NXPI NXP SEMICONDUCTORS N V More: the full row for NXP SEMICONDUCTORS N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 113,748 shares; 2018Q4: 113,748 shares; 2019Q1: 1,074,647 shares; 2019Q2: 1,224,148 shares; 2019Q3: 1,551,505 shares 1,551,505 $169M 27.97% +327,357 Timeline SPY STATE STR SPDR S&P 500 ETF T More: the full row for STATE STR SPDR S&P 500 ETF T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 63,543 shares; 2018Q4: 27,230 shares; 2019Q1: 2,328 shares; 2019Q2: 40,481 shares; 2019Q3: 123,777 shares 123,777 $36.7M 6.07% +83,296 Timeline DTE ENERGY CO DTE ENERGY CO More: the full row for DTE ENERGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 361,000 shares 361,000 $20.9M 3.46% new BABA ALIBABA GROUP HLDG LTD More: the full row for ALIBABA GROUP HLDG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 8,748 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 125,500 shares; 2019Q3: 120,547 shares 120,547 $20.2M 3.33% -4,953 Timeline RAYTHEON CO RAYTHEON CO More: the full row for RAYTHEON CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 66,418 shares 66,418 $13M 2.15% new FXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 57,771 shares; 2018Q4: not reported; 2019Q1: 84,431 shares; 2019Q2: 365,380 shares; 2019Q3: 256,478 shares 256,478 $10.2M 1.69% -108,902 Timeline EMLC VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 36,421 shares; 2019Q2: not reported; 2019Q3: 284,523 shares 284,523 $9.39M 1.55% new Timeline IEMG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 181,990 shares 181,990 $8.92M 1.47% new Timeline SPIB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 23,266 shares; 2018Q4: not reported; 2019Q1: 81,295 shares; 2019Q2: 132,732 shares; 2019Q3: 240,440 shares 240,440 $8.48M 1.4% +107,708 Timeline MEDICINES CO MEDICINES CO More: the full row for MEDICINES CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 165,624 shares 165,624 $8.28M 1.37% new AIG AMERICAN INTL GROUP INC More: the full row for AMERICAN INTL GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 451,211 shares; 2018Q4: 415,508 shares; 2019Q1: not reported; 2019Q2: 305,890 shares; 2019Q3: 534,963 shares 534,963 $7.63M 1.26% +229,073 Timeline JD JD.COM INC More: the full row for JD.COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 199,691 shares; 2018Q4: not reported; 2019Q1: 52,206 shares; 2019Q2: 94,743 shares; 2019Q3: 260,792 shares 260,792 $7.36M 1.22% +166,049 Timeline LQD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 937,645 shares; 2019Q2: 5,267 shares; 2019Q3: 55,527 shares 55,527 $7.08M 1.17% +50,260 Timeline USB US BANCORP More: the full row for US BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 122,800 shares 122,800 $6.8M 1.12% new Timeline IGIB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 112,264 shares 112,264 $6.5M 1.07% new Timeline SPAB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 20,702 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 91,890 shares; 2019Q3: 192,402 shares 192,402 $5.7M 0.94% +100,512 Timeline WELLCARE HEALTH PLANS INC WELLCARE HEALTH PLANS INC More: the full row for WELLCARE HEALTH PLANS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20,368 shares; 2019Q3: 21,981 shares 21,981 $5.7M 0.94% +1,613 CORP PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 50,143 shares 50,143 $5.5M 0.91% new Timeline AAPL APPLE INC More: the full row for APPLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 4,914 shares; 2018Q4: 34,453 shares; 2019Q1: not reported; 2019Q2: 20,150 shares; 2019Q3: 23,958 shares 23,958 $5.37M 0.89% +3,808 Timeline WFC WELLS FARGO & CO More: the full row for WELLS FARGO & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 178,813 shares; 2018Q4: 322,744 shares; 2019Q1: 159,969 shares; 2019Q2: 9,873 shares; 2019Q3: 105,049 shares 105,049 $5.3M 0.88% +95,176 Timeline ATLASSIAN CORP ATLASSIAN CORP More: the full row for ATLASSIAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 41,570 shares 41,570 $5.21M 0.86% new TSLA TESLA INC More: the full row for TESLA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 23,990 shares; 2018Q4: 10,297 shares; 2019Q1: 3,599 shares; 2019Q2: 25,550 shares; 2019Q3: 21,150 shares 21,150 $5.09M 0.84% -4,400 Timeline EMB ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 5,367 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 59,412 shares; 2019Q3: 43,346 shares 43,346 $4.91M 0.81% -16,066 Timeline ABBV ABBVIE INC More: the full row for ABBVIE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 19,066 shares; 2018Q4: 2,200 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 62,134 shares 62,134 $4.71M 0.78% new Timeline XYZ BLOCK INC More: the full row for BLOCK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 54,703 shares; 2018Q4: 4,697 shares; 2019Q1: 109,214 shares; 2019Q2: not reported; 2019Q3: 72,846 shares 72,846 $4.51M 0.75% new Timeline CWB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 422,704 shares; 2018Q4: 12,079 shares; 2019Q1: 167,059 shares; 2019Q2: 204,027 shares; 2019Q3: 85,418 shares 85,418 $4.48M 0.74% -118,609 Timeline T AT&T INC More: the full row for AT&T INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 798,008 shares; 2018Q4: 1,449,033 shares; 2019Q1: 21,538 shares; 2019Q2: 21,106 shares; 2019Q3: 107,673 shares 107,673 $4.07M 0.67% +86,567 Timeline HD HOME DEPOT INC More: the full row for HOME DEPOT INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 1,760 shares; 2018Q4: not reported; 2019Q1: 13,400 shares; 2019Q2: 14,800 shares; 2019Q3: 16,900 shares 16,900 $3.92M 0.65% +2,100 Timeline SPSB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 110,861 shares; 2018Q4: not reported; 2019Q1: 13,256 shares; 2019Q2: 14,214 shares; 2019Q3: 126,469 shares 126,469 $3.9M 0.64% +112,255 Timeline CLARIVATE ANALYTICS PLC CLARIVATE ANALYTICS PLC More: the full row for CLARIVATE ANALYTICS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 600,032 shares; 2019Q3: 659,535 shares 659,535 $3.88M 0.64% +59,503 DIS DISNEY WALT CO More: the full row for DISNEY WALT CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 600 shares; 2018Q4: 26,200 