Bluefin Trading, LLC

13F filer, CIK 1532351, NEW YORK, NY

Bluefin Trading, LLC reported $985,684,000 across 417 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-15. Its ten largest share positions make up 63.11% of the portfolio.

Filed 2019-02-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC13F-HR 0001085146-19-000952

Period: 2018-12-31
Reported value: $986M
Holdings: 417
Top 10 weight: 63.11%
New: 158
Sold out: 246

Largest buys vs the previous quarter

Security	Shares change	Approx. value
SHIRE PLCadded	+866,006	$151M
SPDR SERIES TRUST BLOOMBERG…new	+2,970,766	$99.8M
NSCadded	+209,848	$31.4M
BACadded	+2,066,922	$27.7M
CInew	+142,982	$27.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
INTEL CORPexited	-300,750	-$69M
HYGexited	-715,848	-$61.9M
ANDEAVORexited	-234,500	-$36M
AETNA INC NEWexited	-117,337	-$23.8M
CWBreduced	-410,625	-$19.2M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2018

Share positions as resolved from 13F-HR 0001085146-19-000952, largest first. % of portfolio is the value over $853,018,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SHIRE PLCSHIRE PLC	871,506	$152M	17.78%	+866,006
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	2,970,766	$99.8M	11.7%	new
BACBANK OF AMER CORP	6,899,602	$92.6M	10.86%	+2,066,922	Timeline
NSCNORFOLK SOUTHN CORP	320,929	$48M	5.63%	+209,848	Timeline
TAT&T INC	1,449,033	$41.4M	4.85%	+651,025	Timeline
RHRH	232,502	$27.9M	3.27%	+72,411	Timeline
CITHE CIGNA GROUP	142,982	$27.2M	3.18%	new	Timeline
DELLDELL TECHNOLOGIES INC	372,452	$18.2M	2.13%	new	Timeline
AIGAMERICAN INTL GROUP INC	415,508	$16M	1.87%	-35,703	Timeline
HYLBDBX ETF TR	336,513	$15.7M	1.85%	+178,065	Timeline
WFCWELLS FARGO & CO	322,744	$14.9M	1.74%	+143,931	Timeline
CVSCVS HEALTH CORP	225,220	$14.8M	1.73%	new	Timeline
VMWARE, INC.VMWARE, INC.	88,134	$12.1M	1.42%	+48,662
BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC	747,885	$12M	1.41%	-154,157
FSLRFIRST SOLAR INC	219,961	$9.34M	1.09%	new	Timeline
ALTABA INCALTABA INC	148,400	$8.6M	1.01%	-242,700
ICVTISHARES TR	162,682	$8.54M	1%	new	Timeline
NXPINXP SEMICONDUCTORS N V	113,748	$8.34M	0.98%	0	Timeline
QCOMQUALCOMM INC	137,929	$7.85M	0.92%	-17,900	Timeline
INTCINTEL CORP	160,076	$7.51M	0.88%	+57,499	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	27,230	$6.8M	0.8%	-36,313	Timeline
MSFTMICROSOFT CORP	58,691	$5.96M	0.7%	+56,591	Timeline
MUMICRON TECHNOLOGY INC	177,017	$5.62M	0.66%	-31,158	Timeline
HAYMAKER ACQUISITION CORPHAYMAKER ACQUISITION CORP	550,000	$5.51M	0.65%	new
AAPLAPPLE INC	34,453	$5.43M	0.64%	+29,539	Timeline
PRKSUNITED PARKS & RESORTS INC	232,725	$5.14M	0.6%	+35,948	Timeline
AMZNAMAZON COM INC	3,207	$4.82M	0.56%	+2,497	Timeline
SPDR SERIES TRUSTSPDR SERIES TRUST	167,199	$4.44M	0.52%	+86,099
EEMISHARES TR	112,981	$4.41M	0.52%	-25,282	Timeline
JPMJPMORGAN CHASE & CO	44,750	$4.37M	0.51%	+19,681	Timeline
SHYGISHARES TR	95,670	$4.26M	0.5%	new	Timeline
HQYHEALTHEQUITY INC	67,819	$4.04M	0.47%	new	Timeline
INVESCO BULLETSHARES 2021 H…INVESCO BULLETSHARES 2021 HIGH	161,896	$3.83M	0.45%	+85,487
LNWOLIGHT & WONDER, INC. COMMON ST	213,631	$3.82M	0.45%	-410,393	Timeline
EFAISHARES TR	64,100	$3.77M	0.44%	+31,500	Timeline
AXTAAXALTA COATING SYS LTD	149,058	$3.49M	0.41%	-16,274	Timeline
TSLATESLA INC	10,297	$3.43M	0.4%	-13,693	Timeline
VRPINVESCO EXCH TRADED FD TR II	141,011	$3.22M	0.38%	+76,066	Timeline
