13F-HR filed by Bluefin Trading, LLC
Bluefin Trading, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-15, with 512 holding rows worth $689,356,000.
- Accession
- 0001085146-19-003024
- Filer
- CIK 1532351
- Filed
- 2019-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 512 entries on the cover page, a total value of $689,356,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $689,356,000 with VALUE read as thousands by filing date, 13F file number 028-15133. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,551,505 | $169,301,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 123,777 | $36,734,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 361,000 | $20,942,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 120,547 | $20,159,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 26,750 | $19,115,000 | thousands by filing date | principal |
| RAYTHEON CO | 755111507 | COM NEW | 66,418 | $13,031,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 256,478 | $10,208,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 284,523 | $9,389,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 758,600 | $9,239,000 | thousands by filing date | call |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 181,990 | $8,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 240,440 | $8,483,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 165,624 | $8,282,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 534,963 | $7,629,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 260,792 | $7,357,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 55,527 | $7,079,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 122,800 | $6,796,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 112,264 | $6,502,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 192,402 | $5,703,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 21,981 | $5,697,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 50,143 | $5,502,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,958 | $5,367,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 105,049 | $5,299,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 41,570 | $5,215,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 21,150 | $5,094,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 43,346 | $4,913,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 62,134 | $4,705,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 72,846 | $4,513,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 85,418 | $4,480,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 1,618,400 | $4,236,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 107,673 | $4,074,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,900 | $3,921,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 126,469 | $3,902,000 | thousands by filing date | |
| CLARIVATE ANALYTICS PLC | G21810117 | *W EXP 05/13/202 | 659,535 | $3,885,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,316 | $3,691,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 58,168 | $3,534,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 12,890 | $3,431,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 117,802 | $3,415,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 77,400 | $3,385,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 330,900 | $3,348,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 108,925 | $3,177,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 300,000 | $3,129,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 228,200 | $3,074,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 948,100 | $3,064,000 | thousands by filing date | put |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 562,022 | $3,055,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 184,216 | $2,911,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 144,238 | $2,846,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 54,000 | $2,739,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 66,550 | $2,720,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20,181 | $2,679,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 53,057 | $2,620,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M100 | COM CL A | 250,000 | $2,583,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 511,300 | $2,509,000 | thousands by filing date | put |
| INVESCO | 46138J825 | EXCHANGE TRADED | 115,211 | $2,462,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 34,448 | $2,380,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 203,029 | $2,367,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 74,623 | $2,295,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 38,494 | $2,278,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 83,159 | $2,152,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 88,957 | $2,112,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 99,221 | $2,108,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 107,900 | $2,102,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 52,758 | $2,077,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 78,693 | $2,022,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 74,661 | $2,014,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 121,697 | $1,974,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 548,200 | $1,900,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 21,396 | $1,892,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 1,022,600 | $1,870,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 44,705 | $1,858,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,479 | $1,836,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,459,000 | $1,812,000 | thousands by filing date | call |
| BLACKSTONE INC | 09260D107 | COM | 36,500 | $1,783,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 165,179 | $1,767,000 | thousands by filing date | |
| NEW FRONTIER CORP | G6485P108 | COM CL A | 169,666 | $1,726,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 92,351 | $1,699,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 550,800 | $1,664,000 | thousands by filing date | put |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 82,340 | $1,658,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 16,223 | $1,611,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,913,900 | $1,609,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 20,900 | $1,594,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 14,343 | $1,560,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 598,300 | $1,532,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 1,262,300 | $1,491,000 | thousands by filing date | call |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 56,905 | $1,441,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 242,100 | $1,434,000 | thousands by filing date | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 50,000 | $1,434,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 54,927 | $1,373,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 32,000 | $1,371,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 680,700 | $1,334,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,043 | $1,313,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E109 | COM | 127,500 | $1,301,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 434,700 | $1,281,000 | thousands by filing date | put |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 37,599 | $1,274,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 6,490 | $1,256,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 120,580 | $1,234,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 847,300 | $1,231,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 25,682 | $1,142,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 31,970 | $1,126,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 35,517 | $1,122,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,880,900 | $1,116,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 49,605 | $1,109,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 58,170 | $1,107,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 113,284 | $1,107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 46,000 | $1,097,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 44,239 | $1,078,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 20,700 | $1,074,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 52,176 | $1,062,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,450 | $1,036,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 31,100 | $1,013,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,041 | $994,000 | thousands by filing date | |