shares; 2019Q1: 27,290 shares; 2019Q2: not reported; 2019Q3: 28,316 shares 28,316 $3.69M 0.61% new Timeline MPC MARATHON PETE CORP More: the full row for MARATHON PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 23,812 shares; 2019Q3: 58,168 shares 58,168 $3.53M 0.58% +34,356 Timeline NTES NETEASE COM INC More: the full row for NETEASE COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,890 shares 12,890 $3.43M 0.57% new Timeline AMD ADVANCED MICRO DEVICES INC More: the full row for ADVANCED MICRO DEVICES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 405,312 shares; 2018Q4: 79,491 shares; 2019Q1: 55,914 shares; 2019Q2: 70,915 shares; 2019Q3: 117,802 shares 117,802 $3.42M 0.56% +46,887 Timeline BAC BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 4,832,680 shares; 2018Q4: 6,899,602 shares; 2019Q1: 43,411 shares; 2019Q2: 64,896 shares; 2019Q3: 108,925 shares 108,925 $3.18M 0.52% +44,029 Timeline TRINITY MERGER CORP TRINITY MERGER CORP More: the full row for TRINITY MERGER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 300,000 shares 300,000 $3.13M 0.52% new SMITH MICRO SOFTWARE INC SMITH MICRO SOFTWARE INC More: the full row for SMITH MICRO SOFTWARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 562,022 shares 562,022 $3.06M 0.5% new SNAP SNAP INC More: the full row for SNAP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 208,990 shares; 2018Q4: 322,057 shares; 2019Q1: 27,900 shares; 2019Q2: not reported; 2019Q3: 184,216 shares 184,216 $2.91M 0.48% new Timeline FPE FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 89,428 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 144,238 shares 144,238 $2.85M 0.47% new Timeline BMY BRISTOL-MYERS SQUIBB CO More: the full row for BRISTOL-MYERS SQUIBB CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 63,083 shares; 2019Q2: 5,000 shares; 2019Q3: 54,000 shares 54,000 $2.74M 0.45% +49,000 Timeline EEM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 138,263 shares; 2018Q4: 112,981 shares; 2019Q1: 207,524 shares; 2019Q2: 273,080 shares; 2019Q3: 66,550 shares 66,550 $2.72M 0.45% -206,530 Timeline FIS FIDELITY NATL INFORMATION SV More: the full row for FIDELITY NATL INFORMATION SV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 94,554 shares; 2019Q2: 37,650 shares; 2019Q3: 20,181 shares 20,181 $2.68M 0.44% -17,469 Timeline BHP BHP BILLITON LIMITED More: the full row for BHP BILLITON LIMITED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 38,530 shares; 2019Q1: 20,696 shares; 2019Q2: not reported; 2019Q3: 53,057 shares 53,057 $2.62M 0.43% new Timeline MOSAIC ACQUISITION CORP MOSAIC ACQUISITION CORP More: the full row for MOSAIC ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 18,400 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 250,000 shares 250,000 $2.58M 0.43% new INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 115,211 shares 115,211 $2.46M 0.41% new C CITIGROUP INC More: the full row for CITIGROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 121,970 shares; 2018Q4: not reported; 2019Q1: 109,915 shares; 2019Q2: 100,818 shares; 2019Q3: 34,448 shares 34,448 $2.38M 0.39% -66,370 Timeline CZR CZR More: the full row for CZR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 112,415 shares; 2019Q3: 203,029 shares 203,029 $2.37M 0.39% +90,614 FLRN SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 74,623 shares 74,623 $2.29M 0.38% new Timeline XLE SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 26,663 shares; 2019Q2: not reported; 2019Q3: 38,494 shares 38,494 $2.28M 0.38% new Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 83,159 shares 83,159 $2.15M 0.36% new BARCLAYS BANK PLC BARCLAYS BANK PLC More: the full row for BARCLAYS BANK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 6,914 shares; 2019Q1: not reported; 2019Q2: 24,030 shares; 2019Q3: 88,957 shares 88,957 $2.11M 0.35% +64,927 NIELSEN HOLDINGS PLC NIELSEN HOLDINGS PLC More: the full row for NIELSEN HOLDINGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 96,772 shares; 2018Q4: 124,661 shares; 2019Q1: not reported; 2019Q2: 249,618 shares; 2019Q3: 99,221 shares 99,221 $2.11M 0.35% -150,397 ALTABA INC ALTABA INC More: the full row for ALTABA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 391,100 shares; 2018Q4: 148,400 shares; 2019Q1: 10,289 shares; 2019Q2: not reported; 2019Q3: 107,900 shares 107,900 $2.1M 0.35% new QURE UNIQURE NV More: the full row for UNIQURE NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 50,623 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 52,758 shares 52,758 $2.08M 0.34% new Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 78,693 shares 78,693 $2.02M 0.33% new AAL AMERICAN AIRLINES GROUP INC More: the full row for AMERICAN AIRLINES GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 15,890 shares; 2019Q1: not reported; 2019Q2: 11,154 shares; 2019Q3: 74,661 shares 74,661 $2.01M 0.33% +63,507 Timeline MSG NETWORK INC MSG NETWORK INC More: the full row for MSG NETWORK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 121,697 shares 121,697 $1.97M 0.33% new SBUX STARBUCKS CORP More: the full row for STARBUCKS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 19,400 shares; 2019Q3: 21,396 shares 21,396 $1.89M 0.31% +1,996 Timeline LIBERTY MEDIA CORP DEL LIBERTY MEDIA CORP DEL More: the full row for LIBERTY MEDIA CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 175,874 shares; 2018Q4: not reported; 2019Q1: 43,558 shares; 2019Q2: 17,240 shares; 2019Q3: 44,705 shares 44,705 $1.86M 0.31% +27,465 CVX CHEVRON CORPORATION More: the full row for CHEVRON CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 16,077 shares; 2018Q4: 3,003 shares; 2019Q1: 6,217 shares; 2019Q2: not reported; 2019Q3: 15,479 shares 15,479 $1.84M 0.3% new Timeline BX BLACKSTONE INC More: the full row for BLACKSTONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 36,500 shares 36,500 $1.78M 0.29% new Timeline SOCIAL CAP HEDOSOPHIA HLDGS SOCIAL CAP HEDOSOPHIA HLDGS More: the full row for SOCIAL CAP HEDOSOPHIA HLDGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 165,179 shares 165,179 $1.77M 0.29% new NEW