VANECK VECTORS ETF TRVANECK VECTORS ETF TR	227,689	$3.19M	0.37%	new
TLTISHARES TR	26,230	$3.19M	0.37%	new	Timeline
NIELSEN HOLDINGS PLCNIELSEN HOLDINGS PLC	124,661	$2.91M	0.34%	+27,889
INVESCO BULLETSHARES 2019 H…INVESCO BULLETSHARES 2019 HIGH	122,071	$2.89M	0.34%	+40,624
DISDISNEY WALT CO	26,200	$2.87M	0.34%	+25,600	Timeline
HYHGPROSHARES TR	45,769	$2.84M	0.33%	+1,162	Timeline
SYFSYNCHRONY FINANCIAL	115,143	$2.7M	0.32%	-22,200	Timeline
VALERO ENERGY PARTNERS LPVALERO ENERGY PARTNERS LP	58,123	$2.45M	0.29%	new
CMCSACOMCAST CORP NEW	71,400	$2.43M	0.28%	-21,898	Timeline
SHYLDBX ETF TR	48,529	$2.28M	0.27%	+34,570	Timeline
IFLNINVESCO EXCH TRADED FD TR II	126,476	$2.23M	0.26%	+64,891	Timeline
AMTAMERICAN TOWER CORP	14,000	$2.21M	0.26%	+700	Timeline
XLFSELECT SECTOR SPDR TR	87,500	$2.08M	0.24%	new	Timeline
EMTLSSGA ACTIVE TR	41,917	$2M	0.23%	new	Timeline
HYDWDBX ETF TR	40,960	$1.94M	0.23%	new	Timeline
HYUPDBX ETF TR	42,400	$1.91M	0.22%	new	Timeline
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	2,426,125	$1.89M	0.22%	+120,300
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD	45,475	$1.87M	0.22%	new
GTY TECHNOLOGY HOLDINGS INCGTY TECHNOLOGY HOLDINGS INC	187,500	$1.87M	0.22%	-237,500
BHPBHP BILLITON LIMITED	38,530	$1.86M	0.22%	new	Timeline
ARGTGLOBAL X FDS	77,859	$1.83M	0.21%	new	Timeline
SNAPSNAP INC	322,057	$1.77M	0.21%	+113,067	Timeline
INTERNATIONAL FLAVORS&FRAGRAINTERNATIONAL FLAVORS&FRAGRA	35,000	$1.77M	0.21%	+1,062
EWUISHARES TR	59,000	$1.73M	0.2%	new	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	70,324	$1.73M	0.2%	-15,003
AVGOBROADCOM INC	6,800	$1.73M	0.2%	+5,200	Timeline
STANLEY BLACK & DECKER INCSTANLEY BLACK & DECKER INC	19,000	$1.73M	0.2%	new
VECTOIQ ACQUISITION CORPVECTOIQ ACQUISITION CORP	165,279	$1.6M	0.19%	-28,242
INVESCOINVESCO	68,029	$1.58M	0.19%	+754
AMDADVANCED MICRO DEVICES INC	79,491	$1.47M	0.17%	-325,821	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	64,200	$1.44M	0.17%	-1,599
FTSLFIRST TR EXCHANGE-TRADED FD	30,061	$1.37M	0.16%	new	Timeline
DOMINION ENERGY MIDSTRM PRTNDOMINION ENERGY MIDSTRM PRTN	75,148	$1.36M	0.16%	new
High Yield ETFHigh Yield ETF	39,632	$1.33M	0.16%	+33,356
BUNGE LTDBUNGE LTD	23,557	$1.26M	0.15%	-7,845
PSKSPDR SERIES TRUST	30,618	$1.21M	0.14%	new	Timeline
EWZISHARES INC	31,378	$1.2M	0.14%	+17,115	Timeline
CMECME GROUP INC	6,350	$1.2M	0.14%	new	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	49,803	$1.17M	0.14%	+14,095
XEROX CORPXEROX CORP	56,911	$1.12M	0.13%	new
EWMISHARES INC	37,616	$1.12M	0.13%	+23,616	Timeline
URIUNITED RENTALS INC	10,900	$1.12M	0.13%	new	Timeline
PROSHARES TR II ULTRA VIX S…PROSHARES TR II ULTRA VIX SHORT T…	13,187	$1.08M	0.13%	new
ARCONIC INCARCONIC INC	63,605	$1.07M	0.13%	new
GMGENERAL MTRS CO	32,007	$1.07M	0.13%	+23,446	Timeline
MCHIISHARES TR	19,782	$1.04M	0.12%	new	Timeline
EMHYISHARES INC	23,260	$1.03M	0.12%	+4,297	Timeline
KDPKEURIG DR PEPPER INC	37,000	$949K	0.11%	+32,000	Timeline
SELECT INCOME REITSELECT INCOME REIT	125,107	$921K	0.11%	new
BPBP PLC	23,239	$881K	0.1%	+8,819	Timeline
UPLDUPLAND SOFTWARE INC	31,585	$858K	0.1%	+5,343	Timeline
MGMMGM RESORTS INTERNATIONAL	32,982	$800K	0.09%	-89,235	Timeline
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP	25,042	$791K	0.09%	+4,482
UNHUNITEDHEALTH GROUP INC	3,100	$772K	0.09%	+929	Timeline
ELLAUDER ESTEE COS INC	5,900	$768K	0.09%	-4,500	Timeline
NFLXNETFLIX INC.	2,733	$732K	0.09%	+2,128	Timeline