| NRC GROUP HLDGS CORP | 629375114 | *W EXP 10/17/202 | 420,044 | $992,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,382 | $985,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,500 | $984,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 103,000 | $975,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 85,600 | $971,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 5,322 | $948,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 5,385 | $937,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 88,600 | $936,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 7,909 | $931,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 43,498 | $926,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 40,364 | $925,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 164,516 | $897,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 14,767 | $891,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 30,416 | $891,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L114 | *W EXP 05/11/202 | 696,288 | $884,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 223,800 | $872,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 298,600 | $867,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 118,000 | $857,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 5,752 | $854,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 3,077 | $850,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 216,800 | $850,000 | thousands by filing date | put |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 104,000 | $828,000 | thousands by filing date | put |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,500 | $817,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 466,900 | $776,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,200 | $774,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,758 | $771,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 135,000 | $765,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 17,801 | $760,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 17,081 | $754,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 47,084 | $750,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 12,800 | $746,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 62,500 | $737,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 2,861,000 | $732,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 497,400 | $725,000 | thousands by filing date | call |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 895,200 | $721,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 358,000 | $720,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 17,889 | $716,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 108,800 | $713,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 10,024 | $708,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 395,900 | $698,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 5,332 | $690,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 31,608 | $677,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,385 | $658,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,600 | $652,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 534 | $651,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 31,827 | $646,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,201 | $639,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 311,200 | $613,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 111,100 | $609,000 | thousands by filing date | put |
| CISION LTD | G1992S109 | SHS | 78,458 | $603,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 20,101 | $593,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,204 | $585,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 40,000 | $574,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 273,700 | $569,000 | thousands by filing date | call |
| MEDICINES CO | 584688105 | COM | 375,400 | $563,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 324 | $562,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 98,700 | $554,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 226,600 | $549,000 | thousands by filing date | call |
| REALTY INCOME CORP COM | 756109104 | REIT | 7,100 | $544,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 46,938 | $542,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 913,800 | $539,000 | thousands by filing date | put |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 16,707 | $538,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 9,300 | $537,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 150,000 | $533,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 311,856 | $533,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 23,087 | $524,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 40,000 | $520,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 708,100 | $516,000 | thousands by filing date | put |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,600 | $515,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 62,500 | $513,000 | thousands by filing date | call |
| INVESCO | 46138J882 | EXCHANGE TRADED | 23,821 | $512,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 19,838 | $506,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 7,700 | $502,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 4,800 | $502,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 10,215 | $493,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,732 | $480,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 29,200 | $474,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 219,600 | $473,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 722,900 | $466,000 | thousands by filing date | put |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 254,700 | $465,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,646 | $464,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 34,433 | $447,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 16,397 | $438,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,586 | $433,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 32,972 | $431,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 46,700 | $428,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 16,000 | $428,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K209 | UNIT 99/99/9999 | 8,918 | $426,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 271,840 | $424,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 18,411 | $420,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,099 | $419,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 334,000 | $408,000 | thousands by filing date | call |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,000 | $407,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A119 | *W EXP 12/01/202 | 308,000 | $394,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,700 | $393,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 18,488 | $393,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 160,000 | $392,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 10,125 | $364,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 25,290 | $358,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 9,174 | $357,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 331,100 | $355,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 15,457 | $354,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,550 | $350,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 24,417 | $346,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 248,000 | $341,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 105,600 | $341,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 394,600 | $339,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 9,841 | $335,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 32,471 | $325,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,500 | $322,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 3,100 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 552,800 | $320,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 42,649 | $319,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,600 | $318,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,400 | $317,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 51,500 | $317,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 8,200 | $307,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 41,000 | $303,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,000 | $302,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 438,500 | $297,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 4,143 | $296,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 90,300 | $292,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 11,400 | $291,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,646 | $287,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,704 | $286,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 366,700 | $285,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3,143 | $284,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 910,000 | $280,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 606,400 | $278,000 | thousands by filing date | put |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 11,339 | $275,000 | thousands by filing date | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 68,446 | $272,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 545,900 | $270,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 325,000 | $270,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 1,600 | $269,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 72,000 | $268,000 | thousands by filing date | call |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 128,900 | $266,000 | thousands by filing date | put |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,900 | $264,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 16,000 | $261,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,380 | $257,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 45,555 | $256,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 439,400 | $255,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,471 | $254,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 224,800 | $253,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 199,800 | $249,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 39,900 | $245,000 | thousands by filing date | call |