FRONTIER CORP NEW FRONTIER CORP More: the full row for NEW FRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 169,666 shares 169,666 $1.73M 0.29% new WISDOMTREE TR WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 167,257 shares; 2019Q2: 55,170 shares; 2019Q3: 92,351 shares 92,351 $1.7M 0.28% +37,181 TALLGRASS ENERGY LP TALLGRASS ENERGY LP More: the full row for TALLGRASS ENERGY LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 82,340 shares 82,340 $1.66M 0.27% new CELGENE CORP CELGENE CORP More: the full row for CELGENE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 68,700 shares; 2019Q2: 17,789 shares; 2019Q3: 16,223 shares 16,223 $1.61M 0.27% -1,566 QCOM QUALCOMM INC More: the full row for QUALCOMM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 155,829 shares; 2018Q4: 137,929 shares; 2019Q1: 71,646 shares; 2019Q2: 33,536 shares; 2019Q3: 20,900 shares 20,900 $1.59M 0.26% -12,636 Timeline JNK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 14,343 shares 14,343 $1.56M 0.26% new Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 56,905 shares 56,905 $1.44M 0.24% new OPTU OPTIMUM COMMUNICATIONS INC More: the full row for OPTIMUM COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 173,314 shares; 2018Q4: 20,000 shares; 2019Q1: 20,000 shares; 2019Q2: 20,000 shares; 2019Q3: 50,000 shares 50,000 $1.43M 0.24% +30,000 Timeline Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 54,927 shares 54,927 $1.37M 0.23% new MU MICRON TECHNOLOGY INC More: the full row for MICRON TECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 208,175 shares; 2018Q4: 177,017 shares; 2019Q1: 229,144 shares; 2019Q2: 32,000 shares; 2019Q3: 32,000 shares 32,000 $1.37M 0.23% 0 Timeline NII HLDGS INC COM PAR $0.001 NII HLDGS INC COM PAR $0.001 More: the full row for NII HLDGS INC COM PAR $0.001 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 201,574 shares; 2019Q2: 608,400 shares; 2019Q3: 680,700 shares 680,700 $1.33M 0.22% +72,300 UNH UNITEDHEALTH GROUP INC More: the full row for UNITEDHEALTH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 2,171 shares; 2018Q4: 3,100 shares; 2019Q1: 2,896 shares; 2019Q2: 1,080 shares; 2019Q3: 6,043 shares 6,043 $1.31M 0.22% +4,963 Timeline DFB HEALTHCARE ACQUISTION CO DFB HEALTHCARE ACQUISTION CO More: the full row for DFB HEALTHCARE ACQUISTION CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 127,500 shares 127,500 $1.3M 0.21% new High Yield ETF High Yield ETF More: the full row for High Yield ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 6,276 shares; 2018Q4: 39,632 shares; 2019Q1: 45,202 shares; 2019Q2: not reported; 2019Q3: 37,599 shares 37,599 $1.27M 0.21% new AMGN AMGEN INC More: the full row for AMGEN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 5,356 shares; 2018Q4: not reported; 2019Q1: 1,239 shares; 2019Q2: not reported; 2019Q3: 6,490 shares 6,490 $1.26M 0.21% new Timeline AVAYA HLDGS CORP AVAYA HLDGS CORP More: the full row for AVAYA HLDGS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 18,414 shares; 2019Q3: 120,580 shares 120,580 $1.23M 0.2% +102,166 OXY OCCIDENTAL PETE CORP More: the full row for OCCIDENTAL PETE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 85,483 shares; 2019Q3: 25,682 shares 25,682 $1.14M 0.19% -59,801 Timeline II VI INC II VI INC More: the full row for II VI INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 31,970 shares 31,970 $1.13M 0.19% new ILF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 35,517 shares 35,517 $1.12M 0.19% new Timeline SPDR SERIES TRUST SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 81,100 shares; 2018Q4: 167,199 shares; 2019Q1: 33,270 shares; 2019Q2: not reported; 2019Q3: 49,605 shares 49,605 $1.11M 0.18% new IFLN INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 61,585 shares; 2018Q4: 126,476 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 58,170 shares 58,170 $1.11M 0.18% new Timeline LANDCADIA HLDGS II INC LANDCADIA HLDGS II INC More: the full row for LANDCADIA HLDGS II INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 113,284 shares 113,284 $1.11M 0.18% new EPI WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 13,000 shares; 2019Q3: 46,000 shares 46,000 $1.1M 0.18% +33,000 Timeline INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 67,275 shares; 2018Q4: 68,029 shares; 2019Q1: 43,869 shares; 2019Q2: not reported; 2019Q3: 44,239 shares 44,239 $1.08M 0.18% new DELL DELL TECHNOLOGIES INC More: the full row for DELL TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 372,452 shares; 2019Q1: 15,094 shares; 2019Q2: not reported; 2019Q3: 20,700 shares 20,700 $1.07M 0.18% new Timeline LNWO LIGHT & WONDER INC More: the full row for LIGHT & WONDER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 624,024 shares; 2018Q4: 213,631 shares; 2019Q1: 186,391 shares; 2019Q2: 132,263 shares; 2019Q3: 52,176 shares 52,176 $1.06M 0.18% -80,087 Timeline MSFT MICROSOFT CORP More: the full row for MICROSOFT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 2,100 shares; 2018Q4: 58,691 shares; 2019Q1: not reported; 2019Q2: 4,950 shares; 2019Q3: 7,450 shares 7,450 $1.04M 0.17% +2,500 Timeline ADVANCED DISP SVCS INC DEL ADVANCED DISP SVCS INC DEL More: the full row for ADVANCED DISP SVCS INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 31,100 shares 31,100 $1.01M 0.17% new CMCSA COMCAST CORP NEW More: the full row for COMCAST CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 93,298 shares; 2018Q4: 71,400 shares; 2019Q1: not reported; 2019Q2: 9,628 shares; 2019Q3: 22,041 shares 22,041 $994K 0.16% +12,413 Timeline NRC GROUP HLDGS CORP NRC GROUP HLDGS CORP More: the full row for NRC GROUP HLDGS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 420,044 shares 420,044 $992K 0.16% new TMO THERMO FISHER SCIENTIFIC INC More: the full row for THERMO FISHER SCIENTIFIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,382 shares 3,382 $985K 0.16% new Timeline IWM ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,500 shares; 2018Q4: 4,100 shares; 2019Q1: 33,130 shares; 2019Q2: 4,250 shares; 2019Q3: 6,500 shares 6,500 $984K 0.16% +2,250 Timeline UNITED STATES