MUDRICK CAP ACQUISITION CORPMUDRICK CAP ACQUISITION CORP	73,700	$727K	0.09%	-15,300
MRKMERCK & CO INC	9,300	$711K	0.08%	+8,000	Timeline
BABOEING CO	2,091	$674K	0.08%	-2,281	Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	27,531	$645K	0.08%	-4,134
LEMBISHARES INC	14,422	$621K	0.07%	-13,807	Timeline
VIPSVIPSHOP HLDGS LTD	112,800	$616K	0.07%	-113,419	Timeline
INVESCOINVESCO	30,370	$613K	0.07%	new
PFXFVANECK ETF TRUST	34,431	$610K	0.07%	-6,565	Timeline
IQIQIYI INC	40,484	$602K	0.07%	+33,684	Timeline
GDXVANECK ETF TRUST	28,200	$595K	0.07%	new	Timeline
CSCOCISCO SYS INC	13,600	$589K	0.07%	-38,044	Timeline
MARATHON OIL CORPMARATHON OIL CORP	39,463	$566K	0.07%	+37,029
CWBSPDR SERIES TRUST	12,079	$565K	0.07%	-410,625	Timeline
IWMISHARES TR	4,100	$549K	0.06%	-8,400	Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	29,790	$543K	0.06%	new
INVESCO BULLETSHARES 2020 C…INVESCO BULLETSHARES 2020 CORP	25,569	$539K	0.06%	new
ELDORADO RESORTS INCELDORADO RESORTS INC	14,700	$532K	0.06%	new
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	17,780	$530K	0.06%	-13,000
CENTURYLINK INCCENTURYLINK INC	34,483	$522K	0.06%	-22,666
AALAMERICAN AIRLINES GROUP INC	15,890	$510K	0.06%	new	Timeline
HOSTESS BRANDS INCHOSTESS BRANDS INC	573,733	$499K	0.06%	+50,830
MAGNOLIA OIL & GAS CORPMAGNOLIA OIL & GAS CORP	160,249	$486K	0.06%	new
BIDUBAIDU INC	3,040	$482K	0.06%	new	Timeline
THDISHARES INC	5,733	$475K	0.06%	+3,009	Timeline
ANGLVANECK ETF TRUST	17,647	$471K	0.06%	-48,346	Timeline
FFORD MTR CO	61,300	$469K	0.05%	+47,500	Timeline
TRIBUNE COMPANYTRIBUNE COMPANY	10,000	$454K	0.05%	-68,066
YY INC. ADRYY INC. ADR	7,460	$447K	0.05%	new
INVESCOINVESCO	21,326	$440K	0.05%	new
SRLNSSGA ACTIVE ETF TR	9,700	$434K	0.05%	new	Timeline
UNITI GROUP INCUNITI GROUP INC	27,178	$423K	0.05%	new
GLNGGOLAR LNG LTD	19,372	$422K	0.05%	new	Timeline
DDOMINION ENERGY INC	5,800	$414K	0.05%	new	Timeline
WMTWALMART INC	4,300	$401K	0.05%	-8,014	Timeline
EWTISHARES INC	12,631	$399K	0.05%	new	Timeline
DBDEUTSCHE BK AG	48,439	$395K	0.05%	-37,003	Timeline
PFFDGLOBAL X FDS	17,478	$394K	0.05%	new	Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	181,209	$381K	0.04%	+31,127
EIDOISHARES TR	15,268	$379K	0.04%	new	Timeline
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	5,776	$375K	0.04%	-8,036
AZNASTRAZENECA PLC-SPONS ADR	8,900	$338K	0.04%	-500	Timeline
XPOXPO INC	5,914	$337K	0.04%	new	Timeline
OPTUOPTIMUM COMMUNICATIONS INC	20,000	$330K	0.04%	-153,314	Timeline
CVXCHEVRON CORPORATION	3,003	$327K	0.04%	-13,074	Timeline
BARCLAYS BANK PLCBARCLAYS BANK PLC	6,914	$325K	0.04%	new
TILRAY INCTILRAY INC	4,500	$317K	0.04%	-1,617
DXJWISDOMTREE TR	6,760	$314K	0.04%	-4,700	Timeline
TRINITY MERGER CORPTRINITY MERGER CORP	793,999	$314K	0.04%	-252,201
MUDRICK CAP ACQUISITION CORPMUDRICK CAP ACQUISITION CORP	688,560	$310K	0.04%	-93,040
VACMARRIOTT VACATIONS WORLDWIDE	4,307	$304K	0.04%	0	Timeline
TRIPTRIPADVISOR INC	5,624	$303K	0.04%	new	Timeline
PURE ACQUISITION CORPPURE ACQUISITION CORP	262,727	$300K	0.04%	+63,677
MOMO INCMOMO INC	12,425	$295K	0.03%	+12,325
MOSAIC ACQUISITION CORPMOSAIC ACQUISITION CORP	286,034	$283K	0.03%	new
PGHYINVESCO EXCH TRADED FD TR II	12,164	$276K	0.03%	new	Timeline
XYZBLOCK INC	4,697	$263K	0.03%	-50,006	Timeline
FNKOFUNKO INC	19,600	$258K	0.03%	new	Timeline
BBHYJ P MORGAN EXCHANGE TRADED F	5,363	$255K	0.03%	-51,066	Timeline
ALBERTON ACQUISITION CORPALBERTON ACQUISITION CORP	25,000	$251K	0.03%	new
