B. Riley Wealth Management, Inc.

13F filer, CIK 1599892, Memphis, TN

B. Riley Wealth Management, Inc. reported $847,401,000 across 418 holdings for the quarter ended 2020-09-30, in a 13F-HR filed 2020-11-12. Its ten largest share positions make up 27.24% of the portfolio.

Filed 2020-11-12 (acceptance time not in the bulk data set), ingested 2026-10-07 18:48:21 UTC13F-HR 0001213900-20-036301

Period: 2020-09-30
Reported value: $847M
Holdings: 418
Top 10 weight: 27.24%
New: 134
Sold out: 135

Largest buys vs the previous quarter

Security	Shares change	Approx. value
AAPLadded	+427,070	$49.5M
AMZNadded	+8,516	$26.8M
VGSHnew	+244,081	$19.7M
QQQadded	+41,987	$11.7M
VTHRnew	+49,877	$7.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VUGreduced	-278,128	-$63.3M
EFAexited	-415,976	-$24.4M
CMFexited	-351,204	-$21M
VTVexited	-198,433	-$19.8M
USMVexited	-328,543	-$19.5M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2020

Share positions as resolved from 13F-HR 0001213900-20-036301, largest first. % of portfolio is the value over $846,517,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
AAPLAPPLE INC	453,403	$52.5M	6.2%	+427,070		Timeline
AMZNAMAZON COM INC	13,690	$43.1M	5.09%	+8,516		Timeline
VCSHVANGUARD SCOTTSDALE FDS	325,572	$27M	3.19%	-160,112		Timeline
VGSHVANGUARD SCOTTSDALE FDS	244,081	$19.7M	2.33%	new		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	54,038	$18.1M	2.14%	+10,257		Timeline
AMTAMERICAN TOWER CORP	62,436	$15.1M	1.78%	+32		Timeline
CSMPROSHARES TR	194,690	$14.8M	1.75%	+33,585		Timeline
QQQINVESCO QQQ TR	49,355	$13.7M	1.62%	+41,987		Timeline
BONDPIMCO ETF TR	119,110	$13.4M	1.58%	+7,401		Timeline
HYZDWISDOMTREE TR	634,004	$13.2M	1.56%	+29,306		Timeline
HDHOME DEPOT INC	45,118	$12.5M	1.48%	-26,078		Timeline
VZVERIZON COMMUNICATIONS INC	201,530	$12M	1.42%	+38,052		Timeline
VVISA INC	58,606	$11.7M	1.38%	+10,052		Timeline
MRKMERCK & CO INC	134,659	$11.2M	1.32%	+25,989		Timeline
METAMETA PLATFORMS INC	41,615	$10.9M	1.29%	+3,190		Timeline
TMOTHERMO FISHER SCIENTIFIC INC	24,331	$10.7M	1.27%	-10,242		Timeline
MSFTMICROSOFT CORP	47,956	$10.1M	1.19%	-83,800		Timeline
CCICROWN CASTLE INC	59,675	$9.94M	1.17%	-253		Timeline
LDURPIMCO ETF TR	96,617	$9.86M	1.16%	-1,216		Timeline
MNANYLIM ETF TR	272,351	$9.16M	1.08%	+25,421		Timeline
GOODGLADSTONE COMMERCIAL CORP	508,953	$8.58M	1.01%	+17,534		Timeline
NEENEXTERA ENERGY INC	30,731	$8.53M	1.01%	+579		Timeline
MAMASTERCARD INCORPORATED	24,929	$8.43M	1%	+92		Timeline
GOOGLALPHABET INC	5,689	$8.34M	0.98%	+683		Timeline
TAT&T INC	266,947	$7.61M	0.9%	+88,941		Timeline
VTHRVANGUARD SCOTTSDALE FDS	49,877	$7.59M	0.9%	new		Timeline
COSTCOSTCO WHOLESALE CORPORATION	21,204	$7.53M	0.89%	+2,531		Timeline
ABBVABBVIE INC	85,182	$7.46M	0.88%	+15,838		Timeline
FVDFIRST TR EXCHANGE-TRADED FD	232,278	$7.31M	0.86%	+73,099		Timeline
EWXSPDR INDEX SHS FDS	162,670	$7.22M	0.85%	+28,062		Timeline
HONHONEYWELL INTL INC	42,343	$6.97M	0.82%	-16,193		Timeline
DUKDUKE ENERGY CORP NEW	78,097	$6.92M	0.82%	+13,556		Timeline
BMYBRISTOL-MYERS SQUIBB CO	110,062	$6.64M	0.78%	-10,021		Timeline
UNHUNITEDHEALTH GROUP INC	21,208	$6.61M	0.78%	+2,951		Timeline
DDOMINION ENERGY INC	79,191	$6.25M	0.74%	-428		Timeline
PFEPFIZER INC	169,279	$6.21M	0.73%	-75,301		Timeline
ONEQFIDELITY COMWLTH TR	14,249	$6.18M	0.73%	-225		Timeline
FLOTISHARES TR	112,735	$6.03M	0.71%	new		Timeline
CWBSPDR SERIES TRUST	84,232	$5.8M	0.69%	+9,167		Timeline
XOMEXXON MOBIL CORP	162,913	$5.59M	0.66%	+33,825		Timeline
BABOEING CO	33,541	$5.54M	0.65%	+9,741		Timeline
NVDANVIDIA CORPORATION	10,206	$5.52M	0.65%	+6,505		Timeline
PYPLPAYPAL HLDGS INC	27,396	$5.4M	0.64%	+7,384		Timeline
LMBSFIRST TR EXCHANGE-TRADED FD	103,456	$5.35M	0.63%	+82,806		Timeline
FPEFIRST TR EXCH TRADED FD III	276,990	$5.31M	0.63%	new		Timeline
EPDENTERPRISE PRODS PARTNERS L	327,108	$5.17M	0.61%	-130,609		Timeline