OIL FUND LP UNITED STATES OIL FUND LP More: the full row for UNITED STATES OIL FUND LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 143,716 shares; 2018Q4: 11,487 shares; 2019Q1: not reported; 2019Q2: 307,726 shares; 2019Q3: 85,600 shares 85,600 $971K 0.16% -222,126 META META PLATFORMS INC More: the full row for META PLATFORMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 8,648 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,322 shares 5,322 $948K 0.16% new Timeline NVDA NVIDIA CORPORATION More: the full row for NVIDIA CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 2,429 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,520 shares; 2019Q3: 5,385 shares 5,385 $937K 0.15% -4,135 Timeline JPM JPMORGAN CHASE & CO More: the full row for JPMORGAN CHASE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 25,069 shares; 2018Q4: 44,750 shares; 2019Q1: 24,839 shares; 2019Q2: not reported; 2019Q3: 7,909 shares 7,909 $931K 0.15% new Timeline INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 30,370 shares; 2019Q1: not reported; 2019Q2: 27,978 shares; 2019Q3: 43,498 shares 43,498 $926K 0.15% +15,520 PGHY INVESCO EXCH TRADED FD TR II More: the full row for INVESCO EXCH TRADED FD TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 12,164 shares; 2019Q1: 18,151 shares; 2019Q2: 17,997 shares; 2019Q3: 40,364 shares 40,364 $925K 0.15% +22,367 Timeline Adverum Biotechnologies, In… Adverum Biotechnologies, Inc. More: the full row for Adverum Biotechnologies, Inc. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 164,516 shares 164,516 $897K 0.15% new VZ VERIZON COMMUNICATIONS INC More: the full row for VERIZON COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 46,613 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,718 shares; 2019Q3: 14,767 shares 14,767 $891K 0.15% +4,049 Timeline CTRIP COM INTL LTD CTRIP COM INTL LTD More: the full row for CTRIP COM INTL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 110,607 shares; 2019Q3: 30,416 shares 30,416 $891K 0.15% -80,191 TRINITY MERGER CORP TRINITY MERGER CORP More: the full row for TRINITY MERGER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 1,046,200 shares; 2018Q4: 793,999 shares; 2019Q1: 793,899 shares; 2019Q2: 790,599 shares; 2019Q3: 696,288 shares 696,288 $884K 0.15% -94,311 CRM SALESFORCE INC More: the full row for SALESFORCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 2,102 shares; 2018Q4: not reported; 2019Q1: 3,424 shares; 2019Q2: not reported; 2019Q3: 5,752 shares 5,752 $854K 0.14% new Timeline AVGO BROADCOM INC More: the full row for BROADCOM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 1,600 shares; 2018Q4: 6,800 shares; 2019Q1: 5,910 shares; 2019Q2: not reported; 2019Q3: 3,077 shares 3,077 $850K 0.14% new Timeline ESS ESSEX PPTY TR INC More: the full row for ESSEX PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,500 shares 2,500 $817K 0.13% new Timeline MRK MERCK & CO INC More: the full row for MERCK & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 1,300 shares; 2018Q4: 9,300 shares; 2019Q1: not reported; 2019Q2: 7,500 shares; 2019Q3: 9,200 shares 9,200 $774K 0.13% +1,700 Timeline UNP UNION PAC CORP More: the full row for UNION PAC CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 22,000 shares; 2019Q3: 4,758 shares 4,758 $771K 0.13% -17,242 Timeline EWW ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,801 shares 17,801 $760K 0.13% new Timeline PSK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 30,618 shares; 2019Q1: 20,324 shares; 2019Q2: not reported; 2019Q3: 17,081 shares 17,081 $754K 0.12% new Timeline SLV ISHARES SILVER TR More: the full row for ISHARES SILVER TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,100 shares; 2019Q3: 47,084 shares 47,084 $750K 0.12% +36,984 Timeline CRWD CROWDSTRIKE HLDGS INC More: the full row for CROWDSTRIKE HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,800 shares 12,800 $746K 0.12% new Timeline ZOGENIX INC. ZOGENIX INC. More: the full row for ZOGENIX INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,889 shares 17,889 $716K 0.12% new XOM EXXON MOBIL CORP More: the full row for EXXON MOBIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 9,086 shares; 2018Q4: not reported; 2019Q1: 2,867 shares; 2019Q2: not reported; 2019Q3: 10,024 shares 10,024 $708K 0.12% new Timeline JNJ JOHNSON & JOHNSON More: the full row for JOHNSON & JOHNSON Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,401 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,621 shares; 2019Q3: 5,332 shares 5,332 $690K 0.11% +711 Timeline INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 25,099 shares; 2019Q3: 31,608 shares 31,608 $677K 0.11% +6,509 GILD GILEAD SCIENCES INC More: the full row for GILEAD SCIENCES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,140 shares; 2019Q2: not reported; 2019Q3: 10,385 shares 10,385 $658K 0.11% new Timeline ULTA ULTA BEAUTY INC More: the full row for ULTA BEAUTY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 2,600 shares 2,600 $652K 0.11% new Timeline GOOG ALPHABET INC More: the full row for ALPHABET INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 869 shares; 2019Q2: 495 shares; 2019Q3: 534 shares 534 $651K 0.11% +39 Timeline BROOKFIELD PROPERTY PARTRS L BROOKFIELD PROPERTY PARTRS L More: the full row for BROOKFIELD PROPERTY PARTRS L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 31,827 shares 31,827 $646K 0.11% new DVA DAVITA INC More: the full row for DAVITA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,201 shares 11,201 $639K 0.11% new Timeline CISION LTD CISION LTD More: the full row for CISION LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 78,458 shares 78,458 $603K 0.1% new DXC DXC TECHNOLOGY CO More: the full row for DXC TECHNOLOGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,101 shares 20,101 $593K 0.1% new Timeline TWITTER INC TWITTER INC More: the full row for TWITTER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 175,338 shares; 2018Q4: not reported; 2019Q1: 40,662 shares; 2019Q2: 13,302 shares; 2019Q3: 14,204 shares 14,204 $585K 0.1% +902 REZI RESIDEO TECHNOLOGIES