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Disclosery

B. Riley Wealth Management, Inc.

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13F filer, CIK 1599892, Memphis, TN

B. Riley Wealth Management, Inc. reported holdings worth $1,298,130,000 (the sum of its rows) across 626 holdings for the quarter ended 2022-03-31, in a 13F-HR filed 2022-05-10. The total stated on the cover page is $1,298,133,000,000. Its ten largest share positions make up 24.79% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001213900-22-025213

The cover page states a total of $1,298,133,000,000, about 1,000 times the sum of the rows, $1,298,130,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.

Period
2022-03-31
Value, sum of rows
$1.3B
Stated on the cover page
$1.3T
Holdings
626
Top 10 weight
24.79%
New
69
Sold out
97

Largest buys vs the previous quarter

SecurityShares changeApprox. value
CSMadded+138,838$7.47M
CWBadded+83,615$6.43M
PDBCnew+320,918$5.66M
MINTadded+38,371$3.84M
FTSMadded+44,747$2.66M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
SPYreduced-35,351-$16M
AMGNreduced-63,894-$15.5M
BACreduced-274,227-$11.3M
JPMreduced-643,258-$11.3M
DBCexited-366,122-$7.61M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2022

Share positions as resolved from 13F-HR 0001213900-22-025213, largest first. % of portfolio is the value over $1,298,130,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
LINDE PLC/OLDLINDE PLC/OLDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 776 shares 776$248K0.02%new
KWKENNEDY-WILSON HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,090 shares; 2021Q4: 10,090 shares; 2022Q1: 10,188 shares 10,188$248K0.02%+98Timeline
ASOACADEMY SPORTS & OUTDOORS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 7,675 shares; 2021Q2: not reported; 2021Q3: 6,006 shares; 2021Q4: 5,701 shares; 2022Q1: 6,164 shares 6,164$243K0.02%+463Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 3,809 shares; 2021Q4: 4,546 shares; 2022Q1: 4,527 shares 4,527$241K0.02%-19Timeline
MOSMOSAIC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 3,615 shares 3,615$240K0.02%newTimeline
DPZDOMINOS PIZZA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 763 shares; 2021Q3: 796 shares; 2021Q4: 902 shares; 2022Q1: 589 shares 589$240K0.02%-313Timeline
IWNISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,091 shares; 2021Q4: 2,193 shares; 2022Q1: 1,485 shares 1,485$240K0.02%-708Timeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 8,573 shares; 2020Q4: 13,125 shares; 2021Q1: 10,017 shares; 2021Q2: 10,740 shares; 2021Q3: 9,604 shares; 2021Q4: 8,623 shares; 2022Q1: 5,435 shares 5,435$238K0.02%-3,188Timeline
XGLQXCLOUGH GLOBAL EQUITY FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 20,300 shares 20,300$238K0.02%newTimeline
ARKQARK ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,400 shares; 2021Q3: not reported; 2021Q4: 2,698 shares; 2022Q1: 3,515 shares 3,515$238K0.02%+817Timeline
PAYXPAYCHEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,183 shares; 2021Q4: 2,216 shares; 2022Q1: 1,740 shares 1,740$237K0.02%-476Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 31,260 shares 31,260$237K0.02%new
IPATH PURE BETA CRUDE OILIPATH PURE BETA CRUDE OILQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 7,347 shares 7,347$237K0.02%new
