Bluefin Trading, LLC
Follow13F filer, CIK 1532351, NEW YORK, NY
Bluefin Trading, LLC reported $689,356,000 across 512 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-11-15. Its ten largest share positions make up 52.26% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-19-003024
- Period
- 2019-09-30
- Reported value
- $689M
- Holdings
- 512
- Top 10 weight
- 52.26%
- New
- 295
- Sold out
- 110
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| NXPIadded | +327,357 | $35.7M |
| SPYadded | +83,296 | $24.7M |
| DTE ENERGY COnew | +361,000 | $20.9M |
| RAYTHEON COnew | +66,418 | $13M |
| EMLCnew | +284,523 | $9.39M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| CLexited | -849,810 | -$60.9M |
| PDDreduced | -387,204 | -$12.5M |
| EEMreduced | -206,530 | -$8.44M |
| BROOKFIELD PPTY REIT INCexited | -446,011 | -$8.43M |
| QQQexited | -38,678 | -$7.22M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 244 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| MEDICINES COMEDICINES CO COM | call | 758,600 | $9.24M | +496,000 |
| MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD COMMON STOCK | put | 1,618,400 | $4.24M | new |
| AAPLAPPLE INC COM | call | 77,400 | $3.38M | -107,700 |
| CELGENE CORPCELGENE CORP COM | call | 330,900 | $3.35M | +89,100 |
| QCOMQUALCOMM INC COM | call | 228,200 | $3.07M | -255,200 |
| NXPINXP SEMICONDUCTORS N V Stock | put | 948,100 | $3.06M | +528,700 |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | put | 511,300 | $2.51M | +480,800 |
| CLCOLGATE PALMOLIVE CO Stock | call | 548,200 | $1.9M | -397,700 |
| BARCLAYS BANK PLCBARCLAYS BANK PLC IPTH SR B S&P | put | 1,022,600 | $1.87M | +755,900 |
| BACBANK OF AMER CORP COM | call | 2,459,000 | $1.81M | -448,500 |
| XYZBLOCK INC Stock | put | 550,800 | $1.66M | new |
| BACBANK OF AMER CORP COM | put | 1,913,900 | $1.61M | +1,608,100 |
| SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP | put | 598,300 | $1.53M | +382,300 |
| PCGPG&E CORP Stock | call | 1,262,300 | $1.49M | +884,000 |
| NXPINXP SEMICONDUCTORS N V Stock | call | 242,100 | $1.43M | -87,000 |
| PCGPG&E CORP Stock | put | 434,700 | $1.28M | new |
| NIONIO INC ADR | put | 847,300 | $1.23M | +822,900 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 1,880,900 | $1.12M | new |
| CITHE CIGNA GROUP COM | put | 103,000 | $975K | +86,300 |
| INTERCEPT PHARMACEUTICALS ININTERCEPT PHARMACEUTICALS IN COM | put | 88,600 | $936K | new |
| IWMISHARES TR SHS | call | 223,800 | $872K | +113,800 |
| CTRIP COM INTL LTDCTRIP COM INTL LTD AMERICAN DEP SHS | put | 298,600 | $867K | +218,600 |
| MSFTMICROSOFT CORP COM | call | 118,000 | $857K | -91,600 |
| WBWEIBO CORP ADR | put | 216,800 | $850K | -39,400 |
| CALIFORNIA RES CORPCALIFORNIA RES CORP COM NEW | put | 104,000 | $828K | new |
| PDDPDD HOLDINGS INC ADR | call | 466,900 | $776K | +221,100 |
| XBISPDR SERIES TRUST S&P BIOTECH | put | 135,000 | $765K | new |
| BIDUBAIDU INC ADR | put | 62,500 | $737K | +6,900 |
| BARCLAYS BANK PLCBARCLAYS BANK PLC IPTH SR B S&P | call | 2,861,000 | $732K | +891,600 |
| SNAPSNAP INC CL A | call | 497,400 | $725K | -405,700 |