INC More: the full row for RESIDEO TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 40,000 shares 40,000 $574K 0.09% +30,000 Timeline AMZN AMAZON COM INC More: the full row for AMAZON COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 710 shares; 2018Q4: 3,207 shares; 2019Q1: 825 shares; 2019Q2: 307 shares; 2019Q3: 324 shares 324 $562K 0.09% +17 Timeline O REALTY INCOME CORP More: the full row for REALTY INCOME CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,100 shares 7,100 $544K 0.09% new Timeline UNITED STATES STL CORP NEW UNITED STATES STL CORP NEW More: the full row for UNITED STATES STL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 29,790 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 46,938 shares 46,938 $542K 0.09% new PDD PDD HOLDINGS INC More: the full row for PDD HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 199,162 shares; 2019Q2: 403,911 shares; 2019Q3: 16,707 shares 16,707 $538K 0.09% -387,204 Timeline LVS LAS VEGAS SANDS CORP More: the full row for LAS VEGAS SANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,300 shares 9,300 $537K 0.09% new Timeline HOSTESS BRANDS INC HOSTESS BRANDS INC More: the full row for HOSTESS BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 522,903 shares; 2018Q4: 573,733 shares; 2019Q1: 435,125 shares; 2019Q2: 235,022 shares; 2019Q3: 311,856 shares 311,856 $533K 0.09% +76,834 EWH ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 23,087 shares 23,087 $524K 0.09% new Timeline TLT ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 26,230 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,600 shares 3,600 $515K 0.09% new Timeline INVESCO INVESCO More: the full row for INVESCO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 21,326 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 23,821 shares 23,821 $512K 0.08% new SANTANDER CONSUMER USA HOLD… SANTANDER CONSUMER USA HOLDINGS More: the full row for SANTANDER CONSUMER USA HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 88,298 shares; 2019Q3: 19,838 shares 19,838 $506K 0.08% -68,460 EFA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 32,600 shares; 2018Q4: 64,100 shares; 2019Q1: 6,400 shares; 2019Q2: not reported; 2019Q3: 7,700 shares 7,700 $502K 0.08% new Timeline LBRDK LIBERTY BROADBAND CORP More: the full row for LIBERTY BROADBAND CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,800 shares 4,800 $502K 0.08% new Timeline HYLS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,215 shares 10,215 $493K 0.08% new Timeline ABT ABBOTT LABORATORIES More: the full row for ABBOTT LABORATORIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 22,961 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,732 shares 5,732 $480K 0.08% new Timeline SPR SPIRIT AEROSYSTEMS HLDGS INC More: the full row for SPIRIT AEROSYSTEMS HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,646 shares 5,646 $464K 0.08% new Timeline GLNG GOLAR LNG LTD More: the full row for GOLAR LNG LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 19,372 shares; 2019Q1: not reported; 2019Q2: 26,803 shares; 2019Q3: 34,433 shares 34,433 $447K 0.07% +7,630 Timeline GDX VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 28,200 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16,397 shares 16,397 $438K 0.07% new Timeline MO ALTRIA GROUP INC More: the full row for ALTRIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 36,011 shares; 2018Q4: not reported; 2019Q1: 13,066 shares; 2019Q2: 10,766 shares; 2019Q3: 10,586 shares 10,586 $433K 0.07% -180 Timeline ET ENERGY TRANSFER L P More: the full row for ENERGY TRANSFER L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 7,447 shares; 2019Q1: 31,589 shares; 2019Q2: 17,196 shares; 2019Q3: 32,972 shares 32,972 $431K 0.07% +15,776 Timeline F FORD MTR CO More: the full row for FORD MTR CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 13,800 shares; 2018Q4: 61,300 shares; 2019Q1: 19,100 shares; 2019Q2: 27,430 shares; 2019Q3: 46,700 shares 46,700 $428K 0.07% +19,270 Timeline CHANGE HEALTHCARE INC CHANGE HEALTHCARE INC More: the full row for CHANGE HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 8,918 shares 8,918 $426K 0.07% new NIO NIO INC More: the full row for NIO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 23,000 shares; 2019Q2: not reported; 2019Q3: 271,840 shares 271,840 $424K 0.07% new Timeline RSX VANECK RUSSIA ETF More: the full row for VANECK RUSSIA ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 82,407 shares; 2018Q4: not reported; 2019Q1: 76,830 shares; 2019Q2: not reported; 2019Q3: 18,411 shares 18,411 $420K 0.07% new Timeline NXST NEXSTAR MEDIA GROUP INC More: the full row for NEXSTAR MEDIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,099 shares 4,099 $419K 0.07% new Timeline ZAYO GROUP HLDGS INC COM ZAYO GROUP HLDGS INC COM More: the full row for ZAYO GROUP HLDGS INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,000 shares 12,000 $407K 0.07% new PIVOTAL ACQUISITION CORP PIVOTAL ACQUISITION CORP More: the full row for PIVOTAL ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 295,900 shares; 2019Q3: 308,000 shares 308,000 $394K 0.07% +12,100 LAM RESEARCH CORP LAM RESEARCH CORP More: the full row for LAM RESEARCH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,700 shares 1,700 $393K 0.06% new INVESCO EXCH TRD SLF IDX FD INVESCO EXCH TRD SLF IDX FD More: the full row for INVESCO EXCH TRD SLF IDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 115,700 shares; 2019Q2: 143,829 shares; 2019Q3: 18,488 shares 18,488 $393K 0.06% -125,341 PFE PFIZER INC More: the full row for PFIZER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 13,448 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,125 shares 10,125 $364K 0.06% new Timeline FISK EMPIRE ST RLTY OP L P More: the full row for EMPIRE ST RLTY OP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,290 shares 25,290 $358K 0.06% new Timeline iShares MSCI Russia ETF Spe… iShares MSCI Russia ETF Special More: the full row for iShares MSCI Russia ETF Special Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 27,124 shares; 2018Q4: not reported; 