CHARLOTTE, NC

Carroll Financial Associates, Inc. reported $1,503,084,000 across 1,616 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-01-08. Its ten largest share positions make up 46.75% of the portfolio.

Filed 2021-01-08 (acceptance time not in the bulk data set), ingested 2026-10-07 18:42:52 UTC13F-HR 0000909012-21-000002

Period: 2020-12-31
Reported value: $1.5B
Holdings: 1,616
Top 10 weight: 46.75%
New: 97
Sold out: 164

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VNLAadded	+664,268	$33.5M
MSTBnew	+294,973	$7.98M
Natixis Loomis Sayles Short…new	+247,124	$6.33M
EJANadded	+179,210	$5.38M
PULSadded	+106,552	$5.31M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
AUSFreduced	-536,050	-$13.8M
ARKGreduced	-83,265	-$7.77M
PJULexited	-236,721	-$6.55M
EJULexited	-181,830	-$4.6M
AGZDreduced	-116,344	-$4.47M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2020

Share positions as resolved from 13F-HR 0000909012-21-000002, largest first. % of portfolio is the value over $1,503,084,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
BANK OF AMER CORPBANK OF AMER CORP	10	$15K	<0.01%	0
ERIIENERGY RECOVERY INC	1,158	$15K	<0.01%	0	Timeline
EPPISHARES INC	328	$15K	<0.01%	0	Timeline
HCSGHEALTHCARE SVCS GROUP INC	557	$15K	<0.01%	-9	Timeline
THOMPSON REUTERS CORPTHOMPSON REUTERS CORP	194	$15K	<0.01%	0
CENTURYLINK INCCENTURYLINK INC	1,605	$15K	<0.01%	0
AVNSAVANOS MED INC	333	$15K	<0.01%	0	Timeline
AVALARA INCAVALARA INC	92	$15K	<0.01%	-1
YEXTYEXT INC	1,000	$15K	<0.01%	0	Timeline
LYDALL INCLYDALL INC	500	$15K	<0.01%	new
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	6,000	$15K	<0.01%	0
HCAHCA HEALTHCARE INC	90	$14K	<0.01%	0	Timeline
TRNTRINITY INDS INC	545	$14K	<0.01%	0	Timeline
IRINGERSOLL RAND INC	320	$14K	<0.01%	0	Timeline
HHYATT HOTELS CORP	199	$14K	<0.01%	0	Timeline
EATBRINKER INTL INC	252	$14K	<0.01%	0	Timeline
AOSSMITH A O CORP	268	$14K	<0.01%	-6	Timeline
BBVABANCO BILBAO VIZCAYA ARGENTA	2,892	$14K	<0.01%	+11	Timeline
MGNIMAGNITE INC	479	$14K	<0.01%	-154	Timeline
EQNREQUINOR ASA	865	$14K	<0.01%	-127	Timeline
NEOGNEOGEN CORP	184	$14K	<0.01%	-6	Timeline
BEPBROOKFIELD RENEWABLE ENERGY	337	$14K	<0.01%	+112	Timeline
RNGRINGCENTRAL INC	38	$14K	<0.01%	new	Timeline
ETGEATON VANCE TX ADV GLBL DIV	800	$14K	<0.01%	0	Timeline
QURATE RETAIL INCQURATE RETAIL INC	1,303	$14K	<0.01%	0
KBWPINVESCO EXCH TRADED FD TR II	210	$14K	<0.01%	new	Timeline
ENSTAR GROUP LIMITEDENSTAR GROUP LIMITED	73	$14K	<0.01%	0
IWLISHARES TR	155	$13K	<0.01%	0	Timeline
TREXTREX INC	165	$13K	<0.01%	new	Timeline
HWMHOWMET AEROSPACE INC	480	$13K	<0.01%	0	Timeline
LXLEXINFINTECH HLDGS LTD	2,080	$13K	<0.01%	0	Timeline
KMPRKEMPER CORP	180	$13K	<0.01%	0	Timeline
AAGILENT TECHNOLOGIES INC	113	$13K	<0.01%	+12	Timeline
FMXFOMENTO ECONOMICO MEXICANO S	182	$13K	<0.01%	+1	Timeline
UHSUNIVERSAL HLTH SVCS INC	100	$13K	<0.01%	new	Timeline
ZBRAZEBRA TECHNOLOGIES CORPORATI	36	$13K	<0.01%	+17	Timeline
BONDPIMCO ETF TR	120	$13K	<0.01%	0	Timeline
XOPSPDR SERIES TRUST	239	$13K	<0.01%	0	Timeline
TWSTTWIST BIOSCIENCE CORP	95	$13K	<0.01%	new	Timeline
AZTAAZENTA INC	192	$13K	<0.01%	0	Timeline
ETSYETSY INC	75	$13K	<0.01%	0	Timeline
EXPOEXPONENT INC	145	$13K	<0.01%	-4	Timeline
CANOO INCCANOO INC	1,000	$13K	<0.01%	new
LBRDALIBERTY BROADBAND CORP	83	$13K	<0.01%	0	Timeline
XTNSPDR SERIES TRUST	190	$13K	<0.01%	0	Timeline
PROPROS Holdings Inc	265	$13K	<0.01%	0	Timeline
PRIMO WATER CORPORATIONPRIMO WATER CORPORATION	861	$13K	<0.01%	new
EMBISHARES TR	106	$12K	<0.01%	-183	Timeline
TQQQPROSHARES TR	70	$12K	<0.01%	+52	Timeline
CALMCAL MAINE FOODS INC	323	$12K	<0.01%	-60	Timeline
ETRENTERGY CORP NEW	127	$12K	<0.01%	-26	Timeline
SPGSIMON PPTY GROUP INC NEW	143	$12K	<0.01%	+25	Timeline
GAPGAP INC	635	$12K	<0.01%	0	Timeline
ABEVAMBEV SA	3,984	$12K	<0.01%	-240	Timeline
DLBDOLBY LABORATORIES INC	124	$12K	<0.01%	0	Timeline
MTNVAIL RESORTS INC	44	$12K	<0.01%	0	Timeline
