Carroll Financial Associates, Inc.
Follow13F filer, CIK 1567784, CHARLOTTE, NC
Carroll Financial Associates, Inc. reported $1,503,084,000 across 1,616 holdings for the quarter ended 2020-12-31, in a 13F-HR filed 2021-01-08. Its ten largest share positions make up 46.75% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909012-21-000002
- Period
- 2020-12-31
- Reported value
- $1.5B
- Holdings
- 1,616
- Top 10 weight
- 46.75%
- New
- 97
- Sold out
- 164
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| VNLAadded | +664,268 | $33.5M |
| MSTBnew | +294,973 | $7.98M |
| Natixis Loomis Sayles Short…new | +247,124 | $6.33M |
| EJANadded | +179,210 | $5.38M |
| PULSadded | +106,552 | $5.31M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AUSFreduced | -536,050 | -$13.8M |
| ARKGreduced | -83,265 | -$7.77M |
| PJULexited | -236,721 | -$6.55M |
| EJULexited | -181,830 | -$4.6M |
| AGZDreduced | -116,344 | -$4.47M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,616 share positions
Sold out in Q4 2020
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| PJULINNOVATOR ETFS TRUST | 236,721 | $6.55M | shares |
| EJULINNOVATOR ETFS TRUST | 181,830 | $4.6M | shares |
| SPTLSPDR SERIES TRUST | 50,266 | $2.35M | shares |
| NJANINNOVATOR ETFS TRUST | 21,585 | $807K | shares |
| TOTLSSGA ACTIVE ETF TR | 4,435 | $218K | shares |
| DOCUDOCUSIGN INC | 764 | $164K | shares |
| EDVVANGUARD WORLD FD | 936 | $154K | shares |
| VGLTVANGUARD SCOTTSDALE FDS | 1,398 | $139K | shares |
| HSICSCHEIN HENRY INC | 1,930 | $113K | shares |
| XYLDGLOBAL X FDS | 2,222 | $99K | shares |
| TAILCAMBRIA ETF TR | 4,546 | $98K | shares |
| LOGAN RIDGE FINANCE CORPLOGAN RIDGE FINANCE CORP | 4,000 | $90K | shares |
| BANDBANDWIDTH INC | 484 | $84K | shares |
| ARENA PHARMACEUTICALS INCARENA PHARMACEUTICALS INC | 1,050 | $78K | shares |
| BLACKROCK MUN 2020 TERM TRBLACKROCK MUN 2020 TERM TR | 5,000 | $75K | shares |
| ADVISORSHARESADVISORSHARES | 14,157 | $63K | shares |
| GOLDMAN SACHS ETF TRGOLDMAN SACHS ETF TR | 597 | $49K | shares |
| STESTERIS PLC | 249 | $43K | shares |
| DWSHADVISORSHARES TR | 1,960 | $37K | shares |
| PFEBINNOVATOR ETFS TRUST | 1,379 | $34K | shares |
| GCI LIBERTY INC COM CLASS AGCI LIBERTY INC COM CLASS A | 385 | $31K | shares |
| CASYCASEYS GEN STORES INC | 135 | $23K | shares |
| RETROPHIN INCRETROPHIN INC | 1,000 | $18K | shares |
| INVESCO BULLETSHARES 2020 C…INVESCO BULLETSHARES 2020 CORP | 819 | $17K | shares |
| VSSVANGUARD INTL EQUITY INDEX F | 158 | $16K | shares |
| HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC | 399 | $16K | shares |
| NTLAINTELLIA THERAPEUTICS INC | 744 | $14K | shares |
| AMGAFFILIATED MANAGERS GROUP | 164 | $11K | shares |
| LIVEPERSON, INC.LIVEPERSON, INC. | 217 | $11K | shares |
| BIOSIG TECHNOLOGIES INCBIOSIG TECHNOLOGIES INC | 2,430 | $11K | shares |
| CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION | 37,280 | $10K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 445 | $10K | shares |
| VVVVALVOLINE INC | 506 | $9K | shares |
| DIAXNUVEEN DOW 30SM DYNAMIC OVERWR | 621 | $8K | shares |
| SPRSPIRIT AEROSYSTEMS HLDGS INC | 442 | $8K | shares |
| TACTRANSALTA CORP | 1,198 | $7K | shares |
| ASHASHLAND INC | 97 | $6K | shares |
| CVSACOVISTA INC | 275 | $6K | shares |