GOOGALPHABET INC	3,506	$5.15M	0.61%	+1,245		Timeline
ZMZOOM COMMUNICATIONS INC	10,564	$4.97M	0.59%	+225		Timeline
GLDSPDR GOLD TR	27,952	$4.95M	0.58%	+10,421		Timeline
DIASTATE STR SPDR DOW JONES IND	17,411	$4.83M	0.57%	+6,052		Timeline
ETENERGY TRANSFER L P	872,767	$4.73M	0.56%	+387,237		Timeline
BABAALIBABA GROUP HLDG LTD	16,059	$4.72M	0.56%	+5,445		Timeline
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L	130,920	$4.48M	0.53%	-4,589
MMM3M CO	27,620	$4.42M	0.52%	+10,802		Timeline
WELLWELLTOWER INC	76,804	$4.23M	0.5%	-2,377		Timeline
PEPPEPSICO INC	28,964	$4.01M	0.47%	-13,417		Timeline
CSCOCISCO SYS INC	99,234	$3.91M	0.46%	+25,728		Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	18,238	$3.88M	0.46%	+11,206		Timeline
SHOPSHOPIFY INC	3,722	$3.81M	0.45%	+1,908		Timeline
JPMJPMORGAN CHASE & CO	39,021	$3.76M	0.44%	+19,091		Timeline
TSLATESLA INC	8,691	$3.73M	0.44%	+7,676		Timeline
LMTLOCKHEED MARTIN CORP	9,587	$3.67M	0.43%	-5,165		Timeline
AMGNAMGEN INC	14,144	$3.6M	0.42%	+4,817		Timeline
PGPROCTER & GAMBLE CO	25,008	$3.48M	0.41%	-12,873		Timeline
XLKSELECT SECTOR SPDR TR	29,024	$3.39M	0.4%	+1,027		Timeline
SOLAR SENIOR CAPITAL LTDSOLAR SENIOR CAPITAL LTD	263,079	$3.31M	0.39%	+857
NKENIKE INC	26,305	$3.3M	0.39%	-25,047		Timeline
OIHVANECK ETF TRUST	33,448	$3.27M	0.39%	new		Timeline
JMBSJANUS DETROIT STR TR	59,442	$3.19M	0.38%	-1,208		Timeline
STWDSTARWOOD PPTY TR INC	205,069	$3.09M	0.37%	-18,801		Timeline
ADBEADOBE INC	6,120	$3M	0.35%	-154		Timeline
ICSHISHARES TR	55,663	$2.81M	0.33%	new		Timeline
TWLOTWILIO INC	11,356	$2.81M	0.33%	+2,469		Timeline
CSXCSX CORP	34,393	$2.67M	0.32%	new		Timeline
XLYSELECT SECTOR SPDR TR	18,123	$2.66M	0.31%	-2,982		Timeline
AVGOBROADCOM INC	7,056	$2.57M	0.3%	+712		Timeline
TGTTARGET CORP	16,271	$2.56M	0.3%	new		Timeline
WMWASTE MGMT INC DEL	22,382	$2.53M	0.3%	+561		Timeline
HQHABRDN HEALTHCARE INVESTORS	122,458	$2.52M	0.3%	+92,577		Timeline
TTDTHE TRADE DESK INC	4,861	$2.52M	0.3%	+3,152		Timeline
DOCHEALTHPEAK PROPERTIES INC	91,996	$2.5M	0.3%	-4,819		Timeline
DWMWISDOMTREE TR	54,384	$2.47M	0.29%	+5,768		Timeline
ENBENBRIDGE INC	84,429	$2.46M	0.29%	+3,246		Timeline
PFLTPENNANTPARK FLOATING RATE CA	292,046	$2.46M	0.29%	+1,436		Timeline
WMTWALMART INC	17,529	$2.45M	0.29%	-6,906		Timeline
HPFHANCOCK JOHN PFD INCOME FD I	134,430	$2.4M	0.28%	-17,919		Timeline
JNJJOHNSON & JOHNSON	14,910	$2.22M	0.26%	-29,040		Timeline
ABTABBOTT LABORATORIES	20,080	$2.19M	0.26%	new		Timeline
PHYSSPROTT ASSET MANAGEMENT LP	137,921	$2.08M	0.25%	+62,133		Timeline
NUVEENNUVEEN	232,203	$2.05M	0.24%	+12,852
MPLXMPLX LP	129,596	$2.04M	0.24%	+112,253		Timeline
RSPINVESCO EXCHANGE TRADED FD T	18,730	$2.02M	0.24%	+1,208		Timeline
BILSPDR SERIES TRUST	21,899	$2M	0.24%	-1,678		Timeline
KMIKINDER MORGAN INC DEL	159,631	$1.97M	0.23%	+79,981		Timeline
SRESEMPRA	16,366	$1.94M	0.23%	-4,330		Timeline
LLYELI LILLY & CO	12,937	$1.92M	0.23%	-2,125		Timeline
AWKAMERICAN WTR WKS CO INC NEW	13,039	$1.89M	0.22%	+947		Timeline
MLMMARTIN MARIETTA MATLS INC	8,011	$1.89M	0.22%	-162		Timeline
CRMSALESFORCE INC	7,427	$1.87M	0.22%	+3,836		Timeline
LDPCOHEN & STEERS LTD DURATION	79,126	$1.85M	0.22%	+2,850		Timeline
SNAPSNAP INC	70,756	$1.85M	0.22%	+58,575		Timeline
ENVIVA PARTNERS LPENVIVA PARTNERS LP	45,246	$1.82M	0.22%	new
SBACSBA COMMUNICATIONS CORP	5,660	$1.8M	0.21%	+13		Timeline
SONOSONOS INC	112,010	$1.7M	0.2%	-10,000		Timeline
CIBRFIRST TR EXCHANGE-TRADED FD	48,493	$1.69M	0.2%	+35,923		Timeline
BSTZBLACKROCK SCIENCE & TECHNOLO	64,791	$1.66M	0.2%	+27,691		Timeline
CMCSACOMCAST CORP NEW	34,925	$1.62M	0.19%	+26,522		Timeline
UBERUBER TECHNOLOGIES INC	43,424	$1.58M	0.19%	+3,697		Timeline
BHKBLACKROCK CORE BD TR	99,280	$1.55M	0.18%	new		Timeline
ARCCARES CAPITAL CORP	111,097	$1.55M	0.18%	+33,795		Timeline
KOCOCA COLA CO	31,217	$1.54M	0.18%	-38,072		Timeline