TRPTC ENERGY CORP	300	$12K	<0.01%	0	Timeline
BBHVANECK ETF TRUST	76	$12K	<0.01%	0	Timeline
PBTPERMIAN BASIN RTY TR	3,657	$12K	<0.01%	+50	Timeline
PLUGPLUG PWR INC	376	$12K	<0.01%	new	Timeline
PBHPRESTIGE CONSMR HEALTHCARE I	346	$12K	<0.01%	0	Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	883	$12K	<0.01%	+100
ALEALLETE INC	206	$12K	<0.01%	-19	Timeline
SEESEALED AIR CORP NEW	275	$12K	<0.01%	0	Timeline
NATIONAL INSTRS CORPNATIONAL INSTRS CORP	276	$12K	<0.01%	-4
BUGGLOBAL X FDS	451	$12K	<0.01%	0	Timeline
KXIISHARES TR	212	$12K	<0.01%	0	Timeline
RSXVANECK VECTORS RUSSIA ETF	500	$12K	<0.01%	0	Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	1,196	$12K	<0.01%	0
BROOKFIELD INFRASTRUCT FCLA…BROOKFIELD INFRASTRUCT FCLASS …	167	$12K	<0.01%	0
PLURALSIGHT INCPLURALSIGHT INC	580	$12K	<0.01%	-23
SYFSYNCHRONY FINANCIAL	333	$11K	<0.01%	0	Timeline
RYAAYRYANAIR HOLDINGS PLC	106	$11K	<0.01%	+20	Timeline
SPBSPECTRUM BRANDS HOLDINGS INC	144	$11K	<0.01%	0	Timeline
IBNICICI BK LTD	800	$11K	<0.01%	0	Timeline
STAASTAAR SURGICAL CO	140	$11K	<0.01%	+22	Timeline
PEVERPURE INC	500	$11K	<0.01%	0	Timeline
LYVLIVE NATION ENTERTAINMENT IN	153	$11K	<0.01%	+24	Timeline
WCCWESCO INTL INC	150	$11K	<0.01%	0	Timeline
MPTMEDICAL PROPERTIES TRUST INC	533	$11K	<0.01%	0	Timeline
HPQHP INC	457	$11K	<0.01%	+2	Timeline
CSQCALAMOS STRATEGIC TOTAL RETU	733	$11K	<0.01%	0	Timeline
DEMWISDOMTREE TR	289	$11K	<0.01%	+189	Timeline
PORPORTLAND GEN ELEC CO	274	$11K	<0.01%	new	Timeline
LOBLIVE OAK BANCSHARES INC	245	$11K	<0.01%	-20,200	Timeline
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C	262	$11K	<0.01%	0
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	1,011	$11K	<0.01%	0
IMMRIMMERSION CORP	1,000	$11K	<0.01%	0	Timeline
IDLVINVESCO EXCH TRADED FD TR II	397	$11K	<0.01%	+2	Timeline
CATOCATO CORP NEW	1,175	$11K	<0.01%	0	Timeline
ALAIR LEASE CORP	264	$11K	<0.01%	0	Timeline
INVESCOINVESCO	490	$11K	<0.01%	0
ENOVIS CORPENOVIS CORP	290	$11K	<0.01%	-21
SPX FLOW INC COMSPX FLOW INC COM	200	$11K	<0.01%	0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	271	$11K	<0.01%	0
IBDRISHARES TR	403	$10K	<0.01%	new	Timeline
HYDVANECK ETF TRUST	165	$10K	<0.01%	0	Timeline
WDCWESTERN DIGITAL CORP	188	$10K	<0.01%	0	Timeline
SCZISHARES TR	148	$10K	<0.01%	0	Timeline
CMCCOMMERCIAL METALS CO	490	$10K	<0.01%	0	Timeline
GGGGRACO INC	147	$10K	<0.01%	0	Timeline
RCLROYAL CARIBBEAN GROUP	138	$10K	<0.01%	-36	Timeline
ACGLARCH CAP GROUP LTD	283	$10K	<0.01%	0	Timeline
TSCOTRACTOR SUPPLY CO	73	$10K	<0.01%	0	Timeline
TRUTRANSUNION	107	$10K	<0.01%	0	Timeline
MTDMETTLER TOLEDO INTERNATIONAL	9	$10K	<0.01%	-1	Timeline
PUKPRUDENTIAL PLC	288	$10K	<0.01%	0	Timeline
ESSESSEX PPTY TR INC	42	$10K	<0.01%	+1	Timeline
FDISFIDELITY COVINGTON TRUST	150	$10K	<0.01%	new	Timeline
JKHYHENRY JACK & ASSOC INC	63	$10K	<0.01%	-2	Timeline
THOTHOR INDS INC	114	$10K	<0.01%	0	Timeline
CHHCHOICE HOTELS INTL INC	100	$10K	<0.01%	0	Timeline
ABCBAMERIS BANCORP	271	$10K	<0.01%	0	Timeline
PGENPRECIGEN INC	1,000	$10K	<0.01%	0	Timeline
EWCISHARES INC	354	$10K	<0.01%	0	Timeline
MGEEMGE ENERGY INC	150	$10K	<0.01%	0	Timeline
HOLLY ENERGY PARTNERS L PHOLLY ENERGY PARTNERS L P	721	$10K	<0.01%	0
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	94	$10K	<0.01%	0
IBDSISHARES TR	391	$10K	<0.01%	new	Timeline
URBNURBAN OUTFITTERS INC	400	$10K	<0.01%	0	Timeline
HYMBSPDR SERIES TRUST	175	$10K	<0.01%	0	Timeline
IYYISHARES TR	108	$10K	<0.01%	+54	Timeline
BKDBROOKDALE SR LIVING INC	2,302	$10K	<0.01%	-865	Timeline
MLNVANECK ETF TRUST	500	$10K	<0.01%	0	Timeline
PZAINVESCO EXCH TRADED FD TR II	400	$10K	<0.01%	0	Timeline
RDIVINVESCO EXCH TRADED FD TR II	306	$10K	<0.01%	0	Timeline
HEZUISHARES TR	345	$10K	<0.01%	0	Timeline
PSCFINVESCO EXCH TRADED FD TR II	217	$10K	<0.01%	-537	Timeline
SPX CORPSPX CORP	200	$10K	<0.01%	0
CORE LABORATORIES N VCORE LABORATORIES N V	404	$10K	<0.01%	0
REALPAGE INCREALPAGE INC	117	$10K	<0.01%	0