| PDDPDD HOLDINGS INC ADR | put | 895,200 | $721K | +495,000 |
| ALLERGAN PLCALLERGAN PLC SHS | put | 358,000 | $720K | new |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM | put | 108,800 | $713K | -141,200 |
| MUMICRON TECHNOLOGY INC COM | call | 395,900 | $698K | -9,100 |
| MELLANOX TECHNOLOGIES LTDMELLANOX TECHNOLOGIES LTD COMMON STOCK | call | 311,200 | $613K | new |
| ATLASSIAN CORPATLASSIAN CORP CL A | put | 111,100 | $609K | new |
| INTCINTEL CORP COM | call | 273,700 | $569K | +209,300 |
| MEDICINES COMEDICINES CO COM | put | 375,400 | $563K | +119,600 |
| TSLATESLA INC COM | put | 98,700 | $554K | +65,700 |
| BMYBRISTOL-MYERS SQUIBB CO COM | call | 226,600 | $549K | -14,900 |
| QQQINVESCO QQQ TR COM | put | 913,800 | $539K | +802,800 |
| MSG NETWORK INCMSG NETWORK INC CL A | put | 150,000 | $533K | new |
| NVDANVIDIA CORPORATION COM | put | 40,000 | $520K | new |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | put | 708,100 | $516K | +590,900 |
| STNGSCORPIO TANKERS INC SHS | call | 62,500 | $513K | new |
| SMHVANECK ETF TRUST COM | call | 29,200 | $474K | -13,500 |
| IWMISHARES TR SHS | put | 219,600 | $473K | +119,600 |
| CELGENE CORPCELGENE CORP COM | put | 722,900 | $466K | -32,100 |
| JDJD.COM INC ADR | put | 254,700 | $465K | new |
| NTESNETEASE COM INC ADR | put | 16,000 | $428K | new |
| WFCWELLS FARGO & CO COM | call | 334,000 | $408K | -14,000 |
| RAYTHEON CORAYTHEON CO COM NEW | call | 160,000 | $392K | new |
| QQQINVESCO QQQ TR COM | call | 331,100 | $355K | +278,100 |
| TSNTYSON FOODS INC Stock | call | 248,000 | $341K | new |
| SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC COM | put | 105,600 | $341K | new |
| AMDADVANCED MICRO DEVICES INC COM | put | 394,600 | $339K | new |
| SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP | call | 552,800 | $320K | -107,100 |
| MIRATI THERAPEUTICS INCMIRATI THERAPEUTICS INC COM | call | 51,500 | $317K | new |
| FXIISHARES TR CHINA LG-CAP ETF | put | 438,500 | $297K | new |
| EWZISHARES INC MSCI BRAZIL ETF | call | 366,700 | $285K | -10,200 |
| SPRINT CORPSPRINT CORP COM SER 1 | put | 910,000 | $280K | new |
| EEMISHARES TR MSCI EMG MKT ETF | put | 606,400 | $278K | new |
| CITHE CIGNA GROUP COM | call | 545,900 | $270K | +465,400 |
| LNWOLIGHT & WONDER INC Stock | call | 325,000 | $270K | +195,200 |
| PERFICIENT INCPERFICIENT INC COM | call | 72,000 | $268K | new |
| TALTAL ED GROUP ADR | put | 128,900 | $266K | new |
| AXTAAXALTA COATING SYS LTD Stock | call | 439,400 | $255K | new |
| VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETF | put | 224,800 | $253K | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 199,800 | $249K | +160,500 |
| MPCMARATHON PETE CORP Stock | call | 39,900 | $245K | -60,100 |
| XLESELECT SECTOR SPDR TR SHS | put | 147,600 | $236K | new |
| WFCWELLS FARGO & CO COM | put | 281,100 | $224K | new |
| JPMJPMORGAN CHASE & CO COM | call | 21,800 | $219K | -100,100 |
| WBWEIBO CORP ADR | call | 226,100 | $218K | -21,000 |
| CISION LTDCISION LTD SHS | call | 250,000 | $216K | new |
| Adverum Biotechnologies, In…Adverum Biotechnologies, Inc. Common Stock | put | 207,500 | $215K | new |