2019Q1: 6,405 shares; 2019Q2: not reported; 2019Q3: 9,174 shares 9,174 $357K 0.06% new CANOPY GROWTH CORP CANOPY GROWTH CORP More: the full row for CANOPY GROWTH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 6,498 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 30,081 shares; 2019Q3: 15,457 shares 15,457 $354K 0.06% -14,624 PEP PEPSICO INC More: the full row for PEPSICO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 300 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 3,793 shares; 2019Q3: 2,550 shares 2,550 $350K 0.06% -1,243 Timeline OGCP EMPIRE ST RLTY OP L P More: the full row for EMPIRE ST RLTY OP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 17,299 shares; 2019Q3: 24,417 shares 24,417 $346K 0.06% +7,118 Timeline DISH NETWORK CORPORATION DISH NETWORK CORPORATION More: the full row for DISH NETWORK CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 9,841 shares 9,841 $335K 0.06% new PCG PG&E CORP More: the full row for PG&E CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 247,640 shares; 2019Q2: 44,696 shares; 2019Q3: 32,471 shares 32,471 $325K 0.05% -12,225 Timeline MCD MCDONALDS CORP More: the full row for MCDONALDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,500 shares 1,500 $322K 0.05% new Timeline VAC MARRIOTT VACATIONS WORLDWIDE More: the full row for MARRIOTT VACATIONS WORLDWIDE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 4,307 shares; 2018Q4: 4,307 shares; 2019Q1: 4,100 shares; 2019Q2: 4,100 shares; 2019Q3: 3,100 shares 3,100 $321K 0.05% -1,000 Timeline INTRA-CELLULAR THERAPIES INC INTRA-CELLULAR THERAPIES INC More: the full row for INTRA-CELLULAR THERAPIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 42,649 shares 42,649 $319K 0.05% new EWJ ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,600 shares 5,600 $318K 0.05% new Timeline KMI KINDER MORGAN INC DEL More: the full row for KINDER MORGAN INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 22,925 shares; 2018Q4: 3,346 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,400 shares 15,400 $317K 0.05% new Timeline STORE CAP CORP STORE CAP CORP More: the full row for STORE CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 9,200 shares; 2019Q3: 8,200 shares 8,200 $307K 0.05% -1,000 AM ANTERO MIDSTREAM CORP More: the full row for ANTERO MIDSTREAM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 41,000 shares 41,000 $303K 0.05% new Timeline AXTA AXALTA COATING SYS LTD More: the full row for AXALTA COATING SYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 165,332 shares; 2018Q4: 149,058 shares; 2019Q1: 16,058 shares; 2019Q2: 10,000 shares; 2019Q3: 10,000 shares 10,000 $302K 0.05% 0 Timeline MATCH GROUP INC MATCH GROUP INC More: the full row for MATCH GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,143 shares 4,143 $296K 0.05% new BTG B2GOLD CORP More: the full row for B2GOLD CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 90,300 shares 90,300 $292K 0.05% new Timeline CARLYLE GROUP L P CARLYLE GROUP L P More: the full row for CARLYLE GROUP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,400 shares 11,400 $291K 0.05% new TMUS T-MOBILE US INC More: the full row for T-MOBILE US INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 197 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,646 shares 3,646 $287K 0.05% new Timeline MS MORGAN STANLEY More: the full row for MORGAN STANLEY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 6,704 shares 6,704 $286K 0.05% new Timeline EXAS EXACT SCIENCES CORP More: the full row for EXACT SCIENCES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,143 shares 3,143 $284K 0.05% new Timeline IMVP INVESCO INDIA EXCHANGE-TRADE More: the full row for INVESCO INDIA EXCHANGE-TRADE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,339 shares 11,339 $275K 0.05% new Timeline BBCP CONCRETE PUMPING HLDGS INC More: the full row for CONCRETE PUMPING HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 96,156 shares; 2019Q3: 68,446 shares 68,446 $272K 0.04% -27,710 Timeline ALLERGAN PLC ALLERGAN PLC More: the full row for ALLERGAN PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 28,748 shares; 2019Q3: 1,600 shares 1,600 $269K 0.04% -27,148 CCI CROWN CASTLE INC More: the full row for CROWN CASTLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 2,000 shares; 2019Q3: 1,900 shares 1,900 $264K 0.04% -100 Timeline SEMGROUP CORP SEMGROUP CORP More: the full row for SEMGROUP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 16,000 shares 16,000 $261K 0.04% new PM PHILIP MORRIS INTL INC More: the full row for PHILIP MORRIS INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 7,324 shares; 2018Q4: not reported; 2019Q1: 10,051 shares; 2019Q2: 3,720 shares; 2019Q3: 3,380 shares 3,380 $257K 0.04% -340 Timeline HROW HARROW INC More: the full row for HARROW INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 45,555 shares 45,555 $256K 0.04% new Timeline SHYG ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 95,670 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 5,471 shares 5,471 $254K 0.04% new Timeline BRK-B BERKSHIRE HATHAWAY INC DEL More: the full row for BERKSHIRE HATHAWAY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 5,081 shares; 2019Q2: not reported; 2019Q3: 1,159 shares 1,159 $241K 0.04% new Timeline EWY ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 4,112 shares; 2019Q2: not reported; 2019Q3: 4,262 shares 4,262 $240K 0.04% new Timeline MAG SILVER CORP MAG SILVER CORP More: the full row for MAG SILVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 22,395 shares 22,395 $238K 0.04% new PIVOTAL SOFTWARE INC PIVOTAL SOFTWARE INC More: the full row for PIVOTAL SOFTWARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,700 shares 15,700 $234K 0.04% new XLI SELECT SECTOR SPDR TR More: the full row for SELECT SECTOR SPDR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 3,000 shares; 2019Q2: 3,000 shares; 2019Q3: 3,000 shares 3,000 $233K 0.04% 0 Timeline VERSUM MATLS INC VERSUM MATLS INC More: the full row for VERSUM MATLS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 4,200 shares 4,200 $222K 