INTEGRA RES CORPINTEGRA RES CORP	2,700	$10K	<0.01%	new
R1 RCM INCR1 RCM INC	450	$10K	<0.01%	0
XMCRXMFS CHARTER INCOME TR	1,085	$9K	<0.01%	0	Timeline
MIDDMIDDLEBY CORP	73	$9K	<0.01%	-1	Timeline
SANBANCO SANTANDER SA	3,018	$9K	<0.01%	+125	Timeline
MMACYS INC	831	$9K	<0.01%	0	Timeline
RMDRESMED INC	45	$9K	<0.01%	0	Timeline
NSANATIONAL STORAGE AFFILIATES	258	$9K	<0.01%	0	Timeline
PEYINVESCO EXCHANGE TRADED FD T	530	$9K	<0.01%	0	Timeline
WSOWATSCO INC	41	$9K	<0.01%	-2	Timeline
BBYBEST BUY INC	100	$9K	<0.01%	new	Timeline
KBKB FINL GROUP INC	241	$9K	<0.01%	0	Timeline
HDBHDFC BANK LTD	131	$9K	<0.01%	0	Timeline
SRLNSSGA ACTIVE ETF TR	211	$9K	<0.01%	+3	Timeline
SMFGSUMITOMO MITSUI FIN GRP INC	1,571	$9K	<0.01%	-17	Timeline
TTITETRA TECHNOLOGIES INC DEL	11,000	$9K	<0.01%	0	Timeline
MTCHMATCH GROUP INC NEW	66	$9K	<0.01%	new	Timeline
CITRIX SYSTEMS INCCITRIX SYSTEMS INC	74	$9K	<0.01%	0
BBDCBARINGS BDC INC	1,000	$9K	<0.01%	0	Timeline
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC	200	$9K	<0.01%	0
KBWYINVESCO EXCH TRADED FD TR II	456	$9K	<0.01%	new	Timeline
ASPEN TECHNOLOGY INCASPEN TECHNOLOGY INC	74	$9K	<0.01%	-2
ITAISHARES TR	90	$8K	<0.01%	+48	Timeline
ZIONZIONS BANCORPORATION NATL AS	200	$8K	<0.01%	0	Timeline
NNNNNN REIT INC	202	$8K	<0.01%	0	Timeline
AESAES CORP	369	$8K	<0.01%	-16	Timeline
REGREGENCY CTRS CORP	177	$8K	<0.01%	-136	Timeline
CNXCNX RES CORP	780	$8K	<0.01%	+151	Timeline
PCRXPACIRA BIOSCIENCES INC	150	$8K	<0.01%	0	Timeline
DPZDOMINOS PIZZA INC	23	$8K	<0.01%	-197	Timeline
ATIATI INC	504	$8K	<0.01%	0	Timeline
MNSTMONSTER BEVERAGE CORP NEW	96	$8K	<0.01%	+20	Timeline
PCARPACCAR INC	100	$8K	<0.01%	new	Timeline
BKRBAKER HUGHES COMPANY	415	$8K	<0.01%	+315	Timeline
FFINFIRST FINL BANKSHARES INC	246	$8K	<0.01%	0	Timeline
TLTISHARES TR	51	$8K	<0.01%	-2,495	Timeline
MASMASCO CORP	147	$8K	<0.01%	0	Timeline
NBISNEBIUS GROUP N.V.	121	$8K	<0.01%	-120	Timeline
GDXJVANECK ETF TRUST	151	$8K	<0.01%	+54	Timeline
BBNBLACKROCK TAX MUNICPAL BD TR	300	$8K	<0.01%	0	Timeline
PZZAPAPA JOHNS INTL INC	100	$8K	<0.01%	0	Timeline
EDITEDITAS MEDICINE INC	125	$8K	<0.01%	0	Timeline
CACCCREDIT ACCEP CORP MICH	26	$8K	<0.01%	-1	Timeline
HAINHAIN CELESTIAL GROUP INC	223	$8K	<0.01%	-45	Timeline
HEI-AHEICO CORP NEW	74	$8K	<0.01%	0	Timeline
LIVENT CORPLIVENT CORP	430	$8K	<0.01%	0
OPITQOFFICE PPTYS INCOME TR COM SHS	354	$8K	<0.01%	new	Timeline
BLACKROCK MUNIYIELD INVT FBLACKROCK MUNIYIELD INVT F	600	$8K	<0.01%	0
MGM GROWTH PPTYS LLCMGM GROWTH PPTYS LLC	259	$8K	<0.01%	0
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	1,277	$7K	<0.01%	0
MSCIMSCI INC	16	$7K	<0.01%	0	Timeline
LDOSLEIDOS HOLDINGS INC	68	$7K	<0.01%	+43	Timeline
LEALEAR CORP	45	$7K	<0.01%	0	Timeline
EHCENCOMPASS HEALTH CORP	94	$7K	<0.01%	0	Timeline
AEISADVANCED ENERGY INDS	82	$7K	<0.01%	0	Timeline
OZKBANK OZK LITTLE ROCK ARK	236	$7K	<0.01%	+1	Timeline
BXPBXP INC	78	$7K	<0.01%	0	Timeline
FPEFIRST TR EXCH TRADED FD III	395	$7K	<0.01%	+272	Timeline
FTSMFIRST TR EXCHANGE-TRADED FD	126	$7K	<0.01%	0	Timeline
EZUISHARES INC	177	$7K	<0.01%	0	Timeline
TRIPTRIPADVISOR INC	250	$7K	<0.01%	0	Timeline
ARWRARROWHEAD PHARMACEUTICALS IN	102	$7K	<0.01%	0	Timeline
SJNKSPDR SERIES TRUST	262	$7K	<0.01%	0	Timeline
KRESPDR SERIES TRUST	151	$7K	<0.01%	-300	Timeline
COTYCOTY INC	1,000	$7K	<0.01%	0	Timeline
WSBCWESBANCO INC	251	$7K	<0.01%	0	Timeline
XMYDXBLACKROCK MUNIYIELD FUND	512	$7K	<0.01%	0	Timeline
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR	366	$7K	<0.01%	0
ABERDEEN ASIA-PACIFIC INCOM…ABERDEEN ASIA-PACIFIC INCOME F	1,735	$7K	<0.01%	0
CAJPYCANON INC-SPONS ADR	400	$7K	<0.01%	0	Timeline
SDOGALPS ETF TR	163	$7K	<0.01%	+1	Timeline
PRAAPRA GROUP INC	191	$7K	<0.01%	-3	Timeline
FXNFIRST TR EXCHANGE-TRADED FD	900	$7K	<0.01%	0	Timeline
VOYA NAT RES EQUITY INCOME FVOYA NAT RES EQUITY INCOME F	3,000	$7K	<0.01%	0
IBDTISHARES TR	240	$7K	<0.01%	new	Timeline
ISHARES IBONDS DEC 2025 TERMISHARES IBONDS DEC 2025 TERM	259	$7K	<0.01%	new