| EFAISHARES TR MSCI EAFE ETF | call | 147,600 | $207K | -383,100 |
| EEMISHARES TR MSCI EMG MKT ETF | call | 551,100 | $202K | -264,600 |
| XYZBLOCK INC Stock | call | 69,600 | $201K | +21,300 |
| UNPUNION PAC CORP COM | call | 295,000 | $191K | new |
| BABAALIBABA GROUP HLDG LTD SPONSORED ADS | call | 309,300 | $191K | +87,000 |
| SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC COM | call | 51,500 | $184K | +8,400 |
| XLFSELECT SECTOR SPDR TR SHS | call | 228,300 | $175K | -3,800 |
| XLESELECT SECTOR SPDR TR SHS | call | 247,100 | $170K | new |
| PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC COM CL A | call | 1,086,300 | $167K | new |
| SPRINT CORPSPRINT CORP COM SER 1 | call | 141,700 | $158K | -1,566,300 |
| IQIQIYI INC ADR | put | 86,200 | $150K | new |
| DVADAVITA INC Stock | put | 100,000 | $145K | new |
| KRNTKORNIT DIGITAL LTD SHS | call | 60,000 | $144K | new |
| CEL-SCI CORPCEL-SCI CORP COM PAR NEW | call | 74,000 | $142K | new |
| IRMIRON MTN INC DEL REIT | call | 257,200 | $141K | new |
| CISION LTDCISION LTD SHS | put | 250,000 | $140K | new |
| SANTANDER CONSUMER USA HOLD…SANTANDER CONSUMER USA HOLDINGS COMMON STOCK | call | 100,000 | $138K | new |
| EWZISHARES INC MSCI BRAZIL ETF | put | 461,600 | $136K | new |
| INTCINTEL CORP COM | put | 143,400 | $135K | new |
| NXSTNEXSTAR MEDIA GROUP INC Stock | call | 30,000 | $134K | new |
| GENERAL ELEC COGENERAL ELEC CO COM | call | 487,700 | $132K | +47,700 |
| TALTAL ED GROUP ADR | call | 122,000 | $128K | -1,900 |
| GDXVANECK ETF TRUST GOLD MINERS ETF | put | 232,400 | $126K | new |
| SMHVANECK ETF TRUST COM | put | 106,000 | $124K | +69,500 |
| INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC COMMON STOCK | call | 100,000 | $120K | new |
| ORCLORACLE CORP COM | call | 63,100 | $115K | +47,100 |
| SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC COMMON | call | 91,900 | $113K | new |
| NKENIKE INC COM | call | 28,500 | $109K | +13,000 |
| JDJD.COM INC ADR | call | 610,700 | $107K | +332,400 |
| PMPHILIP MORRIS INTL INC COM | call | 31,800 | $104K | new |
| TAT&T INC COM | call | 109,600 | $101K | +55,700 |
| LNWOLIGHT & WONDER INC Stock | put | 56,500 | $99K | new |
| ABBVABBVIE INC COM | put | 109,700 | $97K | new |
| AAPLAPPLE INC COM | put | 85,700 | $94K | new |
| VALEVALE S A SPONSORED ADS | put | 57,900 | $93K | new |
| UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS | call | 684,100 | $92K | +470,200 |
| XOMEXXON MOBIL CORP COM | put | 92,700 | $91K | new |
| SNAPSNAP INC CL A | put | 276,100 | $89K | new |
| PIVOTAL SOFTWARE INCPIVOTAL SOFTWARE INC COM CL A | put | 1,189,400 | $88K | new |
| CCITIGROUP INC COM | call | 62,800 | $87K | +14,500 |
| AMGNAMGEN INC COM | put | 14,800 | $85K | new |
| DELLDELL TECHNOLOGIES INC Stock | call | 50,000 | $85K | new |
| HROWHARROW INC COM | call | 87,500 | $85K | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | call | 140,300 | $83K | +81,600 |
| OXYOCCIDENTAL PETE CORP COM | put | 179,300 | $79K | +29,300 |
| CCITIGROUP INC COM | put | 74,400 | $78K | new |
| CVXCHEVRON CORPORATION COM | put | 13,400 | $75K | new |