ZIONS BANCORPORATIONZIONS BANCORPORATION	26,023	$245K	0.03%	+12,710
TIBERIUS ACQUISITION CORPTIBERIUS ACQUISITION CORP	603,500	$236K	0.03%	0
BARCLAYS BK PLCBARCLAYS BK PLC	5,000	$234K	0.03%	-317,357
TPG PACE HLDGS CORPTPG PACE HLDGS CORP	21,728	$229K	0.03%	-100
AMARIN CORP PLCAMARIN CORP PLC	16,000	$218K	0.03%	-9,000
EWLISHARES INC	6,800	$214K	0.03%	new	Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	2,000	$213K	0.02%	-43,553
DALDELTA AIR LINES INC	4,190	$209K	0.02%	new	Timeline
ABBVABBVIE INC	2,200	$203K	0.02%	-16,866	Timeline
KTOSKRATOS DEFENSE & SEC SOLUTIO	12,828	$181K	0.02%	new	Timeline
MOSAIC ACQUISITION CORPMOSAIC ACQUISITION CORP	18,400	$181K	0.02%	new
AKORN INCAKORN INC	52,735	$179K	0.02%	-42,265
ETFMGETFMG	7,000	$175K	0.02%	+6,800
LENDINGCLUB CORPLENDINGCLUB CORP	65,600	$173K	0.02%	+64,500
ASHRDBX ETF TR	7,800	$171K	0.02%	new	Timeline
GSGOLDMAN SACHS GROUP INC	1,000	$167K	0.02%	new	Timeline
FANGDIAMONDBACK ENERGY INC	1,778	$165K	0.02%	new	Timeline
HORTONWORKS INCHORTONWORKS INC	11,204	$162K	0.02%	new
RED HAT INCRED HAT INC	800	$141K	0.02%	new
BBDBANCO BRADESCO S A	12,800	$127K	0.01%	new	Timeline
FCXFREEPORT MCMORAN INC	11,638	$120K	0.01%	+9,840	Timeline
ZYNGA INC.ZYNGA INC.	29,300	$115K	0.01%	new
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	11,487	$111K	0.01%	-132,229
VODVODAFONE GROUP PLC	5,700	$110K	0.01%	new	Timeline
NXHNEIGHBORHOOD INTELLIGENCE IN	7,481	$102K	0.01%	new	Timeline
PBRPETROLEO BRASILEIRO S A	7,851	$102K	0.01%	-251,061	Timeline
LONGEVITY ACQUISITION CORPLONGEVITY ACQUISITION CORP	10,000	$102K	0.01%	-500
GENERAL ELEC COGENERAL ELEC CO	13,331	$101K	0.01%	-78,741
ETENERGY TRANSFER L P	7,447	$98K	0.01%	new	Timeline
VECTOIQ ACQUISITION CORPVECTOIQ ACQUISITION CORP	225,000	$97K	0.01%	-25,000
TKK SYMPHONY ACQUISITION CORTKK SYMPHONY ACQUISITION COR	640,800	$96K	0.01%	-50,000
TKK SYMPHONY ACQUISITION CORTKK SYMPHONY ACQUISITION COR	250,000	$88K	0.01%	0
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	349,988	$88K	0.01%	new
NOKNOKIA CORP	14,900	$87K	0.01%	0	Timeline
HSBCHSBC HLDGS PLC	2,120	$87K	0.01%	new	Timeline
LEGACY ACQUISITION CORPLEGACY ACQUISITION CORP	250,900	$83K	0.01%	+50,300
CM SEVEN STAR ACQUISITION COCM SEVEN STAR ACQUISITION CO	224,900	$83K	0.01%	-30,600
BLACK RIDGE ACQUISITION CORPBLACK RIDGE ACQUISITION CORP	275,000	$83K	0.01%	0
LEO HOLDINGS CORPLEO HOLDINGS CORP	74,900	$80K	0.01%	new
BISON CAP ACQUISITION CORPBISON CAP ACQUISITION CORP	265,356	$74K	0.01%	+30,826
CAPITOL INVT CORP IVCAPITOL INVT CORP IV	72,810	$73K	0.01%	-24,900
OPES ACQUISITION CORPOPES ACQUISITION CORP	249,191	$72K	0.01%	+48,911
CM SEVEN STAR ACQUISITION COCM SEVEN STAR ACQUISITION CO	263,329	$66K	0.01%	-5,021
UNION ACQUISITION CORPUNION ACQUISITION CORP	257,528	$64K	0.01%	-94,600
TRIDENT ACQUISITIONS CORPTRIDENT ACQUISITIONS CORP	200,200	$60K	0.01%	+500
ALLEGRO MERGER CORP-RTSALLEGRO MERGER CORP-RTS	201,060	$58K	0.01%	new
WTS/ALLEGRO MERGER CORP EXP…WTS/ALLEGRO MERGER CORP EXP01/06/…	189,760	$57K	0.01%	0
GROUPON INCGROUPON INC	17,700	$57K	0.01%	-17,200
CHORD ENERGY CORPORATIONCHORD ENERGY CORPORATION	9,800	$54K	0.01%	-27,312
KMIKINDER MORGAN INC DEL	3,346	$51K	0.01%	-19,579	Timeline
NEW AGE BEVERAGES CORPNEW AGE BEVERAGES CORP	9,800	$51K	0.01%	new
FALCON MINERALS CORPFALCON MINERALS CORP	83,379	$50K	0.01%	new
PZZAPAPA JOHNS INTL INC	1,172	$47K	0.01%	new	Timeline