FDXFEDEX CORP	5,942	$1.5M	0.18%	+1,708		Timeline
XLVSELECT SECTOR SPDR TR	13,303	$1.48M	0.18%	+3,651		Timeline
TOTLSSGA ACTIVE ETF TR	29,842	$1.47M	0.17%	+1,220		Timeline
NSCNORFOLK SOUTHN CORP	6,830	$1.46M	0.17%	new		Timeline
PAPRINNOVATOR ETFS TRUST	54,679	$1.46M	0.17%	0		Timeline
APHAMPHENOL CORP	13,396	$1.45M	0.17%	new		Timeline
BCEBCE INC	34,024	$1.41M	0.17%	+6,338		Timeline
KBWYINVESCO EXCH TRADED FD TR II	77,842	$1.36M	0.16%	-250		Timeline
NFLXNETFLIX INC.	2,717	$1.36M	0.16%	+548		Timeline
FDNFIRST TR EXCHANGE-TRADED FD	7,129	$1.34M	0.16%	new		Timeline
IWOISHARES TR	6,015	$1.33M	0.16%	-1,516		Timeline
SLRCSLR INVESTMENT CORP	83,225	$1.32M	0.16%	+100		Timeline
SKILLSOFT CORP CL ASKILLSOFT CORP CL A	155,555	$1.32M	0.16%	0
BXBLACKSTONE INC	24,063	$1.26M	0.15%	+8,366		Timeline
DONWISDOMTREE TR	21,498	$1.25M	0.15%	new		Timeline
RTXRTX CORPORATION	21,429	$1.23M	0.15%	-32,379		Timeline
DAUGFIRST TR EXCHNG TRADED FD VI	38,640	$1.23M	0.15%	-20,000		Timeline
KMBKIMBERLY-CLARK CORP	8,321	$1.23M	0.15%	-1,200		Timeline
PEYINVESCO EXCHANGE TRADED FD T	84,433	$1.21M	0.14%	+1,843		Timeline
PGXINVESCO EXCH TRADED FD TR II	82,287	$1.21M	0.14%	new		Timeline
PFFISHARES TR	33,143	$1.21M	0.14%	-26,815		Timeline
TDOCTELADOC HEALTH INC	5,478	$1.2M	0.14%	+2,564		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	3,535	$1.2M	0.14%	+100		Timeline
BACBANK OF AMER CORP	49,219	$1.19M	0.14%	new		Timeline
GPNGLOBAL PMTS INC	6,669	$1.18M	0.14%	+112		Timeline
VSATVIASAT INC	34,389	$1.18M	0.14%	-5,000		Timeline
ECLECOLAB INC	5,878	$1.18M	0.14%	-672		Timeline
SPYDSPDR SERIES TRUST	42,228	$1.16M	0.14%	-7,289		Timeline
DISDISNEY WALT CO	9,253	$1.15M	0.14%	-19,772		Timeline
VGTVANGUARD WORLD FD	3,630	$1.13M	0.13%	+2,272		Timeline
FIXDFIRST TR EXCHNG TRADED FD VI	20,082	$1.1M	0.13%	+15,442		Timeline
CVXCHEVRON CORPORATION	14,913	$1.07M	0.13%	-61,889		Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TR	78,124	$1.07M	0.13%	+7,832
MINTPIMCO ETF TR	10,290	$1.05M	0.12%	+8,198		Timeline
WORKHORSE GROUP INCWORKHORSE GROUP INC	41,200	$1.04M	0.12%	new
SVMK INCSVMK INC	45,000	$995K	0.12%	0
GLOBAL MED REIT INCGLOBAL MED REIT INC	73,413	$991K	0.12%	+50,249
NUVEEN CORPORATE INCM NOVEMENUVEEN CORPORATE INCM NOVEME	110,016	$985K	0.12%	+10,129
FTHYFIRST TR HIGH YIELD OPPRT 20	48,500	$977K	0.12%	new		Timeline
VHTVANGUARD WORLD FD	4,749	$969K	0.11%	+2,385		Timeline
XLFSELECT SECTOR SPDR TR	39,804	$958K	0.11%	+2,784		Timeline
PIMCO DYNAMIC CR INCOME FDPIMCO DYNAMIC CR INCOME FD	47,273	$949K	0.11%	+25,758
SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC	34,148	$917K	0.11%	+4,942
DOVDOVER CORP	8,305	$900K	0.11%	-162		Timeline
AMLPALPS ETF TR	44,972	$899K	0.11%	+3,148		Timeline
PWZINVESCO EXCH TRADED FD TR II	58,508	$885K	0.1%	new		Timeline
BRK-ABERKSHIRE HATHAWAY INC DEL	2,651	$884K		new	Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios.	Timeline
FTCSFIRST TR EXCHANGE-TRADED FD	13,940	$882K	0.1%	new		Timeline
PGHYINVESCO EXCH TRADED FD TR II	40,265	$870K	0.1%	-3,472		Timeline
FXLFIRST TR EXCHANGE-TRADED FD	9,487	$863K	0.1%	+895		Timeline
HCAHCA HEALTHCARE INC	6,863	$856K	0.1%	new		Timeline
BYNDBEYOND MEAT INC	5,085	$844K	0.1%	new		Timeline
ETNEATON CORP PLC	8,216	$838K	0.1%	+3,045		Timeline
TRGPTARGA RES CORP	59,397	$833K	0.1%	+41,756		Timeline
SBUXSTARBUCKS CORP	9,665	$830K	0.1%	-31,368		Timeline
VAWVANGUARD WORLD FD	6,130	$825K	0.1%	new		Timeline
ESTCELASTIC N V	7,599	$820K	0.1%	+2,034		Timeline
XLISELECT SECTOR SPDR TR	10,643	$819K	0.1%	+2,901		Timeline
RDVYFIRST TR EXCHANGE TRADED FD	24,695	$808K	0.1%	-14,262		Timeline
FPEIFIRST TR EXCH TRADED FD III	41,550	$805K	0.1%	-1,731		Timeline
MUNIPIMCO ETF TR	14,235	$800K	0.09%	-200		Timeline
DKLDELEK LOGISTICS PARTNERS LP	28,194	$800K	0.09%	new		Timeline
BLACKROCK MUNI INC TR IIBLACKROCK MUNI INC TR II	53,651	$799K	0.09%	+16,721
JPSTJ P MORGAN EXCHANGE TRADED F	15,576	$791K	0.09%	new		Timeline