| HDHOME DEPOT INC COM | call | 11,100 | $75K | new |
| CMCSACOMCAST CORP NEW COM | put | 60,100 | $72K | new |
| FXIISHARES TR CHINA LG-CAP ETF | call | 126,700 | $72K | -424,200 |
| ATLASSIAN CORPATLASSIAN CORP CL A | call | 26,000 | $72K | new |
| TAT&T INC COM | put | 261,900 | $66K | new |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION CL A | put | 160,500 | $65K | new |
| ABTABBOTT LABORATORIES COM | put | 41,200 | $64K | new |
| CNCCENTENE CORP DEL Stock | put | 58,800 | $64K | -415,500 |
| MUMICRON TECHNOLOGY INC COM | put | 72,300 | $62K | new |
| VVISA INC COM | put | 14,600 | $61K | new |
| HROWHARROW INC COM | put | 87,500 | $61K | new |
| NBISNEBIUS GROUP N.V. SHS CLASS A | call | 196,500 | $60K | new |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 20,800 | $59K | new |
| IBMINTERNATIONAL BUSINESS MACHS COM | call | 10,600 | $59K | new |
| DISDISNEY WALT CO COM | put | 15,800 | $59K | new |
| PZZAPAPA JOHNS INTL INC COM | call | 24,500 | $59K | new |
| PEPPEPSICO INC COM | call | 18,600 | $58K | new |
| UNPUNION PAC CORP COM | put | 10,000 | $58K | new |
| DBDEUTSCHE BK AG Stock | put | 125,900 | $58K | new |
| CNCCENTENE CORP DEL Stock | call | 202,900 | $58K | -618,500 |
| CLCOLGATE PALMOLIVE CO Stock | put | 351,500 | $54K | new |
| VALEVALE S A SPONSORED ADS | call | 126,400 | $52K | +67,400 |
| AMANTERO MIDSTREAM CORP Stock | put | 130,000 | $52K | new |
| FISFIDELITY NATL INFORMATION SV Stock | call | 11,600 | $52K | new |
| MCDMCDONALDS CORP COM | call | 11,800 | $51K | new |
| PFEPFIZER INC COM | put | 68,800 | $51K | new |
| TXNTEXAS INSTRS INC COM | call | 10,200 | $50K | new |
| CSCOCISCO SYS INC COM | put | 51,900 | $49K | new |
| JPMJPMORGAN CHASE & CO COM | put | 37,100 | $49K | new |
| SBUXSTARBUCKS CORP COM | put | 19,200 | $49K | new |
| GENERAL ELEC COGENERAL ELEC CO COM | put | 111,200 | $48K | new |
| XLUSELECT SECTOR SPDR TR SHS | call | 39,300 | $47K | new |
| KOCOCA COLA CO COM | call | 46,400 | $46K | +29,000 |
| ABTABBOTT LABORATORIES COM | call | 21,000 | $45K | new |
| CSCOCISCO SYS INC COM | call | 51,900 | $45K | +35,500 |
| HONHONEYWELL INTL INC COM | call | 10,000 | $45K | new |
| PRGOPERRIGO CO PLC Stock | call | 13,500 | $44K | new |
| ELDORADO RESORTS INCELDORADO RESORTS INC COM | call | 30,000 | $44K | new |
| AMDADVANCED MICRO DEVICES INC COM | call | 103,400 | $43K | +77,900 |
| MRKMERCK & CO INC COM | call | 27,600 | $43K | +17,000 |
| SLVISHARES SILVER TR COM | put | 51,300 | $42K | new |
| PYPLPAYPAL HLDGS INC STOK | call | 16,000 | $42K | new |
| GDXVANECK ETF TRUST GOLD MINERS ETF | call | 204,600 | $41K | +153,400 |
| JNJJOHNSON & JOHNSON COM | put | 12,700 | $38K | new |
| VZVERIZON COMMUNICATIONS INC COM | put | 42,000 | $38K | new |
| ACNACCENTURE PLC IRELAND COM | call | 12,600 | $37K | new |
| KOCOCA COLA CO COM | put | 46,700 | $37K | new |
| NIONIO INC ADR | call | 640,000 | $37K | +36,100 |
| UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM | call | 12,300 | $35K | new |
| HSBCHSBC HLDGS PLC ADR | call | 33,600 | $34K | +18,600 |
| AALAMERICAN AIRLINES GROUP INC Stock | put | 10,500 | $33K | new |