| KEXKIRBY CORP | 132 | $4K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 161 | $4K | shares |
| FLOFLOWERS FOODS INC | 163 | $3K | shares |
| RLIRLI CORP | 36 | $3K | shares |
| QAINYLIM ETF TR | 100 | $3K | shares |
| ARISTA NETWORKS INCARISTA NETWORKS INC | 15 | $3K | shares |
| NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC | 426 | $3K | shares |
| CAHCARDINAL HEALTH INC | 59 | $2K | shares |
| PAASPAN AMERN SILVER CORP | 90 | $2K | shares |
| PAAPLAINS ALL AMERN PIPELINE L | 477 | $2K | shares |
| MOMO INCMOMO INC | 210 | $2K | shares |
| CABOT MICROELECTRONICS CORPCABOT MICROELECTRONICS CORP | 20 | $2K | shares |
| MYLAN NVMYLAN NV | 201 | $2K | shares |
| ZROZPIMCO ETF TR | 15 | $2K | shares |
| SPARTAN ENERGY ACQUISITION CSPARTAN ENERGY ACQUISITION C | 632 | $2K | shares |
| EDISON NATION INCEDISON NATION INC | 1,500 | $2K | shares |
| VCLTVANGUARD SCOTTSDALE FDS | 13 | $1K | shares |
| PRKPARK NATL CORP | 19 | $1K | shares |
| DVNDEVON ENERGY CORP NEW | 187 | $1K | shares |
| FLEXFLEX LTD | 127 | $1K | shares |
| BLVVANGUARD BD INDEX FDS | 15 | $1K | shares |
| NADNUVEEN QUALITY MUNCP INCOME | 125 | $1K | shares |
| SGOLETFS GOLD TR | 61 | $1K | shares |
| PBRPETROLEO BRASILEIRO S A | 201 | $1K | shares |
| TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR | 40 | $1K | shares |
| CARDIOVASCULAR SYSTEMS INCCARDIOVASCULAR SYSTEMS INC | 26 | $1K | shares |
| IEOISHARES TR | 0 | $0 | shares |
| EBNDSPDR SERIES TRUST | 5 | $0 | shares |
| VPUVANGUARD WORLD FD | 0 | $0 | shares |
| VALEVALE S A | 1 | $0 | shares |
| GENGEN DIGITAL INC | 0 | $0 | shares |
| CAMTCAMTEK LTD | 2 | $0 | shares |
| DMCDEL MONTE CORP | 1 | $0 | shares |
| AEOAMERICAN EAGLE OUTFITTERS IN | 2 | $0 | shares |
| KRKROGER CO | 0 | $0 | shares |
| SCHLSCHOLASTIC CORP | 0 | $0 | shares |
| NFGNATIONAL FUEL GAS CO | 2 | $0 | shares |
| RITMRITHM CAPITAL CORP | 3 | $0 | shares |
| XHRXENIA HOTELS & RESORTS INC | 2 | $0 | shares |
| ONON SEMICONDUCTOR CORP | 2 | $0 | shares |
| LITELUMENTUM HLDGS INC | 0 | $0 | shares |
| MURMURPHY OIL CORP | 2 | $0 | shares |
| SBSCOMPANHIA DE SANEAMENTO BASI | 12 | $0 | shares |
| MTGMGIC INVT CORP WIS | 3 | $0 | shares |
| HIGHARTFORD INSURANCE GROUP INC | 0 | $0 | shares |
| HNIHNI CORP | 12 | $0 | shares |
| MEDPMEDPACE HLDGS INC | 1 | $0 | shares |
| VSTVISTRA CORP | 16 | $0 | shares |
| NAVINAVIENT CORPORATION | 4 | $0 | shares |
| BENFRANKLIN TEMPLETON INC | 4 | $0 | shares |
| PRGOPERRIGO CO PLC | 0 | $0 | shares |
| FALNISHARES TR | 6 | $0 | shares |
| BKHBLACK HILLS CORP | 2 | $0 | shares |
| WUWESTERN UN CO | 7 | $0 | shares |
| SAPIENS INTERNATIONAL CORPSAPIENS INTERNATIONAL CORP | 1 | $0 | shares |
| DSLDOUBLELINE INCOME SOLUTIONS | 0 | $0 | shares |
| MPLXMPLX LP | 3 | $0 | shares |
| MR COOPER GROUP INCMR COOPER GROUP INC | 2 | $0 | shares |
| NJRNEW JERSEY RES CORP | 3 | $0 | shares |
| BBARBANCO BBVA ARGENTINA S A | 1 | $0 | shares |
| GOODGLADSTONE COMMERCIAL CORP | 0 | $0 | shares |
| GOFGUGGENHEIM STRATEGIC OPPORTU | 0 | $0 | shares |
| WGOWINNEBAGO INDS INC | 1 | $0 | shares |
| IDEVISHARES TR | 0 | $0 | shares |
| AMRXAMNEAL PHARMACEUTICALS INC | 42 | $0 | shares |
| ARQARQ INC | 3 | $0 | shares |
| PEBPEBBLEBROOK HOTEL TR | 4 | $0 | shares |
| PFSIPENNYMAC FINL SVCS INC NEW | 1 | $0 | shares |
| NMRKNEWMARK GROUP INC | 2 | $0 | shares |