TWITTER INCTWITTER INC	16,853	$750K	0.09%	+4,014
AMDADVANCED MICRO DEVICES INC	8,949	$734K	0.09%	new		Timeline
NZFNUVEEN MUN CR INCOME FD	49,903	$733K	0.09%	+9,187		Timeline
MAINMAIN STR CAP CORP	24,722	$731K	0.09%	new		Timeline
COPCONOCOPHILLIPS	21,892	$719K	0.08%	+839		Timeline
PFFAETFIS SER TR I	37,282	$717K	0.08%	+17,063		Timeline
CBCHUBB LIMITED	6,143	$713K	0.08%	+1		Timeline
NADNUVEEN QUALITY MUNCP INCOME	48,804	$709K	0.08%	+35,860		Timeline
SLQDISHARES TR	13,576	$708K	0.08%	0		Timeline
FIRST TR SR FLOATING RATE 20FIRST TR SR FLOATING RATE 20	83,711	$707K	0.08%	+12,980
TC PIPELINES LPTC PIPELINES LP	27,385	$701K	0.08%	-480
SYYSYSCO CORP	11,235	$699K	0.08%	-18,577		Timeline
NOBLPROSHARES TR	9,675	$698K	0.08%	+6,645		Timeline
MBSDFLEXSHARES TR	28,890	$698K	0.08%	+20,170		Timeline
HEALTHCARE RLTY TRHEALTHCARE RLTY TR	22,796	$687K	0.08%	-3,690
ISRGINTUITIVE SURGICAL INC	965	$685K	0.08%	+541		Timeline
ORCLORACLE CORP	11,340	$677K	0.08%	+6,695		Timeline
ADIANALOG DEVICES INC	5,734	$669K	0.08%	new		Timeline
NUVEEN CR OPPORTUNITIES 2022NUVEEN CR OPPORTUNITIES 2022	83,301	$657K	0.08%	+5,624
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	17,279	$650K	0.08%	+2,564
ETSYETSY INC	5,265	$640K	0.08%	new		Timeline
HPQHP INC	33,451	$635K	0.08%	+3,250		Timeline
MELIMERCADOLIBRE INC	583	$631K	0.07%	+275		Timeline
ESIELEMENT SOLUTIONS INC	60,000	$631K	0.07%	0		Timeline
ZZILLOW GROUP INC	6,205	$630K	0.07%	+568		Timeline
CRWDCROWDSTRIKE HLDGS INC	4,436	$609K	0.07%	-441		Timeline
MOALTRIA GROUP INC	15,492	$599K	0.07%	+4,659		Timeline
BLACKROCK INCBLACKROCK INC	1,060	$597K	0.07%	+672
VUZIVUZIX CORP	131,000	$597K	0.07%	+2,000		Timeline
VCITVANGUARD SCOTTSDALE FDS	6,102	$585K	0.07%	+2,866		Timeline
PSLINVESCO EXCHANGE TRADED FD T	7,676	$583K	0.07%	+2,448		Timeline
CSQCALAMOS STRATEGIC TOTAL RETU	42,479	$572K	0.07%	new		Timeline
BARGRANITESHARES GOLD TR	30,056	$564K	0.07%	+7,364		Timeline
GSYINVESCO ACTIVELY MANAGED EXC	11,103	$561K	0.07%	+4,400		Timeline
GGTGABELLI MULTIMEDIA TR INC	86,727	$560K	0.07%	new		Timeline
AZOAUTOZONE INC	470	$553K	0.07%	new		Timeline
AXPAMERICAN EXPRESS CO	5,511	$552K	0.07%	+3,219		Timeline
ROKUROKU INC	2,903	$548K	0.06%	-343		Timeline
MRNAMODERNA INC	7,714	$546K	0.06%	+1,865		Timeline
NOCNORTHROP GRUMMAN CORP	1,721	$543K	0.06%	-7,205		Timeline
RAVIFLEXSHARES TR	7,080	$540K	0.06%	+210		Timeline
SMDVPROSHARES TR	11,341	$535K	0.06%	+5,099		Timeline
XLPSELECT SECTOR SPDR TR	8,298	$532K	0.06%	+2,661		Timeline
MDTMEDTRONIC PLC	5,102	$530K	0.06%	+2,054		Timeline
VPUVANGUARD WORLD FD	4,075	$526K	0.06%	+1,507		Timeline
XMVTXBLACKROCK MUNIVEST FUND II	37,514	$523K	0.06%	-3,135		Timeline
TXNTEXAS INSTRS INC	3,651	$521K	0.06%	-2,495		Timeline
SMHVANECK ETF TRUST	2,990	$521K	0.06%	+560		Timeline
NACNUVEEN CA DIVI ADV MUN	35,795	$521K	0.06%	0		Timeline
ORLYOREILLY AUTOMOTIVE INC	1,126	$519K	0.06%	+113		Timeline
RIVRIVERNORTH OPPORTUNITIES FD	35,713	$512K	0.06%	new		Timeline
IEMGISHARES INC	9,537	$504K	0.06%	-7,002		Timeline
BSTBLACKROCK SCIENCE & TECHNOLO	11,718	$504K	0.06%	new		Timeline
DWSHADVISORSHARES TR	26,354	$502K	0.06%	-7,629		Timeline
DNOVFIRST TR EXCHNG TRADED FD VI	15,692	$499K	0.06%	new		Timeline
MDLZMONDELEZ INTL INC	8,457	$486K	0.06%	-9,154		Timeline
APDAIR PRODUCTS AND CHEMICALS I	1,629	$485K	0.06%	new		Timeline
GNRSPDR INDEX SHS FDS	13,276	$481K	0.06%	+5,513		Timeline
SMBVANECK ETF TRUST	26,602	$480K	0.06%	new		Timeline
SPOTSPOTIFY TECHNOLOGY S A	1,908	$463K	0.05%	+1,027		Timeline
FSLYFASTLY INC	4,945	$463K	0.05%	-1,178		Timeline
UNPUNION PAC CORP	2,323	$457K	0.05%	-14,839		Timeline
VTRVENTAS INC	10,820	$454K	0.05%	-2,737		Timeline
VMOINVESCO MUN OPPORTUNIT TR	37,123	$454K	0.05%	-6,737		Timeline
PWBINVESCO EXCHANGE TRADED FD T	7,276	$450K	0.05%	new		Timeline
NUVEEN CALIFORNIA SELECT TA…NUVEEN CALIFORNIA SELECT TAX-F	28,000	$448K	0.05%	0