| NBISNEBIUS GROUP N.V. SHS CLASS A | put | 24,000 | $32K | new |
| WMTWALMART INC COM | call | 14,000 | $30K | new |
| PBRPETROLEO BRASILEIRO S A SPONSORED ADR | put | 118,800 | $30K | new |
| CARA THERAPEUTICS INCCARA THERAPEUTICS INC COM | call | 35,000 | $30K | new |
| SLVISHARES SILVER TR COM | call | 363,300 | $29K | new |
| REZIRESIDEO TECHNOLOGIES INC Stock | call | 21,000 | $29K | new |
| VVISA INC COM | call | 13,600 | $28K | new |
| PFEPFIZER INC COM | call | 68,800 | $27K | +37,900 |
| PGPROCTER & GAMBLE CO COM | call | 13,600 | $27K | new |
| WPX ENERGY INCWPX ENERGY INC COM | call | 90,000 | $27K | new |
| TIVO CORPTIVO CORP COM | put | 47,500 | $27K | new |
| HONHONEYWELL INTL INC COM | put | 10,000 | $26K | new |
| UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM | put | 12,300 | $26K | new |
| HDHOME DEPOT INC COM | put | 11,100 | $23K | new |
| MCDMCDONALDS CORP COM | put | 11,800 | $23K | new |
| PEPPEPSICO INC COM | put | 12,300 | $23K | new |
| TMOTHERMO FISHER SCIENTIFIC INC COM | put | 10,800 | $23K | new |
| PACBPACIFIC BIOSCIENCES CALIF IN Stock | put | 70,000 | $23K | new |
| BMYBRISTOL-MYERS SQUIBB CO COM | put | 16,200 | $22K | -33,800 |
| JNJJOHNSON & JOHNSON COM | call | 19,100 | $22K | new |
| CMCSACOMCAST CORP NEW COM | call | 49,400 | $21K | +17,600 |
| PMPHILIP MORRIS INTL INC COM | put | 35,300 | $21K | new |
| CRMSALESFORCE INC COM | call | 11,000 | $21K | new |
| XOMEXXON MOBIL CORP COM | call | 58,600 | $21K | -35,600 |
| IQIQIYI INC ADR | call | 307,600 | $21K | -39,500 |
| ZYNGA INC.ZYNGA INC. CL A | call | 150,000 | $21K | +94,000 |
| TWITTER INCTWITTER INC COM | call | 15,100 | $21K | -3,000 |
| HUYAHUYA INC COM | call | 20,000 | $21K | new |
| PGPROCTER & GAMBLE CO COM | put | 13,600 | $20K | new |
| CTRIP COM INTL LTDCTRIP COM INTL LTD AMERICAN DEP SHS | call | 208,900 | $20K | +11,800 |
| NKENIKE INC COM | put | 28,500 | $19K | new |
| WMTWALMART INC COM | put | 14,000 | $19K | new |
| ORCLORACLE CORP COM | put | 31,700 | $18K | new |
| DISDISNEY WALT CO COM | call | 15,700 | $18K | new |
| CERSCERUS CORP COM | put | 90,000 | $18K | new |
| MOMO INCMOMO INC ADR | call | 11,900 | $17K | new |
| XLFSELECT SECTOR SPDR TR SHS | put | 283,900 | $16K | new |
| ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM Stock | put | 54,500 | $16K | new |
| VZVERIZON COMMUNICATIONS INC COM | call | 42,000 | $15K | +26,000 |
| HALHALLIBURTON CO Stock | call | 15,800 | $15K | -157,400 |
| GLNGGOLAR LNG LTD SHS | put | 37,200 | $15K | new |
| CYMABAY THERAPEUTICS INCCYMABAY THERAPEUTICS INC COM | call | 75,000 | $15K | new |
| CZRCZR Stock | put | 306,300 | $15K | new |
| MRKMERCK & CO INC COM | put | 10,000 | $14K | new |
| BCSBARCLAYS PLC ADR | call | 50,000 | $14K | 0 |
| RIGTRANSOCEAN LTD Stock | put | 18,300 | $14K | new |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | put | 22,000 | $13K | new |
| INTRA-CELLULAR THERAPIES INCINTRA-CELLULAR THERAPIES INC COMMON STOCK | put | 62,500 | $13K | new |
| QUREUNIQURE NV SHS | call | 52,000 | $12K | new |
| AMERICAN OUTDOOR BRANDS CORPAMERICAN OUTDOOR BRANDS CORP COM | put | 24,200 | $12K | new |