MPTMEDICAL PROPERTIES TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 12,188 shares; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 8,616 shares; 2022Q1: 11,183 shares 11,183$236K0.02%+2,567Timeline
LUCID GROUP INCLUCID GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 10,220 shares; 2022Q1: 9,270 shares 9,270$235K0.02%-950
HESS CORPHESS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 2,200 shares 2,200$235K0.02%new
IUSINVESCO EXCH TRD SLF IDX FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 6,362 shares; 2021Q2: 6,342 shares; 2021Q3: 5,748 shares; 2021Q4: 5,804 shares; 2022Q1: 5,804 shares 5,804$235K0.02%0Timeline
NOVAN INC COM NEWNOVAN INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 19,157 shares; 2021Q3: 22,000 shares; 2021Q4: 33,150 shares; 2022Q1: 59,650 shares 59,650$235K0.02%+26,500
BPBP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 25,521 shares; 2020Q4: not reported; 2021Q1: 8,207 shares; 2021Q2: 8,182 shares; 2021Q3: 9,648 shares; 2021Q4: 7,954 shares; 2022Q1: 7,969 shares 7,969$234K0.02%+15Timeline
XLBSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,532 shares; 2021Q3: 2,547 shares; 2021Q4: 2,275 shares; 2022Q1: 2,657 shares 2,657$234K0.02%+382Timeline
IBBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,438 shares; 2021Q4: not reported; 2022Q1: 1,784 shares 1,784$232K0.02%newTimeline
XLCSELECT SECTOR SPDR TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 6,265 shares; 2020Q4: 3,611 shares; 2021Q1: 3,612 shares; 2021Q2: 3,642 shares; 2021Q3: 3,642 shares; 2021Q4: 3,328 shares; 2022Q1: 3,358 shares 3,358$231K0.02%+30Timeline
ELVELEVANCE HEALTH INC FORMERLYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 471 shares 471$231K0.02%newTimeline
INVESCO HIGH INCOME 2024 TARINVESCO HIGH INCOME 2024 TARQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 25,103 shares; 2020Q4: 25,611 shares; 2021Q1: 25,611 shares; 2021Q2: 25,611 shares; 2021Q3: 25,611 shares; 2021Q4: 25,611 shares; 2022Q1: 25,611 shares 25,611$231K0.02%0
NDAQNASDAQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,129 shares; 2021Q4: 1,129 shares; 2022Q1: 1,280 shares 1,280$228K0.02%+151Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 31,000 shares; 2021Q2: 35,000 shares; 2021Q3: 33,500 shares; 2021Q4: 33,000 shares; 2022Q1: 45,000 shares 45,000$226K0.02%+12,000
REGNREGENERON PHARMACEUTICALSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 322 shares 322$225K0.02%newTimeline
BARGRANITESHARES GOLD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 30,056 shares; 2020Q4: 23,392 shares; 2021Q1: 21,392 shares; 2021Q2: 20,892 shares; 2021Q3: 20,892 shares; 2021Q4: 16,718 shares; 2022Q1: 11,718 shares 11,718$225K0.02%-5,000Timeline
DALDELTA AIR LINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 5,616 shares; 2021Q4: 5,355 shares; 2022Q1: 5,655 shares 5,655$224K0.02%+300Timeline
TFCTRUIST FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 3,722 shares; 2021Q4: 3,922 shares; 2022Q1: 3,948 shares 3,948$224K0.02%+26Timeline
DDDUPONT DE NEMOURS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 3,110 shares; 2022Q1: 3,010 shares 3,010$221K0.02%-100Timeline
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 4,099 shares; 2021Q4: 1,910 shares; 2022Q1: 2,105 shares 2,105$220K0.02%+195Timeline
VTEBVANGUARD MUN BD FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 4,252 shares; 2021Q4: 4,257 shares; 2022Q1: 4,260 shares 4,260$220K0.02%+3Timeline
PKWINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,687 shares; 2021Q3: 2,427 shares; 2021Q4: 2,433 shares; 2022Q1: 2,433 shares 2,433$220K0.02%0Timeline
LQDHISHARES U S ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,090 shares; 2021Q4: 2,770 shares; 2022Q1: 2,356 shares 2,356$220K0.02%-414Timeline
JNKSPDR SERIES TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 28,973 shares; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 7,417 shares 7,417$219K0.02%newTimeline
STAGSTAG INDUSTRIAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 4,548 shares; 2022Q1: 5,308 shares 5,308$219K0.02%+760Timeline
LNGCHENIERE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 1,574 shares 1,574$218K0.02%newTimeline
BITOPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 19,027 shares; 2022Q1: 7,617 shares 7,617$218K0.02%-11,410Timeline
ITOTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,267 shares; 2021Q4: 2,267 shares; 2022Q1: 2,145 shares 2,145$216K0.02%-122Timeline
CTOCTO RLTY GROWTH INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,425 shares; 2021Q2: 10,044 shares; 2021Q3: 4,844 shares; 2021Q4: 3,404 shares; 2022Q1: 3,252 shares 3,252$216K0.02%-152Timeline
QVMTINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5,434 shares; 2021Q2: 5,176 shares; 2021Q3: 4,880 shares; 2021Q4: 4,809 shares; 2022Q1: 4,809 shares 4,809$216K0.02%0Timeline
FXZFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 3,000 shares 3,000$215K0.02%newTimeline
AONAON PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 669 shares; 2022Q1: 653 shares 653$213K0.02%-16Timeline
RWAYRUNWAY GROWTH FINANCE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 15,688 shares 15,688$213K0.02%newTimeline
CALFPACER FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 5,925 shares; 2021Q2: 5,926 shares; 2021Q3: 5,356 shares; 2021Q4: 5,299 shares; 2022Q1: 5,299 shares 5,299$212K0.02%0Timeline
EMCBWISDOMTREE TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 3,865 shares; 2021Q2: 3,215 shares; 2021Q3: 3,215 shares; 2021Q4: 3,215 shares; 2022Q1: 3,215 shares 3,215$212K0.02%0Timeline
XEVVXEATON VANCE LIMITED DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 13,954 shares; 2021Q1: 14,954 shares; 2021Q2: 16,970 shares; 2021Q3: 17,471 shares; 2021Q4: 17,971 shares; 2022Q1: 17,954 shares 17,954$210K0.02%-17Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 17,757 shares; 2020Q4: 12,506 shares; 2021Q1: 12,408 shares; 2021Q2: 14,411 shares; 2021Q3: 12,587 shares; 2021Q4: 12,515 shares; 2022Q1: 11,967 shares 11,967$210K0.02%-548
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 13,623 shares; 2022Q1: 20,867 shares 20,867$209K0.02%+7,244Timeline
OVERSEAS SHIPHOLDING GROUP IOVERSEAS SHIPHOLDING GROUP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 100,000 shares; 2021Q2: not reported; 2021Q3: 100,000 shares; 2021Q4: 100,000 shares; 2022Q1: 100,000 shares 100,000$209K0.02%0
POOLPOOL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 593 shares; 2021Q1: not reported; 2021Q2: 449 shares; 2021Q3: not reported; 2021Q4: 454 shares; 2022Q1: 488 shares 488$206K0.02%+34Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 22,437 shares; 2021Q4: 19,208 shares; 2022Q1: 15,708 shares 15,708$206K0.02%-3,500Timeline
TMUST-MOBILE US INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 1,594 shares; 2021Q4: 1,794 shares; 2022Q1: 1,598 shares 1,598$205K0.02%-196Timeline