FORUM MERGER II CORPFORUM MERGER II CORP	100,700	$45K	0.01%	new
UNION ACQUISITION CORPUNION ACQUISITION CORP	107,128	$41K	<0.01%	new
HAYMAKER ACQUISITION CORPHAYMAKER ACQUISITION CORP	50,000	$41K	<0.01%	new
LEISURE ACQUISITION CORPLEISURE ACQUISITION CORP	50,009	$40K	<0.01%	new
BIG ROCK PARTNERS ACQUISITIOBIG ROCK PARTNERS ACQUISITIO	101,600	$39K	<0.01%	0
TOTTENHAM ACQUISITION I LTDTOTTENHAM ACQUISITION I LTD	171,000	$38K	<0.01%	new
CONCRETE PUMPING HLDGS INCCONCRETE PUMPING HLDGS INC	46,966	$37K	<0.01%	new
THUNDER BRIDGE ACQUISITION LTHUNDER BRIDGE ACQUISITION L	100,000	$35K	<0.01%	new
MODERN MEDIA ACQUISITIONMODERN MEDIA ACQUISITION	156,786	$31K	<0.01%	+800
KBL MERGER CORP IVKBL MERGER CORP IV	317,450	$29K	<0.01%	+800
REVIVA PHARMACEUTCLS HLDGS …REVIVA PHARMACEUTCLS HLDGS INC WT…	85,378	$28K	<0.01%	new
FAR PT ACQUISITION CORPFAR PT ACQUISITION CORP	22,330	$27K	<0.01%	new
GIGCAPITAL INCGIGCAPITAL INC	101,000	$24K	<0.01%	+600
PHUNWARE INCPHUNWARE INC	70,600	$21K	<0.01%	new
PRIORITY TECHNOLOGY HLDGS INPRIORITY TECHNOLOGY HLDGS IN	16,180	$21K	<0.01%	new
YELPYELP INC	500	$17K	<0.01%	-23,500	Timeline
TWELVE SEAS INVESTMENT COMPATWELVE SEAS INVESTMENT COMPA	49,900	$17K	<0.01%	new
GLOBALSTAR INCGLOBALSTAR INC	20,000	$13K	<0.01%	new
DASEKE INCDASEKE INC	80,583	$13K	<0.01%	new
Brooge Holdings ltdBrooge Holdings ltd	49,900	$13K	<0.01%	new
MTECH ACQUISITION CORPMTECH ACQUISITION CORP	21,700	$13K	<0.01%	new
PENNEY J C INCPENNEY J C INC	10,200	$11K	<0.01%	0
CONSTELLATION ALPHA CAP CORPCONSTELLATION ALPHA CAP CORP	102,467	$11K	<0.01%	+400
ESTRE AMBIENTAL INC WT EXP …ESTRE AMBIENTAL INC WT EXP 122	157,412	$9K	<0.01%	+500
SABAN CAP ACQUISITION CORPSABAN CAP ACQUISITION CORP	10,700	$6K	<0.01%	0
CONSTELLATION ALPHA CAP CORPCONSTELLATION ALPHA CAP CORP	19,752	$4K	<0.01%	+300
REEBONZ HLDG LTDREEBONZ HLDG LTD	19,958	$4K	<0.01%	new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

The largest 100 of 183. All 183

Security	Type	Amount	Value	Change
NXPINXP SEMICONDUCTORS N V Stock	put	2,108,500	$31.2M	-387,400
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC CL A	call	4,017,900	$11.6M	-655,400
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	put	476,900	$9.94M	-323,000
BARCLAYS BK PLCBARCLAYS BK PLC IPATH S&P500 VIX	call	2,567,600	$7.04M	-906,200
BACBANK OF AMER CORP COM	put	1,423,700	$3.13M	-585,500
SHIRE PLCSHIRE PLC COMMON STOCK-FO	put	1,360,100	$3.12M	+1,106,700
MUMICRON TECHNOLOGY INC COM	put	382,200	$3.09M	-255,300
SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP	put	548,300	$2.89M	+519,700
CITHE CIGNA GROUP COM	put	180,500	$2.52M	new
RHRH COM	call	109,500	$2.42M	-71,400
AIGAMERICAN INTL GROUP INC Stock	put	412,600	$2.36M	+23,600
AAPLAPPLE INC COM	put	95,300	$2.3M	-297,500
ALTABA INCALTABA INC COM	put	429,000	$2.27M	-307,700
BARCLAYS BK PLCBARCLAYS BK PLC IPATH S&P500 VIX	put	1,601,800	$2.08M	+461,400
WFCWELLS FARGO & CO COM	put	427,600	$2.01M	-18,400
HEALTH INS INNOVATIONS INCHEALTH INS INNOVATIONS INC COM CL A	put	531,300	$2M	new
BACBANK OF AMER CORP COM	call	7,314,600	$1.95M	+3,198,100
FSLRFIRST SOLAR INC Stock	put	235,400	$1.86M	+7,400
SHIRE PLCSHIRE PLC COMMON STOCK-FO	call	422,000	$1.86M	+231,000
NSCNORFOLK SOUTHN CORP Stock	put	281,800	$1.7M	+271,800
TAT&T INC COM	put	459,800	$1.6M	-95,200
NXPINXP SEMICONDUCTORS N V Stock	call	4,918,300	$1.23M	+246,000
XBISPDR SERIES TRUST S&P BIOTECH	put	493,800	$1.2M	+3,500