0.04% new DBV TECHNOLOGIES S A DBV TECHNOLOGIES S A More: the full row for DBV TECHNOLOGIES S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,000 shares 25,000 $215K 0.04% new BBY BEST BUY INC More: the full row for BEST BUY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,100 shares 3,100 $214K 0.04% new Timeline MAGELLAN MIDSTREAM PARTNERS… MAGELLAN MIDSTREAM PARTNERS, L More: the full row for MAGELLAN MIDSTREAM PARTNERS, L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 3,200 shares 3,200 $212K 0.04% new GS GOLDMAN SACHS GROUP INC More: the full row for GOLDMAN SACHS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 1,000 shares; 2019Q1: not reported; 2019Q2: 1,000 shares; 2019Q3: 1,000 shares 1,000 $207K 0.03% 0 Timeline FORTUNA MNG CORP F FORTUNA MNG CORP F More: the full row for FORTUNA MNG CORP F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 67,000 shares 67,000 $207K 0.03% new DE DEERE & CO More: the full row for DEERE & CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,222 shares 1,222 $206K 0.03% new Timeline MDT MEDTRONIC PLC More: the full row for MEDTRONIC PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 6,554 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 4,532 shares; 2019Q3: 1,901 shares 1,901 $206K 0.03% -2,631 Timeline CERS CERUS CORP More: the full row for CERUS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 34,211 shares 34,211 $176K 0.03% new Timeline ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 30,700 shares; 2019Q3: 18,100 shares 18,100 $165K 0.03% -12,600 DB DEUTSCHE BK AG More: the full row for DEUTSCHE BK AG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 85,442 shares; 2018Q4: 48,439 shares; 2019Q1: not reported; 2019Q2: 39,771 shares; 2019Q3: 21,435 shares 21,435 $161K 0.03% -18,336 Timeline SNDX SYNDAX PHARMACEUTICALS INC More: the full row for SYNDAX PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 21,510 shares 21,510 $161K 0.03% new Timeline PBR PETROLEO BRASILEIRO S A More: the full row for PETROLEO BRASILEIRO S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 258,912 shares; 2018Q4: 7,851 shares; 2019Q1: 37,260 shares; 2019Q2: 54,523 shares; 2019Q3: 10,435 shares 10,435 $151K 0.02% -44,088 Timeline BIOX BIOCERES CROP SOLUTIONS CORP More: the full row for BIOCERES CROP SOLUTIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 25,645 shares; 2019Q2: 26,195 shares; 2019Q3: 20,795 shares 20,795 $134K 0.02% -5,400 Timeline 8I ENTERPRISES ACQUISITION C 8I ENTERPRISES ACQUISITION C More: the full row for 8I ENTERPRISES ACQUISITION C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,375 shares 13,375 $134K 0.02% new MOSAIC ACQUISITION CORP MOSAIC ACQUISITION CORP More: the full row for MOSAIC ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 286,034 shares; 2019Q1: 270,967 shares; 2019Q2: 66,457 shares; 2019Q3: 116,357 shares 116,357 $134K 0.02% +49,900 CHORD ENERGY CORPORATION CHORD ENERGY CORPORATION More: the full row for CHORD ENERGY CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 37,112 shares; 2018Q4: 9,800 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 38,200 shares 38,200 $132K 0.02% new AG FIRST MAJESTIC SILVER CORP More: the full row for FIRST MAJESTIC SILVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 14,000 shares 14,000 $127K 0.02% new Timeline TIVO CORP TIVO CORP More: the full row for TIVO CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 16,335 shares; 2019Q3: 16,335 shares 16,335 $124K 0.02% 0 ITUB ITAU UNIBANCO HLDG S A More: the full row for ITAU UNIBANCO HLDG S A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 28,146 shares; 2019Q2: 13,750 shares; 2019Q3: 11,550 shares 11,550 $97K 0.02% -2,200 Timeline MUDRICK CAP ACQUISITION CORP MUDRICK CAP ACQUISITION CORP More: the full row for MUDRICK CAP ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 781,600 shares; 2018Q4: 688,560 shares; 2019Q1: 396,060 shares; 2019Q2: 395,960 shares; 2019Q3: 138,766 shares 138,766 $83K 0.01% -257,194 BIOCERES CROP SOLUTIONS CORP BIOCERES CROP SOLUTIONS CORP More: the full row for BIOCERES CROP SOLUTIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 227,867 shares; 2019Q2: 227,867 shares; 2019Q3: 229,467 shares 229,467 $78K 0.01% +1,600 TIBERIUS ACQUISITION CORP TIBERIUS ACQUISITION CORP More: the full row for TIBERIUS ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 603,500 shares; 2018Q4: 603,500 shares; 2019Q1: 203,500 shares; 2019Q2: 128,500 shares; 2019Q3: 128,500 shares 128,500 $76K 0.01% 0 SPARTAN ENERGY ACQUISITION C SPARTAN ENERGY ACQUISITION C More: the full row for SPARTAN ENERGY ACQUISITION C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 100,000 shares 100,000 $60K 0.01% new TKK SYMPHONY ACQUISITION COR TKK SYMPHONY ACQUISITION COR More: the full row for TKK SYMPHONY ACQUISITION COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 250,000 shares; 2018Q4: 250,000 shares; 2019Q1: 250,000 shares; 2019Q2: 250,100 shares; 2019Q3: 250,400 shares 250,400 $60K 0.01% +300 PACB PACIFIC BIOSCIENCES CALIF IN More: the full row for PACIFIC BIOSCIENCES CALIF IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 15,000 shares; 2019Q3: 11,000 shares 11,000 $57K 0.01% -4,000 Timeline LEGACY ACQUISITION CORP LEGACY ACQUISITION CORP More: the full row for LEGACY ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 200,600 shares; 2018Q4: 250,900 shares; 2019Q1: 249,902 shares; 2019Q2: 85,202 shares; 2019Q3: 160,002 shares 160,002 $56K 0.01% +74,800 TKK SYMPHONY ACQUISITION COR TKK SYMPHONY ACQUISITION COR More: the full row for TKK SYMPHONY ACQUISITION COR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 690,800 shares; 2018Q4: 640,800 shares; 2019Q1: 584,800 shares; 2019Q2: 584,800 shares; 2019Q3: 584,900 shares 584,900 $53K 0.01% +100 LANDCADIA HLDGS II INC LANDCADIA HLDGS II INC More: the full row for LANDCADIA HLDGS II INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 66,467 shares 66,467 $51K 0.01% new ALLEGRO MERGER CORP-RTS ALLEGRO MERGER CORP-RTS More: the full row for ALLEGRO MERGER CORP-RTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 201,060 shares; 2019Q1: 201,060 