TSITCW STRATEGIC INCOME FD INC	1,250	$7K	<0.01%	0	Timeline
KIDSORTHOPEDIATRICS CORP	177	$7K	<0.01%	-3	Timeline
PSNLPERSONALIS INC	200	$7K	<0.01%	-100	Timeline
RWKINVESCO EXCH TRADED FD TR II	100	$7K	<0.01%	0	Timeline
RWXSPDR INDEX SHS FDS	227	$7K	<0.01%	-62	Timeline
2U INC2U INC	191	$7K	<0.01%	-4
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	1,430	$7K	<0.01%	0
TIVITY HEALTH INCTIVITY HEALTH INC	375	$7K	<0.01%	new
VOXVANGUARD WORLD FD	53	$6K	<0.01%	0	Timeline
VDEVANGUARD WORLD FD	121	$6K	<0.01%	0	Timeline
VPLVANGUARD INTL EQUITY INDEX F	80	$6K	<0.01%	0	Timeline
VGITVANGUARD SCOTTSDALE FDS	91	$6K	<0.01%	0	Timeline
TRMBTRIMBLE INC	103	$6K	<0.01%	0	Timeline
MSTRSTRATEGY INC	16	$6K	<0.01%	new	Timeline
YETIYETI HLDGS INC	99	$6K	<0.01%	0	Timeline
SUSUNCOR ENERGY INC NEW	387	$6K	<0.01%	-1,199	Timeline
EQHEQUITABLE HLDGS INC	244	$6K	<0.01%	0	Timeline
SHGSHINHAN FINANCIAL GROUP CO L	202	$6K	<0.01%	0	Timeline
DRIDARDEN RESTAURANTS INC	55	$6K	<0.01%	-45	Timeline
TLKTELEKOMUNIKASI IND	293	$6K	<0.01%	0	Timeline
BGSB & G FOODS INC	248	$6K	<0.01%	0	Timeline
BWXTBWX TECHNOLOGIES INC	105	$6K	<0.01%	+1	Timeline
EXIISHARES TR	65	$6K	<0.01%	0	Timeline
DORMDORMAN PRODS INC	70	$6K	<0.01%	0	Timeline
NOVTNOVANTA INC	56	$6K	<0.01%	0	Timeline
KBESPDR SERIES TRUST	163	$6K	<0.01%	new	Timeline
BOHBANK OF HI CORP	79	$6K	<0.01%	0	Timeline
EISISHARES INC	100	$6K	<0.01%	0	Timeline
CHAMPIONX CORPORATIONCHAMPIONX CORPORATION	403	$6K	<0.01%	0
EMLCVANECK ETF TRUST	195	$6K	<0.01%	-127	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	304	$6K	<0.01%	0
PIOINVESCO EXCH TRADED FD TR II	200	$6K	<0.01%	0	Timeline
RWLINVESCO EXCH TRADED FD TR II	100	$6K	<0.01%	0	Timeline
BEACON ROOFING SUPPLY INCBEACON ROOFING SUPPLY INC	151	$6K	<0.01%	0
INVESCOINVESCO	306	$6K	<0.01%	0
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T	465	$6K	<0.01%	+6
GLOBAL X FDSGLOBAL X FDS	352	$6K	<0.01%	+200
SPINNAKER ETF SERIESSPINNAKER ETF SERIES	500	$6K	<0.01%	new
VICTORY PORTFOLIOS IIVICTORY PORTFOLIOS II	215	$6K	<0.01%	0
NGGNATIONAL GRID PLC	100	$5K	<0.01%	+98	Timeline
KYNKAYNE ANDERSON ENERGY INFRST	1,000	$5K	<0.01%	0	Timeline
TAKTAKEDA PHARMACEUTICAL CO LTD	321	$5K	<0.01%	0	Timeline
XLGINVESCO EXCHANGE TRADED FD T	19	$5K	<0.01%	0	Timeline
FIZZNATIONAL BEVERAGE CORP	67	$5K	<0.01%	0	Timeline
CHDCHURCH & DWIGHT CO INC	64	$5K	<0.01%	0	Timeline
BNTXBIONTECH SE	62	$5K	<0.01%	+17	Timeline
VACMARRIOTT VACATIONS WORLDWIDE	43	$5K	<0.01%	0	Timeline
SEICSEI INVTS CO	90	$5K	<0.01%	0	Timeline
ENSENERSYS	64	$5K	<0.01%	0	Timeline
RYNRAYONIER INC	174	$5K	<0.01%	0	Timeline
CTRACOTERRA ENERGY INC	342	$5K	<0.01%	0	Timeline
QQEWFIRST TR EXCHANGE-TRADED FD	50	$5K	<0.01%	0	Timeline
MARATHON OIL CORPMARATHON OIL CORP	837	$5K	<0.01%	-5,031
EWUISHARES TR	185	$5K	<0.01%	0	Timeline
CNOCNO FINL GROUP INC	235	$5K	<0.01%	-4	Timeline
GNWGENWORTH FINL INC	1,457	$5K	<0.01%	0	Timeline
ACWVISHARES INC	55	$5K	<0.01%	new	Timeline
VNTVONTIER CORPORATION	179	$5K	<0.01%	new	Timeline
MQYBLACKROCK MUNIYILD QULT FD I	335	$5K	<0.01%	0	Timeline
OFSOFS CAP CORP	700	$5K	<0.01%	0	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	986	$5K	<0.01%	0
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	206	$5K	<0.01%	-365
DGICADONEGAL GROUP INC	397	$5K	<0.01%	-215	Timeline
PEJINVESCO EXCHANGE TRADED FD T	145	$5K	<0.01%	0	Timeline
SPHSUBURBAN PROPANE PARTNERS L	360	$5K	<0.01%	-175	Timeline
FXDFIRST TR EXCHANGE-TRADED FD	100	$5K	<0.01%	0	Timeline
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION	72	$5K	<0.01%	-1
NUANCE COMMUNICATIONS INCNUANCE COMMUNICATIONS INC	134	$5K	<0.01%	0
MCEWEN MNG INCMCEWEN MNG INC	5,200	$5K	<0.01%	0
SOUTHERN COSOUTHERN CO	115	$5K	<0.01%	0
BILSPDR SERIES TRUST	45	$4K	<0.01%	-3	Timeline
CIKUBS ASSET MGMT INCOME FD INC	1,373	$4K	<0.01%	0	Timeline
MKSIMKS INC.	33	$4K	<0.01%	0	Timeline
PNRPENTAIR PLC	83	$4K	<0.01%	0	Timeline
CXCEMEX SAB DE CV	869	$4K	<0.01%	-2	Timeline