PYPLPAYPAL HLDGS INC STOK	call	185,000	$1.14M	new
QCOMQUALCOMM INC COM	call	578,200	$1.06M	+15,900
AAPLAPPLE INC COM	call	161,300	$1M	+4,600
CVSCVS HEALTH CORP COM	put	240,000	$990K	new
TUPPERWARE BRANDS CORPTUPPERWARE BRANDS CORP COM	put	100,000	$860K	0
RED HAT INCRED HAT INC COM	put	457,700	$827K	new
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS	put	1,094,900	$808K	+557,600
TWITTER INCTWITTER INC COM	call	448,000	$767K	-32,400
CCITIGROUP INC COM	put	137,900	$753K	-27,100
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC CL A	put	2,770,300	$734K	-215,600
BABAALIBABA GROUP HLDG LTD SPONSORED ADS	call	406,300	$721K	-145,300
TWITTER INCTWITTER INC COM	put	242,000	$718K	-184,800
VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETF	put	211,700	$694K	+152,700
XBISPDR SERIES TRUST S&P BIOTECH	call	113,300	$653K	new
XYZBLOCK INC Stock	put	90,300	$649K	-207,800
EEMISHARES TR MSCI EMG MKT ETF	put	402,100	$635K	+117,000
JDJD.COM INC ADR	put	161,800	$633K	-112,400
TRIBUNE COMPANYTRIBUNE COMPANY COMMON	call	63,700	$614K	new
CITHE CIGNA GROUP COM	call	111,700	$611K	new
DISDISNEY WALT CO COM	put	938,600	$586K	+928,600
MSFTMICROSOFT CORP COM	put	87,200	$566K	new
SNAPSNAP INC CL A	put	445,400	$553K	+143,000
TSLATESLA INC COM	put	51,000	$539K	-109,000
BARCLAYS BANK PLCBARCLAYS BANK PLC IPTH SR B S&P	call	384,900	$538K	new
INTCINTEL CORP COM	put	357,600	$512K	-93,900
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION CL A	put	125,000	$500K	new
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP COM	put	97,200	$491K	new
SYFSYNCHRONY FINANCIAL STOK	put	200,000	$481K	0
AMDADVANCED MICRO DEVICES INC COM	call	219,200	$454K	-136,800
GENERAL ELEC COGENERAL ELEC CO COM	put	962,500	$452K	+646,900
XLFSELECT SECTOR SPDR TR SHS	put	299,600	$427K	+233,600
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP COM	put	312,300	$427K	-89,800
AMZNAMAZON COM INC COM	put	2,800	$415K	new
HQYHEALTHEQUITY INC Stock	put	125,000	$388K	new
XOMEXXON MOBIL CORP COM	put	119,500	$386K	-13,600
TSLATESLA INC COM	call	17,400	$364K	-42,600
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW COM	put	50,000	$346K	new
PBRPETROLEO BRASILEIRO S A SPONSORED ADR	call	494,500	$299K	+62,200
RED HAT INCRED HAT INC COM	call	128,400	$298K	new
PBRPETROLEO BRASILEIRO S A SPONSORED ADR	put	473,500	$284K	-39,100
DISDISNEY WALT CO COM	call	82,900	$280K	-48,800
YY INC. ADRYY INC. ADR SPONSORED ADS A	put	19,000	$274K	new
VIPSVIPSHOP HLDGS LTD ADR	put	105,700	$270K	-116,300
NFLXNETFLIX INC. COM	put	3,600	$249K	new
PZZAPAPA JOHNS INTL INC COM	put	40,000	$222K	new
BIDUBAIDU INC ADR	put	20,000	$206K	new
URIUNITED RENTALS INC Stock	call	86,100	$203K	new
JPMJPMORGAN CHASE & CO COM	put	84,500	$196K	+60,000
ARCONIC INCARCONIC INC COM	put	45,700	$194K	new
MOMO INCMOMO INC ADR	put	16,000	$181K	0
GLOBAL BLOOD THERAPEUTICS U…GLOBAL BLOOD THERAPEUTICS USD COM	put	85,000	$172K	new
CSXCSX CORP COM	put	125,000	$168K	new
XLESELECT SECTOR SPDR TR SHS	put	50,200	$166K	new
AMDADVANCED MICRO DEVICES INC COM	put	292,700	$160K	-369,600
EWJISHARES INC SHS	put	367,000	$157K	new
MARATHON OIL CORPMARATHON OIL CORP COM	put	108,200	$149K	+58,200
VMWARE, INC.VMWARE, INC. CL A COM	call	38,200	$144K	+5,300
JDJD.COM INC ADR	call	412,800	$142K	+87,700
FXIISHARES TR CHINA LG-CAP ETF	put	172,800	$130K	-59,100
JPMJPMORGAN CHASE & CO COM	call	10,000	$126K	-40,300
CENTURYLINK INCCENTURYLINK INC COM	put	40,900	$119K	+19,300