APOLLO SENIOR FLOATING RATE…APOLLO SENIOR FLOATING RATE FU	34,927	$448K	0.05%	new
BPBP PLC	25,521	$446K	0.05%	new		Timeline
ITMVANECK ETF TRUST	8,694	$446K	0.05%	new		Timeline
GDXVANECK ETF TRUST	11,350	$444K	0.05%	+2,250		Timeline
Proshares Short S&PProshares Short S&P	21,800	$443K	0.05%	new
SDYSPDR SERIES TRUST	4,769	$441K	0.05%	new		Timeline
ACNACCENTURE PLC IRELAND	1,909	$431K	0.05%	new		Timeline
DLNWISDOMTREE TR	4,437	$431K	0.05%	+1,539		Timeline
HYIWESTERN ASSET HIGH YIELD OPP	30,507	$428K	0.05%	+9,607		Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	1,777	$428K	0.05%	+44
ERTHINVESCO EXCHANGE TRADED FD T	7,551	$428K	0.05%	+100		Timeline
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	17,374	$426K	0.05%	+12
POCTINNOVATOR ETFS TRUST	15,897	$420K	0.05%	+197		Timeline
FMBFIRST TR EXCH TRADED FD III	7,535	$419K	0.05%	0		Timeline
WPCWP CAREY INC	6,398	$417K	0.05%	+1,304		Timeline
HYSPIMCO ETF TR	4,434	$416K	0.05%	-212		Timeline
ARKKARK ETF TR	4,433	$408K	0.05%	+900		Timeline
AEPAMERICAN ELEC PWR CO INC	4,955	$405K	0.05%	new		Timeline
MDBMONGODB INC	1,733	$401K	0.05%	+355		Timeline
ALLIANZGI ARTIFICIAL INTELLIALLIANZGI ARTIFICIAL INTELLI	18,300	$395K	0.05%	-18,000
IEFAISHARES TR	6,475	$390K	0.05%	-1,339		Timeline
GLPIGAMING & LEISURE P	10,509	$388K	0.05%	-8,723		Timeline
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED	1,402	$384K	0.05%	+594
AMANTERO MIDSTREAM CORP	71,389	$383K	0.05%	new		Timeline
BAXBAXTER INTL INC	4,764	$383K	0.05%	+2,417		Timeline
PAIWESTERN ASSET INVESTMENT GRA	23,534	$379K	0.04%	+7,334		Timeline
FDGAMERICAN CENTY ETF TR	5,792	$375K	0.04%	new		Timeline
XLCSELECT SECTOR SPDR TR	6,265	$372K	0.04%	+270		Timeline
GSGOLDMAN SACHS GROUP INC	1,828	$367K	0.04%	+501		Timeline
VUGVANGUARD INDEX FDS	1,612	$367K	0.04%	-278,128		Timeline
ZTSZOETIS INC	2,212	$366K	0.04%	new		Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	13,029	$366K	0.04%	new
NUVEEN CALIF MUNICPAL VALU FNUVEEN CALIF MUNICPAL VALU F	23,400	$366K	0.04%	0
PSXPHILLIPS 66	6,931	$359K	0.04%	-8,601		Timeline
JDJD.COM INC	4,563	$354K	0.04%	+1,142		Timeline
NOWSERVICENOW INC	728	$353K	0.04%	+41		Timeline
BKLNINVESCO EXCH TRADED FD TR II	16,172	$352K	0.04%	new		Timeline
AZNASTRAZENECA PLC-SPONS ADR	6,385	$350K	0.04%	new		Timeline
NUVEEN HIGH INCOME 2020 TARGNUVEEN HIGH INCOME 2020 TARG	36,767	$348K	0.04%	+4
FTLSFIRST TR EXCH TRADED FD III	8,132	$346K	0.04%	0		Timeline
LABORATORY CORP OF AMERICALABORATORY CORP OF AMERICA	1,835	$345K	0.04%	+165
IVVISHARES TR	1,024	$344K	0.04%	-2,369		Timeline
QSRRESTAURANT BRANDS INTL INC	5,876	$338K	0.04%	0		Timeline
VYMVANGUARD WHITEHALL FDS	4,160	$337K	0.04%	-1,149		Timeline
ARKWARK ETF TR	3,107	$337K	0.04%	-405		Timeline
STZCONSTELLATION BRANDS INC	1,758	$333K	0.04%	+54		Timeline
MARVELL TECHNOLOGY GROUP LTDMARVELL TECHNOLOGY GROUP LTD	8,387	$333K	0.04%	new
FNOVFIRST TR EXCHNG TRADED FD VI	10,000	$326K	0.04%	0		Timeline
COVETRUS INCCOVETRUS INC	13,195	$322K	0.04%	new
IBUYAMPLIFY ETF TR	3,610	$319K	0.04%	new		Timeline
PHYSICIANS REALTY TRUSTPHYSICIANS REALTY TRUST	17,757	$318K	0.04%	new
VONGVANGUARD SCOTTSDALE FDS	1,390	$310K	0.04%	-16		Timeline
PAGPPLAINS GP HLDGS L P	50,903	$310K	0.04%	+31,074		Timeline
PTLCPACER FDS TR	10,332	$305K	0.04%	-5,000		Timeline
NBBNUVEEN TAXABLE MUNICPAL INM	13,380	$300K	0.04%	+2,209		Timeline
SPLVINVESCO EXCH TRADED FD TR II	5,524	$296K	0.03%	new		Timeline
BNDXVANGUARD CHARLOTTE FDS	5,041	$293K	0.03%	new		Timeline
IRMIRON MTN INC DEL	10,905	$292K	0.03%	new		Timeline
MTUMISHARES TR	1,944	$287K	0.03%	new		Timeline
XLUSELECT SECTOR SPDR TR	4,812	$286K	0.03%	new		Timeline
SESEA LTD	1,848	$285K	0.03%	new		Timeline
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	11,628	$282K	0.03%	new
GW PHARMACEUTICALS PLCGW PHARMACEUTICALS PLC	2,855	$278K	0.03%	+1,088
LEOBNY MELLON STRATEGIC MUNS IN	33,500	$277K	0.03%	new		Timeline