GHGUARDANT HEALTH INC	36	$4K	<0.01%	0	Timeline
LADLITHIA MTRS INC	15	$4K	<0.01%	0	Timeline
SMTCSEMTECH CORP	61	$4K	<0.01%	0	Timeline
HALHALLIBURTON CO	263	$4K	<0.01%	0	Timeline
TSNTYSON FOODS INC	69	$4K	<0.01%	-114	Timeline
INDAISHARES TR	100	$4K	<0.01%	0	Timeline
FXLFIRST TR EXCHANGE-TRADED FD	40	$4K	<0.01%	new	Timeline
PDBCINVESCO ACTVELY MNGD ETC FD	317	$4K	<0.01%	-1,456	Timeline
IXPISHARES TR	65	$4K	<0.01%	0	Timeline
DESWISDOMTREE TR	173	$4K	<0.01%	+2	Timeline
BCPCBALCHEM CORP	39	$4K	<0.01%	0	Timeline
CLWCLEARWATER PAPER CORP	119	$4K	<0.01%	0	Timeline
CXWCORECIVIC INC	616	$4K	<0.01%	0	Timeline
BIOBIO RAD LABS INC	7	$4K	<0.01%	0	Timeline
UAUNDER ARMOUR INC	297	$4K	<0.01%	0	Timeline
ATLASSIAN CORPATLASSIAN CORP	20	$4K	<0.01%	new
MBTMOBILE TELESYSTEMS PJSC	536	$4K	<0.01%	0	Timeline
PMOFRANKLIN MUN OPPORTUNITIES T	333	$4K	<0.01%	0	Timeline
RVTROYCE SMALL CAP TRUST INC	259	$4K	<0.01%	+3	Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	300	$4K	<0.01%	-153
DISCOVERY INCDISCOVERY INC	156	$4K	<0.01%	0
CLOUGLOBAL X FDS	157	$4K	<0.01%	new	Timeline
DGPDEUTSCHE BK AG LONDON BRH	100	$4K	<0.01%	0	Timeline
LOCOEL POLLO LOCO HLDGS INC	276	$4K	<0.01%	0	Timeline
FTDSFIRST TR EXCHANGE-TRADED FD	109	$4K	<0.01%	new	Timeline
FEXFIRST TR EXCHANGE-TRADED ALP	56	$4K	<0.01%	0	Timeline
DEWWISDOMTREE TR	113	$4K	<0.01%	+2	Timeline
VRAIETFIS SER TR I	210	$4K	<0.01%	new	Timeline
AMERICAN EQUITY INVT LIFEAMERICAN EQUITY INVT LIFE	145	$4K	<0.01%	-1
HANGER INCHANGER INC	200	$4K	<0.01%	0
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC	256	$4K	<0.01%	-37
Proshares Short S&PProshares Short S&P	225	$4K	<0.01%	0
HEXO CORPHEXO CORP	1,125	$4K	<0.01%	new
BENEFITFOCUS INCBENEFITFOCUS INC	330	$4K	<0.01%	0
SEACHANGE INTL INCSEACHANGE INTL INC	3,500	$4K	<0.01%	0
TRUSTCO BK CORP N YTRUSTCO BK CORP N Y	650	$4K	<0.01%	0
COLUMBIA ETF TR ICOLUMBIA ETF TR I	167	$4K	<0.01%	0
MFCMANULIFE FINL CORP	196	$3K	<0.01%	-92	Timeline
OKEONEOK INC NEW	84	$3K	<0.01%	-683	Timeline
AAALCOA CORP	160	$3K	<0.01%	0	Timeline
PENNPENN ENTERTAINMENT INC	40	$3K	<0.01%	0	Timeline
SANMSANMINA CORP	107	$3K	<0.01%	0	Timeline
OMCLOMNICELL COM	30	$3K	<0.01%	0	Timeline
FMSFRESENIUS MEDICAL CARE AG	80	$3K	<0.01%	0	Timeline
FULFULLER H B CO	62	$3K	<0.01%	-19	Timeline
KTKT CORP	288	$3K	<0.01%	-154	Timeline
WTWWILLIS TOWERS WATSON PLC LTD	17	$3K	<0.01%	-7	Timeline
ACMAECOM	65	$3K	<0.01%	0	Timeline
CECELANESE CORP DEL	30	$3K	<0.01%	-14	Timeline
IDUISHARES TR	50	$3K	<0.01%	+25	Timeline
JBLUJETBLUE AIRWAYS CORP	235	$3K	<0.01%	0	Timeline
RMAXRE/MAX HLDGS INC	100	$3K	<0.01%	0	Timeline
FIWFIRST TR EXCHANGE-TRADED FD	45	$3K	<0.01%	0	Timeline
VVRINVESCO SR INCOME TR	875	$3K	<0.01%	0	Timeline
ORAORMAT TECHNOLOGIES INC	42	$3K	<0.01%	0	Timeline
COLBCOLUMBIA BKG SYS INC	93	$3K	<0.01%	0	Timeline
SCLSTEPAN CO	27	$3K	<0.01%	0	Timeline
KWRQUAKER HOUGHTON	12	$3K	<0.01%	0	Timeline
FAFFIRST AMERN FINL CORP	70	$3K	<0.01%	+43	Timeline
WERNWERNER ENTERPRISES INC	87	$3K	<0.01%	0	Timeline
ICUIICU MED INC	15	$3K	<0.01%	0	Timeline
XRXXEROX HOLDINGS CORP	150	$3K	<0.01%	0	Timeline
JUNIPER NETWORKS INCJUNIPER NETWORKS INC	161	$3K	<0.01%	new
CMC MATERIALS INCCMC MATERIALS INC	20	$3K	<0.01%	new
CRH PLC ADSCRH PLC ADS	92	$3K	<0.01%	0
TXTERNIUM SA	129	$3K	<0.01%	-20	Timeline
ARCONIC ROLLED PRODS CORPARCONIC ROLLED PRODS CORP	120	$3K	<0.01%	0
XBGYXBLACKROCK ENHANCED INTL DIV	622	$3K	<0.01%	0	Timeline
CNOOC LIMITEDCNOOC LIMITED	34	$3K	<0.01%	-18
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	250	$3K	<0.01%	0
PDMPIEDMONT REALTY TRUST INC	238	$3K	<0.01%	0	Timeline
BERRY GLOBAL GROUP INCBERRY GLOBAL GROUP INC	55	$3K	<0.01%	0
KWKENNEDY-WILSON HOLDINGS INC	192	$3K	<0.01%	0	Timeline
PPTFRANKLIN PREMIER INCOME TR	750	$3K	<0.01%	0	Timeline
BSVNBANK7 CORP	233	$3K	<0.01%	0	Timeline
SHBISHORE BANCSHARES INC	227	$3K	<0.01%	0	Timeline
DBCINVESCO DB COMMDY INDX TRCK	219	$3K	<0.01%	0	Timeline
DBEUDBX ETF TR	127	$3K	<0.01%	0	Timeline