BSTZBLACKROCK SCIENCE & TECHNOLOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 64,791 shares; 2020Q4: 54,573 shares; 2021Q1: 46,074 shares; 2021Q2: 50,575 shares; 2021Q3: 50,576 shares; 2021Q4: 37,283 shares; 2022Q1: 6,986 shares 6,986$205K0.02%-30,297Timeline
RZVINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 2,226 shares; 2021Q3: not reported; 2021Q4: 2,121 shares; 2022Q1: 2,121 shares 2,121$205K0.02%0Timeline
KHCKRAFT HEINZ COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 5,181 shares 5,181$204K0.02%newTimeline
RPMRPM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 3,616 shares; 2021Q4: 3,419 shares; 2022Q1: 2,504 shares 2,504$204K0.02%-915Timeline
IYRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 2,130 shares; 2021Q4: 2,195 shares; 2022Q1: 1,871 shares 1,871$203K0.02%-324Timeline
KEYKEYCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 8,881 shares; 2022Q1: 9,007 shares 9,007$202K0.02%+126Timeline
BUFRFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 9,694 shares; 2021Q4: 9,310 shares; 2022Q1: 8,510 shares 8,510$202K0.02%-800Timeline
PHOINVESCO EXCHANGE TRADED FD TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 4,406 shares; 2021Q1: 4,407 shares; 2021Q2: 3,955 shares; 2021Q3: 4,096 shares; 2021Q4: 4,017 shares; 2022Q1: 3,818 shares 3,818$202K0.02%-199Timeline
VKQINVESCO MUNICIPAL TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 21,149 shares; 2020Q4: 17,535 shares; 2021Q1: 17,535 shares; 2021Q2: 17,535 shares; 2021Q3: 17,535 shares; 2021Q4: 17,535 shares; 2022Q1: 17,535 shares 17,535$202K0.02%0Timeline
SABA CAPITAL INCOME & OPRNTSABA CAPITAL INCOME & OPRNTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 51,250 shares; 2021Q4: 41,250 shares; 2022Q1: 43,750 shares 43,750$198K0.02%+2,500
BROADMARK RLTY CAP INCBROADMARK RLTY CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 11,775 shares; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 18,874 shares; 2021Q3: 15,604 shares; 2021Q4: 20,372 shares; 2022Q1: 22,822 shares 22,822$197K0.02%+2,450
FTRIFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 11,604 shares 11,604$192K0.01%newTimeline
PAGPPLAINS GP HLDGS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 50,903 shares; 2020Q4: 20,010 shares; 2021Q1: 24,515 shares; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 12,324 shares; 2022Q1: 16,081 shares 16,081$186K0.01%+3,757Timeline
DPGDUFF & PHELPS UTLITY AND INFQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 11,780 shares; 2021Q4: 10,855 shares; 2022Q1: 12,105 shares 12,105$184K0.01%+1,250Timeline
BWBABCOCK & WILCOX ENTERPRISESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 14,602 shares; 2021Q4: 17,601 shares; 2022Q1: 21,466 shares 21,466$175K0.01%+3,865Timeline
GLOCLOUGH GLOBAL OPPORTUNITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 18,500 shares 18,500$174K0.01%newTimeline
NPCTNUVEEN CORE PLUS IMPACT FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 22,000 shares; 2021Q3: 19,000 shares; 2021Q4: 19,000 shares; 2022Q1: 10,900 shares 10,900$164K0.01%-8,100Timeline
XEADXALLSPRING INCOME OPPORTUNITQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 18,900 shares; 2020Q4: not reported; 2021Q1: 15,900 shares; 2021Q2: 15,900 shares; 2021Q3: 18,600 shares; 2021Q4: 19,600 shares; 2022Q1: 20,600 shares 20,600$163K0.01%+1,000Timeline
TLSTELOS CORP MDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 6,800 shares; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 16,280 shares 16,280$162K0.01%newTimeline