ADMARCHER DANIELS MIDLAND CO	5,912	$275K	0.03%	new		Timeline
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INC	14,305	$275K	0.03%	-1,720
TORTOISE MIDSTREAM ENERGY F…TORTOISE MIDSTREAM ENERGY FUND	18,837	$273K	0.03%	-1,980
SRVRPACER FDS TR	7,682	$271K	0.03%	+1,167		Timeline
BDXBECTON DICKINSON & CO	1,161	$270K	0.03%	new		Timeline
HDBHDFC BANK LTD	5,380	$269K	0.03%	new		Timeline
HYDVANECK ETF TRUST	4,485	$268K	0.03%	new		Timeline
PZAINVESCO EXCH TRADED FD TR II	9,989	$266K	0.03%	new		Timeline
TFF PHARMACEUTICALS INCTFF PHARMACEUTICALS INC	14,300	$264K	0.03%	new
GNMAISHARES TR	5,090	$260K	0.03%	+150		Timeline
CARRCARRIER GLOBAL CORPORATION	8,450	$258K	0.03%	new		Timeline
INDEXIQ ETF TRINDEXIQ ETF TR	11,318	$257K	0.03%	0
SLVISHARES SILVER TR	11,786	$255K	0.03%	new		Timeline
BXMXNUVEEN S&P 500 BUY-WRITE INCOM	22,585	$255K	0.03%	new		Timeline
GMGENERAL MTRS CO	8,573	$254K	0.03%	new		Timeline
VKQINVESCO MUNICIPAL TRUST	21,149	$254K	0.03%	+3,614		Timeline
VTWOVANGUARD SCOTTSDALE FDS	2,088	$253K	0.03%	new		Timeline
MQYBLACKROCK MUNIYILD QULT FD I	15,785	$253K	0.03%	+2,980		Timeline
IDNINTELLICHECK MOBILISA INC	37,742	$252K	0.03%	0		Timeline
TRILLIUM THERAPEUTICS INC C…TRILLIUM THERAPEUTICS INC COM NEW	17,750	$252K	0.03%	new
OTISOTIS WORLDWIDE CORP	4,007	$250K	0.03%	+305		Timeline
NVSNOVARTIS AG	2,864	$249K	0.03%	new		Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	5,200	$245K	0.03%	+300		Timeline
EXASEXACT SCIENCES CORP	2,396	$244K	0.03%	new		Timeline
BEPBROOKFIELD RENEWABLE ENERGY	4,609	$242K	0.03%	new		Timeline
RMIRIVERNORTH OPPORTUNISTIC MUN	11,857	$242K	0.03%	new		Timeline
DHILDIAMOND HILL INVT GROUP INC	1,905	$241K	0.03%	new		Timeline
ADPAUTOMATIC DATA PROCESSING IN	1,723	$240K	0.03%	new		Timeline
EATON VANCE CORPEATON VANCE CORP	6,300	$240K	0.03%	-206
VACMARRIOTT VACATIONS WORLDWIDE	2,587	$235K	0.03%	new		Timeline
PSKSPDR SERIES TRUST	5,295	$230K	0.03%	new		Timeline
DDOGDATADOG INC	2,240	$229K	0.03%	-486		Timeline
EQIXEQUINIX INC	301	$229K	0.03%	-32		Timeline
WWAYFAIR INC	778	$226K	0.03%	new		Timeline
O'Shares Global InternetO'Shares Global Internet	5,127	$226K	0.03%	-529
BUDANHEUSER BUSCH INBEV SA NV	4,136	$223K	0.03%	new		Timeline
FISFIDELITY NATL INFORMATION SV	1,499	$221K	0.03%	new		Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	20,797	$221K	0.03%	+571
INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD	9,474	$221K	0.03%	0
FIRST TR DYNAMIC EUROPE EQUIFIRST TR DYNAMIC EUROPE EQUI	21,830	$219K	0.03%	new
WYWEYERHAEUSER CO	7,655	$218K	0.03%	-4,554		Timeline
RITMRITHM CAPITAL CORP	27,323	$217K	0.03%	new		Timeline
SVCSERVICE PPTYS TR	27,197	$216K	0.03%	+4,264		Timeline
ZSZSCALER INC	1,525	$215K	0.03%	new		Timeline
MPTMEDICAL PROPERTIES TRUST INC	12,188	$215K	0.03%	new		Timeline
ABALLIANCEBERNSTEIN HLDG L P	7,932	$214K	0.03%	new		Timeline
IJHISHARES TR	1,148	$213K	0.03%	-1,404		Timeline
ENPHENPHASE ENERGY INC	2,579	$213K	0.03%	new		Timeline
CHWYCHEWY INC	3,810	$209K	0.02%	new		Timeline
ASMLASML HLDG NV	558	$206K	0.02%	-110		Timeline
FOCUS FINANCIAL PARTNERS IN…FOCUS FINANCIAL PARTNERS INC.	6,275	$206K	0.02%	new
CNCCENTENE CORP DEL	3,478	$203K	0.02%	new		Timeline
DCP MIDSTREAM LPDCP MIDSTREAM LP	18,160	$203K	0.02%	-760
SHMSPDR SERIES TRUST	4,055	$202K	0.02%	new		Timeline
IBNICICI BK LTD	20,200	$199K	0.02%	new		Timeline
INVESCO HIGH INCOME 2024 TARINVESCO HIGH INCOME 2024 TAR	25,103	$199K	0.02%	0
THWABRDN WORLD HEALTHCARE FUND	13,783	$198K	0.02%	new		Timeline
BRTBRT APARTMENTS CORP	58,291	$183K	0.02%	new		Timeline
RRCRANGE RES CORP	27,253	$180K	0.02%	new		Timeline
XMVFXBLACKROCK MUNIVEST FUND	20,755	$180K	0.02%	+9,000		Timeline
MHFWESTERN ASSET MUN HIGH INCOM	24,000	$179K	0.02%	new		Timeline
FTAI AVIATION LTDFTAI AVIATION LTD	10,380	$178K	0.02%	new
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	24,655	$176K	0.02%	+7,905