| Berkshire Hathaway Inc | 084670702 | COM | 1,159 | $241,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,262 | $240,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 22,395 | $238,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 147,600 | $236,000 | thousands by filing date | put |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 15,700 | $234,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,000 | $233,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 281,100 | $224,000 | thousands by filing date | put |
| VERSUM MATLS INC | 92532W103 | COM | 4,200 | $222,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,800 | $219,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 226,100 | $218,000 | thousands by filing date | call |
| CISION LTD | G1992S109 | SHS | 250,000 | $216,000 | thousands by filing date | call |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 25,000 | $215,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 207,500 | $215,000 | thousands by filing date | put |
| BEST BUY INC COM | 086516101 | Stock | 3,100 | $214,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,200 | $212,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,000 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 147,600 | $207,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 67,000 | $207,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,222 | $206,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,901 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 551,100 | $202,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 69,600 | $201,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 295,000 | $191,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 309,300 | $191,000 | thousands by filing date | call |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 51,500 | $184,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 34,211 | $176,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 228,300 | $175,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 247,100 | $170,000 | thousands by filing date | call |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,086,300 | $167,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 18,100 | $165,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 21,435 | $161,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 21,510 | $161,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 141,700 | $158,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,435 | $151,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 86,200 | $150,000 | thousands by filing date | put |
| DAVITA INC COM | 23918K108 | Stock | 100,000 | $145,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 60,000 | $144,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 74,000 | $142,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 257,200 | $141,000 | thousands by filing date | call |
| CISION LTD | G1992S109 | SHS | 250,000 | $140,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 100,000 | $138,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 461,600 | $136,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 143,400 | $135,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 30,000 | $134,000 | thousands by filing date | call |
| BIOCERES CROP SOLUTIONS CORP | G1117K114 | CMN | 20,795 | $134,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 13,375 | $134,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | 61946M118 | *W EXP 10/23/202 | 116,357 | $134,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 487,700 | $132,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 38,200 | $132,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 122,000 | $128,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 14,000 | $127,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 232,400 | $126,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 106,000 | $124,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 16,335 | $124,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 100,000 | $120,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 63,100 | $115,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 91,900 | $113,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 28,500 | $109,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 610,700 | $107,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 31,800 | $104,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 109,600 | $101,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 56,500 | $99,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 109,700 | $97,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 11,550 | $97,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 85,700 | $94,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 57,900 | $93,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 684,100 | $92,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 92,700 | $91,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 276,100 | $89,000 | thousands by filing date | put |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,189,400 | $88,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 62,800 | $87,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 14,800 | $85,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 50,000 | $85,000 | thousands by filing date | call |
| HARROW INC | 415858109 | COM | 87,500 | $85,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 140,300 | $83,000 | thousands by filing date | call |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 138,766 | $83,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 179,300 | $79,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 74,400 | $78,000 | thousands by filing date | put |
| BIOCERES CROP SOLUTIONS CORP | G1117K106 | *W EXP 03/14/202 | 229,467 | $78,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A115 | *W EXP 02/28/202 | 128,500 | $76,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,400 | $75,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 11,100 | $75,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 60,100 | $72,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 126,700 | $72,000 | thousands by filing date | call |
| ATLASSIAN CORP | G06242104 | CL A | 26,000 | $72,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 261,900 | $66,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 160,500 | $65,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 41,200 | $64,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 58,800 | $64,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 72,300 | $62,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 14,600 | $61,000 | thousands by filing date | put |
| HARROW INC | 415858109 | COM | 87,500 | $61,000 | thousands by filing date | put |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 196,500 | $60,000 | thousands by filing date | call |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 100,000 | $60,000 | thousands by filing date | |
| TKK SYMPHONY ACQUISITION COR | G88950137 | RIGHT 02/20/2020 | 250,400 | $60,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,800 | $59,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 10,600 | $59,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 15,800 | $59,000 | thousands by filing date | put |
| PAPA JOHNS INTL INC | 698813102 | COM | 24,500 | $59,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 18,600 | $58,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $58,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 125,900 | $58,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 202,900 | $58,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,000 | $57,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 160,002 | $56,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 351,500 | $54,000 | thousands by filing date | put |
| TKK SYMPHONY ACQUISITION COR | G88950129 | *W EXP 02/20/202 | 584,900 | $53,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 126,400 | $52,000 | thousands by filing date | call |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 130,000 | $52,000 | thousands by filing date | put |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 11,600 | $52,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 11,800 | $51,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 68,800 | $51,000 | thousands by filing date | put |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 66,467 | $51,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,200 | $50,000 | thousands by filing date | call |