ALTGALTA EQUIPMENT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 16,300 shares; 2020Q4: 20,350 shares; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,150 shares; 2021Q4: 10,450 shares; 2022Q1: 13,062 shares 13,062$161K0.01%+2,612Timeline
SRTASTRATA CRITICAL MEDICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 30,000 shares; 2021Q3: 20,000 shares; 2021Q4: 29,900 shares; 2022Q1: 18,800 shares 18,800$160K0.01%-11,100Timeline
PAAPLAINS ALL AMERN PIPELINE LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 21,284 shares; 2020Q4: 18,964 shares; 2021Q1: 16,374 shares; 2021Q2: 14,783 shares; 2021Q3: 14,325 shares; 2021Q4: 15,051 shares; 2022Q1: 14,741 shares 14,741$159K0.01%-310Timeline
AMCOR PLCAMCOR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,546 shares; 2021Q4: 13,552 shares; 2022Q1: 13,558 shares 13,558$154K0.01%+6
IIMINVESCO VALUE MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 10,000 shares; 2021Q2: 11,000 shares; 2021Q3: 11,000 shares; 2021Q4: 11,000 shares; 2022Q1: 11,000 shares 11,000$153K0.01%0Timeline
GLVCLOUGH GLOBAL DIVID & INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 16,500 shares 16,500$152K0.01%newTimeline
NFJVIRTUS DIVIDEND INTEREST & PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 11,769 shares; 2021Q2: 11,645 shares; 2021Q3: 11,000 shares; 2021Q4: 10,300 shares; 2022Q1: 10,500 shares 10,500$151K0.01%+200Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 20,797 shares; 2020Q4: 18,733 shares; 2021Q1: 15,523 shares; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,333 shares 10,333$149K0.01%new
VKIINVESCO ADVANTAGE MUN INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 13,000 shares; 2021Q1: 13,000 shares; 2021Q2: 14,000 shares; 2021Q3: 14,000 shares; 2021Q4: 14,000 shares; 2022Q1: 14,000 shares 14,000$146K0.01%0Timeline
CRPTFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,100 shares 10,100$145K0.01%newTimeline
GGNGAMCO GLOBAL GOLD NAT RES &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 20,121 shares; 2020Q4: not reported; 2021Q1: 10,000 shares; 2021Q2: 10,000 shares; 2021Q3: 10,000 shares; 2021Q4: 10,000 shares; 2022Q1: 34,000 shares 34,000$137K0.01%+24,000Timeline
180 DEGREE CAP CORP180 DEGREE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 13,500 shares; 2021Q4: 19,000 shares; 2022Q1: 19,000 shares 19,000$130K0.01%0
STRONGHOLD DIGITAL MINING INSTRONGHOLD DIGITAL MINING INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 13,500 shares; 2022Q1: 21,687 shares 21,687$127K0.01%+8,187
RWTREDWOOD TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,256 shares; 2021Q4: 10,417 shares; 2022Q1: 11,969 shares 11,969$126K0.01%+1,552Timeline
NUVEEN CORPORATE INCOME 2023NUVEEN CORPORATE INCOME 2023Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 14,952 shares; 2020Q4: 14,952 shares; 2021Q1: 14,952 shares; 2021Q2: 14,952 shares; 2021Q3: 14,952 shares; 2021Q4: 13,337 shares; 2022Q1: 13,337 shares 13,337$126K0.01%0
LFMDLIFEMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 49,045 shares; 2021Q4: 32,695 shares; 2022Q1: 34,929 shares 34,929$123K0.01%+2,234Timeline
BNY MELLON ALCENTRA GLOBAL CBNY MELLON ALCENTRA GLOBAL CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 14,993 shares; 2020Q4: 14,430 shares; 2021Q1: 13,881 shares; 2021Q2: 13,881 shares; 2021Q3: 13,881 shares; 2021Q4: 13,881 shares; 2022Q1: 13,881 shares 13,881$118K0.01%0