XAWFXALLIANCEBERNSTEIN GLOBAL HIG	16,631	$175K	0.02%	new		Timeline
ALLIANZGI DIVIDEND INT & PRMALLIANZGI DIVIDEND INT & PRM	14,859	$175K	0.02%	+2,500
GOLDMAN SACHS MLP ENERGY RENGOLDMAN SACHS MLP ENERGY REN	29,221	$175K	0.02%	new
DIAXNUVEEN DOW 30SM DYNAMIC OVERWR	12,708	$172K	0.02%	new		Timeline
FRONTLINE PLC FFRONTLINE PLC F	26,190	$170K	0.02%	+16,190
BGBBLACKSTONE STRATEGIC CRED 20	13,800	$169K	0.02%	new		Timeline
IRTINDEPENDENCE RLTY TR INC	14,445	$167K	0.02%	new		Timeline
STNGSCORPIO TANKERS INC	15,105	$167K	0.02%	+300		Timeline
NSLRNEOSTELLAR CAP CORP	15,128	$164K	0.02%	-321		Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INC	12,226	$155K	0.02%	new
CHWCALAMOS GBL DYN INCOME FUND	19,000	$154K	0.02%	new		Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	20,212	$149K	0.02%	-5,235		Timeline
XEMDXWESTERN ASSET EMERGING MKTS	12,090	$149K	0.02%	+75		Timeline
BTZBLACKROCK CR ALLOCATION	10,383	$148K	0.02%	new		Timeline
KRPKIMBELL RTY PARTNERS LP	24,191	$148K	0.02%	+6,710		Timeline
SDCCQSMILEDIRECTCLUB INC CL A	12,670	$148K	0.02%	new		Timeline
NUVEEN CORPORATE INCOME 2023NUVEEN CORPORATE INCOME 2023	14,952	$141K	0.02%	0
FIRST TR HIGH INCOME L/S FDFIRST TR HIGH INCOME L/S FD	10,010	$139K	0.02%	new
XEADXALLSPRING INCOME OPPORTUNIT	18,900	$138K	0.02%	new		Timeline
CMBTCMB.TECH NV	15,000	$132K	0.02%	0		Timeline
CADENCE BANCORPCADENCE BANCORP	15,412	$132K	0.02%	new
XFRAXBLACKROCK FLOATING RATE INCO	11,310	$130K	0.02%	new		Timeline
ALTGALTA EQUIPMENT GROUP INC	16,300	$128K	0.02%	+1,800		Timeline
PAAPLAINS ALL AMERN PIPELINE L	21,284	$127K	0.02%	-5,880		Timeline
BNY MELLON ALCENTRA GLOBAL CBNY MELLON ALCENTRA GLOBAL C	14,993	$121K	0.01%	+563
BROADMARK RLTY CAP INCBROADMARK RLTY CAP INC	11,775	$116K	0.01%	new
AMARIN CORP PLCAMARIN CORP PLC	27,167	$114K	0.01%	new
PREFERRED APT CMNTYS INCPREFERRED APT CMNTYS INC	20,508	$111K	0.01%	new
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	10,000	$92K	0.01%	new
BLUEROCK RESIDENTIAL GWT REIBLUEROCK RESIDENTIAL GWT REI	11,584	$88K	0.01%	new
THERAPEUTICSMD INCTHERAPEUTICSMD INC	49,750	$79K	0.01%	+10,000
VVRINVESCO SR INCOME TR	19,462	$71K	0.01%	+2,800		Timeline
VXRTVAXART INC COM NEW (DE)	10,700	$71K	0.01%	new		Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	20,121	$69K	0.01%	new		Timeline
GABGABELLI EQUITY TR INC	12,831	$65K	0.01%	0		Timeline
PSECPROSPECT CAP CORP	12,333	$62K	0.01%	new		Timeline
EDGIO INCEDGIO INC	10,281	$59K	0.01%	new
DHCDIVERSIFIED HEALTHCARE TR	15,746	$55K	0.01%	+4,454		Timeline
ATHERSYS INCATHERSYS INC	27,482	$54K	0.01%	new
COLONY CAPITAL INCCOLONY CAPITAL INC	10,523	$29K	<0.01%	new
ARLPALLIANCE RESOURCE PARTNERS L	10,000	$28K	<0.01%	0		Timeline
J JILL INCJ JILL INC	50,000	$27K	<0.01%	0
SNDSMART SAND INC	20,000	$26K	<0.01%	new		Timeline
PROSPECT CAP CORPPROSPECT CAP CORP	23,000	$23K	<0.01%	new
HIGHPOINT RES CORPHIGHPOINT RES CORP	84,800	$20K	<0.01%	new
HNRGHALLADOR ENERGY COMPANY	28,600	$19K	<0.01%	+8,600		Timeline
180 DEGREE CAP CORP180 DEGREE CAP CORP	10,000	$19K	<0.01%	0
ASMAVINO SILVER & GOLD MINES LT	10,000	$10K	<0.01%	new		Timeline
TELLURIAN INC NEWTELLURIAN INC NEW	12,675	$10K	<0.01%	new
SECOND SIGHT MED PRODS INCSECOND SIGHT MED PRODS INC	10,000	$9K	<0.01%	new

Sold out in Q3 2020

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 135. All 135

Security	Shares before	Value before	Type
EFAISHARES TR	415,976	$24.4M	shares
CMFISHARES TR	351,204	$21M	shares
VTVVANGUARD INDEX FDS	198,433	$19.8M	shares
USMVISHARES TR	328,543	$19.5M	shares
MUBISHARES TR	300,925	$17.4M	shares
EFGISHARES TR	74,716	$6.21M	shares
DOCUDOCUSIGN INC	33,575	$5.78M	shares
IWPISHARES TR	32,698	$5.17M	shares
VNQVANGUARD INDEX FDS	60,606	$4.76M	shares
VEUVANGUARD INTL EQUITY INDEX F	94,234	$4.31M	shares
DVYISHARES TR	47,837	$3.86M	shares
IWRISHARES TR	70,278	$3.77M	shares
VBKVANGUARD INDEX FDS	18,830	$3.76M	shares