GENERAL ELEC COGENERAL ELEC CO COM	call	879,900	$118K	+450,600
EWZISHARES INC MSCI BRAZIL ETF	call	149,500	$118K	-210,800
TILRAY INCTILRAY INC COM CL 2	put	7,300	$113K	new
ELDORADO RESORTS INCELDORADO RESORTS INC COM	put	25,000	$113K	new
VANECK VECTORS ETF TRVANECK VECTORS ETF TR OIL SVCS ETF	call	504,100	$112K	+396,500
NXHNEIGHBORHOOD INTELLIGENCE IN COM	put	12,600	$106K	new
SPDR SERIES TRUSTSPDR SERIES TRUST S&P OILGAS EXP	call	145,400	$93K	+97,400
AMZNAMAZON COM INC COM	call	5,100	$90K	new
CCITIGROUP INC COM	call	218,700	$72K	-359,300
AMARIN CORP PLCAMARIN CORP PLC SPONS ADR NEW	put	20,200	$72K	new
CZRCZR Stock	call	977,900	$72K	-252,700
FOX CORP CLASS BFOX CORP CLASS B COM	call	207,000	$71K	+33,900
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP UNITS	call	600,300	$68K	+356,900
INTCINTEL CORP COM	call	34,900	$67K	-90,300
SPYSTATE STR SPDR S&P 500 ETF T SHS	call	130,000	$67K	+15,000
CVSCVS HEALTH CORP COM	call	100,000	$66K	+70,000

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1	principal	20,000	$2.82M	new

Sold out in Q4 2018

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 246. All 246

Security	Shares before	Value before	Type
INTEL CORPINTEL CORP	300,750	$69M	shares
HYGISHARES TR	715,848	$61.9M	shares
ANDEAVORANDEAVOR	234,500	$36M	shares
AETNA INC NEWAETNA INC NEW	117,337	$23.8M	shares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	1,169,100	$13.2M	call
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	107,956	$10.5M	shares
CCITIGROUP INC	121,970	$8.75M	shares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL	175,874	$7.64M	shares
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	148,912	$6.9M	shares
LNWOLIGHT & WONDER, INC. COMMON ST	573,900	$6.81M	put
FEDERAL STR ACQUISITION CORPFEDERAL STR ACQUISITION CORP	673,054	$6.78M	shares
FLTRVANECK ETF TRUST	264,954	$6.71M	shares
UNIVAR SOLUTIONSUNIVAR SOLUTIONS	6,569,700	$6.7M	shares
KLX INCKLX INC	97,057	$6.09M	shares
ACXIOM CORPACXIOM CORP	118,404	$5.85M	shares
ROCKWELL COLLINS INCROCKWELL COLLINS INC	41,000	$5.76M	shares
JDJD.COM INC	199,691	$5.21M	shares
DVYISHARES TR	51,571	$5.14M	shares
TWITTER INCTWITTER INC	175,338	$4.99M	shares
TRNTRINITY INDS INC	113,885	$4.17M	shares
CIGNA CORPORATIONCIGNA CORPORATION	360,700	$4.12M	call
HENNESSY CAP ACQUSTON CORP IHENNESSY CAP ACQUSTON CORP I	400,000	$4.08M	shares
ALLEGRO MERGER CORPALLEGRO MERGER CORP	381,614	$3.64M	shares
GORES HLDGS II INCGORES HLDGS II INC	327,338	$3.48M	shares
SPSBSPDR SERIES TRUST	110,861	$3.35M	shares
FLOTISHARES TR	55,485	$2.83M	shares
ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC	7,000	$2.72M	shares
Fgl Holdings Wt ExpFgl Holdings Wt Exp	1,326,764	$2.61M	shares
CIGNA CORPORATIONCIGNA CORPORATION	12,500	$2.6M	shares
COBIZ FINANCIAL INCCOBIZ FINANCIAL INC	115,300	$2.55M	shares
VZVERIZON COMMUNICATIONS INC	46,613	$2.49M	shares
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTD	251,890	$2.48M	shares
FXIISHARES TR	57,771	$2.47M	shares
PURE ACQUISITION CORPPURE ACQUISITION CORP	230,000	$2.39M	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	1,060,100	$2.38M	put
TKK SYMPHONY ACQUISITION CORTKK SYMPHONY ACQUISITION COR	250,000	$2.38M	shares
ORCLORACLE CORP	45,876	$2.37M	shares
PINNACLE FOODS INC DELPINNACLE FOODS INC DEL	34,701	$2.25M	shares
PYPLPAYPAL HLDGS INC	25,000	$2.2M	shares
MOALTRIA GROUP INC	36,011	$2.17M	shares