PJPINVESCO EXCHANGE TRADED FD T	50	$3K	<0.01%	0	Timeline
AGZDWISDOMTREE TR	78	$3K	<0.01%	-116,344	Timeline
LIBERTY GLOBAL PLC- CLIBERTY GLOBAL PLC- C	156	$3K	<0.01%	0
ALTRA HOLDINGS INCALTRA HOLDINGS INC	59	$3K	<0.01%	0
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I	100	$3K	<0.01%	0
XNQPXNUVEEN PA INVT QUALITY MUN F	244	$3K	<0.01%	0	Timeline
REVLON INCREVLON INC	297	$3K	<0.01%	0
DVYEISHARES INC	59	$2K	<0.01%	0	Timeline
EFVISHARES TR	50	$2K	<0.01%	0	Timeline
SPYMSPDR SERIES TRUST	53	$2K	<0.01%	0	Timeline
CVCOCAVCO INDS INC DEL	12	$2K	<0.01%	0	Timeline
SPOTSPOTIFY TECHNOLOGY S A	9	$2K	<0.01%	0	Timeline
TTDTHE TRADE DESK INC	3	$2K	<0.01%	-7	Timeline
CNPCENTERPOINT ENERGY INC	102	$2K	<0.01%	-4	Timeline
CIENCIENA CORP	39	$2K	<0.01%	-408	Timeline
HSBCHSBC HLDGS PLC	80	$2K	<0.01%	0	Timeline
OMCOMNICOM GROUP INC	47	$2K	<0.01%	0	Timeline
REZIRESIDEO TECHNOLOGIES INC	124	$2K	<0.01%	-11	Timeline
CMBTCMB.TECH NV	315	$2K	<0.01%	0	Timeline
ACHCACADIA HEALTHCARE COMPANY IN	45	$2K	<0.01%	0	Timeline
GPKGRAPHIC PACKAGING HLDG CO	170	$2K	<0.01%	0	Timeline
EVRGEVERGY INC	49	$2K	<0.01%	-2	Timeline
CNKCINEMARK HLDGS INC	136	$2K	<0.01%	0	Timeline
MMSIMERIT MED SYS INC	37	$2K	<0.01%	0	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	242	$2K	<0.01%	0	Timeline
EWBCEAST WEST BANCORP INC	41	$2K	<0.01%	0	Timeline
POWIPOWER INTEGRATIONS INC	36	$2K	<0.01%	0	Timeline
WWDWOODWARD INC	21	$2K	<0.01%	0	Timeline
ALLEALLEGION PLC	23	$2K	<0.01%	0	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	250	$2K	<0.01%	0	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	145	$2K	<0.01%	-100
IARTINTEGRA LIFESCIENCES HLDGS C	45	$2K	<0.01%	0	Timeline
ABMABM INDS INC	73	$2K	<0.01%	0	Timeline
OIO-I GLASS INC	220	$2K	<0.01%	0	Timeline
OLNOLIN CORP	115	$2K	<0.01%	0	Timeline
THRMGENTHERM INC	38	$2K	<0.01%	0	Timeline
SVCSERVICE PPTYS TR	253	$2K	<0.01%	0	Timeline
CRONCRONOS GROUP INC	320	$2K	<0.01%	0	Timeline
KODKEASTMAN KODAK CO	350	$2K	<0.01%	0	Timeline
KLICKULICKE & SOFFA INDS INC	73	$2K	<0.01%	0	Timeline
FIDUFIDELITY COVINGTON TRUST	50	$2K	<0.01%	0	Timeline
UNFUNIFIRST CORP MASS	12	$2K	<0.01%	0	Timeline
HUNHUNTSMAN CORP	118	$2K	<0.01%	-2	Timeline
SKTTANGER INC	214	$2K	<0.01%	0	Timeline
FSLYFASTLY INC	25	$2K	<0.01%	0	Timeline
NEW AMERICA HIGH INCOME FUN…NEW AMERICA HIGH INCOME FUND I	240	$2K	<0.01%	0
BCVBANCROFT FD LTD	96	$2K	<0.01%	0	Timeline
SBNYSIGNATURE BANK	17	$2K	<0.01%	0	Timeline
SUMMIT MATERIALS INC CLASS ASUMMIT MATERIALS INC CLASS A	148	$2K	<0.01%	0
Phillips 66 Partners LPPhillips 66 Partners LP	79	$2K	<0.01%	0
EATON VANCE CORPEATON VANCE CORP	43	$2K	<0.01%	-920
AMCXAMC GLOBAL MEDIA INC	75	$2K	<0.01%	0	Timeline
EQXEQUINOX GOLD CORP	238	$2K	<0.01%	0	Timeline
GOROGOLD RESOURCE CORP	849	$2K	<0.01%	0	Timeline
ISTRINVESTAR HOLDING CORP	175	$2K	<0.01%	0	Timeline
XSLVINVESCO EXCH TRADED FD TR II	63	$2K	<0.01%	-751	Timeline
ATLAS AIR WORLDWIDE HOLDING…ATLAS AIR WORLDWIDE HOLDINGS I	55	$2K	<0.01%	0
COLONY CAPITAL INCCOLONY CAPITAL INC	419	$2K	<0.01%	0
HGLBHIGHLAND GLOBAL ALLOCATION F	352	$2K	<0.01%	0	Timeline
WOODISHARES TR	30	$2K	<0.01%	0	Timeline
IBUYAMPLIFY ETF TR	25	$2K	<0.01%	new	Timeline
NUSANUSHARES ETF TR	79	$2K	<0.01%	0	Timeline
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	69	$2K	<0.01%	0
TEXAS PACIFIC LAND TRUSTTEXAS PACIFIC LAND TRUST	3	$2K	<0.01%	0
NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL	65	$2K	<0.01%	0
SPDR GOLD MINISHARES TRUSTSPDR GOLD MINISHARES TRUST	120	$2K	<0.01%	0
DRIVE SHACK INCDRIVE SHACK INC	1,000	$2K	<0.01%	0
VELODYNE LIDAR INCVELODYNE LIDAR INC	100	$2K	<0.01%	new
VINCO VENTURES INCVINCO VENTURES INC	1,500	$2K	<0.01%	new
MARRONE BIO INNOVATIONS INCMARRONE BIO INNOVATIONS INC	2,000	$2K	<0.01%	0
AGF INVTS TRAGF INVTS TR	90	$2K	<0.01%	-11,126
CNNECANNAE HLDGS INC	35	$1K	<0.01%	0	Timeline
ADIANALOG DEVICES INC	12	$1K	<0.01%	0	Timeline
USHYISHARES TR	29	$1K	<0.01%	0	Timeline
NTGRNETGEAR INC	25	$1K	<0.01%	0	Timeline