SHYISHARES TR	39,595	$3.43M	shares
IWYISHARES TR	30,000	$3.2M	shares
SPLUNK INCSPLUNK INC	14,565	$2.89M	shares
VBVANGUARD INDEX FDS	19,430	$2.83M	shares
IHIISHARES TR	10,442	$2.77M	shares
B RILEY PRIN MERGER CORP IIB RILEY PRIN MERGER CORP II	306,734	$2.7M	shares
INTCINTEL CORP	43,997	$2.63M	shares
ROPROPER TECHNOLOGIES INC	6,362	$2.47M	shares
IBMINTERNATIONAL BUSINESS MACHS	16,253	$1.96M	shares
IEFISHARES TR	15,776	$1.92M	shares
AGGISHARES TR	15,164	$1.79M	shares
RSGREPUBLIC SVCS INC	21,681	$1.78M	shares
DOWDOW HLDGS INC	43,064	$1.75M	shares
PNNTPENNANTPARK INVTS CORP	468,696	$1.65M	shares
VXUSVANGUARD STAR FDS	31,419	$1.54M	shares
ILCGISHARES TR	6,515	$1.53M	shares
VIGVANGUARD SPECIALIZED FUNDS	12,287	$1.44M	shares
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC	16,788	$1.42M	shares
IWSISHARES TR	18,061	$1.38M	shares
ACWVISHARES INC	19,971	$1.35M	shares
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	31,125	$1.32M	shares
DSLDOUBLELINE INCOME SOLUTIONS	84,631	$1.3M	shares
VBRVANGUARD INDEX FDS	11,905	$1.27M	shares
GBILGOLDMAN SACHS ETF TR	11,440	$1.15M	shares
VEAVANGUARD TAX-MANAGED FDS	29,233	$1.13M	shares
DNLWISDOMTREE TR	19,688	$1.1M	shares
EOGEOG RES INC	19,422	$984K	shares
SHWSHERWIN WILLIAMS CO	1,617	$934K	shares
VOOVANGUARD INDEX FDS	3,287	$932K	shares
SYKSTRYKER CORPORATION	4,986	$898K	shares
XYZBLOCK INC	8,382	$880K	shares
MCDMCDONALDS CORP	4,715	$870K	shares
VEEVVEEVA SYS INC	3,266	$766K	shares
VOVANGUARD INDEX FDS	4,649	$762K	shares
IVWISHARES TR	3,586	$744K	shares
UPSUNITED PARCEL SVCS INC	6,560	$730K	shares
CATCATERPILLAR INC	5,717	$723K	shares
IJRISHARES TR	10,492	$717K	shares
VTIPVANGUARD MALVERN FDS	14,051	$705K	shares
REGNREGENERON PHARMACEUTICALS	1,075	$670K	shares
IWFISHARES TR	3,482	$669K	shares
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	19,209	$628K	shares
MARMARRIOTT INTL INC NEW	6,910	$592K	shares
BIVVANGUARD BD INDEX FDS	6,431	$587K	shares
CVSCVS HEALTH CORP	8,802	$572K	shares
ILMNILLUMINA INC	1,543	$571K	shares
QCOMQUALCOMM INC	6,102	$557K	shares
GILDGILEAD SCIENCES INC	7,128	$548K	shares
CCITIGROUP INC	10,147	$519K	shares
ITWILLINOIS TOOL WKS INC	2,937	$514K	shares
CARA THERAPEUTICS INCCARA THERAPEUTICS INC	29,930	$512K	shares
VTIVANGUARD INDEX FDS	3,176	$497K	shares
SCHVSCHWAB STRATEGIC TR	9,341	$468K	shares
STTSTATE STR CORP	7,117	$452K	shares
LULULULULEMON ATHLETICA INC	1,422	$444K	shares
JKHYHENRY JACK & ASSOC INC	2,361	$434K	shares
VWOVANGUARD INTL EQUITY INDEX F	10,713	$424K	shares
DHRDANAHER CORP DEL	2,309	$408K	shares
BLVVANGUARD BD INDEX FDS	3,654	$408K	shares
LOWLOWES COS INC	2,911	$394K	shares
OKEONEOK INC NEW	11,751	$390K	shares
HRLHORMEL FOODS CORP	7,841	$378K	shares
AIMMUNE THERAPEUTICS INC.AIMMUNE THERAPEUTICS INC.	21,933	$367K	shares
SOSOUTHERN CO	6,920	$359K	shares
IWBISHARES TR	2,062	$354K	shares
RWXSPDR INDEX SHS FDS	10,042	$352K	shares
NTLAINTELLIA THERAPEUTICS INC	16,685	$351K	shares
MGCVANGUARD WORLD FD	3,113	$341K	shares
RPMRPM INTL INC	4,459	$335K	shares
EMBISHARES TR	3,042	$332K	shares
CLXCLOROX CO DEL	1,496	$329K	shares
ITAISHARES TR	1,954	$322K	shares
IWDISHARES TR	2,800	$315K	shares
LQDISHARES TR	2,257	$304K	shares
BNDVANGUARD BD INDEX FDS	3,438	$304K	shares
SCHXSCHWAB STRATEGIC TR	4,024	$298K	shares
LUVSOUTHWEST AIRLS CO	8,593	$294K	shares
IBBISHARES TR	2,146	$293K	shares
UNILEVER PLCUNILEVER PLC	5,284	$290K	shares
NMFCNEW MTN FIN CORP	30,786	$286K	shares
FBNDFIDELITY MERRIMACK STR TR	5,221	$282K	shares
CLCOLGATE PALMOLIVE CO	3,814	$280K	shares
CSWCSW INDUSTRIALS INC	4,000	$276K	shares
WMBWILLIAMS COS INC	14,174	$270K	shares
HSYHERSHEY CO	2,033	$264K	shares
WFCWELLS FARGO & CO	10,207	$261K	shares
OKTAOKTA INC	1,292	$259K	shares

How Q3 2020 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001213900-20-036301	base		2020-11-12	acceptance time not in the bulk data set	2026-10-07 18:48:21 UTC