SELFGLOBAL SELF STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 19,520 shares; 2021Q3: 20,520 shares; 2021Q4: 20,520 shares; 2022Q1: 20,520 shares 20,520$115K0.01%0Timeline
LOTTERY COM INCLOTTERY COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 36,600 shares; 2022Q1: 35,600 shares 35,600$112K0.01%-1,000
CDECOEUR MNG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 28,200 shares; 2021Q4: 27,240 shares; 2022Q1: 24,590 shares 24,590$109K0.01%-2,650Timeline
PIERIS PHARMACEUTICALS INCPIERIS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 33,000 shares; 2021Q4: 34,000 shares; 2022Q1: 34,000 shares 34,000$103K0.01%0
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 13,515 shares; 2021Q4: 12,835 shares; 2022Q1: 15,451 shares 15,451$102K0.01%+2,616Timeline
GILTGILAT SATELLITE NETWORKS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 12,611 shares; 2021Q4: 12,286 shares; 2022Q1: 11,234 shares 11,234$99K0.01%-1,052Timeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 20,755 shares; 2020Q4: 18,314 shares; 2021Q1: 18,314 shares; 2021Q2: 18,314 shares; 2021Q3: 18,314 shares; 2021Q4: 18,314 shares; 2022Q1: 11,755 shares 11,755$96K0.01%-6,559Timeline
SACHSACHEM CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 13,098 shares; 2021Q3: 17,504 shares; 2021Q4: 17,658 shares; 2022Q1: 17,787 shares 17,787$91K0.01%+129Timeline
OXFORD LANE CAP CORPOXFORD LANE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 12,460 shares 12,460$90K0.01%new
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 14,000 shares; 2021Q2: 16,000 shares; 2021Q3: 17,000 shares; 2021Q4: 16,000 shares; 2022Q1: 16,000 shares 16,000$80K0.01%0Timeline
INVESCO MORTGAGE CAPITAL INCINVESCO MORTGAGE CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 20,174 shares; 2021Q2: 30,464 shares; 2021Q3: 31,059 shares; 2021Q4: 31,753 shares; 2022Q1: 32,668 shares 32,668$74K0.01%+915
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 11,075 shares 11,075$68K0.01%newTimeline
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 27,167 shares; 2020Q4: 16,250 shares; 2021Q1: 16,900 shares; 2021Q2: 19,400 shares; 2021Q3: 20,400 shares; 2021Q4: 22,100 shares; 2022Q1: 19,900 shares 19,900$65K0.01%-2,200
EXTERRAN CORPEXTERRAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 10,000 shares; 2021Q3: 10,000 shares; 2021Q4: 10,000 shares; 2022Q1: 10,000 shares 10,000$62K<0.01%0
MAMAMAMAS CREATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 30,900 shares; 2021Q4: 30,900 shares; 2022Q1: 36,490 shares 36,490$61K<0.01%+5,590Timeline
WTIW & T OFFSHORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: 16,962 shares; 2021Q3: 16,962 shares; 2021Q4: 16,962 shares; 2022Q1: 14,000 shares 14,000$53K<0.01%-2,962Timeline
VIRTUS ALLIANZGI CONVERTIBL…VIRTUS ALLIANZGI CONVERTIBLE &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 12,000 shares 12,000$52K<0.01%new
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 18,700 shares; 2021Q4: 18,700 shares; 2022Q1: 16,700 shares 16,700$51K<0.01%-2,000Timeline
GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 50,000 shares; 2021Q2: 50,000 shares; 2021Q3: 50,000 shares; 2021Q4: 50,000 shares; 2022Q1: 50,000 shares 50,000$50K<0.01%0
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 11,900 shares 11,900$48K<0.01%new
VRAYQVIEWRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: 16,500 shares; 2021Q2: 10,500 shares; 2021Q3: 14,250 shares; 2021Q4: 14,250 shares; 2022Q1: 11,500 shares 11,500$45K<0.01%-2,750Timeline
ANIXANIXA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 12,000 shares; 2021Q1: 12,000 shares; 2021Q2: 12,000 shares; 2021Q3: 12,000 shares; 2021Q4: 17,000 shares; 2022Q1: 16,200 shares 16,200$44K<0.01%-800Timeline
IDNINTELLICHECK MOBILISA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: 37,742 shares; 2020Q4: 23,000 shares; 2021Q1: 25,917 shares; 2021Q2: 25,970 shares; 2021Q3: 24,544 shares; 2021Q4: 21,000 shares; 2022Q1: 16,000 shares 16,000$41K<0.01%-5,000Timeline
SPLASH BEVERAGE GROUP INCSPLASH BEVERAGE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 38,500 shares 38,500$39K<0.01%new
FLOTEK INDS INC DELFLOTEK INDS INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 27,000 shares 27,000$34K<0.01%new
BIOTRICITY INC COM NEWBIOTRICITY INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 12,500 shares; 2022Q1: 12,500 shares 12,500$28K<0.01%0
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 25,000 shares 25,000$24K<0.01%new
REDBOX ENTERTAINMENT INCREDBOX ENTERTAINMENT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 10,000 shares 10,000$24K<0.01%new
WISA TECHNOLOGIES INCWISA TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: 11,500 shares; 2021Q1: 11,500 shares; 2021Q2: not reported; 2021Q3: 14,500 shares; 2021Q4: 29,000 shares; 2022Q1: 18,500 shares 18,500$23K<0.01%-10,500
ONCOCYTE CORPONCOCYTE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 14,000 shares; 2021Q4: 15,000 shares; 2022Q1: 15,000 shares 15,000$22K<0.01%0
ELOXX PHARMACEUTICALS INCELOXX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: 48,500 shares; 2022Q1: 37,500 shares 37,500$21K<0.01%-11,000
CMPXCOMPASS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 14,918 shares 14,918$20K<0.01%newTimeline
VASCULAR BIOGENICS LTDVASCULAR BIOGENICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 12,000 shares 12,000$20K<0.01%new
GLOBALSTAR INCGLOBALSTAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 12,995 shares 12,995$19K<0.01%new
DRIVE SHACK INCDRIVE SHACK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: not reported; 2021Q4: not reported; 2022Q1: 12,500 shares 12,500$19K<0.01%new
CELULARITY INCCELULARITY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2020Q2: restricted; 2020Q3: not reported; 2020Q4: not reported; 2021Q1: not reported; 2021Q2: not reported; 2021Q3: 10,000 shares; 2021Q4: 10,000 shares; 2022Q1: 10,000 shares 10,000$14K<0.01%0

Sold out in Q1 2022

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
DBCINVESCO DB COMMDY INDX TRCK366,122$7.61Mshares
VCRVANGUARD WORLD FD6,756$2.3Mshares
VAWVANGUARD WORLD FD10,973$2.16Mshares
VISVANGUARD WORLD FD10,308$2.09Mshares
AAXJISHARES TR22,924$1.9Mshares
PNQIINVESCO EXCHANGE TRADED FD T12,146$1.38Mshares
FAARFIRST TR EXCHANGE TRAD FD VI44,131$1.27Mshares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD23,488$1.12Mshares
RIVRIVERNORTH OPPORTUNITIES FD50,985$813Kshares
LDSFFIRST TR EXCHNG TRADED FD VI35,653$713Kshares
FIXDFIRST TR EXCHNG TRADED FD VI12,679$675Kshares
METMETLIFE INC10,146$634Kshares
SJNKSPDR SERIES TRUST22,617$631Kshares
MGAMAGNA INTL INC7,062$572Kshares
HUNHUNTSMAN CORP16,325$569Kshares
DKSDICKS SPORTING GOODS INC4,916$565Kshares
MBSDFLEXSHARES TR24,244$562Kshares
BSVVANGUARD BD INDEX FDS6,456$522Kshares