| AVAYA HLDGS CORPAVAYA HLDGS CORP COM | put | 22,400 | $12K | new |
| SPGSIMON PPTY GROUP INC NEW REIT | call | 44,000 | $10K | -30,000 |
| EFAISHARES TR MSCI EAFE ETF | put | 43,000 | $10K | new |
| ACTVISION BLIZZARD INCACTVISION BLIZZARD INC COM | call | 32,300 | $10K | new |
| HUYAHUYA INC COM | put | 285,300 | $10K | new |
| SBUXSTARBUCKS CORP COM | call | 10,100 | $9K | new |
| OXYOCCIDENTAL PETE CORP COM | call | 45,600 | $9K | -134,400 |
| PRGOPERRIGO CO PLC Stock | put | 13,500 | $9K | new |
| MOMO INCMOMO INC ADR | put | 51,500 | $9K | new |
| MURMURPHY OIL CORP Stock | put | 30,000 | $8K | new |
| ASHRDBX ETF TR XTRACK HRVST CSI | call | 62,500 | $8K | +17,800 |
| PROPROS Holdings Inc Common Stock | call | 25,000 | $8K | new |
| KRESPDR SERIES TRUST ST STR SP REGBNK | call | 12,400 | $6K | new |
| VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETF | call | 277,700 | $6K | +108,400 |
| XLUSELECT SECTOR SPDR TR SHS | put | 29,900 | $5K | new |
| DBDEUTSCHE BK AG Stock | call | 11,200 | $5K | new |
| BIDUBAIDU INC ADR | call | 54,700 | $5K | -176,700 |
| RIGTRANSOCEAN LTD Stock | call | 27,700 | $5K | new |
| TWITTER INCTWITTER INC COM | put | 36,600 | $5K | new |
| CVXCHEVRON CORPORATION COM | call | 13,400 | $4K | new |
| ASHRDBX ETF TR XTRACK HRVST CSI | put | 48,200 | $4K | new |
| NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC SHS EUR | call | 77,600 | $4K | new |
| KANDI TECHNOLOGIES GROUP INCKANDI TECHNOLOGIES GROUP INC COM | call | 10,000 | $4K | new |
| NVDANVIDIA CORPORATION COM | call | 11,500 | $3K | -10,800 |
| NBIXNEUROCRINE BIOSCIENCES INC COM | call | 10,700 | $3K | new |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM | call | 84,400 | $3K | +71,900 |
| VIPSVIPSHOP HLDGS LTD ADR | put | 11,100 | $2K | new |
| CANOPY GROWTH CORPCANOPY GROWTH CORP COM | call | 67,000 | $2K | -21,700 |
| TIVO CORPTIVO CORP COM | call | 10,000 | $2K | -10,700 |
| MCDERMOTT INTL INC COMMCDERMOTT INTL INC COM Stock | call | 10,000 | $2K | new |
| USBUS BANCORP COM NEW | put | 10,000 | $1K | new |
| AAALCOA CORP Stock | put | 50,500 | $1K | new |
| UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM | call | 61,800 | $1K | -21,400 |
| KSSKOHLS CORP COM | call | 20,000 | $1K | new |
| NEW YORK COMMUNITY BANCORPNEW YORK COMMUNITY BANCORP COM | put | 12,400 | $1K | new |
| APHRIA INCAPHRIA INC COM | call | 10,300 | $1K | -13,900 |
| NEUROTROPE INCNEUROTROPE INC COM NEW | call | 60,100 | $1K | +10,000 |
| PAASPAN AMERN SILVER CORP COM | put | 45,000 | $0 | new |
| ROKUROKU INC Stock | call | 28,000 | $0 | new |
| RIORIO TINTO PLC ADR | call | 16,800 | $0 | new |
| BTGB2GOLD CORP Stock | put | 10,000 | $0 | new |
| MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC COM | call | 14,500 | $0 | new |
| AURORA CANNABIS INCAURORA CANNABIS INC COMMON STOCK-FO | call | 19,100 | $0 | -114,800 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| NOVELLUS SYS INCNOVELLUS SYS INC NOTE 2.625% 5/1 | principal | 26,750 | $19.1M | new |
Sold out in Q3 2019
Positions in the previous quarter's report that this quarter's report no longer lists.