MAMASTERCARD INCORPORATED	9,507	$2.12M	shares
ACNACCENTURE PLC IRELAND	12,380	$2.11M	shares
INDUSTREA ACQUISITION CORPINDUSTREA ACQUISITION CORP	204,080	$2.08M	shares
SIMPLY GOOD FOODS COSIMPLY GOOD FOODS CO	238,188	$2.01M	shares
Spectra Energy PartnersSpectra Energy Partners	56,095	$2M	shares
DOWDUPONT INCDOWDUPONT INC	30,891	$1.99M	shares
RIGTRANSOCEAN LTD	139,347	$1.94M	shares
I AM CAP ACQUISITION COI AM CAP ACQUISITION CO	181,268	$1.84M	shares
QUREUNIQURE NV	50,623	$1.84M	shares
RSXVANECK RUSSIA ETF	82,407	$1.78M	shares
FPEFIRST TR EXCH TRADED FD III	89,428	$1.71M	shares
ABTABBOTT LABORATORIES	22,961	$1.68M	shares
ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP	73,256	$1.63M	shares
JNJJOHNSON & JOHNSON	11,401	$1.57M	shares
CPBTHE CAMPBELLS COMPANY	40,789	$1.49M	shares
FOX CORP CLASS BFOX CORP CLASS B	32,500	$1.49M	shares
BABAALIBABA GROUP HLDG LTD	8,748	$1.44M	shares
METAMETA PLATFORMS INC	8,648	$1.42M	shares
THOMSON REUTERS CORPTHOMSON REUTERS CORP	30,100	$1.38M	shares
EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO	2,818,700	$1.29M	put
USHYISHARES TR	26,036	$1.27M	shares
ROCKWELL COLLINS INCROCKWELL COLLINS INC	936,400	$1.25M	put
SCORPIO BULKERS INCSCORPIO BULKERS INC	161,973	$1.17M	shares
AEOAMERICAN EAGLE OUTFITTERS IN	47,000	$1.17M	shares
PFFISHARES TR	31,257	$1.16M	shares
AMGNAMGEN INC	5,356	$1.11M	shares
DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS…	332,800	$1.08M	call
ADBEADOBE INC	3,857	$1.04M	shares
IBMINTERNATIONAL BUSINESS MACHS	6,870	$1.04M	shares
FORUM MERGER II CORPFORUM MERGER II CORP	100,700	$1.02M	shares
FRONT YD RESIDENTIAL CORPFRONT YD RESIDENTIAL CORP	92,900	$1.01M	shares
STZCONSTELLATION BRANDS INC	4,540	$979K	shares
MVOMV OIL TR	82,561	$963K	shares
iShares MSCI Russia ETF Spe…iShares MSCI Russia ETF Special	27,124	$954K	shares
EPPISHARES INC	19,000	$863K	shares
TENZING ACQUISITION CORPTENZING ACQUISITION CORP	85,378	$859K	shares
ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L	75,695	$827K	shares
FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC	31,300	$785K	shares
KMG CHEMICALS INCKMG CHEMICALS INC	10,305	$779K	shares
SPIBSPDR SERIES TRUST	23,266	$775K	shares
XOMEXXON MOBIL CORP	9,086	$773K	shares
TRIVAGO N V SPON ADS A SHS NTRIVAGO N V SPON ADS A SHS N	125,488	$773K	shares
LEISURE ACQUISITION CORPLEISURE ACQUISITION CORP	74,406	$759K	shares
HYZDWISDOMTREE TR	31,064	$752K	shares
HONHONEYWELL INTL INC	4,508	$750K	shares
ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP	16,326	$747K	shares
PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW	22,095	$744K	shares
FITBFIFTH THIRD BANCORP	26,592	$742K	shares
FAR PT ACQUISITION CORPFAR PT ACQUISITION CORP	66,990	$689K	shares
NVDANVIDIA CORPORATION	2,429	$683K	shares
STATE BANK FINL CORP COMSTATE BANK FINL CORP COM	22,367	$675K	shares
MDTMEDTRONIC PLC	6,554	$645K	shares
PMPHILIP MORRIS INTL INC	7,324	$597K	shares
PFEPFIZER INC	13,448	$592K	shares
EMBISHARES TR	5,367	$579K	shares
SPABSPDR SERIES TRUST	20,702	$574K	shares
ALTRA HOLDINGS INCALTRA HOLDINGS INC	13,500	$558K	shares
TGTTARGET CORP	6,140	$542K	shares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	7,760	$529K	shares
E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP	9,991	$523K	shares

How Q4 2018 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-19-000952	base		2019-02-15	acceptance time not in the bulk data set	2026-10-07 19:02:51 UTC