| ALLEGRO MERGER CORP-RTS | 01749N129 | RIGHT 12/31/2023 | 201,060 | $50,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 51,900 | $49,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 37,100 | $49,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 19,200 | $49,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 111,200 | $48,000 | thousands by filing date | put |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 39,300 | $47,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 46,400 | $46,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 21,000 | $45,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 51,900 | $45,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 10,000 | $45,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 11,007 | $45,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 13,500 | $44,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 30,000 | $44,000 | thousands by filing date | call |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 59,300 | $44,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 103,400 | $43,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 27,600 | $43,000 | thousands by filing date | call |
| AKERNA CORP | 00973W110 | WTS | 59,400 | $43,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 51,300 | $42,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,000 | $42,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 234,141 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 204,600 | $41,000 | thousands by filing date | call |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 187,180 | $41,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 12,700 | $38,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 42,000 | $38,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 12,600 | $37,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 46,700 | $37,000 | thousands by filing date | put |
| NIO INC SPON ADS | 62914V106 | ADR | 640,000 | $37,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 14,000 | $37,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 50,009 | $36,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,300 | $35,000 | thousands by filing date | call |
| TOTTENHAM ACQUISITION I LTD | G8959N122 | RIGHT 11/06/2020 | 171,000 | $35,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 33,600 | $34,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,500 | $33,000 | thousands by filing date | put |
| DASEKE INC | 23753F107 | COM | 13,135 | $33,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B208 | *W EXP 07/21/202 | 88,428 | $33,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 24,000 | $32,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 14,000 | $30,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 118,800 | $30,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 35,000 | $30,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 363,300 | $29,000 | thousands by filing date | call |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 21,000 | $29,000 | thousands by filing date | call |
| TWELVE SEAS INVESTMENT COMPA | G9145A131 | RIGHT 12/22/2019 | 89,404 | $29,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,600 | $28,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 68,800 | $27,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 13,600 | $27,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 90,000 | $27,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 47,500 | $27,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 17,660 | $27,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34986F111 | W EXP 09/30/202 | 45,600 | $27,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 10,000 | $26,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,300 | $26,000 | thousands by filing date | put |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 267,950 | $25,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 60,100 | $24,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 11,100 | $23,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 11,800 | $23,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 12,300 | $23,000 | thousands by filing date | put |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,800 | $23,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 70,000 | $23,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,200 | $22,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 19,100 | $22,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 49,400 | $21,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 35,300 | $21,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 11,000 | $21,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 58,600 | $21,000 | thousands by filing date | call |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 307,600 | $21,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 150,000 | $21,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 15,100 | $21,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 20,000 | $21,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 13,600 | $20,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 208,900 | $20,000 | thousands by filing date | call |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 162,410 | $20,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 28,500 | $19,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 14,000 | $19,000 | thousands by filing date | put |
| CHARDAN HEALTHCARE ACQUISITI | 15957A116 | *W EXP 12/13/202 | 25,000 | $19,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 31,700 | $18,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 15,700 | $18,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 90,000 | $18,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 11,900 | $17,000 | thousands by filing date | call |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 101,600 | $17,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 283,900 | $16,000 | thousands by filing date | put |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 54,500 | $16,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 42,000 | $15,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 15,800 | $15,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 37,200 | $15,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 75,000 | $15,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 306,300 | $15,000 | thousands by filing date | put |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 85,378 | $15,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,000 | $14,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 50,000 | $14,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 18,300 | $14,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 22,000 | $13,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 62,500 | $13,000 | thousands by filing date | put |
| UNIQURE NV | N90064101 | SHS | 52,000 | $12,000 | thousands by filing date | call |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 24,200 | $12,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X101 | COM | 22,400 | $12,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N122 | *W EXP 06/08/202 | 18,200 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 44,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,000 | $10,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 32,300 | $10,000 | thousands by filing date | call |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 285,300 | $10,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 10,100 | $9,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 45,600 | $9,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 13,500 | $9,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 51,500 | $9,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 30,000 | $8,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 62,500 | $8,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 25,000 | $8,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CO-RTS | G35006132 | RIGHT 04/26/2022 | 25,000 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 12,400 | $6,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 277,700 | $6,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,900 | $5,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,200 | $5,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 54,700 | $5,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27,700 | $5,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 36,600 | $5,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 44,075 | $5,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,400 | $4,000 | thousands by filing date | call |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 48,200 | $4,000 | thousands by filing date | put |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 77,600 | $4,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,000 | $4,000 | thousands by filing date | call |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 33,663 | $4,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,500 | $3,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 10,700 | $3,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 84,400 | $3,000 | thousands by filing date | call |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 24,910 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,100 | $2,000 | thousands by filing date | put |
| CANOPY GROWTH CORP | 138035100 | COM | 67,000 | $2,000 | thousands by filing date | call |
| TIVO CORP | 88870P106 | COM | 10,000 | $2,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 10,000 | $2,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 10,000 | $1,000 | thousands by filing date | put |
| ALCOA CORP COM | 013872106 | Stock | 50,500 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-19-003024 | this filing | 2019-11-15 | acceptance time not in the bulk data set |