The largest 100 of 110. All 110
| Security | Shares before | Value before | Type |
|---|---|---|---|
| ARRAY BIOPHARMA INCARRAY BIOPHARMA INC | 426,050 | $129M | principal |
| CLCOLGATE PALMOLIVE CO | 849,810 | $60.9M | shares |
| BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC | 446,011 | $8.43M | shares |
| QQQINVESCO QQQ TR | 38,678 | $7.22M | shares |
| SPLBSPDR SERIES TRUST | 247,924 | $7.13M | shares |
| IAA INCIAA INC | 160,477 | $6.22M | shares |
| ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP | 61,972 | $4.37M | shares |
| OPLNOPENLANE INC | 160,477 | $4.01M | shares |
| EWZISHARES INC | 89,237 | $3.9M | shares |
| HALHALLIBURTON CO | 170,307 | $3.87M | shares |
| SMHVANECK ETF TRUST | 32,730 | $3.61M | shares |
| UNMUNUM GROUP | 104,395 | $3.5M | shares |
| CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP | 20,000 | $3.36M | principal |
| BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE | 68,500 | $3.04M | shares |
| ALLERGAN PLCALLERGAN PLC | 85,000 | $2.78M | call |
| LEO HOLDINGS CORP II-CLASS ALEO HOLDINGS CORP II-CLASS A | 244,700 | $2.51M | shares |
| RED HAT INCRED HAT INC | 12,969 | $2.44M | shares |
| WORLDPAY INCWORLDPAY INC | 19,850 | $2.43M | shares |
| TURISHARES INC | 100,343 | $2.39M | shares |
| AAXJISHARES TR | 31,531 | $2.2M | shares |
| L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC | 8,518 | $2.09M | shares |
| CARSCARS COM INC | 103,487 | $2.04M | shares |
| LANDCADIA HLDGS II INCLANDCADIA HLDGS II INC | 200,000 | $2M | shares |
| AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP | 53,612 | $1.87M | shares |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. | 10,000 | $1.76M | principal |
| IGSBISHARES TR | 31,467 | $1.68M | shares |
| PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM | 61,021 | $1.66M | shares |
| TPG PACE HLDGS CORPTPG PACE HLDGS CORP | 156,580 | $1.63M | shares |
| HIGHARTFORD INSURANCE GROUP INC | 27,900 | $1.55M | shares |
| TCF FINL CORPTCF FINL CORP | 65,380 | $1.36M | shares |
| EMTLSSGA ACTIVE TR | 25,905 | $1.33M | shares |
| LIONSGATE STUDIOS CORP FLIONSGATE STUDIOS CORP F | 42,735 | $1.32M | shares |
| NBISNEBIUS GROUP N.V. | 34,406 | $1.31M | shares |
| GARDNER DENVER HLDGS INCGARDNER DENVER HLDGS INC | 37,000 | $1.28M | shares |
| INGERSOLL-RAND PLCINGERSOLL-RAND PLC | 10,000 | $1.27M | shares |
| HALHALLIBURTON CO | 173,200 | $1.26M | put |
| HYZDWISDOMTREE TR | 53,214 | $1.24M | shares |
| Apollo Global ManagementApollo Global Management | 31,500 | $1.08M | shares |
| KTBKONTOOR BRANDS INC | 37,829 | $1.06M | shares |
| INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH | 42,552 | $1.05M | shares |
| LIBERTY EXPEDIA HLDGS INCLIBERTY EXPEDIA HLDGS INC | 21,812 | $1.04M | shares |
| CSCOCISCO SYS INC | 18,110 | $991K | shares |
| GLDSPDR GOLD TR | 112,100 | $980K | call |
| GENERAL MTRS COGENERAL MTRS CO | 44,377 | $899K | shares |
| KOCOCA COLA CO | 17,475 | $890K | shares |
| AGGISHARES TR | 7,050 | $785K | shares |
| BMRNBIOMARIN PHARMACEUTICAL INC | 8,400 | $719K | shares |
| NFLXNETFLIX INC. | 1,900 | $698K | shares |
| HFF INCHFF INC | 14,100 | $641K | shares |
| MAGNOLIA OIL & GAS CORPMAGNOLIA OIL & GAS CORP | 189,585 | $633K | shares |