| LEGLEGGETT & PLATT INC | 3 | $0 | shares |
| SPIBSPDR SERIES TRUST | 23 | $0 | shares |
| UTFCOHEN & STEERS INFRASTRUCTUR | 4 | $0 | shares |
| BVNCOMPANIA DE MINAS BUENAVENTU | 1 | $0 | shares |
| CDPCOPT DEFENSE PROPERTIES | 33 | $0 | shares |
| BBDBANCO BRADESCO S A | 2 | $0 | shares |
| EGBNEAGLE BANCORPORATION INC | 15 | $0 | shares |
| HTOH2O AMERICA | 2 | $0 | shares |
| HRTGHERITAGE INSURANCE HLDGS INC | 2 | $0 | shares |
| SHOOMADDEN STEVEN LTD | 1 | $0 | shares |
| USRTISHARES TR | 10 | $0 | shares |
| IDAIDACORP INC | 1 | $0 | shares |
| WYNNWYNN RESORTS LTD | 3 | $0 | shares |
| MDUMDU RES GROUP INC | 4 | $0 | shares |
| CREDIT SUISSE GROUP-ADRCREDIT SUISSE GROUP-ADR | 1 | $0 | shares |
| FOOT LOCKER INCFOOT LOCKER INC | 1 | $0 | shares |
| CHINA LIFE INSURANCE CO-ADRCHINA LIFE INSURANCE CO-ADR | 2 | $0 | shares |
| COMPANHIA BRASILEIRA DE DIS…COMPANHIA BRASILEIRA DE DISTRI | 1 | $0 | shares |
| RENEWABLE ENERGY GROUP INCRENEWABLE ENERGY GROUP INC | 3 | $0 | shares |
| BTZBLACKROCK CR ALLOCATION | 0 | $0 | shares |
| APACHE CORPAPACHE CORP | 0 | $0 | shares |
| CATYCATHAY GEN BANCORP | 30 | $0 | shares |
| DOMTAR CORPDOMTAR CORP | 1 | $0 | shares |
| ENTERCOM COMMUNICATIONS CORPENTERCOM COMMUNICATIONS CORP | 44 | $0 | shares |
| CALIFORNIA RES CORPCALIFORNIA RES CORP | 14 | $0 | shares |
| PARSLEY ENERGY INCPARSLEY ENERGY INC | 65 | $0 | shares |
| CARSCARS COM INC | 1 | $0 | shares |
| MBINMERCHANTS BANCORP IND | 2 | $0 | shares |
| MFA FINL INCMFA FINL INC | 8 | $0 | shares |
| BZHBEAZER HOMES USA INC | 2 | $0 | shares |
| SXCSUNCOKE ENERGY INC | 141 | $0 | shares |
| CACCAMDEN NATL CORP | 25 | $0 | shares |
| HUSVFIRST TR EXCH TRADED FD III | 0 | $0 | shares |
| AUDCAUDIOCODES LTD | 1 | $0 | shares |
| USOUNITED STS OIL FD LP | 23 | $0 | shares |
| IFLNINVESCO EXCH TRADED FD TR II | 5 | $0 | shares |
| TPHTRI POINTE HOMES INC | 2 | $0 | shares |
| DIALCOLUMBIA ETF TR I | 0 | $0 | shares |
| CHASE CORPCHASE CORP | 5 | $0 | shares |
| VOXX INTERNATIONAL CORPVOXX INTERNATIONAL CORP | 9 | $0 | shares |
| MERIDIAN BIOSCIENCE INCMERIDIAN BIOSCIENCE INC | 3 | $0 | shares |
| Gulfport EnergyGulfport Energy | 315 | $0 | shares |
| TRITON INTL LTDTRITON INTL LTD | 1 | $0 | shares |
| TELEFONICA BRASIL SA FSPONS…TELEFONICA BRASIL SA FSPONSORED A… | 1 | $0 | shares |
| CHINA UNICOM HONG KONGCHINA UNICOM HONG KONG | 2 | $0 | shares |
| SMART GLOBAL HLDGS INCSMART GLOBAL HLDGS INC | 1 | $0 | shares |
| CORENERGY INFRASTRUCTURE TRCORENERGY INFRASTRUCTURE TR | 1 | $0 | shares |
| GOLAR LNG PARTNERS LPGOLAR LNG PARTNERS LP | 75 | $0 | shares |
| Zagg, Inc.Zagg, Inc. | 3 | $0 | shares |
| PENNEY J C INCPENNEY J C INC | 14 | $0 | shares |
| TIM PARTICIPACOES S ATIM PARTICIPACOES S A | 2 | $0 | shares |
| PROVIDENCE SVC CORPPROVIDENCE SVC CORP | 0 | $0 | shares |
| ERA GROUP INCERA GROUP INC | 5 | $0 | shares |
| BRYN MAWR BANK CORPORATIONBRYN MAWR BANK CORPORATION | 26 | $0 | shares |
| GOLDFIELD CORPGOLDFIELD CORP | 200 | $0 | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 10 | $0 | shares |
| HERMITAGE OFFSHORE SERVICE LHERMITAGE OFFSHORE SERVICE L | 4 | $0 | shares |
How Q4 2020 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000909012-21-000002 | base | 2021-01-08 | acceptance time not in the bulk data set |