RKTROCKET COS INC	53	$1K	<0.01%	new	Timeline
JAZZJAZZ PHARMACEUTICALS PLC	11	$1K	<0.01%	0	Timeline
EXPEAGLE MATLS INC	18	$1K	<0.01%	0	Timeline
APAMARTISAN PARTNERS ASSET MGMT	25	$1K	<0.01%	0	Timeline
PIIPOLARIS INC	20	$1K	<0.01%	-1	Timeline
CFRCULLEN FROST BANKERS INC	15	$1K	<0.01%	0	Timeline
HSTHOST HOTELS & RESORTS INC	115	$1K	<0.01%	0	Timeline
HOGHARLEY DAVIDSON INC	28	$1K	<0.01%	-3	Timeline
FOXAFOX CORP	53	$1K	<0.01%	-388	Timeline
EGEVEREST GROUP LTD	6	$1K	<0.01%	0	Timeline
TRGPTARGA RES CORP	46	$1K	<0.01%	0	Timeline
CRNCCERENCE INC	16	$1K	<0.01%	0	Timeline
BTIBRITISH AMERN TOB PLC	51	$1K	<0.01%	0	Timeline
CCCHEMOURS CO	42	$1K	<0.01%	-80	Timeline
HAEHAEMONETICS CORP MASS	16	$1K	<0.01%	0	Timeline
SSNCSS&C TECH HLDGS	26	$1K	<0.01%	0	Timeline
VLOVALERO ENERGY CORP	26	$1K	<0.01%	-145	Timeline
ACCOACCO BRANDS CORP	159	$1K	<0.01%	0	Timeline
NDAQNASDAQ INC	12	$1K	<0.01%	0	Timeline
IEXIDEX CORP	6	$1K	<0.01%	-242	Timeline
PRIMPRIMORIS SVCS CORP	72	$1K	<0.01%	0	Timeline
AGNCAGNC INVT CORP	110	$1K	<0.01%	0	Timeline
NGVTINGEVITY CORP	16	$1K	<0.01%	0	Timeline
IYRISHARES TR	16	$1K	<0.01%	0	Timeline
DOXAMDOCS LTD	21	$1K	<0.01%	0	Timeline
PFNPIMCO INCOME STRATEGY FD II	118	$1K	<0.01%	0	Timeline
VNOVORNADO RLTY TR	37	$1K	<0.01%	0	Timeline
IOSPINNOSPEC INC	18	$1K	<0.01%	0	Timeline
ARIAPOLLO COML REAL ESTATE FIN	150	$1K	<0.01%	0	Timeline
AAONAAON INC	23	$1K	<0.01%	0	Timeline
GBCIGLACIER BANCORP INC NEW	35	$1K	<0.01%	0	Timeline
SNDRSCHNEIDER NATIONAL INC	65	$1K	<0.01%	0	Timeline
SWBISMITH & WESSON BRANDS INC	100	$1K	<0.01%	new	Timeline
SFIXSTITCH FIX INC	25	$1K	<0.01%	0	Timeline
RLRALPH LAUREN CORP	18	$1K	<0.01%	0	Timeline
FSTAFIDELITY COVINGTON TRUST	38	$1K	<0.01%	0	Timeline
HXLHEXCEL CORP NEW	37	$1K	<0.01%	0	Timeline
TCBITEXAS CAP BANCSHARES INC	31	$1K	<0.01%	0	Timeline
UMBFUMB FINL CORP	27	$1K	<0.01%	0	Timeline
PRKSUNITED PARKS & RESORTS INC	35	$1K	<0.01%	0	Timeline
WBSWEBSTER FINL CORP	35	$1K	<0.01%	0	Timeline
ICFISHARES TR	28	$1K	<0.01%	+14	Timeline
CRANE COCRANE CO	17	$1K	<0.01%	0
ZYNGA INC.ZYNGA INC.	115	$1K	<0.01%	0
HYTBLACKROCK CORPOR HI YLD FD I	122	$1K	<0.01%	0	Timeline
MAGELLAN HEALTH SERVICES INCMAGELLAN HEALTH SERVICES INC	15	$1K	<0.01%	0
PREMIER INCPREMIER INC	55	$1K	<0.01%	0
XBOEXBLACKROCK ENHANCED GLOBAL	149	$1K	<0.01%	0	Timeline
STORE CAP CORPSTORE CAP CORP	33	$1K	<0.01%	0
TCF FINANCIAL CORPORATION NETCF FINANCIAL CORPORATION NE	35	$1K	<0.01%	0
GREAT WESTN BANCORP INCGREAT WESTN BANCORP INC	60	$1K	<0.01%	0
HPPHUDSON PAC PPTYS INC	47	$1K	<0.01%	-32	Timeline
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	106	$1K	<0.01%	0
BGC PARTNERS INCBGC PARTNERS INC	369	$1K	<0.01%	-4
NUVASIVE INCNUVASIVE INC	18	$1K	<0.01%	0
PACWEST BANCORP DELPACWEST BANCORP DEL	69	$1K	<0.01%	0
CANTEL MEDICAL CORPCANTEL MEDICAL CORP	25	$1K	<0.01%	0
KRATON CORPORATIONKRATON CORPORATION	38	$1K	<0.01%	0
NXRTNEXPOINT RESIDENTIAL TR INC	46	$1K	<0.01%	0	Timeline
DNOWDNOW INC	186	$1K	<0.01%	0	Timeline
MMTABERDEEN MULTI-MARKET INCOME	195	$1K	<0.01%	0	Timeline
DBAWDBX ETF TR	51	$1K	<0.01%	0	Timeline
FUTYFIDELITY COVINGTON TRUST	25	$1K	<0.01%	new	Timeline
TBTPROSHARES TR	76	$1K	<0.01%	0	Timeline
XBITXBIOTECH INC	100	$1K	<0.01%	new	Timeline

Sold out in Q4 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 164. All 164

Security	Shares before	Value before	Type
PJULINNOVATOR ETFS TRUST	236,721	$6.55M	shares
EJULINNOVATOR ETFS TRUST	181,830	$4.6M	shares
SPTLSPDR SERIES TRUST	50,266	$2.35M	shares
NJANINNOVATOR ETFS TRUST	21,585	$807K	shares
TOTLSSGA ACTIVE ETF TR	4,435	$218K	shares
DOCUDOCUSIGN INC	764	$164K	shares
EDVVANGUARD WORLD FD	936	$154K	shares
VGLTVANGUARD SCOTTSDALE FDS	1,398	$139K	shares
HSICSCHEIN HENRY INC	1,930	$113K	shares
XYLDGLOBAL X FDS	2,222	$99K	shares
TAILCAMBRIA ETF TR	4,546	$98K	shares
LOGAN RIDGE FINANCE CORPLOGAN RIDGE FINANCE CORP	4,000	$90K	shares
BANDBANDWIDTH INC	484	$84K	shares
ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC	1,050	$78K	shares
BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TR	5,000	$75K	shares
ADVISORSHARESADVISORSHARES	14,157	$63K	shares
GOLDMAN SACHS ETF TRGOLDMAN SACHS ETF TR	597	$49K	shares
STESTERIS PLC	249	$43K	shares
DWSHADVISORSHARES TR	1,960	$37K	shares
PFEBINNOVATOR ETFS TRUST	1,379	$34K	shares
GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A	385	$31K	shares
CASYCASEYS GEN STORES INC	135	$23K	shares
RETROPHIN INCRETROPHIN INC	1,000	$18K	shares
INVESCO BULLETSHARES 2020 C…INVESCO BULLETSHARES 2020 CORP	819	$17K	shares
VSSVANGUARD INTL EQUITY INDEX F	158	$16K	shares
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	399	$16K	shares
NTLAINTELLIA THERAPEUTICS INC	744	$14K	shares
AMGAFFILIATED MANAGERS GROUP	164	$11K	shares
LIVEPERSON, INC.LIVEPERSON, INC.	217	$11K	shares
BIOSIG TECHNOLOGIES INCBIOSIG TECHNOLOGIES INC	2,430	$11K	shares
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	37,280	$10K	shares
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	445	$10K	shares
VVVVALVOLINE INC	506	$9K	shares
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	621	$8K	shares
SPRSPIRIT AEROSYSTEMS HLDGS INC	442	$8K	shares
TACTRANSALTA CORP	1,198	$7K	shares
ASHASHLAND INC	97	$6K	shares
CVSACOVISTA INC	275	$6K	shares
KEXKIRBY CORP	132	$4K	shares
CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH	161	$4K	shares
FLOFLOWERS FOODS INC	163	$3K	shares
RLIRLI CORP	36	$3K	shares
QAINYLIM ETF TR	100	$3K	shares
ARISTA NETWORKS INCARISTA NETWORKS INC	15	$3K	shares
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	426	$3K	shares
CAHCARDINAL HEALTH INC	59	$2K	shares
PAASPAN AMERN SILVER CORP	90	$2K	shares
PAAPLAINS ALL AMERN PIPELINE L	477	$2K	shares
MOMO INCMOMO INC	210	$2K	shares
CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP	20	$2K	shares
MYLAN NVMYLAN NV	201	$2K	shares
ZROZPIMCO ETF TR	15	$2K	shares
SPARTAN ENERGY ACQUISITION CSPARTAN ENERGY ACQUISITION C	632	$2K	shares
EDISON NATION INCEDISON NATION INC	1,500	$2K	shares
VCLTVANGUARD SCOTTSDALE FDS	13	$1K	shares
PRKPARK NATL CORP	19	$1K	shares
DVNDEVON ENERGY CORP NEW	187	$1K	shares
FLEXFLEX LTD	127	$1K	shares
BLVVANGUARD BD INDEX FDS	15	$1K	shares
NADNUVEEN QUALITY MUNCP INCOME	125	$1K	shares
SGOLETFS GOLD TR	61	$1K	shares
PBRPETROLEO BRASILEIRO S A	201	$1K	shares
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	40	$1K	shares
CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC	26	$1K	shares
IEOISHARES TR	0	$0	shares
EBNDSPDR SERIES TRUST	5	$0	shares
VPUVANGUARD WORLD FD	0	$0	shares
VALEVALE S A	1	$0	shares
GENGEN DIGITAL INC	0	$0	shares
CAMTCAMTEK LTD	2	$0	shares
DMCDEL MONTE CORP	1	$0	shares
AEOAMERICAN EAGLE OUTFITTERS IN	2	$0	shares
KRKROGER CO	0	$0	shares
SCHLSCHOLASTIC CORP	0	$0	shares
NFGNATIONAL FUEL GAS CO	2	$0	shares
RITMRITHM CAPITAL CORP	3	$0	shares
XHRXENIA HOTELS & RESORTS INC	2	$0	shares
ONON SEMICONDUCTOR CORP	2	$0	shares
LITELUMENTUM HLDGS INC	0	$0	shares
MURMURPHY OIL CORP	2	$0	shares
SBSCOMPANHIA DE SANEAMENTO BASI	12	$0	shares
MTGMGIC INVT CORP WIS	3	$0	shares
HIGHARTFORD INSURANCE GROUP INC	0	$0	shares
HNIHNI CORP	12	$0	shares
MEDPMEDPACE HLDGS INC	1	$0	shares
VSTVISTRA CORP	16	$0	shares
NAVINAVIENT CORPORATION	4	$0	shares
BENFRANKLIN TEMPLETON INC	4	$0	shares
PRGOPERRIGO CO PLC	0	$0	shares
FALNISHARES TR	6	$0	shares
BKHBLACK HILLS CORP	2	$0	shares
WUWESTERN UN CO	7	$0	shares
SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORP	1	$0	shares
DSLDOUBLELINE INCOME SOLUTIONS	0	$0	shares
MPLXMPLX LP	3	$0	shares
MR COOPER GROUP INCMR COOPER GROUP INC	2	$0	shares
NJRNEW JERSEY RES CORP	3	$0	shares
BBARBANCO BBVA ARGENTINA S A	1	$0	shares
GOODGLADSTONE COMMERCIAL CORP	0	$0	shares
GOFGUGGENHEIM STRATEGIC OPPORTU	0	$0	shares

How Q4 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0000909012-21-000002	base		2021-01-08	acceptance time not in the bulk data set	2026-10-07 18:42:52 UTC