| XLUSELECT SECTOR SPDR TR | 10,400 | $620K | shares |
| BUNGE LTDBUNGE LTD | 10,297 | $574K | shares |
| PGPROCTER & GAMBLE CO | 4,518 | $495K | shares |
| ANDEAVOR LOGISTICS LP NPVANDEAVOR LOGISTICS LP NPV | 13,200 | $480K | shares |
| PORTOLA PHARMACEUTICALS INC…PORTOLA PHARMACEUTICALS INC COM | 100,000 | $465K | put |
| HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC | 28,401 | $453K | shares |
| BABOEING CO | 1,157 | $421K | shares |
| UNMUNUM GROUP | 150,000 | $420K | put |
| FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A | 15,019 | $407K | shares |
| SHUTTERFLY INCSHUTTERFLY INC | 145,900 | $407K | call |
| RPMRPM INTL INC | 6,450 | $394K | shares |
| VRRMVERRA MOBILITY CORP | 30,000 | $393K | shares |
| FEZSPDR INDEX SHS FDS | 10,000 | $383K | shares |
| HDBHDFC BANK LTD | 2,900 | $377K | shares |
| HQYHEALTHEQUITY INC | 5,600 | $366K | shares |
| WBWEIBO CORP | 8,344 | $363K | shares |
| SCHWCHARLES SCHWAB CORP (THE) | 8,698 | $350K | shares |
| NEUROTROPE INCNEUROTROPE INC | 42,805 | $343K | shares |
| VALEVALE S A | 23,556 | $317K | shares |
| AMTAMERICAN TOWER CORP | 1,500 | $307K | shares |
| SPARK THERAPEUTICS INCSPARK THERAPEUTICS INC | 2,994 | $307K | shares |
| LYBLYONDELLBASELL INDUSTRIES NV | 3,500 | $301K | shares |
| OAKTREE CAP GROUP LLCOAKTREE CAP GROUP LLC | 5,500 | $272K | shares |
| ELECTRONICS FOR IMAGING INCELECTRONICS FOR IMAGING INC | 7,200 | $266K | shares |
| HYSPIMCO ETF TR | 2,615 | $263K | shares |
| PFIGINVESCO EXCH TRADED FD TR II | 9,844 | $255K | shares |
| THUNDER BRIDGE ACQUISITION LTHUNDER BRIDGE ACQUISITION L | 23,733 | $248K | shares |
| COSTCOSTCO WHOLESALE CORPORATION | 915 | $242K | shares |
| MOMO INCMOMO INC | 6,513 | $233K | shares |
| UALUNITED AIRLS HLDGS INC | 2,420 | $212K | shares |
| EUFNISHARES TR | 10,400 | $189K | shares |
| GNWGENWORTH FINL INC | 50,900 | $189K | shares |
| TMETENCENT MUSIC ENTMT GROUP | 10,813 | $162K | shares |
| RED HAT INCRED HAT INC | 360,300 | $139K | call |
| LYGLLOYDS BANKING GROUP PLC | 37,500 | $107K | shares |
| THUNDER BRIDGE ACQUISITION LTHUNDER BRIDGE ACQUISITION L | 52,803 | $107K | shares |
| MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION | 346,718 | $101K | shares |
| HERTZ GLOBAL HLDGS INCHERTZ GLOBAL HLDGS INC | 48,901 | $95K | shares |
| QEP RESOURCES INCQEP RESOURCES INC | 12,758 | $92K | shares |
| BLACK RIDGE ACQUISITION CORPBLACK RIDGE ACQUISITION CORP | 218,725 | $90K | shares |
| WDCWESTERN DIGITAL CORP | 40,000 | $66K | call |
| RRGBRED ROBIN GOURMET BURGERS IN | 172,400 | $65K | call |
| MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION | 138,973 | $33K | shares |
| AAALCOA CORP | 18,200 | $23K | call |
| AMGNAMGEN INC | 10,400 | $20K | call |
| MARINUS PHARMACEUTICALS INCMARINUS PHARMACEUTICALS INC | 300,000 | $15K | call |
| LEO HOLDINGS CORPLEO HOLDINGS CORP | 11,900 | $15K | shares |
| PURE ACQUISITION CORPPURE ACQUISITION CORP | 12,952 | $14K | shares |
| TLTISHARES TR | 27,200 | $13K | call |
| UNMUNUM GROUP | 150,000 | $11K | call |
How Q3 2019 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-19-003024 | base | 2019-11-15 | acceptance time not in the bulk data set |