FLRNSPDR SERIES TRUST16,877$503Kshares
UBSUBS GROUP AG24,647$440Kshares
FISFIDELITY NATL INFORMATION SV3,962$432Kshares
SPOTSPOTIFY TECHNOLOGY S A1,698$397Kshares
NVRNVR INC67$396Kshares
LHXL3HARRIS TECHNOLOGIES INC1,855$396Kshares
SNAPSNAP INC8,296$390Kshares
TFISPDR SERIES TRUST7,457$372Kshares
JXNJACKSON FINANCIAL INC8,546$357Kshares
ZMZOOM COMMUNICATIONS INC1,920$353Kshares
CVNACARVANA CO1,519$352Kshares
PLDPROLOGIS INC.2,079$350Kshares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR7,870$341Kshares
IEIISHARES TR2,645$340Kshares
FTCSFIRST TR EXCHANGE-TRADED FD4,019$340Kshares
GPGIGPGI INC40,000$328Kshares
QQQEDIREXION SHARES ETF TRUST3,848$328Kshares
ENVIVA PARTNERS LPENVIVA PARTNERS LP4,579$322Kshares
DXCMDEXCOM INC594$319Kshares
CDNSCADENCE DESIGN SYSTEM INC1,687$314Kshares
RMNIRIMINI STR INC DEL52,633$314Kshares
KRESPDR SERIES TRUST4,350$308Kshares
TWITTER INCTWITTER INC7,049$305Kshares
FPXIFIRST TR EXCHANGE-TRADED FD5,202$300Kshares
ROKUROKU INC1,309$299Kshares
PAIWESTERN ASSET INVESTMENT GRA18,350$287Kshares
HOODROBINHOOD MKTS INC15,500$275Kshares
MCHIISHARES TR4,326$272Kshares
RGENREPLIGEN CORP1,008$267Kshares
VODVODAFONE GROUP PLC17,678$264Kshares
ALBALBEMARLE CORP1,110$259Kshares
TDOCTELADOC HEALTH INC2,779$255Kshares
NEARISHARES U S ETF TR5,100$255Kshares
UUNITY SOFTWARE INC1,777$254Kshares
MSIMOTOROLA SOLUTIONS INC933$253Kshares
HUMHUMANA INC546$253Kshares
FLOTISHARES TR4,228$237Kshares
CHWYCHEWY INC3,988$235Kshares
CLCOLGATE PALMOLIVE CO2,722$232Kshares
SLVISHARES SILVER TR10,475$225Kshares
YETIYETI HLDGS INC2,708$224Kshares
TAPMOLSON COORS BEVERAGE CO4,822$223Kshares
RIVNRIVIAN AUTOMOTIVE INC2,136$221Kshares
TE CONNECTIVITY LTDTE CONNECTIVITY LTD1,370$221Kshares
SPLVINVESCO EXCH TRADED FD TR II3,498$219Kshares
LDURPIMCO ETF TR2,181$219Kshares
VTWVVANGUARD SCOTTSDALE FDS1,488$218Kshares
CGCARLYLE GROUP INC3,942$216Kshares
ATLASSIAN CORPATLASSIAN CORP567$216Kshares
AFGRFIRST TR EXCHNG TRADED FD VI7,950$216Kshares
IBUYAMPLIFY ETF TR2,459$216Kshares
BNTXBIONTECH SE831$214Kshares
ONTRAK INCONTRAK INC34,000$214Kshares
WDCWESTERN DIGITAL CORP3,268$213Kshares
STESTERIS PLC866$211Kshares
SCHBSCHWAB STRATEGIC TR1,845$209Kshares
LGHNORTHERN LTS FD TR III4,510$208Kshares
FDUSFIDUS INVT CORP11,500$207Kshares
RILYBRC GROUP HOLDINGS INC2,303$205Kshares
EEMISHARES TR4,157$203Kshares
IVOLKRANESHARES TRUST7,543$203Kshares
DISCOVERY INCDISCOVERY INC8,600$202Kshares
Apollo Global Management IncApollo Global Management Inc2,786$202Kshares
OREALTY INCOME CORP2,806$201Kshares
RCREADY CAPITAL CORP10,626$166Kshares
LUMNLUMEN TECHNOLOGIES INC11,054$139Kshares
PFNPIMCO INCOME STRATEGY FD II13,928$133Kshares
SVCSERVICE PPTYS TR15,000$132Kshares
GDLGDL FD11,933$107Kshares
SEAPORT GLOBAL ACQ CORP; TN…SEAPORT GLOBAL ACQ CORP; TNT ACQ …14,500$107Kshares
DIGITALBRIDGE GROUP INCDIGITALBRIDGE GROUP INC12,448$104Kshares
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 202212,878$104Kshares
NGNOVAGOLD RESOURCES INC13,000$89Kshares
SMITH MICRO SOFTWARE INCSMITH MICRO SOFTWARE INC18,000$89Kshares
DERMJOURNEY MED CORP15,000$81Kshares
THERAPEUTICSMD INCTHERAPEUTICSMD INC135,000$48Kshares
S&W SEED COMPANY COMS&W SEED COMPANY COM13,344$36Kshares
ASENSUS SURGICAL INCASENSUS SURGICAL INC10,125$11Kshares
EROS INTL PLCEROS INTL PLC20,000$5Kshares

How Q1 2022 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001213900-22-025213 base2022-05-10acceptance time not in the bulk data set