shares; 2019Q2: 201,060 shares; 2019Q3: 201,060 shares 201,060 $50K 0.01% 0 TRIVAGO N V SPON ADS A SHS N TRIVAGO N V SPON ADS A SHS N More: the full row for TRIVAGO N V SPON ADS A SHS N Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 125,488 shares; 2018Q4: not reported; 2019Q1: 21,047 shares; 2019Q2: 53,147 shares; 2019Q3: 11,007 shares 11,007 $45K 0.01% -42,140 RANPAK HLDGS CORP RANPAK HLDGS CORP More: the full row for RANPAK HLDGS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 147,200 shares; 2019Q3: 59,300 shares 59,300 $44K 0.01% -87,900 AKERNA CORP AKERNA CORP More: the full row for AKERNA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 209,442 shares; 2019Q3: 59,400 shares 59,400 $43K 0.01% -150,042 OPES ACQUISITION CORP OPES ACQUISITION CORP More: the full row for OPES ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 200,280 shares; 2018Q4: 249,191 shares; 2019Q1: 244,141 shares; 2019Q2: 234,141 shares; 2019Q3: 234,141 shares 234,141 $42K 0.01% 0 WTS/ALLEGRO MERGER CORP EXP… WTS/ALLEGRO MERGER CORP EXP01/06/… More: the full row for WTS/ALLEGRO MERGER CORP EXP01/06/25 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 189,760 shares; 2018Q4: 189,760 shares; 2019Q1: 189,760 shares; 2019Q2: 187,180 shares; 2019Q3: 187,180 shares 187,180 $41K 0.01% 0 GROUPON INC GROUPON INC More: the full row for GROUPON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 34,900 shares; 2018Q4: 17,700 shares; 2019Q1: 17,900 shares; 2019Q2: 16,100 shares; 2019Q3: 14,000 shares 14,000 $37K 0.01% -2,100 LEISURE ACQUISITION CORP LEISURE ACQUISITION CORP More: the full row for LEISURE ACQUISITION CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 50,009 shares; 2019Q1: 50,009 shares; 2019Q2: 50,009 shares; 2019Q3: 50,009 shares 50,009 $36K 0.01% 0 TOTTENHAM ACQUISITION I LTD TOTTENHAM ACQUISITION I LTD More: the full row for TOTTENHAM ACQUISITION I LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 171,000 shares; 2019Q1: 171,000 shares; 2019Q2: 171,000 shares; 2019Q3: 171,000 shares 171,000 $35K 0.01% 0 DASEKE INC DASEKE INC More: the full row for DASEKE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 55,166 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 13,135 shares 13,135 $33K 0.01% new FALCON MINERALS CORP FALCON MINERALS CORP More: the full row for FALCON MINERALS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 83,379 shares; 2019Q1: 83,379 shares; 2019Q2: 83,328 shares; 2019Q3: 88,428 shares 88,428 $33K 0.01% +5,100 TWELVE SEAS INVESTMENT COMPA TWELVE SEAS INVESTMENT COMPA More: the full row for TWELVE SEAS INVESTMENT COMPA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 49,900 shares; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 89,404 shares 89,404 $29K <0.01% new MARINUS PHARMACEUTICALS INC MARINUS PHARMACEUTICALS INC More: the full row for MARINUS PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 17,660 shares 17,660 $27K <0.01% new FORUM MERGER II CORP FORUM MERGER II CORP More: the full row for FORUM MERGER II CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 100,700 shares; 2019Q1: 100,600 shares; 2019Q2: 45,600 shares; 2019Q3: 45,600 shares 45,600 $27K <0.01% 0 KBL MERGER CORP IV KBL MERGER CORP IV More: the full row for KBL MERGER CORP IV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 316,650 shares; 2018Q4: 317,450 shares; 2019Q1: 267,450 shares; 2019Q2: 267,550 shares; 2019Q3: 267,950 shares 267,950 $25K <0.01% +400 8I ENTERPRISES ACQUISITION C 8I ENTERPRISES ACQUISITION C More: the full row for 8I ENTERPRISES ACQUISITION C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 60,100 shares 60,100 $24K <0.01% new TRIDENT ACQUISITIONS CORP TRIDENT ACQUISITIONS CORP More: the full row for TRIDENT ACQUISITIONS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 199,700 shares; 2018Q4: 200,200 shares; 2019Q1: 200,200 shares; 2019Q2: 162,410 shares; 2019Q3: 162,410 shares 162,410 $20K <0.01% 0 CHARDAN HEALTHCARE ACQUISITI CHARDAN HEALTHCARE ACQUISITI More: the full row for CHARDAN HEALTHCARE ACQUISITI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,000 shares 25,000 $19K <0.01% new BIG ROCK PARTNERS ACQUISITIO BIG ROCK PARTNERS ACQUISITIO More: the full row for BIG ROCK PARTNERS ACQUISITIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 101,600 shares; 2018Q4: 101,600 shares; 2019Q1: not reported; 2019Q2: 101,600 shares; 2019Q3: 101,600 shares 101,600 $17K <0.01% 0 REVIVA PHARMACEUTCLS HLDGS … REVIVA PHARMACEUTCLS HLDGS INC WT… More: the full row for REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 85,378 shares; 2019Q1: 85,378 shares; 2019Q2: 85,378 shares; 2019Q3: 85,378 shares 85,378 $15K <0.01% 0 GIGCAPITAL INC GIGCAPITAL INC More: the full row for GIGCAPITAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 100,400 shares; 2018Q4: 101,000 shares; 2019Q1: 80,200 shares; 2019Q2: 18,100 shares; 2019Q3: 18,200 shares 18,200 $12K <0.01% +100 ALBERTON ACQUISITION CO-RTS ALBERTON ACQUISITION CO-RTS More: the full row for ALBERTON ACQUISITION CO-RTS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 25,000 shares; 2019Q2: 25,000 shares; 2019Q3: 25,000 shares 25,000 $7K <0.01% 0 DASEKE INC DASEKE INC More: the full row for DASEKE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 80,583 shares; 2019Q1: 76,105 shares; 2019Q2: 60,475 shares; 2019Q3: 44,075 shares 44,075 $5K <0.01% -16,400 WTS/DERMTECH INC. 11.5000E… WTS/DERMTECH INC. 11.5000EXP03/2… More: the full row for WTS/DERMTECH INC. 11.5000EXP03/23/2024 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 33,663 shares 33,663 $4K <0.01% new ALBERTON ACQUISITION CORP W… ALBERTON ACQUISITION CORP WT EXP … More: the full row for ALBERTON ACQUISITION CORP WT EXP 042625 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 24,910 shares; 2019Q2: 24,910 shares; 2019Q3: 24,910 shares 24,910 $3K <0.01% 0 ESTRE AMBIENTAL INC WT EXP … ESTRE AMBIENTAL INC WT EXP 122 More: the full row for ESTRE AMBIENTAL INC WT EXP 122 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 156,912 shares; 2018Q4: 157,412 shares; 2019Q1: 157,412 shares; 2019Q2: 126,412 shares; 2019Q3: 126,412 shares 126,412 $1K <0.01% 0